Clough Global Allocation Fund

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-21583

CLOUGH GLOBAL ALLOCATION FUND

(Exact name of registrant as specified in charter)

1290 Broadway, Suite 1100, Denver, Colorado 80203

(Address of principal executive offices) (Zip code)

Erin E. Douglas

Clough Global Allocation Fund

1290 Broadway, Suite 1100

Denver, Colorado 80203

(Name and address of agent for service)

Registrant’s Telephone Number, including Area Code: (303) 623-2577

Date of fiscal year end: March 31

Date of reporting period: July 1, 2011 – June 30, 2012

Item 1 – Proxy Voting Record.

Vote Summary

  DELL INC.
  Security   24702R101      Meeting Type   Annual
  Ticker Symbol   DELL      Meeting Date   15-Jul-2011
  ISIN   US24702R1014      Agenda   933470700 - Management
  Record Date   20-May-2011      Holding Recon Date   20-May-2011
  City / Country                                    / United States      Vote Deadline Date   14-Jul-2011
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  01      DIRECTOR      Management        
      

1      JAMES W. BREYER

      For   

For

      

2      DONALD J. CARTY

      For   

For

      

3      MICHAEL S. DELL

      For   

For

      

4      WILLIAM H. GRAY, III

      For   

For

      

5      GERARD J. KLEISTERLEE

      For   

For

      

6      THOMAS W. LUCE, III

      For   

For

      

7      KLAUS S. LUFT

      For   

For

      

8      ALEX J. MANDL

      For   

For

      

9      SHANTANU NARAYEN

      For   

For

      

10    H. ROSS PEROT, JR.

      For   

For

  02      RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS DELL’S INDEPENDENT AUDITOR FOR FISCAL 2012      Management      For   

For

  03      APPROVAL, ON AN ADVISORY BASIS, OF DELL’S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT      Management      For   

For

  04      ADVISORY VOTE ON WHETHER FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION SHOULD OCCUR EVERY 1 YEAR, EVERY 2 YEARS OR EVERY 3 YEARS      Management      1 Year   

For

  SH1      INDEPENDENT CHAIRMAN      Shareholder      Against   

For

  SH2      STOCKHOLDER ACTION BY WRITTEN CONSENT      Shareholder      Against   

For

  SH3      DECLARATION OF DIVIDENDS      Shareholder      Against   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     
 		 Unavailable
Shares		   
  		   

Vote

Date

   

Date

Confirmed

  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     4,100         26,200       12-Jul-2011    12-Jul-2011
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     6,178         43,100       12-Jul-2011    12-Jul-2011
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     45,900         83,600       12-Jul-2011    12-Jul-2011
  NATIONAL GRID PLC       
  Security   636274300      Meeting Type   Annual
  Ticker Symbol   NGG      Meeting Date   25-Jul-2011
  ISIN   US6362743006      Agenda   933482806 - Management
  Record Date   03-Jun-2011      Holding Recon Date   03-Jun-2011
  City / Country                                    / United States      Vote Deadline Date   12-Jul-2011
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  01      TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS      Management      For   
  02      TO DECLARE A FINAL DIVIDEND      Management      For   
  03      TO RE-ELECT SIR JOHN PARKER      Management      For   
  04      TO RE-ELECT STEVE HOLLIDAY      Management      For   
  05      TO ELECT ANDREW BONFIELD      Management      For   
  06      TO RE-ELECT TOM KING      Management      For   
  07      TO RE-ELECT NICK WINSER      Management      For   
  08      TO RE-ELECT KEN HARVEY      Management      For   
  09      TO RE-ELECT LINDA ADAMANY      Management      For   
  10      TO RE-ELECT PHILIP AIKEN      Management      For   
  11      TO RE-ELECT STEPHEN PETTIT      Management      For   
  12      TO RE-ELECT MARIA RICHTER      Management      For   
  13      TO RE-ELECT GEORGE ROSE      Management      For   
  14      TO REAPPOINT THE AUDITORS PRICEWATERHOUSECOOPERS LLP      Management      For   
  15      TO AUTHORISE THE DIRECTORS TO SET THE AUDITORS’ REMUNERATION      Management      For   
  16      TO APPROVE THE DIRECTORS REMUNERATION REPORT      Management      For   
  17      TO AUTHORISE THE DIRECTORS TO ALLOT ORDINARY SHARES      Management      For   
  S18      TO DISAPPLY PRE-EMPTION RIGHTS      Management      For   
  S19      TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES      Management      For   
  S20      TO AUTHORISE THE DIRECTORS TO HOLD GENERAL MEETINGS ON 14 CLEAR DAYS’ NOTICE      Management      For   
  21      TO REAPPROVE THE SHARE INCENTIVE PLAN      Management      For   
  22      TO REAPPROVE THE EMPLOYEE STOCK PURCHASE PLAN      Management      For   
  23      TO APPROVE THE SHARESAVE PLAN      Management      For   
  24      TO APPROVE THE LONG TERM PERFORMANCE PLAN      Management      For   
 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     113,300         14,000       11-Jul-2011    11-Jul-2011
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     208,700          11-Jul-2011    11-Jul-2011
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     535,400         10,000       11-Jul-2011    11-Jul-2011
  DUKE ENERGY CORPORATION       
  Security   26441C105      Meeting Type   Special
  Ticker Symbol   DUK      Meeting Date   23-Aug-2011
  ISIN   US26441C1053      Agenda   933488707 - Management
  Record Date   05-Jul-2011      Holding Recon Date   05-Jul-2011
  City / Country                                    / United States      Vote Deadline Date   22-Aug-2011
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  01      REVERSE STOCK SPLIT PROPOSAL - A PROPOSAL TO APPROVE THE AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DUKE ENERGY CORPORATION TO PROVIDE FOR A 1-FOR-3 REVERSE STOCK SPLIT WITH RESPECT TO THE ISSUED AND OUTSTANDING DUKE ENERGY COMMON STOCK IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT.      Management      For   

