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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (2) | 07/02/2014 | A | 7.0838 (3) | (3) | (3) | Common Stock | 7.0838 | (3) | 1,599.4382 | D | ||||
Restricted Stock Units | (2) | 07/02/2014 | A | 21.2515 (4) | (4) | (4) | Common Stock | 21.2515 | (4) | 4,687.3147 | D | ||||
Restricted Stock Units | (2) | 07/02/2014 | A | 31.4852 (5) | (5) | (5) | Common Stock | 31.4852 | (5) | 6,886.2876 | D | ||||
Restricted Stock Units | (2) | 07/02/2014 | A | 45.9315 (6) | (6) | (6) | Common Stock | 45.9315 | (6) | 9,865.0054 | D | ||||
Restricted Stock Units | (2) | 07/02/2014 | A | 59.0319 (7) | (7) | (7) | Common Stock | 59.0319 | (7) | 12,559.0319 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ricci Jeff T C/O HEWLETT-PACKARD COMPANY 3000 HANOVER STREET PALO ALTO, CA 94304 |
SVP, Controller & PAO |
/s/ Katie Colendich as Attorney-in-Fact for Jeff T. Ricci | 07/08/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 3, 2014. |
(2) | Each restricted stock unit represents a contingent right to receive one share of HP common stock. |
(3) | As previously reported, on 12/07/11 the reporting person was granted 4,500 restricted stock units ("RSUs"), 1,500 of which vested on each of 12/07/12 and 12/07/13, and 1,500 of which will vest on 12/07/14. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 7.0838 dividend equivalent rights being reported reflect 7.0838 dividend equivalent rights at $33.88 per RSU credited to the reporting person's account on 07/02/14. |
(4) | As previously reported, on 12/06/12 the reporting person was granted 6,750 RSUs, 2,250 of which vested on 12/06/13, and 2,250 of which will vest on each of 12/06/14 and 12/06/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 21.2515 dividend equivalent rights being reported reflect 21.2515 dividend equivalent rights at $33.88 per RSU credited to the reporting person's account on 07/02/14. |
(5) | As previously reported, on 02/19/13 the reporting person was granted 10,000 RSUs, 3,333 of which vested on 02/19/14, 3,333 of which will vest on 02/19/15, and 3,334 of which will vest on 02/19/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 31.4852 dividend equivalent rights being reported reflect 31.4852 dividend equivalent rights at $33.88 per RSU credited to the reporting person's account on 07/02/14. |
(6) | As previously reported, on 12/11/13 the reporting person was granted 9,726 RSUs, 3,242 of which will vest on each of 12/11/14, 12/11/15, and 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 45.9315 dividend equivalent rights being reported reflect 45.9315 dividend equivalent rights at $33.88 per RSU credited to the reporting person's account on 07/02/14. |
(7) | As previously reported, on 05/23/14 the reporting person was granted 12,500 RSUs, 4,166 of which will vest on 05/23/15, and 4,167 of which will vest on each of 05/23/16 and 05/23/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 59.0319 dividend equivalent rights being reported reflect 59.0319 dividend equivalent rights at $33.88 per RSU credited to the reporting person's account on 07/02/14. |