UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | 11/14/2012(1) | 11/15/2019(2) | Common Stock | 164,000 | $ 28.24 | D | Â |
Restricted Stock Units | Â (3) | Â (3) | Common Stock | 54,000 | $ (4) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hinshaw John M C/O HEWLETT-PACKARD COMPANY 3000 HANOVER STREET PALO ALTO, CA 94304 |
 |  |  EVP, Global Tech |  |
David Ritenour as Attorney-in-Fact for John M. Hinshaw | 11/28/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On 11/15/11 the reporting person was granted a non-qualified stock option to purchase 164,000 shares, of which 82,000 shares will vest and become exercisable on each of 11/14/12 and 11/14/13 subject to the satisfaction of certain stock price performance conditions. The options will be forfeited if the applicable performance conditions have not been met by the expiration date. |
(2) | This option is no longer exercisable beginning on this date. |
(3) | On 11/15/11 the reporting person was granted 54,000 restricted stock units ("RSUs"), 18,000 of which will vest on each of 11/15/12, 11/15/13 and 11/15/14. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. |
(4) | Each restricted stock unit represents a contingent right to receive one share of HP common stock. |