For

  02      SHARE ISSUANCE PROPOSAL - A PROPOSAL TO APPROVE THE ISSUANCE OF DUKE ENERGY COMMON STOCK, PAR VALUE $0.001 PER SHARE, TO PROGRESS ENERGY, INC. SHAREHOLDERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT.      Management      For   

For

  03      ADJOURNMENT PROPOSAL - A PROPOSAL TO ADJOURN THE SPECIAL MEETING OF THE SHAREHOLDERS OF DUKE ENERGY, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE EITHER OF THE PROPOSALS ABOVE.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     100         208,900       18-Aug-2011    18-Aug-2011
  LIBERTY INTERACTIVE CORPORATION       
  Security   53071M708      Meeting Type   Annual
  Ticker Symbol   LSTZA      Meeting Date   07-Sep-2011
  ISIN   US53071M7083      Agenda   933492100 - Management
  Record Date   20-Jul-2011      Holding Recon Date   20-Jul-2011
  City / Country                                    / United States      Vote Deadline Date   06-Sep-2011
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  01      DIRECTOR      Management        
      

1      EVAN D. MALONE

      For   

For

      

2      DAVID E. RAPLEY

      For   

For

      

3      LARRY E. ROMRELL

      For   

For

  02      THE SAY-ON-PAY PROPOSAL, TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.      Management      For   

For

  03      THE SAY-ON-FREQUENCY PROPOSAL, TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY AT WHICH STOCKHOLDERS ARE PROVIDED AN ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.      Management      3 Years   

For

  04      A PROPOSAL TO ADOPT THE LIBERTY MEDIA CORPORATION 2011 NONEMPLOYEE DIRECTOR INCENTIVE PLAN.      Management      For   

For

  05      A PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION OF LIBERTY MEDIA CORPORATION TO CHANGE ITS NAME TO LIBERTY INTERACTIVE CORPORATION.      Management      For   

For

  06      A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     179         2,100       02-Sep-2011    02-Sep-2011
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     136         5,900       02-Sep-2011    02-Sep-2011
  LIBERTY INTERACTIVE CORPORATION       
  Security   53071M302      Meeting Type   Annual
  Ticker Symbol   LCAPA      Meeting Date   07-Sep-2011
  ISIN   US53071M3025      Agenda   933492100 - Management
  Record Date   20-Jul-2011      Holding Recon Date   20-Jul-2011
  City / Country                                    / United States      Vote Deadline Date   06-Sep-2011
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  01      DIRECTOR      Management        
      

1      EVAN D. MALONE

      For   

For

      

2      DAVID E. RAPLEY

      For   

For

      

3      LARRY E. ROMRELL

      For   

For

  02      THE SAY-ON-PAY PROPOSAL, TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.      Management      For   

For

  03      THE SAY-ON-FREQUENCY PROPOSAL, TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY AT WHICH STOCKHOLDERS ARE PROVIDED AN ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.      Management      3 Years   

