Edgar Filing: Clough Global Allocation Fund

Clough Global Allocation Fund N-PX

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-21583

CLOUGH GLOBAL ALLOCATION FUND

(Exact name of registrant as specified in charter)

1290 Broadway, Suite 1100, Denver, Colorado 80203

(Address of principal executive offices) (Zip code)

Erin E. Douglas

Clough Global Allocation Fund

1290 Broadway, Suite 1100

Denver, Colorado 80203

(Name and address of agent for service)

Registrant’s Telephone Number, including Area Code: (303) 623-2577

Date of fiscal year end: March 31

Date of reporting period: July 1, 2009 – June 30, 2010

Item 1 – Proxy Voting Record.

Company

Security ID

S/H
Meeting Date

Matter Voted on

Who Proposed
(issuer or S/H)

Did Fund Vote

How Voted

For/Against
Mgmt Position

INSPUR INTERNATIONAL LTD

G4820C122

7/2/2009

Approve & ratify the equity interest transfer agreement date 01 Jun 2009

Issuer

Yes

For

KINGBOARD CHEMICAL HOLDINGS LTD

G52562140

7/13/2009

Approve allotment & issuance of an aggregate up to 940,750 new shares of nominal value of HKD

Issuer

Yes

For

ANALOG DEVICES, INC.

032654SMH

7/17/2009

Approve an employee stock option exchange program

Issuer

Yes

For

ELECTRONIC ARTS INC.

285512109

7/28/2009

Elect directors; Approve the employee stock option prog; Approve amendments to incentive plan & employee stock purch plan; Ratify KPMG as auditors

Issuer

Yes

For

BE AEROSPACE, INC.

73302101

7/29/2009

Elect directors; Proposal to ratify Deloitte & touche as accounting firm for 2009; Proposal to adopt amendments; AGAINST proposal to adopt the stockhold proposal; Transact any other business that may come before the meeting

Issuer

Yes

AGAINST on proposal 4

LENOVO GROUP LTD

Y5257Y107

7/29/2009

Received on 7/25 when the deadline was 7/15

APOLLO INVESTMENT CORPORATION

03761U106

8/5/2009

Vote for Directors; Ratify pricewaterhousecoopers as accoung firm fo YE 2010; Approve proposal to authorize flexibility for the company; Approve to authorize company to issue warrants or securities

Issuer

Yes

For

XILINX, INC.

983919SMH

8/20/2009

Election of Directors; Approve amendment to stock purchase plan; Proposal to approve 2007 equity incentive plan; Proposal to ratify Ernst & Young as external auditors

Issuer

Yes

For

PENNANTPARK INVESTMENT CORPORATION

708062104

8/25/2009

Approve proposal to authorize the flexibility for pennantpark investment corp; Approve to authroize Pennantpark invest. To sell or issue warrants; transact such other business

Issuer

Yes

For

SHUI ON LAND LTD

G81151113

8/26/2009

Approve & ratify the Supplemental Agreement; Authorize directors to allot, issue and deal w. additional shares of the company

Issuer

Yes

For

INDOCHINA CAPITAL VIETNAM HOLDINGS LTD

G47690105

9/3/2009

Appoint Mr. Eric Brock to the board of directors; Approve such number of issued ordinary shares in the capital of the company

Issuer

Yes

For

SHANGHAI INDUSTRIAL HOLDINGS LTD

Y7683K107

9/16/2009

Approve and ratify the sale and purchase agreement entered into between Glory Shine Holdings LTD as vendor and S.I. Urban Development Holdings Limited as purchases for the sale and purchase of the Sale Share and Sale Loans

Issuer

Yes

For

SHANGHAI INDUSTRIAL HOLDINGS LTD

Y7683K107

9/16/2009

Approve & ratify the sale & purchase agreement dated 12 Aug 2009

Issuer

Yes

For

SYMANTEC CORPORATION

871503108

9/22/2009

Elect Directors; Ratify KPMG as accounting firm for the 2010 fiscal year; AGAINST considering and voting s/h proposal regarding special meetings

Issuer/ S/H

Yes

For

PARTNERRE LTD.

G6852T105

9/24/2009

Approve issuance of common shares; Approve increase in the size of the board of directors; Approve amendment to 2005 employee equity plan

Issuer

Yes

For

CHINA DONGXIANG (GROUP) CO LTD

G2112Y109

9/25/2009

Approve and ratify the execution of the agreement entered into between Shanghai Gabanna Sporting Goods Co., Dong Gan Jing Ji Co. LTD., and Dong Gan Jiu Liu Sportswear Co. LTD. Approve the New Framework Agreement. Approve the annual caps of the company under the New Framework Agreement for the next three years.

Issuer

Yes

For

GOLAR LNG LIMITED

G9456A100

9/25/2009

Election of directors; Proposal to set max. numner of directors to be no more than 8; Proposal to resolve vacancies in the number of directors; Appoint pricewaterhousecoopers as auditors; proposal to approve the remuneration; proposal to reduce share premuim account

Issuer

Yes

For

NATIONAL SEMICONDUCTOR CORPORATION

637640SMH

9/25/2009

Elect directors; Ratify appointment of KPMG as auditors; Approve executive officers incentive plan; Approve 2009 incentive award plan; Amendments to existing equity incentive plans

Issuer

Yes

For

SHANGHAI INDUSTRIAL HOLDINGS LTD

Y7683K107

9/16/2009

Approve and ratify the sale and purchase agreement dated 27 Jul 2009

Issuer

Yes, but voted after deadline

Yes

For

Tyco Electronics LTD

H8912P106

10/8/2009

Approve payment of a distribution to shareholders through a reduction of the par value of shared. Payment to be made in two installments on or before 3/26/10

Issuer

Yes

For

Indochina Capital Vietnam Holdings Ltd

G47690105

10/19/2009

Amend the Memorandum of Association, amend the articles of association

Issuer

Yes

For

Hang Lung Group Ltd

Y30148111

10/20/2009

Receive and approve financial statements and reports of the directors and auditors, declare a final dividend, reelect directors, reappoint auditors, authorize share repurchase, authorize share issuance,

Issuer

Yes

For

Hang Lung Properties

Y30166105

10/20/2009

Issuer

Yes

For

Matrix Service Company

576853105

10/23/2009

Appoint directors, approve independent registered public account firm for fiscal 2010, approve amendment number three to the Matrix Service Co. 2004 stock incentive plan.

Issuer

Yes

For

Sino Land Company Limited

Y80267126

11/5/2009

Receive the audited financial statements and the Directors’ and the Independent Auditor’s reports for the YE June 30, 2009. Declare a final divident of 0.3 HKD per share. Director elections. Re-appoint auditor. Approve share repurchase and issue mandates.

Issuer

Yes

For

Seagate Technology

G7945J104

10/28/2009

Director Elections. Approve increase in common shares by 10 mil. Shares. Approve employee stock option exchange program. Ratify the appointment of Ernst & Young as the independent reigster public accounting firm.

Issuer

Yes

For

Noble Corporation

H5833N103

10/29/2009

Director elections. Approval of the amendment and restatement of the Noble corporation 1991 Stock Option and Restricted Stock Plan effective as of October 29, 2009.

Issuer

Yes

For

Noble Corporation

H5833N104

10/29/2009

Director elections. Approval of the amendment and restatement of the Noble corporation 1991 Stock Option and Restricted Stock Plan effective as of October 29, 2009.

