|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WEST COAST ASSET MANAGEMENT INC 1205 COAST VILLAGE ROAD MONTECITO, CA 93108 |
X | |||
WEST COAST OPPORTUNITY FUND LLC 1205 COAST VILLAGE ROAD MONTECITO, CA 93108 |
X | |||
Lowe R Atticus 1205 COAST VILLAGE ROAD MONTECITO, CA 93108 |
X | |||
Helfert Lance W 1205 COAST VILLAGE ROAD MONTECITO, CA 93108 |
X | |||
Orfalea Paul J 1205 COAST VILLAGE ROAD MONTECITO, CA 93108 |
X |
/Diana Pereira as Chief Financial Officer for West Coast Asset Management, Inc./ | 05/19/2009 | |
**Signature of Reporting Person | Date | |
Diana Pereira As Chief Financial Officer for West Coast Asset Management, Inc., Managing Member for West Coast Opportunity Fund, LLC/ | 05/19/2009 | |
**Signature of Reporting Person | Date | |
Diana Pereira, as Attorney-In-Fact for Atticus Lowe/ | 05/19/2009 | |
**Signature of Reporting Person | Date | |
Diana Pereira, as Attorney-In-Fact for Lance Helfer/ | 05/19/2009 | |
**Signature of Reporting Person | Date | |
Diana Pereira, as Attorney-In-Fact for Paul Orfalea/ | 05/19/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | West Coast Asset Management, Inc. (the "Managing Member") is the managing member of West Coast Opportunity Fund, LLC (the "Fund"). The Fund directly owns all of the securities reported herein. Atticus Lowe, Lance Helfert and Paul Orfalea serve on the investment committee of the Managing Member. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. |