For

  04      A PROPOSAL TO ADOPT THE LIBERTY MEDIA CORPORATION 2011 NONEMPLOYEE DIRECTOR INCENTIVE PLAN.      Management      For   

For

  05      A PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION OF LIBERTY MEDIA CORPORATION TO CHANGE ITS NAME TO LIBERTY INTERACTIVE CORPORATION.      Management      For   

For

  06      A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     3,087         9,700       02-Sep-2011    02-Sep-2011
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     4,946         28,600       02-Sep-2011    02-Sep-2011
  LIBERTY INTERACTIVE CORPORATION       
  Security   53071M104      Meeting Type   Annual
  Ticker Symbol   LINTA      Meeting Date   07-Sep-2011
  ISIN   US53071M1045      Agenda   933492100 - Management
  Record Date   20-Jul-2011      Holding Recon Date   20-Jul-2011
  City / Country                                    / United States      Vote Deadline Date   06-Sep-2011
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  01      DIRECTOR      Management        
      

1      EVAN D. MALONE

      For   

For

      

2      DAVID E. RAPLEY

      For   

For

      

3      LARRY E. ROMRELL

      For   

For

  02      THE SAY-ON-PAY PROPOSAL, TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.      Management      For   

For

  03      THE SAY-ON-FREQUENCY PROPOSAL, TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY AT WHICH STOCKHOLDERS ARE PROVIDED AN ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.      Management      3 Years   

For

  04      A PROPOSAL TO ADOPT THE LIBERTY MEDIA CORPORATION 2011 NONEMPLOYEE DIRECTOR INCENTIVE PLAN.      Management      For   

For

  05      A PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION OF LIBERTY MEDIA CORPORATION TO CHANGE ITS NAME TO LIBERTY INTERACTIVE CORPORATION.      Management      For   

For

  06      A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     134,500          02-Sep-2011    02-Sep-2011
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     312,800         36,100       02-Sep-2011    02-Sep-2011
  NIKE, INC.       
  Security   654106103      Meeting Type   Annual
  Ticker Symbol   NKE      Meeting Date   19-Sep-2011
  ISIN   US6541061031      Agenda   933493544 - Management
  Record Date   25-Jul-2011      Holding Recon Date   25-Jul-2011
  City / Country                                    / United States      Vote Deadline Date   16-Sep-2011
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1      DIRECTOR      Management        
      

1      ALAN B. GRAF, JR.

      For   

For

      

2      JOHN C. LECHLEITER

      For   

For

      

3      PHYLLIS M. WISE

      For   

For

  2      TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.      Management      For   

For

  3      TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.      Management      1 Year   

For

  4      TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     100         17,800       15-Sep-2011    15-Sep-2011
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     100         46,500       15-Sep-2011    15-Sep-2011
  GOLAR LNG LIMITED       
  Security   G9456A100      Meeting Type   Annual
  Ticker Symbol   GLNG      Meeting Date   23-Sep-2011
  ISIN   BMG9456A1009      Agenda   933494647 - Management
  Record Date   19-Jul-2011      Holding Recon Date   19-Jul-2011
  City / Country                                    / Bermuda      Vote Deadline Date   22-Sep-2011
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  01      TO RE-ELECT JOHN FREDRIKSEN AS A DIRECTOR OF THE COMPANY.      Management      For   

For

  02      TO RE-ELECT KATE BLANKENSHIP AS A DIRECTOR OF THE COMPANY.      Management      For   

For

  03      TO RE-ELECT HANS PETTER AAS AS A DIRECTOR OF THE COMPANY.      Management      For   

For

  04      TO RE-ELECT KATHRINE FREDRIKSEN AS A DIRECTOR OF THE COMPANY.      Management      For   

For

  05      TO ELECT TOR OLAV TROIM AS A DIRECTOR OF THE COMPANY.      Management      For   

For

  06      TO ELECT PAUL ADAMS AS A DIRECTOR OF THE COMPANY.      Management      For   

For

  07      PROPOSAL TO RE-APPOINT PRICEWATERHOUSECOOPERS OF LONDON, ENGLAND AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO DETERMINE THEIR REMUNERATION.      Management      For   