Issuer

Yes

For

Foster Wheeler AG

H27178104

11/4/2009

Director election. “In the event counterproposals, alterations or amendments of the agenda items or other matters are raised at the extraordinary general meeting, I instruct the appointed proxies to vote as follows”

Issuer

Yes

For

KLA-Tencor Corp

482480SMH

11/4/2009

Director elections, amendment and restatement of 2004 equity incentive plan to increase number of shares reserved for issuance. Approve the material terms of the companys performance bonus plan. Appoint PriceWaterhouseCoopers LLP as the independent registered public accounting firm

Issuer

Yes

For

Linear Technology Corp

535678SMH

11/4/2009

Director elections. Approve an amendement to the 2005 employee stock purchase plan to increase the shares reserved for issuance. Approve the company’s 2009 excecutive bonus plan. Ratify the Appointment of Ernst & Young LLP as the company’s independent registered public accounting firm.

Issuer

Yes

For

AVNET, Inc.

53807103

11/5/2009

Director elections. Ratify appointment of KPMG LLP as the independent registered public accounting firm.

Issuer

Yes

For

SHANGHAI INDL HLDGS LTD

Y7683K107

11/16/2009

Approve the “Share Swap Merger Agreement”

Issuer

Yes

For

Cisco Systems

17275R102

11/11/2009

Director elections. Approve an amendement to the 2005 incentive plan. Approve amendment of the employee stock purchase plan. Ratify the appointment of PWC LLP as Cisco’s independent registered public account firm. Establish a board committee on human rights. Approve right for shareholders to vote annually on the compensation of executive officers. Request board to publish a report to summarize steps Cisco could take to reduce violations of human rights

Issuer/SH

Yes

For Issuer proposals. Against shareholder proposals

For

Dreyfus Treasury Prime Cash Management

261941207

11/16/2009

Approve changes to fundamental policies and investment restrictions regarding borrowing, lending and investment in other investment companies

Issuer

Yes

For

Microsoft Corp

594918104

11/18/2009

Director elections. Ratify selection of Deloitte and Touche LLP as the independent auditor. Approve amendments to amended and restated articles of incorporation. Advisory vote on executive compensation. Adoption of healthcare reform principles. Disclosure of charitable contributions

Issuer/Shareholder

Yes

For Issuer proposals. Against shareholder proposals

For

Magal Security Systems LTD

M6786D104

11/18/2009

Director elections. Ratify and approve the terms of procurement of a directors and officers liability insurance policy. Ratify and approve the reappointment of Kost Forer Gabbay & Kasierer as independent registered public accountants.

Issuer

Yes

For

SUN HUNG KAI PROPERTIES LTD

Y82594121

12/3/2009

Receive audited financial statements and the reports of the Directors and auditors. Declare the final dividend. Director elections. Approve to fix the director fees. Re-appoint the auditors. Authorize share repurchases.

Issuer

Yes

For

HENDERSON LAND DEVELOPMENT CO LTD

Y31476107

12/3/2009

Director elections, approve director fees, re-appoint auditors, authorize share repurchases, authorize share issuance.

Issuer

Yes

For

NEW WORLD DEPT STORE CHINA LTD

G65007109

12/8/2009

Receive the audited financial statements, reports of the directors and the independent auditors report. Declare a final dividend. Director elections. Authorize the Board to fix the remuneration of Directors. Re-appoint PWC as the auditor. Authorize directors to issue and repurchase shares.

Issuer

Yes

For

ZHUZHOU CSR TIMES ELECTRIC CO LTD

Y9892N104

12/18/2009

Approve issuance of short term debt financing instruments in the aggregate principal amount of up to 1 billion RMB.

Issuer

Yes

For

MAXIM INTEGRATED PRODUCTS, INC.

57772KSMH

12/10/2009

Director elections. Ratify the appointment of Deloitte and Touche LLP as maxim’s independent registered public accounting firm. Increase number of shares available for issuance for employee stock purchase plan by 2,000,000. Approve the adoption of Maxim’s executive bonus plan.

Issuer

Yes

For

MICRON TECHNOLOGY, INC.

595112SMH

12/10/2009

Director elections. Approve the company’s executive officer performance incentive plan. Ratify the appointment of PWC LLP as the company’s independent registered public accounting firm.

Issuer

Yes

For

LOCALIZA RENT A CAR SA, BELO HORIZONTE

P6330Z111

12/28/2009

Approve the merger of its wholly-owned subsidiary Localiza Franchising Internacional SA and approve related reports and preparations.

Issuer

Yes

For

SHANGHAI INDL HLDGS LTD

Y7683K107

1/11/2010

Approve and ratify the sale and purchase agreement entered into between Glory Shine Holdings Limited and SI Urban Development Holdings Ltd. And all transactions contemplated under the agreement. Elect director.

Issuer

Yes

For

PT BAKRIE SUMATERA PLANTATIONS TBK

Y7117V133

1/18/2010

Approve the addition of capital through pre-emptive rights III, with warrant SERI II and allow the acquisition of shares of companies in the plantation, coconut, rubber and oleo chemical sectors.

Issuer

Yes

For

LONMIN PUB LTD CO

G56350112

1/28/2010

Receive reports and accounts. Approve the Director’s remuneration report and re-appoint KPMG as the auditors. Re-elect directors and grant authority to allot and purchase its own shares; approve the misapplication of preemption rights. Adopt the new Articles of Association and allow for a 14 day notice period for general meetings other than AGMs.

Issuer

Yes

For

ARVINMERITOR, INC.

043353101

1/28/2010

Elect Director and approve selection of Deloitte & Touche LLP as auditors; adopt the 2010 Long Incentive Plan and approve performance goals.

Issuer

Yes

For

KRAFT FOODS INC.

50075N104

2/1/2010

Approve issuing up to 370 million shares of Class A stock in connection with Cadbury acquisition; adjournment of the special meeting and allow additional proxies for issuing additional Class A shares.

Issuer

Yes

For

PENNANTPARK INVESTMENT CORPORATION

708062104

2/2/2010

Elect Director and ratify KPMG as accounting firm FYE 30 SEP 2010 and approval to sell shares of common stock at a price below the current net asset value per share contingent upon the approval of the board of directors.

Issuer

Yes

For

BLACKROCK KELSON CORP

092533108

2/8/2010

Authorize the issuing of shares of common stock at a price below the company’s then current net asset value per share.

Issuer

Yes

For

QUALCOMM, INCORPORATED

747525103

3/2/2010

Elect Directors and approve an amendment to the 2006 Long-Term Incentive Plan to increase shares reserve by 13 million shares; To ratify the selection of Pricewaterhousecoopers LLP as public accountants for FYE 26 SEP 2010.

Issuer

Yes

For

BANK OF AMERICA CORPORATION

060505104

2/23/2010

Approve the increase of authorized shares of common stock from 10 Billion to 11.3 Billion and approve additional proxies in the event that there are not sufficient votes approving the increase of authorized shares.

Issuer

Yes

For

DEERE & COMPANY

244199105

2/24/2010

Elect directors and approve an amendment to the Certificate of Incorporation to provide for annual election of all directors; Approve the amendment to the John Deere Omnibus Equity and Incentive Plan and re-approve the John Deere Short-Term Incentive Bonus Plan. Ratify the appointment of Deloitte & Touche LLP as the public accountant for fiscal year 2010.

Issuer

Yes

For

DEERE & COMPANY

244199106

2/25/2010

Approve CEO pay disparity, advisory vote on executive compensation and separation of CEO and Chairman responsibilities.

S/H

Yes

Against

HEWLETT-PACKARD COMPANY

428236103

3/17/2010

Elect directors and ratify the appointment of the independent registered public accounting firm FYE 31 OCT 2010; approve the amended and restated 2004 Stock Incentive Plan and conduct an advisory vote on executive compensation.

