|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WEST COAST OPPORTUNITY FUND LLC 1205 COAST VILLAGE ROAD MONTECITO, CA 93108 |
X | |||
WEST COAST ASSET MANAGEMENT INC 1205 COAST VILLAGE ROAD MONTECITO, CA 93108 |
X | |||
Lowe R Atticus 1205 COAST VILLAGE ROAD MONTECITO, CA 93108 |
X | |||
Helfert Lance W 1205 COAST VILLAGE ROAD MONTECITO, CA 93108 |
X | |||
Orfalea Paul J 1205 COAST VILLAGE ROAD MONTECITO, CA 93108 |
X |
/West Coast Opportunity Fund, LLC By: West Coast Asset Management, Inc., By: Diana Pereira, Chief Financial Officer | 07/07/2009 | |
**Signature of Reporting Person | Date | |
West Coast Asset Management, Inc. By: Diana Pereira, Chief Financial Officer | 07/07/2009 | |
**Signature of Reporting Person | Date | |
Atticus Lowe By: Diana Pereira By: Power of Attorney | 07/07/2009 | |
**Signature of Reporting Person | Date | |
Paul Orfalea By: Diana Pereira By: Power of Attorney | 07/07/2009 | |
**Signature of Reporting Person | Date | |
Lance Helfert By: Diana Pereira By: Power of Attorney | 07/07/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Remarks: West Coast Asset Management, Inc., (the "Investment Manager") is the investment manager of the West Coast Opportunity Fund, LLC (the"Fund"). Atticus Lowe, Lance Helfert and Paul Orfalea serve on the investment committee of the Investment Manager. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the benefiical owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934, or for any other purpose. |