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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 11/15/2013 | M | 18,945 (2) | (2) | (2) | Common Stock | 18,945 | (2) | 18,942 | D | ||||
Restricted Stock Units | (1) | 04/03/2013 | A | 237.8122 (3) | (3) | (3) | Common Stock | 237.8122 | (3) | 13,472.3198 | D | ||||
Restricted Stock Units | (1) | 04/03/2013 | A | 916.7343 (4) | (4) | (4) | Common Stock | 916.7343 | (4) | 50,700.436 | D | ||||
Restricted Stock Units | (1) | 04/03/2013 | A | 242.8649 (5) | (5) | (5) | Common Stock | 242.8649 | (5) | 13,316.8649 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hinshaw John M C/O HEWLETT-PACKARD COMPANY 3000 HANOVER STREET PALO ALTO, CA 94304 |
EVP, Technology and Operations |
/s/ David Ritenour as Attorney-in-Fact for John M. Hinshaw | 11/19/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents a contingent right to receive one share of HP common stock. |
(2) | As previously reported, on 11/15/11 the reporting person was granted 54,000 restricted stock units ("RSUs"), 18,000 of which vested on 11/15/12 and 11/15/13, and 18,000 of which will vest on 11/15/14. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities beneficially owned immediately prior to the transaction being reported includes 216.8873 dividend equivalent rights at $21.91 per RSU credited to the reporting person's account on 04/03/13; 207.5933 dividend equivalent rights at $25.18 per RSU credited to the reporting person's account on 07/03/13; and 244.2617 dividend equivalent rights at $21.40 per RSU credited to the reporting person's account on 10/02/13. The number of derivative securities in column 5 includes 945 vested dividend equivalent rights and a deminimus adjustment of 0.8795. |
(3) | As previously reported, on 12/12/11 the reporting person was granted 19,203 restricted stock units ("RSUs"), 6,401 of which vested on 12/12/12, and 6,401 of which will vest on each of 12/12/13 and 12/12/14. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 237.8122 dividend equivalent rights being reported reflect 77.1275 dividend equivalent rights at $21.91 per RSU credited to the reporting person's account on 04/03/13; 73.8225 dividend equivalent rights at $25.18 per RSU credited to the reporting person's account on 07/03/13; and 86.8622 dividend equivalent rights at $21.40 per RSU credited to the reporting person's account on 10/02/13. |
(4) | On 12/06/12 the reporting person was granted 49,350 restricted stock units ("RSUs"), 16,450 of which will vest on each of 12/06/13, 12/06/14, and 12/06/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 916.7343 dividend equivalent rights being reported reflect 297.3163 dividend equivalent rights at $21.91 per RSU credited to the reporting person's account on 04/03/13; 284.5759 dividend equivalent rights at $25.18 per RSU credited to the reporting person's account on 07/03/13; and 334.8421 dividend equivalent rights at $21.40 per RSU credited to the reporting person's account on 10/02/13. |
(5) | On 01/16/13 the reporting person was granted 13,074 restricted stock units ("RSUs"), 4,358 of which will vest on each of 01/16/14, 01/16/15, and 01/16/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 242.8649 dividend equivalent rights being reported reflect 78.7662 dividend equivalent rights at $21.91 per RSU credited to the reporting person's account on 04/03/13; 75.3910 dividend equivalent rights at $25.18 per RSU credited to the reporting person's account on 07/03/13; and 88.7077 dividend equivalent rights at $21.40 per RSU credited to the reporting person's account on 10/02/13. |