Issuer

Yes

For

BANK OF CHINA LTD, BEIJING

Y0698A107

3/19/2010

Authorize the Board to allot, issue and/or deal with A Shares and/or H Shares to make or grant offers, agreements, options or conversion rights. The shares allotted and/or dealt with by the Board shall not exceed 20% of the aggregate nominal amount of existing A Shares and/or H Shares at the date of the passing of this resolution. Approve the Capital Management Plan 2010 to 2012 and approve the Feasibility Analysis Report and Utilization Report; Elect Mr. Li Jun as Supervisor of the Bank.

Issuer

Yes

For

ANGLO PLATINUM LTD

S9122P108

3/29/2010

Adopt the annual financial statements FYE 31 DEC 2009, Directors’ report, and the report of the Auditors. Re-elect Directors and re-appoint Deloitte & Touche as Auditors; Approve the fees payable to the Chairman and Non-Executive Directors for their services to the board and approve the Remuneration Policy. Approve the placement of authorized but unissued shares of 10 cents each in the share capital of the Company and the acquisition of ordinary shares of 10 cents each Ordinary issued by the Company, and/or conclude derivative transactions, not exceeding 10% above the weighted average market price of such shares.

Issuer

Yes

For

BAKER HUGHES INCORPORATED

057224107

3/19/2010

Approve the issuance of shares of common stock pursuant to the merger dated AUG 30, 2009 among Baker Hughes Incorporated, BSA Acquisition LLC and BJ Services Co.; Approve the amendment to the 2002 Director & Officer Long-Term Incentive Plan and the 2002 Employee Long-Term Incentive Plan; Authorize the postponement of the special meeting to solicit additional proxies if there are insufficient votes.

Issuer

Yes

For

SAMSUNG ELECTRS LTD

Y74718100

3/19/2010

Approve financial statements and elect director and audit committee member; approve remuneration for Director.

Issuer

Yes

For

LG ELECTRONICS INC, SEOUL

Y5275H177

3/19/2010

Approve the financial statement and the partial amendment to the Articles of Incorporation; Elect directors and Audit Committee Member and approve the limit of remuneration for the Directors.

Issuer

Yes

For

ARES CAPITAL CORPORATION

04010L103

3/26/2010

Approve the issuance of common stock and the adjournment of the special meeting to solicit additional proxies if there are insufficient votes.

Issuer

Yes

For

CHINA SOUTH CITY HOLDINGS LIMITED, HONG KONG

Y1515Q101

3/19/2010

Approve and ratify the non-exercise of the Rights of First Offer.

Issuer

Yes

For

SANTOS BRASIL PARTICIPACOES S A

P8338G111

3/26/2010

Approve the capital budget and the destination of net profits and distribution of dividends; Elect Board of Directors and Members of the Finance Committee; Acknowledge the discussion of the financial statements FYE 31 DEC 2009 and approve the global remuneration of the Company Directors.

Issuer

Yes

For

SANTOS BRASIL PARTICIPACOES S A

P8338G111

3/26/2010

Approve the increase in maximum number of Directors; approve the merger of Tecon Imbituba S.A. and the transferred part of Union Armazenagem E Operacoes Portuaria; Ratify the nomination of the experts who will evaluate net assets.

Issuer

Yes

For

HYNIX SEMICONDUCTOR INC

Y3817W109

3/26/2010

Approve the financial statements and amend the articles of Incorporation; Elect Director and Outside Director; Approve remuneration of Director

Issuer

Yes

For

BAKER HUGHES INCORPORATED

057224107

4/22/2010

Elect directors and ratify Deloitte & Touche as the company’s accounting firm for 2010; Approve amendment to Certificate of Incorporation; shareholder proposal (against)- Approve stockholder proposal regarding Majority Vote Standard for Director elections.

Issuer and S/H

Yes

Against proposal 4

For

CIE GENERALE DES ETABLISSEMENTS MICHELIN SA, CLERM

F61824144

5/7/2010

Approve the accounts for 2009; Approve the allocation of the result for 2009 and setting of the dividend; Approve a regulated agreement authorized by the Board of Directors and approve the renewal of a member of the Supervisory Board; Approve Auditors and authorize Managers to enable the Company to operate on its own shares under a Share Repurchase Program with a max purchase price of EUR 100 per share; Authorize managers to issue bond loans and issue shares or tangible assets granting access to the Company’s capital stock.

Issuer

Yes

For

BORGWARNER INC.

099724106

4/28/2010

Elect director and ratify the appointment of PWC as the accounting firm for 2010.

Issuer

Yes

For

SEAGATE TECHNOLOGY

G7945J104

4/14/2010

Approval of the Scheme of Arrangement; Approval of a motion to adjourn the special meeting to a later date to solicit additional proxies if there are insufficient proxies to conduct the vote on the Scheme of Arrangement proposal; Approve the cancellation of Seagate - Cayman’s share capital; Approve the creation of “Distributable Reserves” of Seagate - Ireland.

Issuer

Yes

For

THE GOODYEAR TIRE & RUBBER COMPANY

382550101

4/13/2010

Elect Directors and appoint PWC as the accounting firm.

Issuer

Yes

For

CAPSTEAD MORTGAGE CORPORATION

14067E506

4/28/2010

Elect Directors and appoint E&Y as the accounting firm FYE 31 DEC 2010.

Issuer

Yes

For

AMERICAN AXLE & MANUFACTURING HLDGS, INC

024061103

4/29/2010

Elect Director and appoint Deloitte & Touche as the accounting firm FYE 31 DEC 2010.

EDP - ENERGIAS DO BRASIL SA, SAO PAULO

P3769R108

4/9/2010

Approve to take the accounts of the Directors, the financial statements, the proposal distribution of the fiscal years net profits, and the annual report FYE 31 DEC 2009; Approve the capital budget and distribution of profits and dividends.

Issuer

Yes

For

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

806857108

4/7/2010

Elect Directors; Approve Financials and Dividends; Approve the 2010 Stock Incentive Plan; Adopt an amendment to the discounted stock purchase plan; Approve the accounting firm.

Issuer

Yes

For

ANTA SPORTS PRODS LTD

G04011105

4/9/2010

Revise and approve the audited consolidated financial statements and declare a dividend FYE 31 DEC 2009; Declare a special dividend FYE 31 DEC 2009 and re-elect Directors; Authorize the Board of Directors to fix the remuneration and reappoint KPMG as auditors; Authorize Directors to issue, allot, and deal with the unissued shares of HKD 0.10 HKD of capital and grant offers, agreements and options during and after the relevant period; Authorize the Directors to repurchase shares of HKD 0.10 each in capital on the Stock Exchange; Extend the term of the sportswear sales agreement dated 31 DEC 2009 and approve the annual caps for sale and purchase of Anta products.

Issuer

Yes

For

EDP - ENERGIAS DO BRASIL SA, SAO PAULO

P3769R108

4/9/2010

Approve to take the accounts of the Directors, financial statements, distribution proposal, capital budget and elect Directors; Approve the newspapers in which the Company’s notices will be published.

Issuer

Yes

For

CITIGROUP INC.

172967101

4/20/2010

Elect Directors; Ratify KPMG as the accounting firm for 2010; Approve amendements to the 2009 Stock Incentive Plan and approve the tarp repayment shares; Approve Citi’s 2009 executive compensation; Ratify the tax benefits preservation plan, reverse stock split extension. Stockholder proposals: politcal non-partisanship, request for a report on political contributions and report on collateral for OTC derivatives trades; stockholders holding >10% have the right to call special meetings; executive officers retain 75% of the shares acquired through compensation plans for two years following termination of employment; reimbursement of expenses incurred by a stockholder in a contested elecction of directors.