For

  08      PROPOSAL TO APPROVE THE REMUNERATION OF THE COMPANY’S BOARD OF DIRECTORS OF A TOTAL AMOUNT OF FEES NOT TO EXCEED US$ 550,000 FOR THE YEAR ENDED DECEMBER 31, 2011.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     90,037         15,100       20-Sep-2011    20-Sep-2011
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     91,457         183,200       20-Sep-2011    20-Sep-2011
  BANCO SANTANDER BRASIL S.A.       
  Security   05967A107      Meeting Type   Special
  Ticker Symbol   BSBR      Meeting Date   25-Oct-2011
  ISIN   US05967A1079      Agenda   933516342 - Management
  Record Date   10-Oct-2011      Holding Recon Date   10-Oct-2011
  City / Country                                    / United States      Vote Deadline Date   21-Oct-2011
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  A      TO ELECT MR. CELSO CLEMENTE GIACOMETTI, VICE-CHAIRMAN OF THE COMPANY’S BOARD OF DIRECTORS, TO THE POSITION OF CHAIRMAN OF THE COMPANY’S BOARD OF DIRECTORS      Management      Abstain   

For

  B      IN VIEW OF THE RESOLVED ON THE PRECEDING ITEM, TO CONFIRM THE COMPOSITION OF THE COMPANY’S BOARD OF DIRECTORS      Management      Abstain   

For

  C      APPROVE PROPOSAL FOR AMENDMENT OF COMPANY’S BYLAWS IN ORDER TO ADAPT ITS PROVISIONS TO NEW REGULATION OF LEVEL 2 OF BM&FBOVESPA S.A. - BOLSA DE VALORES, MERCADORIAS E FUTUROS, PURSUANT TO THE PROPOSAL OF THE COMPANY’S BOARD OF EXECUTIVE OFFICERS AND PURSUANT TO THE APPROVAL OF ITS PROPOSAL BY BOARD OF DIRECTORS, AT THE MEETINGS HELD ON SEPTEMBER 21 AND 22, 2011, RESPECTIVELY      Management      Abstain   

For

  D      TO APPROVE THE PROPOSAL OF GRANT OF “LONG TERM INCENTIVE PLAN-INVESTMENT IN DEPOSIT SHARE CERTIFICATE (“UNITS”) OF THE COMPANY” FOR SOME DIRECTORS AND MANAGERIAL EMPLOYEES OF THE COMPANY AND COMPANIES UNDER ITS CONTROL, AS APPROVED BY THE COMPANY’S BOARD OF DIRECTORS, AT THE MEETING HELD ON SEPTEMBER 22, 2011      Management      Abstain   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     100         54,000       19-Oct-2011    19-Oct-2011

  000274051   CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON   100      88,500         19-Oct-2011       19-Oct-2011
  000274052   CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON   229,200         19-Oct-2011       19-Oct-2011
  FOCUS MEDIA HOLDING LIMITED  
  Security   34415V109      Meeting Type   Annual
  Ticker Symbol   FMCN      Meeting Date   01-Nov-2011
  ISIN   US34415V1098      Agenda   933511607 - Management
  Record Date   20-Sep-2011      Holding Recon Date   20-Sep-2011
  City / Country                                    /United States      Vote Deadline Date   24-Oct-2011
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A      RE-ELECTION OF CHARLES CHAO AS A DIRECTOR      Management      For   

For

  1B      RE-ELECTION OF WU YING AS A DIRECTOR      Management      For   

For

  02      APPROVAL OF THE ELECTION OF KIT LEONG LOW TO SERVE ON THE BOARD OF DIRECTORS FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR’S SUCCESSOR IS ELECTED AND DULY QUALIFIED, AS SET FORTH IN THE COMPANY’S NOTICE OF MEETING ENCLOSED HEREWITH.      Management      For   

For

  03      RATIFICATION OF THE APPOINTMENT OF DELOITTE TOUCHE TOHMATSU CPA LTD. AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011, AS SET FORTH IN THE COMPANY’S NOTICE OF MEETING ENCLOSED HEREWITH.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     5,748          20-Oct-2011    20-Oct-2011
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     9,338          20-Oct-2011    20-Oct-2011
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     24,554          20-Oct-2011    20-Oct-2011
  TENET HEALTHCARE CORPORATION
  Security   88033G100      Meeting Type   Annual
  Ticker Symbol   THC      Meeting Date   03-Nov-2011
  ISIN   US88033G1004      Agenda   933508357 - Management
  Record Date   07-Sep-2011      Holding Recon Date   07-Sep-2011
  City / Country                                    / United States      Vote Deadline Date   02-Nov-2011
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A      ELECTION OF DIRECTOR: JOHN ELLIS “JEB” BUSH      Management      For   

