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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 23.59 | 10/17/2014 | M | 6,000 | 09/27/2012(3) | 09/27/2019(4) | Common Stock | 6,000 | $ 0 | 0 | D | ||||
Employee Stock Option (right to buy) | $ 28.41 | 10/17/2014 | M | 10,500 | 12/07/2012(3) | 12/07/2019(4) | Common Stock | 10,500 | $ 0 | 5,250 | D | ||||
Employee Stock Option (right to buy) | $ 21.3 | 10/17/2014 | M | 21,909 | 09/26/2014(3) | 09/26/2021(4) | Common Stock | 21,909 | $ 0 | 43,819 | D | ||||
Restricted Stock Units | (5) | 10/01/2014 | A | 16.2084 (6) | (6) | (6) | Common Stock | 16.2084 | (6) | 3,748.2309 | D | ||||
Restricted Stock Units | (5) | 10/01/2014 | A | 34.1164 (7) | (7) | (7) | Common Stock | 34.1164 | (7) | 7,707.1164 | D | ||||
Restricted Stock Units | (5) | 10/01/2014 | A | 231.5485 (8) | (8) | (8) | Common Stock | 231.5485 | (8) | 52,314.3788 | D | ||||
Restricted Stock Units | (5) | 10/01/2014 | A | 133.9415 (9) | (9) | (9) | Common Stock | 133.9415 | (9) | 30,261.3134 | D | ||||
Restricted Stock Units | (5) | 10/01/2014 | A | 21.747 (10) | (10) | (10) | Common Stock | 21.747 | (10) | 4,784.747 | D | ||||
Restricted Stock Units | (5) | 10/01/2014 | A | 141.5548 (11) | (11) | (11) | Common Stock | 141.5548 | (11) | 31,145.423 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Fink Martin C/O HEWLETT-PACKARD COMPANY 3000 HANOVER STREET PALO ALTO, CA 94304 |
EVP, CTO |
/s/ Katie Colendich as Attorney-in-Fact for Martin Fink | 10/21/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price in Column 4 is a weighted average price. The prices actually received ranged from $34.0300 to $34.0550. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares sold at each price within the range. |
(2) | The total beneficial ownership also includes the acquisition of 5.3320 shares at $35.0956 per share received on 10/01/14 through dividends paid in shares. |
(3) | This option became exercisable beginning on this date. |
(4) | This option is no longer exercisable beginning on this date. |
(5) | Each restricted stock unit represents a contingent right to receive one share of HP common stock. |
(6) | As previously reported, on 12/07/11 the reporting person was granted 10,500 Restricted Stock Units ("RSUs"), 3,500 of which vested on each of 12/07/12 and 12/07/13, and 3,500 of which will vest on 12/07/14. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 16.2084 dividend equivalent rights being reported reflect 16.2084 dividend equivalent rights at $34.55 per RSU credited to the reporting person's account on 10/01/14. |
(7) | As previously reported, on 09/19/12 the reporting person was granted 22,100 RSUs, 7,366 of which vested on 09/19/13, 7,367 of which vested on 09/19/14, and 7,367 of which will vest on 09/19/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 34.1164 dividend equivalent rights being reported reflect 34.1164 dividend equivalent rights at $34.55 per RSU credited to the reporting person's account on 10/01/14. |
(8) | As previously reported, on 11/27/12 the reporting person was granted 50,000 RSUs, 25,000 of which will vest on each of 11/27/14 and 11/27/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 231.5485 dividend equivalent rights being reported reflect 231.5485 dividend equivalent rights at $34.55 per RSU credited to the reporting person's account on 10/01/14. |
(9) | As previously reported, on 12/06/12 the reporting person was granted 43,384 RSUs, 14,461 of which vested on 12/06/13, 14,461 of which will vest on 12/06/14, and 14,462 of which will vest on 12/06/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 133.9415 dividend equivalent rights being reported reflect 133.9415 dividend equivalent rights at $34.55 per RSU credited to the reporting person's account on 10/01/14. |
(10) | As previously reported, on 09/26/13 the reporting person was granted 7,043 RSUs, 2,347 of which will vest on 09/26/14, and 2,348 of which will vest on each of 09/26/15 and 09/26/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 21.7470 dividend equivalent rights being reported reflect 21.7470 dividend equivalent rights at $34.55 per RSU credited to the reporting person's account on 10/01/14. |
(11) | As previously reported, on 12/11/13 the reporting person was granted 30,567 RSUs, 10,189 of which will vest on each of 12/11/14, 12/11/15 and 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 141.5548 dividend equivalent rights being reported reflect 141.5548 dividend equivalent rights at $34.55 per RSU credited to the reporting person's account on 10/01/14. |