Issuer and S/H

Yes

Against proposals 8 - 13

For

KINGBOARD CHEMICAL HOLDINGS LTD

G52562140

4/26/2010

Receive the audited financial statements and the Directors’ report and the Independent Auditor’s report thereon FYE 31 DEC 2009; Declare a final dividend and re-elect Directors; Fix the Directors remuneration and re-appoint the Auditor; Authorize the Directors to allot, issue, and deal with additional shares, not exceeding 20% of the aggregate nominal amount of the issued share capital; Authorize the Directors to repurchase shares.

Issuer

Yes

For

CENTRAIS ELETRICAS BRASILEIRAS S A

P22854122

4/30/2010

Approve the financial statements FYE 31 DEC 2009; Approve the allocation of the net profits and the distribution of dividends; Elect members of the Board of Directors, members of the Finance Committee and Chairman; Approve the global remuneration of the Board of Directors, Finance Committee and the Executive Directors; Approve the publication of the financial statements in newspapers.

Issuer

Yes

For

LOCALIZA RENT A CAR SA

P6330Z111

4/29/2010

Receive the administrators accounts, to examine, discuss and vote on the administration’s report, financial statements and acocunting statements FYE 31 DEC 2009; Approve the allocation of net profit FYE 31 DEC 2009, distribution of dividends and interest on shareholder equity; Approve the appointment of Maria Leticia De Freitas Costa as a member of the Board of Directors; Approve amendments to the Corporate Bylaws.

Issuer

Yes

For

PETROLEO BRASILEIRO S.A. - PETROBRAS

71654V101

4/22/2010

Elect Directors, members of the Audit Board and their respective substitutes.

Issuer

Yes

For

INPAR S A

P5627A102

4/30/2010

Approve the financial statements FYE 31 DEC 2009 and approve YE results; Elect Members of the Board of Directors and the Finance Committee; Approve to set the remuneration of Directors and the Finance Committee; Amend Article 18 of the Corporate Bylaws; Approve to update the monetary statement of share capital; Approve the Stock Option Plan intended for executives, managers, and employees of the company.

Issuer

Yes

For

CYRELA BRAZIL RLTY S A EMPREENDIMENTOS E PARTICI

P34085103

4/30/2010

Amend Article 6 and 58 of the Corporate Bylaws; Authorize the increase in capital limit; Approve the establishment of the annual, aggregate remuneration of the managers; Approve the Annual Report and Financial Statements FYE 31 DEC 2009; Approve the destination of the YE results of 2009 and distribution of dividends; Elect members of the Board of Directors.

Issuer

Yes

For

OGX PETROLEO E GAS PARTICIPACOES S A

P7356Y103

4/30/2010

Amend Article 5 of the Corporate Bylaws.

Issuer

Yes

For

BANCO SANTANDER BRASIL S.A.

05967A107

4/27/2010

Discuss company’s financial statements, Approve the distribution of dividends and fix the annual overall consideration of the company’s managament for exercise of 2010; Approve the increase of capital without issuing new shares and approve the company’s bylaws.

Issuer

Yes

For

GAFISA S.A.

362607301

4/27/2010

Receive the accounts drawn up by the company’s officers and vote on the financial statements; Decide on the destination of net profits FYE 31 DEC 2008 and the payment of dividends of R$50,716,096.23; Elect Directors and establish the global remuneration to be paid to the administrators in 2010; Amend Article 5 of Company’s Bylaws to reflect the capital increase; Amend provisions of Company’s Bylaws (Article 3, 18, 21, 26, 29, 30, 31 and 32); Authorize the constitution of a fiduciary assignment over the real estate properatires of the projects financed by the 7th issuance.

Issuer

Yes

For

AES TIETE SA

P4991B101

4/30/2010

Elect Members of the Finance Committee.

Issuer

Yes

For

HONEYWELL INTERNATIONAL INC.

438516106

4/26/2010

Elect Directors and approve independent accountants; Amend restated Certificate of Incorporation which allows for the right to call a special meeting of shareowners; Approve advisory vote on executive compensation; Shareholder proposals: Approve an action by written consent for an independent chairman and the adoption and development of human rights policies.

Issuer & S/H

Yes

Against proposals 5, 6, & 7

For

RHEINMETALL AG, DUESSELDORF

D65111102

5/11/2010

Resolve appropriation of the distributable profit of EUR 11,500,000 in the payment of a dividend of EUR 0.30 per share and 38,360,80 shall be allocated to other revenue reserves; Ratify the acts of the Board of Managing Directors and Supervisory Board; Appoint PWC as auditors FY 2010; Authorize the acquisition of shares up to 10% of its share capital at prices not deviating more than 10% from the market price on 10 May 2015; Approve the amendment of the Articles of Association and the relating creation of authorized capital; Authorize the issuance of convertible and/or warrant bonds and the creation of contingent capital;

Issuer

Yes

For

CABOT OIL & GAS CORPORATION

127097103

4/27/2010

Elect Directors; Appoint PWC as independent public accounting firm FY 2010; vote on shareholder proposal.

Issuer & S/H

Yes

Against Proposal 4

For

NOBLE ENERGY, INC.

655044105

4/27/2010

Elect Directors and ratify KPMG as the independent auditor.

Issuer

Yes

For

JARDINE STRATEGIC HLDGS LTD BERMUDA

G50764102

4/27/2010

Receive and approve the Financial Statements FYE 31 DEC 2009; Re-elect Directors and re-appoint auditors to fix remuneration of Directors; Authorize Directors to issue, allot, grant offers up to an aggregate nominal amt of USD 18.5 million.

Issuer

Yes

For

BANK OF AMERICA CORPORATION

060505104

4/28/2010

Elect directors; Ratify the accounting firm for 2010 and adopt an amendment to the Bank of America Amended and Restated Certificate of Incorporation to increase the number of Authorized shares of common stock from 11.3 Billion to 12.8 Billion; Vote on Executive Compensation; Amend the 2003 Key Associate Stock Plan; Disclosure of government employment. Stockholder proposals: Approve non-deductible pay and special stockholder meetings; Advisory vote on executive compensation, succession planning, derivatives trading, and recoup incentive compensation.

Issuer & S/H

Yes

Against proposal 6 - 12

For

CROWN HOLDINGS, INC.

228368106

4/28/2010

Elect Directors and ratify the appointment of an auditor FYE 31 DEC 2010.

Issuer

Yes

For

DPL INC.

233293109

4/28/2010

Elect Directors and approve KPMG as the accountant.

Issuer

Yes

For

EOG RESOURCES, INC.

26875P101

4/28/2010

Elect Directors and ratify Deloitte & Touche as the company’s accounting firm; Approve an amendment to the 2008 Omnibus Equity Compensation Plan to increase the number of shares for issuance; Approve an amendment to the Employee Stock Purchase Plan and Annual Bonus Plan. Stockholder proposals: Post employment stock ownership requirements for executive officers and hydraulic fracturing concerns.

Issuer & S/H

Yes

Against proposal 6 - 8

For

AMERICAN AXLE & MANUFACTURING HLDGS, INC

024061103

4/29/2010

Elect Directors, Appoint Deloitte & Touche as the independent registered public accountant.

Issuer

Yes

For

TORCHMARK CORPORATION

891027104

4/29/2010

Elect Directors and ratify auditors; Amend Certificate of Incorporation to repeal “faire price” provision.

Issuer

Yes

For

CHINA LILANG LTD

G21141109

5/6/2010

Receive and approve the consolidated Financial Statements and reports of the Directors FYE 31 DEC 2009; Declare a dividend and re-elect directors; Re-appoint KPMG as auditors to fix the Board’s remuneration; Authorize directors to allot, issue, and deal with additional shares of HKD 0.10 each in share capital.