For

  1B      ELECTION OF DIRECTOR: TREVOR FETTER      Management      For   

For

  1C      ELECTION OF DIRECTOR: BRENDA J. GAINES      Management      For   

For

  1D      ELECTION OF DIRECTOR: KAREN M. GARRISON      Management      For   

For

  1E      ELECTION OF DIRECTOR: EDWARD A. KANGAS      Management      For   

For

  1F      ELECTION OF DIRECTOR: J. ROBERT KERREY      Management      For   

For

  1G      ELECTION OF DIRECTOR: FLOYD D. LOOP, M.D.      Management      For   

For

  1H      ELECTION OF DIRECTOR: RICHARD R. PETTINGILL      Management      For   

For

  1I      ELECTION OF DIRECTOR: RONALD A. RITTENMEYER      Management      For   

For

  1J      ELECTION OF DIRECTOR: JAMES A. UNRUH      Management      For   

For

  02      PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS.      Management      For   

For

  03      APPROVE, ON AN ADVISORY BASIS, OPTION OF EVERY 1 YEAR, 2 YEARS OR 3 YEARS FOR FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.      Management      1 Year   

For

  04      PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011.      Management      For   

For

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     4,400         34,200       31-Oct-2011    31-Oct-2011
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     100         63,300       31-Oct-2011    31-Oct-2011
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     100         165,100       31-Oct-2011    31-Oct-2011
  COACH, INC.
  Security   189754104      Meeting Type   Annual
  Ticker Symbol   COH      Meeting Date   03-Nov-2011
  ISIN   US1897541041      Agenda   933508408 - Management
  Record Date   06-Sep-2011      Holding Recon Date   06-Sep-2011
  City / Country                                    / United States      Vote Deadline Date   02-Nov-2011
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  01      DIRECTOR      Management        
      

1      LEW FRANKFORT

      For   

For

      

2      SUSAN KROPF

      For   

For

      

3      GARY LOVEMAN

      For   

For

      

4      IVAN MENEZES

      For   

For

      

5      IRENE MILLER

      For   

For

      

6      MICHAEL MURPHY

      For   

For

      

7      JIDE ZEITLIN

      For   

For

  02      TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012      Management      For   

For

  03      TO HOLD A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION      Management      For   

For

  04      TO HOLD A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION      Management      1 Year   

For

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     5,537          31-Oct-2011    31-Oct-2011
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     9,043          31-Oct-2011    31-Oct-2011
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     23,698          31-Oct-2011    31-Oct-2011
  AVNET,INC.
  Security   053807103      Meeting Type   Annual
  Ticker Symbol   AVT      Meeting Date   04-Nov-2011
  ISIN   US0538071038      Agenda   933506846 - Management
  Record Date   06-Sep-2011      Holding Recon Date   06-Sep-2011
  City / Country                                    / United States      Vote Deadline Date   03-Nov-2011
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  01      DIRECTOR      Management        
      

1      ELEANOR BAUM

      For   

For

      

2      J. VERONICA BIGGINS

      For   

For

      

3      RICHARD HAMADA

      For   

For

      

4      EHUD HOUMINER

      For   

For

      

5      JAMES A. LAWRENCE

      For   

For

      

6      FRANK R. NOONAN

      For   

For

      

7      RAY M. ROBINSON

      For   

For

      

8      WILLIAM H. SCHUMANN III

      For   

For

      

9      WILLIAM P. SULLIVAN

      For   

For

      

10    ROY VALLEE

      For   

For

  02      ADVISORY VOTE ON EXECUTIVE COMPENSATION.      Management      For   

For

  03      ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.      Management      1 Year   

For

  04      APPROVAL TO AMEND AND RESTATE THE AVNET EMPLOYEE STOCK PURCHASE PLAN.      Management      For   

For

  05      RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2012.      Management      For   

For

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     100         15,300       01-Nov-2011    01-Nov-2011
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     9,500         50,000       01-Nov-2011    01-Nov-2011
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     20,100         135,200       01-Nov-2011    01-Nov-2011
  SINA CORPORATION
  Security   G81477104      Meeting Type   Annual
  Ticker Symbol   SINA      Meeting Date   04-Nov-2011
  ISIN   KYG814771047      Agenda   933509296 - Management
  Record Date   07-Sep-2011      Holding Recon Date   07-Sep-2011
  City / Country                                    / China      Vote Deadline Date   03-Nov-2011
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  01      ELECTION OF PEHONG CHEN      Management      For   

