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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Units | (1) | 10/01/2014 | A | 43.7248 (2) | (2) | (2) | Common Stock | 43.7248 | (2) | 3,218.7248 | D | ||||
| Restricted Stock Units | (1) | 04/20/2015 | A | 4,116 (3) | (3) | (3) | Common Stock | 4,116 | (3) | 4,116 | D | ||||
| Nonemployee Stock Option (Right to Buy) | $ 33.41 | 04/20/2015 | A | 19,559 (4) | 04/20/2016(5) | 04/20/2025(6) | Common Stock | 19,559 | $ 0 | 19,559 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| KLEINFELD KLAUS C/O HEWLETT-PACKARD COMPANY 3000 HANOVER STREET PALO ALTO, CA 94304 |
X | |||
| /s/ Katie Colendich as Attorney-in-Fact for Klaus Kleinfeld | 04/22/2015 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Each restricted stock unit represents a contingent right to receive one share of HP common stock. |
| (2) | As previously reported, on 07/17/14 the reporting person was granted 3,175 restricted stock units ("RSUs"), all of which will cliff vest on 07/16/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 43.7248 dividends being reported reflect 14.7033 dividends at $34.55 per share deferred on 10/01/14; 12.7863 dividends at $39.73 per share deferred on 01/07/15; and 16.2352 dividends at $31.29 per share deferred on 04/01/15. |
| (3) | On 04/20/15 the reporting person was granted 4,116 RSUs, all of which will cliff vest on 04/20/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. |
| (4) | These options were acquired under HP's Second Amended and Restated 2004 Stock Incentive Plan. |
| (5) | This option will cliff vest and become exercisable beginning on this date. |
| (6) | This option is no longer exercisable beginning on this date. |