Issuer

Yes

For

NOBLE CORPORATION

H5833N103

4/30/2010

Elect Director and aprove the extension of the board’s authority to issue share capital until 29 APR 2012; Approve a regular dividend equal to 0.52 Swiss Francs per share; Approve a special dividend equal to 0.56 Swiss Francs per share; Appoint PWC as the registered accounting firm for 2010; Approve the 2009 Annual Report and consolidated financial statements; Approve the discharge of Members of the Board of Directors and Executive Officers for 2009.

Issuer

Yes

For

SUNCOR ENERGY INC.

867224107

5/4/2010

Elect Directors and Re-appoint PWC as auditors.

Issuer

Yes

For

XL CAPITAL LTD

G98255105

4/30/2010

Approve the scheme of arrangement proposal, motion to adjourn the special scheme meeting to a later date to solicit sufficient proxies; Approve the Director nomination procedures proposal and name change proposal; Elect Directors and appoint PWC as the accounting firm FYE 31 DEC 2010.

Issuer

Yes

For

AFLAC INCORPORATED

001055102

5/3/2010

Elect Directors; Approve the overall executive pay-for-performance compensation policies and procedures; Appoint KPMG as registered public accountant FYE 31 DEC 2010.

Issuer

Yes

For

KINROSS GOLD CORPORATION

496902404

5/5/2010

Elect directors and appoint KPMG as auditors to fix the Directors’ remuneration.

Issuer

Yes

For

ARROW ELECTRONICS, INC.

042735100

5/4/2010

Determine Director levels, Ratify the appointment of E&Y as the independent public accountant and amend and re-approve the Arrow Electronics, Inc. 2004 Omnibus Incentive Plan.

Issuer

Yes

For

CONSOL ENERGY INC.

20854P109

5/4/2010

Elect Directors and ratify the appointment of E&Y as independent auditor.

Issuer

Yes

For

COOPER TIRE & RUBBER COMPANY

216831107

5/4/2010

Determine Director levels, Ratify the appointment of the independent public accountant; Consider a proposal to declassify the board of directors and approve the 2010 Incentive Compensation Plan.

Issuer

Yes

For

MAIDEN HOLDINGS, LTD

560292104

5/4/2010

Determine director levels; Amend the 2007 Share Incentive Plan to increase the number of common shares reserved for issuance and appoint BDO Seidman, LLP as the independent registered accounting firm.

Issuer

Yes

For

PEABODY ENERGY CORPORATION

704549104

5/4/2010

Determine director level and ratify the appointment of an acocunting firm.

Issuer

Yes

For

SUPERIOR WELL SERVICES, INC.

86837X105

5/4/2010

Determine director level; Approve the material terms of the Superior Well Services, Inc. Incentive Compensation Plan and ratify Schneider Downs & Co., Inc. as the public accounting firm FYE 31 DEC 2010.

Issuer

Yes

For

MAIDEN HOLDINGS, LTD.

G5753U112

5/4/2010

Determine director levels and amend the 2007 Share Incentive Plan; Appoint BDO Seidman as the independent registered accounting firm.

Issuer

Yes

For

FOSTER WHEELER AG

H27178104

5/5/2010

Re-elect Directors; and Ratify PWC as the independent public accountant; Approve the 2009 Swiss Annual Report and Financial Statements FY 2009; Discharge liability of Directors and Executive Officers FY 2009; Allocation of APIC to reserves; Amend Articles of Association to change the seat of Foster Wheeler AG, eliminate the requirement to list citizenship of shareholders in share register, and to comply with the newly enacted Swiss Itnermediary-Held Securities Act.

Issuer

Yes

For

CANADIAN NATURAL RESOURCES LIMITED

136385101

5/6/2010

Determine director levels; Appoint PWC as auditor; Authorize a special resolution authorizing the company to amend its articles to subdivide each issued and outstanding common share of the corporation on a two-for-one basis and an ordinary resolution amending the corporation’s amended compiled and restated employee stock option plan.

Issuer

Yes

For

CHICAGO BRIDGE & IRON COMPANY N.V.

167250109

5/6/2010

Elect board members and authorize the preparation of the dutch statutory annual accounts and annual report of the management board; Discharge a sole member of the management board and a members of the supervisory board from liability; Approve the extension of the authority of the management board to repurchase up to 10% of issued chare capital; Appoint E&Y as the accounting firm and approve the Incentive Compensation Program; Approve the extension of the authority of the Supervisory Board to issue shares and grant rights to acquire shares and approve the compensation of the board members.

Issuer

Yes

For

HATTERAS FINANCIAL CORP.

41902R103

5/5/2010

Determine director levels and ratify the appointment of an accounting firm FYE 31 DEC 2010; Consider and approve the 2010 Equity Incentive Plan.

Issuer

Yes

For

HESS CORPORATION

42809H107

5/5/2010

Determine director levels anf ratify the appointment of E&Y as auditors; Approve the amendment of the 2008 Long-Term Incentive Plan to increase shares available for award by 8 million shares; Stockholder proposal: Ability fo shareholders to request for a report on political spending and policies.

Issuer and S/H

Yes

Against proposal 4

For

ARCH CAPITAL GROUP LTD.

G0450A105

5/5/2010

Determine Director levels; Adopt the amendments to the Bye-Laws and appoint PWC as the accounting firm FYE 31 DEC 2010.

Issuer

Yes

For

CHINA DONGXIANG (GROUP) CO LTD

G2112Y109

5/12/2010

Receive and adopt the audited financial statements and reports of the Directors and Auditors FYE 31 DEC 2009; Approve and declare the final dividend and declare a final special dividend; Re-elect Directors and Re-appoint PWC as auditors; Authorize Directors to allot, issue, and deal with additional shares of HKD 0.01 in share capital and to grant offers, agreements, options, or warrants; Authorize Directors to purchase or otherwise acquire shares in accordance with the applicable laws, not exceeding 10% of the aggregate nominal amount of the issued share capital; Authorize the Board to pay out of the share premium account interim dividends to shareholders up to a maximum amount of HKD 500 MIllion.

Issuer

Yes

For

HOST HOTELS & RESORTS, INC.

44107P104

5/6/2010

Elect Directors and ratify KPMG as the independent auditor.

Issuer

Yes

For

OWENS-ILLINOIS, INC.

690768403

5/6/2010

Determine Director Levels and appoint E&Y as auditors.

Issuer

Yes

For

PLAINS EXPLORATION & PRODUCTION CO.

726505100

5/6/2010

Determine Director levels and approve the 2010 Incentive Award Plan; Ratify the appointment of PWC as independent auditors.

Issuer

Yes

For

CYRELA BRAZIL RLTY S A EMPREENDIMENTOS E PARTICI

P34085103

5/13/2010

Amend article 6 and 58 of the Corporate Bylaws; Authorize the increase in capital limit; Approve the establishment of the annual, aggregate remuneration of the managers; Approve the increase in capital limit.

Issuer

Yes

For

REGAL REAL ESTATE INVESTMENT TRUST

Y7237M104

5/10/2010

Approve a mandate to purchase units in regal REIT, not exceeding 10% of the aggregate nominal number of issued units.

Issuer

Yes

For

CALFRAC WELL SERVICES LTD.

129584108

5/11/2010

Determine Director Levels and appoint PWC as auditors.

Issuer

Yes

For

COMMSCOPE, INC.

203372107

5/7/2010

Determine Director Levels and appoint E&Y as auditors.

Issuer

Yes

For

MCDERMOTT INTERNATIONAL, INC.

580037109

5/7/2010

Determine director levels and ratify the appointment of Mcdermott’s indpendent registered public accountant.

Issuer

Yes

For

NEWFIELD EXPLORATION COMPANY

651290108

5/7/2010

Elect Directors and approve the 2010 Employee Stock Purchase Plan; Ratify the appointment of PWC as auditors.