For

  02      ELECTION OF LIP-BU TAN      Management      For   

For

  03      RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS LIMITED COMPANY AS THE INDEPENDENT AUDITORS OF THE COMPANY.      Management      For   

For

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     5,349          01-Nov-2011    01-Nov-2011
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     8,814          01-Nov-2011    01-Nov-2011
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     23,036          01-Nov-2011    01-Nov-2011
  MICROSOFT CORPORATION
  Security   594918104      Meeting Type   Annual
  Ticker Symbol   MSFT      Meeting Date   15-Nov-2011
  ISIN   US5949181045      Agenda   933510706 - Management
  Record Date   02-Sep-2011      Holding Recon Date   02-Sep-2011
  City / Country                                    / United States      Vote Deadline Date   14-Nov-2011
  SEDOL(s)        Quick Code  

     Item      Proposal      Type      Vote   

For/Against

Management

  1      ELECTION OF DIRECTOR: STEVEN A. BALLMER      Management      For   

For

  2      ELECTION OF DIRECTOR: DINA DUBLON      Management      For   

For

  3      ELECTION OF DIRECTOR: WILLIAM H. GATES III      Management      For   

For

  4      ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN      Management      For   

For

  5      ELECTION OF DIRECTOR: REED HASTINGS      Management      For   

For

  6      ELECTION OF DIRECTOR: MARIA M. KLAWE      Management      For   

For

  7      ELECTION OF DIRECTOR: DAVID F. MARQUARDT      Management      For   

For

  8      ELECTION OF DIRECTOR: CHARLES H. NOSKI      Management      For   

For

  9      ELECTION OF DIRECTOR: HELMUT PANKE      Management      For   

For

  10      ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION.      Management      For   

For

  11      ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION.      Management      1 Year   

For

  12      RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITOR.      Management      For   

For

  13      SHAREHOLDER PROPOSAL 1. ESTABLISHMENT OF A BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY.      Shareholder      Against   

For

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     115         87,300       25-Oct-2011    25-Oct-2011
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     193         132,200       25-Oct-2011    25-Oct-2011
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     189         378,400       25-Oct-2011    25-Oct-2011
  CONSTELLATION ENERGY GROUP, INC.
  Security   210371100      Meeting Type   Special
  Ticker Symbol   CEG      Meeting Date   17-Nov-2011
  ISIN   US2103711006      Agenda   933516099 - Management
  Record Date   07-Oct-2011      Holding Recon Date   07-Oct-2011
  City / Country                                    / United States      Vote Deadline Date   16-Nov-2011
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  01      APPROVAL OF THE MERGER WITH EXELON CORPORATION ON SUBSTANTIALLY THE TERMS SET FORTH IN THE MERGER AGREEMENT.      Management      For   

For

  02      ADVISORY VOTE ON COMPENSATION THAT MAY BECOME PAYABLE TO NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE COMPLETION OF THE PROPOSED MERGER.      Management      For   

For

  03      ADJOURNMENT OF THE SPECIAL MEETING OF SHAREHOLDERS, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1.      Management      For   

For

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		    Vote Date    Date Confirmed
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     27,100         1,400       25-Oct-2011    25-Oct-2011
  BANCO SANTANDER BRASIL S.A.
  Security   05967A107      Meeting Type   Special
  Ticker Symbol   BSBR      Meeting Date   16-Dec-2011
  ISIN   US05967A1079      Agenda   933532942 - Management
  Record Date   21-Nov-2011      Holding Recon Date   21-Nov-2011
  City / Country                                    / United States      Vote Deadline Date   14-Dec-2011
  SEDOL(s)        Quick Code  

     Item      Proposal      Type      Vote   

For/Against

Management

  A      APPROVE THE AMENDMENT OF THE COMPANY’S BYLAWS IN ORDER TO ADAPT ITS PROVISIONS TO THE NEW REGULATION OF LEVEL 2 OF BM&FBOVESPA S.A. - BOLSA DE VALORES, MERCADORIAS E FUTUROS, PURSUANT TO THE PROPOSAL OF THE COMPANY’S BOARD OF EXECUTIVE OFFICERS & PURSUANT TO THE APPROVAL OF ITS PROPOSAL BY COMPANY’S BOARD OF DIRECTORS, AT THE MEETINGS HELD ON NOVEMBER 9 AND 10, 2011, RESPECTIVELY.      Management      For   