Issuer

Yes

For

OCCIDENTAL PETROLEUM CORPORATION

674599105

5/7/2010

Elect Directors and ratify KPMG as the independent auditor; Re-approve the performance goals under the incentive plan pursuant to tax reduction rules; Approve executive compensation philosphy and pratice; Shareholder proposals: Elminate compensation over $500,000 per year, separate chairman and CEO roles, percentage of stockholder ownership required to call special meetings of stockholders; report on assessment of host country laws, director election by majority stockholder vote, report on increasing inherent security of chemical facilities; accelerate vesting in event of change in control.

Issuer & S/H

Yes

Against proposals 5-11

For

OCEANEERING INTERNATIONAL, INC.

675232102

5/7/2010

Determine director levels, approve the 2010 Incentive Plan and appoint E&Y as independent auditors.

Issuer

Yes

For

INVESCO MORTGAGE CAPITAL

46131B100

5/10/2010

Elect directors and appoint Grant Thornton LLC as the registered public accounting firm.

Issuer

Yes

For

TRICAN WELL SERVICE LTD.

895945103

5/12/2010

Set the number of Directors at 8 and determine director levels; Appoint KPMG as auditors and approve the stock option plan; Authorize all unallocated stock options and approving the performance share unit plan; Adopt the amended by-law 1.

Issuer

Yes

For

CIT GROUP INC.

125581801

5/11/2010

Elect Directors and ratify the appointment of PWC as independent auditors for 2010; Approve the compensation of executives.

Issuer

Yes

For

LOEWS CORPORATION

540424108

5/11/2010

Elect Directors and ratify Deloitte & Touche as auditors; Shareholder proposa: cumulative voting.

Issuer & S/H

Yes

Against proposal 3

For

NII HOLDINGS, INC.

62913F201

5/11/2010

Determine director levels and ratify PWC as auditors; Amend the 2004 Incentive Plan

Issuer

Yes

For

SWIFT ENERGY COMPANY

870738101

5/11/2010

Determine Director levels, amend the first amended and restated 2005 Stock Compensation Plan, and ratify the selection of E&Y as auditors.

Issuer

Yes

For

APOLLO COMMERCIAL REAL ESTATE FINANCE

03762U105

5/12/2010

Determine director levels and ratify Deloitte & Touche as the public accounting firm FYE 31 DEC 2010.

Issuer

Yes

For

BIOMARIN PHARMACEUTICAL INC.

09061G101

5/12/2010

Determine director levels, Approve an amendment and restatement of the 2006 Share Incentive Plan, to increase the aggregate number of shares of common stock authorized for issuance under the plan by 8 million shares; Ratify the selection of KPMG as auditors.

Issuer

Yes

For

CAMERON INTERNATIONAL CORPORATION

13342B105

5/12/2010

Elect directors and ratify the appointment of an independent registered public accountant for 2010.

Issuer

Yes

For

GENWORTH FINANCIAL, INC.

37247D106

5/12/2010

Elect directors, re-approve the material terms of performance goals for qualified performance based awards; Ratify the selection of KPMG as the public accountants for 2010.

Issuer

Yes

For

KNIGHT CAPITAL GROUP, INC.

499005106

5/12/2010

Elect directors, approve the 2010 Equity Incentive Plan; Ratify the appointment of PWC as the registered public accounting firm for 2010.

Issuer

Yes

For

MOLECULAR INSIGHT PHARMACEUTICALS INC.

60852M104

5/12/2010

Determine director levels and ratify Deloitte & Touche as the public accounting firm FYE 31 DEC 2010.

Issuer

Yes

For

TENNECO INC.

880349105

5/12/2010

Elect Directors and approve the appointment of PWC as independent public accountants for 2010.

Issuer

Yes

For

FORD MOTOR COMPANY

345370860

5/13/2010

Determine director levels; Ratify the selection of the independent registered public accounting firm; Approval of tax benefit preservation plan; Shareholder Proposals: Disclosing any prior gov’t affiliation of direectors, officers, and consultants; Consideration of a recapitalization plan to provide all of the outstanding stock to have one vote per share; Issuing a report disclosing policies and procedures related to political contributions; Providing shareholders the opportunity to cast an advisory vote to ratify the compensation of the named executives; Not funding any energy savings projects that are solely concerned with CO2 reduction.

Issuer & S/H

Yes

Against proposals 4-8

For

GENERAL CABLE CORPORATION

369300108

5/13/2010

Elect directors and approval of an amendment to the Certificate of Incorporation, to provide that directors may be removed with or without cause; Ratify the appointment of Deloitte & Touche as the public accounting firm; Approve the performance goals under the 2005 Stock Incentive Plan.

Issuer

Yes

For

LEAR CORPORATION

521865204

5/13/2010

Ratify the appointment of E&Y as the independent Public Accounting firm.

Issuer

Yes

For

STARWOOD HOTELS & RESORTS WORLDWIDE

85590A401

5/13/2010

Determine director level and ratify the appointment of E&Y as the accounting firm; Approve the company’s annual incentive plan for certain executives.

Issuer

Yes

For

TEREX CORPORATION

880779103

5/13/2010

Determine director levels and ratify PWC as the independent registered accounting firm.

Issuer

Yes

For

LITTLE SHEEP GROUP LTD

G55069101

5/20/2010

Receive the audited financial statements and reports of the Directors and Auditors FYE 31 DEC 2009; Declare a final dividend of HKD 6.9 cents per share FYE 31 DEC 2009; Re-elect directors; Authorize the Board of Directors to fix their remuneration and re-appoint E&Y as auditors; Approve directors to purchase shares not exceeding 10% of the aggregate nominal amount of issued share capital; Authorize Directors to issue, allot, and deal with additional shares not exceeding 20% of the aggregate nominal amount of issued share capital and extend it to additional shares in capital by the aggregate nominal amt of shares repurchased.

Issuer

Yes

For

GAFISA S.A.

362607301

5/18/2010

Approve the merger of shares with respecct to the merger into Shertis Empreendimentos E Participacoes with the CNPJ/MF under number 11.039.942/0001-08; Ratify the appointment and hiring of Apsis Consultoria Empresarial Ltd; Approve the appraissal report presented by Apsis and the increase of capital stock to be subscribed and paid in by the officers of Shertis; Approve the new wording of Article 5 relation to the capital stock, in order to reflect the capital increase and approve the restated By-laws; Authorize the officers to practice all necessary acts to implement the referred merger of shares.

Issuer

Yes

For

BELLE INTL HLDGS LTD

G09702104

5/26/2010

Receive and consider the audited consolidated financial statements and reports of the directors FYE 31 DEC 2009; Approve to declare a final dividend FYE 31 DEC 2009; Re-appoint PWC as the auditors; Re-elect directors and authorize the board to fix their remuneration; Authorize Directors to repurchase, allot, issue, and deal with new shares not exceeding 10% of issued share capital.

Issuer

Yes

For

BAWANG INTERNATIONAL (GROUP) HOLDINGS LTD

G09038103

5/25/2010

Receive and consider the audited consolidated financial statements and reports of the directors FYE 31 DEC 2009; Approve to declare a final dividend FYE 31 DEC 2009; Re-appoint KPMG as the auditors; Re-elect directors and authorize the board to fix their remuneration; Authorize Directors to repurchase (not exceeding 20% of agg. nom. amt) and issue shares (not exceeding 10% of agg. nom. amt)

Issuer

Yes

For

CHEUNG KONG (HOLDINGS) LTD

Y13213106

5/27/2010

Receive and consider the audited consolidated financial statements and reports of the directors FYE 31 DEC 2009; Approve to declare a final dividend FYE 31 DEC 2009; Re-appoint Deloitte Touche Tohmatsu as the auditors; Re-elect directors and authorize the board to fix their remuneration; Authorize Directors to repurchase and issue shares.

Issuer

Yes

For

ENSCO PLC

29358Q109

5/25/2010

Elect directors and appoint KPMG as auditors to fix the Directors’ remuneration; Re-approve the Ensco 2005 Cash Incentive Plan.

Issuer

Yes

For

CHINA YURUN FOOD GROUP LTD

G21159101

5/26/2010

Receive and consider the audited consolidated financial statements and reports of the directors FYE 31 DEC 2009; Approve to declare a final dividend FYE 31 DEC 2009; Re-appoint KPMG as the auditors; Re-elect directors and authorize the board to fix their remuneration; Authorize Directors to repurchase (not exceeding 10% of agg. nom. amt) and issue shares (not exceeding 20% of agg. nom. amt)

Issuer

Yes

For

BANCO SANTANDER BRASIL S.A.

05967A107

5/21/2010

Decide on the term of payment of dividends and interest on capital and approve the amendment of article 31 aiming at complying with the provisions of Article 2 in order to change the term for a final answer to the complainers from 30 to 15 days.

Issuer

Yes

For

CHINA SHINEWAY PHARMACEUTICAL GROUP LTD

G2110P100

5/27/2010

Receive the audited financial statements of the Directors and Auditors FYE 31 DEC 2009; Re-elect directors and re-appoint Deloitte Touche Tohmatsu as auditors; Authorize the board to fix their remuneration; Declare a final and special dividend of HKD 0.040 per share FYE 31 DEC 2009; Authorize the Directors to issue and repurchase shares of the company.

Issuer

Yes

For

INTERCONTINENTAL HOTELS GROUP PLC, WINDSOR

G4804L122

5/28/2010

Receive the financial statements for the YE 31 DEC 2009; Approve the Directors’ remuneratoin report for YE 31 DEC 2009; Declare final dividend on ord. shares of 13 29/47p each; Election of Graham Allan as a Director; Re-elect Directors and reappoint E&Y as auditors; Authorize the Board to agree the Auditors’ remuneratoin; Authorize company to make political donations; Authorize the Directors to allot shares in the Company; Authorize the Company to make market purchases of ordinary shares; Adopt the new Articles of Association of the Company.

Issuer

Yes

For

PORTS DESIGN LTD

G71848124

6/1/2010

Receive the financial statements for the YE 31 DEC 2009; Re-appoint the Auditors; Re-elect directors; Authorize BOD to fix remuneration; Authorize directors to issue shares not exceeding 20% of issued share capital of the company; Approve to extend general mandate for issue of additonal shares; Approve ammendmants to By-laws and Share Option Scheme.

Issuer

Yes

For

PCD STORES (GROUP) LTD

G6956E103

5/31/2010

Receive the financial statements for the YE 31 DEC 2009; Re-elect directors; Authorize BOD to fix the remuneration; Re-appoint auditors; Authorize the directors to issue shares not exceeding 20% of the existing issued share capital; Authorize directors to repurchase shares not exceeding 10% of the existing issued share capital.

Issuer

Yes

For

CHINA PACIFIC INSURANCE (GROUP) CO LTD

Y1505R101

6/3/2010

Approve reports of the BOD and supervisors for the year 2009; Approve financial statements for the year 2009; Approve the annual report of the A and H shares of the company and the profit distribution plan of the company for the year 2009; Appointment of E&Y as the domestic and overseas auditor; Approve the remuneration management system; Approve the due diligence report of the directors for the year 2009; Elect executive and non-executive directors; Amend articles of the orignial Articles of Association of the company; Approve proposed amendments to the interim management measures on connected transactions of H shares; Authorize the BOD to determine if the Company shall allot, issue, or deal with domestic and overseas shares.

Issuer

Yes

For

BOMBARDIER INC

97751200

6/2/2010

Elect directors; Appointment of E&Y as external auditors; Approve the 2010 Deferred Share Unit Plan. Shareholder prop. - more candidates for direcotrs; exec. Comp. summary subject to SH vote; disclosure of pay ratios.

Issuer & S/H

Yes

Against proposal 4.1-4.3

For

INTIME DEPARTMENT STORE (GROUP) CO LTD

G49204103

6/7/2010

Receive the financial statements for the YE 31 DEC 2009; Declare a final Dividend; Re-elect directors; Re-appoint auditros and authorize Board to fix remuneration; Authorize directors to re-purchase the shares; Authorize directors to allot, issue and deal with the shares.

Issuer

Yes

For

MINGFA GROUP (INTERNATIONAL) CO LTD

G61413103

6/1/2010

Receive financial statements for the YE 31 DEC 2009; Declare a final div. for YE 31 DEC 2009; Re-elect executive directors; Re-appoint auditors and authorize Board to fix remuneration; Authorize directors to allot, issue, and deal with shares; Authorize directors to repurchase shares.

Issuer

Yes

For

REGAL HOTELS INTERNATIONAL HOLDINGS LTD

G7475M162

6/9/2010

Receive financial statements for the YE 31 DEC 2009; Approve the rec. final div. of HKD 6.8 cents; Re-elect directors; Re-appoint auditors and authorize BOD to fix remuneratioin; Approve mandate for directors to purchase, issue and dispense shares; Approve ammendments to by-laws.

Issuer

Yes

For

WHARF HLDGS LTD

Y8800U127

6/8/2010

Adopt financial statements for YE 31 DEC 2009; Declare a final Div. for YE 31 DEC 2009; Re-elect directors; Re-appoint auditors and authorize BOD to fix remuneration; Authroize directors to issue or repurchase shares.

Issuer

Yes

For

BOMBARDIER INC.

97751200

6/2/2010

Elect directors; appoint auditors; Approval of deffered share unit plan.

Issuer & S/H

Yes

Against proposals 4A-4C

For

CHOW SANG SANG HOLDINGS INTERNATIONAL LTD

G2113M104

6/10/2010

Receive financial statements for the YE 31 DEC 2009; Declare a final div. of HK 26 cents for YE 31 DEC 2009; Re-elect directors; Re-appoint auditors and authorize BOD to fix remuneration; Approve mandate for directors to repurchase and issue shares.

Issuer

Yes

For

JULIO SIMOES LOGISTICA SA, MOGI DAS CRUZES, SP

P6065E101

6/9/2010

Approve second public issue of simple debentures.

Issuer

Yes

For

THE TJX COMPANIES, INC.

872540109

6/2/2010

Elect directors; appoint auditors; Shareholder proposal- vote on exec. Comp.

Issuer & S/H

Yes

Against proposal 03

For

NEW YORK COMMUNITY BANCORP, INC.

649445103

6/3/2010

Elect directors; Appoint KPMG as auditors.

Issuer

Yes

For

SOLAR CAPITAL LTD

83413U100

6/3/2010

Elect directors; Appoint KPMG as auditors.

Issuer

Yes

For

WAL-MART STORES, INC.

931142103

6/4/2010

Elect directors; Ratify E&Y as auditors; Approve stock incentive plans; Shareholder proposals- gender non-discriminatory policy; vote on exec. Comp.; political contributions report; special meetings; poultry slaughter; lobbying priorities report.

Issuer and S/H

Yes

Against proposals 5-10

For

PDG REALTY SA EMPREENDIMENTOS E PARTICIPACOES, SAO

P7649U108

6/10/2010

Approve protocol and justification of share merger; Ratify the hiring of Acal Consultoria Auditoria Company; Approve valuation report by Acal; Approve capital increase of company; Approve ammendment of corporate bylaws.

Issuer

Yes

For

YULON MOTOR CO LTD

Y9870K106

6/14/2010

Approve 2009 financial statements; Approve distribution of 2009 profits as div. .3495 per share; Approve to revise asset acquisition or disposal; Approve to revise procedure of monetary loans and endorsements; Elect directors and supervisors; Aprrove to release competitive business prohibition.

Issuer

Yes

For

ARES CAPITAL CORPORATION

04010L103

6/7/2010

Elect directors; Ratify KPMG as auditors; Authorize company to sell or issue shares of common stock.

Issuer

Yes

For

BLACKROCK KELSO CORP

92533108

6/7/2010

Elect directors; Amend company’s certificate of incorporation and increase authorized shares from 100 mil to 200 mil; Ratify Deloitte as auditors.

Issuer

Yes

For

PT BAKRIE SUMATERA PLANTATIONS TBK

Y7117V133

6/8/2010

Approve Directors report and financial report for YE 31 DEC 2009; Approve balance sheet for 2009; Approve to determine the co.’s profit utilization; Appoint auditors; Approve BOD restructuring; Approve restructuring of Articles of Association.

Issuer

Yes

For

CHINA SOUTH LOCOMOTIVE & ROLLING STOCK CORPORATION

Y1516V109

6/17/2010

Approve 2009 work report of BOD and supervisory committee; Approve 2009 final accounts; Approve 2009 profit distribution plan; Approve matters in relation to the A share; Approve external guarantees; Re- appoint auditors; Approve remuneration and welfare of directors; Authorize the BOD to issue, allot and deal with new shares not exceeding 20% of each of the issued shares; Approve change of English name.

Issuer

Yes

For

KOREA LIFE INSURANCE CO LTD, SEOUL

Y4871N100

6/18/2010

Approve the 61st financial statement; Approve partial ammendment to the Articles of Incorporation; Elect external director; Approve the limit of remuneration for Directors.

Issuer

Yes

For

HYATT HOTELS CORP

448579102

6/9/2010

Elect directors; appoint auditors; Approval of employee stock purchase plan.

Issuer

Yes

For

ZHUZHOU CSR TIMES ELECTRIC CO LTD

Y9892N104

6/18/2010

Approve report of BOD and supervisory committee for YE 31 DEC 2009; Approve financial statements for YE 31 DEC 2009; Approve profit distribution plan for YE 31 DEC 2009 and declare a final div.; Re-appoint auditors and authorize BOD to fix remuneration; Re-elect executive and non-executive directors; Authorize BOD to issue, allot, and deal with additional shares not exceeding 20% shares in issue.

Issuer

Yes

For

UAL CORPORATION

902549807

6/10/2010

Elect directors; Appoint auditors; Ammendment to restated certificate of incorporation to extend the 5% ownership limit.

Issuer

Yes

For

US AIRWAYS GROUP, INC.

90341W108

6/10/2010

Elect directors; Ratify appointment of KPMG as auditors; stockholder proposal- cumulative voting.

Issuer and S/H

Yes

Against proposal 03

For

CHUNGHWA TELECOM CO. LTD.

17133Q106

6/18/2010

Elect directors and independent directors; Ratify financial statements; Ratify distribution of 2009 earnings; Revision of Articles of Incorporation; 20% capital reduction; Revise operational procedures for endorsements; Elect 6th term supervisors.

Issuer

Yes

For

FOSUN INTL LTD

Y2618Y108

6/22/2010

Receive financial statements for YE 31 DEC 2009; Declare final dividend for YE 31 DEC 2009; Re-elect executive and non-executive directors; Authorize BOD to fix remuneration; Re-appoint auditors; Authorize directors to purchase shares not exceeding 10% of issued share capital; Authorize directors to issue, allot, and deal with additional shares not exceeding 20% issued share capital.

Issuer

Yes

For

FANUC LTD.

J13440102

6/29/2010

Approve Appropriation of Retained Earnings; Appoint directors.

Issuer

Yes

For

MITSUI & CO., LTD.

J44690139

6/23/2010

Approve appropriation of retained earnings; Appoint directors; Appoint a corporate auditor.

Issuer

Yes

For

ITOCHU CORPORATION

J2501P104

6/25/2010

Approve appropriation of retained earnings; Amend articles of incorporation; Appoint directors.

Issuer

Yes

For

CHINA CONSTRUCTION BANK CORPORATION

Y1397N101

6/24/2010

Approve the 2009 reports of the BOD and Supervisors; Approve 2009 financial accounts; Approve 2010 fixed assests investment budget; Approve profit distribution plan for 2009; Approve appointment of auditors for 2010; Approve proposed rights issue of A and H shares; Approve mid-term plan for capital management; Elect executive and non-executive directors; Elect external supervisors.

Issuer

Yes

For

JOS. A. BANK CLOTHIERS, INC.

480838101

6/17/2010

Elect directors; Appoint auditors; Approval of the JOS. A. BANK CLOTHERS INC. 2010 equity incentive plan.

Issuer

Yes

For

KINGBOARD CHEMICAL HOLDINGS LTD, GEORGE TOWN

G52562140

6/21/2010

Approve the continuing connected transaction contemplated by the Drill Bits Agreement and the Proposed Annual Caps such terms shall have the meaning as defined in the circular to the shareholders of the company dated 27 MAY 2010.

Issuer

Yes

For

JSR CORPORATION

J2856K106

6/18/2010

Approve appropriation of retained earnings; Amend articles to expand business lines; Appoint directors; Appoint a corporate auditor; Approve payment of bonuses to directors.

Issuer

Yes

For

INTEROIL CORPORATION

460951106

6/22/2010

Election of directors for ensuing year; Appoint auditors; Approve and ratify shareholder rights plan as amended.

Issuer

Yes

For

FANUC LTD.

J13440102

6/29/2010

Approve appropriation of retained earnings; Appoint directors.

Issuer

Yes

For

MITSUBISHI ELECTRIC CORPORATION

J43873116

6/29/2010

Appoint directors.

Issuer

Yes

For

CENTRON TELECOM INTERNATIONAL HOLDINGS LTD

G20201102

6/23/2010

Receive and consider financial statements for YE 31 DEC 2009; Declare final div.; Re-elect directors and authorize BOD to fix remuneration; Re-appoint auditors; Approve the issue of shares by way of bonus; Authorize to give mandate to directors to issue and repurchase shares.

Issuer

Yes

For

THE DAI-ICHI LIFE INSURANCE COMPANY, LIMITED

J09748104

6/28/2010

Appropriation of surplus for the fiscal YE 31 MARCH 2010; Distribution of surplus.

Issuer

Yes

For

PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD

Y69790106

6/29/2010

Approve report of BOD and supervisory committee for YE 31 DEC 2009; Approve annual report and report of auditors for YE 31 DEC 2009; Approve profit distribution plan and rec. for final div.; Appoint non-executive director; Ammend articles of association; Approve general mandate for BOD to issue, allot, and deal with shares.

Issuer

Yes

For

MIZUHO FINANCIAL GROUP, INC.

J4599L102

6/22/2010

Approve appropriation of retained earnings; Appoint directors and corporate auditors. Shareholder’s proposals- Amendment to articles of corporation regarding financing for MBO; Disclosure of comp. paid to each officer.

Issuer

Yes

Against proposals 4 and 5

For

MAGAL SECURITY SYSTEMS LTD.

M6786D104

6/23/2010

Re-elect directors; Approve terms of compensation for directors; Adopt 2010 Israeli share option plan; Ratify and approve re-appointment of auditors.

Issuer

Yes

For

SIGNATURE

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


Clough Global Allocation Fund

By:		/s/ Edmund J. Burke
		Edmund J. Burke President
Date:		August 13, 2010