Against

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     54,100          05-Dec-2011    05-Dec-2011
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     4,200         84,400       05-Dec-2011    05-Dec-2011
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     229,200          05-Dec-2011    05-Dec-2011

 

  JACOBS ENGINEERING GROUP INC.
  Security   469814107      Meeting Type   Annual
  Ticker Symbol   JEC      Meeting Date   26-Jan-2012
  ISIN   US4698141078      Agenda   933536851 - Management
  Record Date   02-Dec-2011      Holding Recon Date   02-Dec-2011
  City / Country                                    / United States      Vote Deadline Date   25-Jan-2012
  SEDOL(s)        Quick Code  

 

     Item      Proposal      Type      Vote   

For/Against

Management

  1A      ELECTION OF DIRECTOR: NOEL G. WATSON      Management        
  1B      ELECTION OF DIRECTOR: JOSEPH R. BRONSON      Management        
  1C      ELECTION OF DIRECTOR: PETER J. ROBERTSON      Management        
  02      TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.      Management        
  03      TO APPROVE, BY NON-BINDING VOTE, THE COMPANY’S EXECUTIVE COMPENSATION.      Management        
  04      TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 1999 STOCK INCENTIVE PLAN.      Management        
  Account Number    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     6,267            
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     10,221            
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     26,710            

 

  GOLUB CAPITAL BDC, INC.
  Security   38173M102      Meeting Type   Annual
  Ticker Symbol   GBDC      Meeting Date   02-Feb-2012
  ISIN   US38173M1027      Agenda   933536673 - Management
  Record Date   09-Dec-2011      Holding Recon Date   09-Dec-2011
  City / Country                                    / United States      Vote Deadline Date   01-Feb-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  01      DIRECTOR      Management        
      

1      JOHN T. BAILY

      For   

For

      

2      KENNETH F. BERNSTEIN

      For   

For

  02      TO RATIFY THE SELECTION OF MCGLADREY & PULLEN, LLP TO SERVE AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2012.      Management      For   

For

  Account Number    Account Name   

Internal

Account

    Custodian   Ballot

Shares

    Unavailable
Shares		   

Vote

Date

    Date Confirmed

  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     11,200         41,900       03-Feb-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     12,100         75,000       03-Feb-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     40,100         186,800       03-Feb-2012
  SUPERIOR ENERGY SERVICES, INC.
  Security   868157108      Meeting Type   Special
  Ticker Symbol   SPN      Meeting Date   07-Feb-2012
  ISIN   US8681571084      Agenda   933542943 - Management
  Record Date   12-Dec-2011      Holding Recon Date   12-Dec-2011
  City / Country                                    / United States      Vote Deadline Date   06-Feb-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  01      APPROVAL OF THE ISSUANCE OF SHARES OF SUPERIOR COMMON STOCK TO COMPLETE STOCKHOLDERS PURSUANT TO THE MERGER AGREEMENT.      Management      For   

For

  02      ADOPTION OF AN AMENDMENT TO SUPERIOR’S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF SUPERIOR COMMON STOCK FROM 125,000,000 SHARES TO 250,000,000 SHARES.      Management      For   

For

  03      AUTHORIZATION OF SUPERIOR’S BOARD OF DIRECTORS, IN ITS DISCRETION, TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF SUPERIOR COMMON STOCK TO COMPLETE STOCKHOLDERS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed   
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     21,076         26,500       08-Feb-2012      
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     34,210         43,400       08-Feb-2012      
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     85,414         117,300       08-Feb-2012      
  BANCO SANTANDER BRASIL S.A.
  Security   05967A107      Meeting Type   Special
  Ticker Symbol   BSBR      Meeting Date   07-Feb-2012
  ISIN   US05967A1079      Agenda   933546674 - Management
  Record Date   20-Jan-2012      Holding Recon Date   20-Jan-2012
  City / Country                                    / United States      Vote Deadline Date   03-Feb-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  I      TO APPROVE THE PROPOSAL OF GRANT OF “DEFERRED BONUS PLANS” RELATED TO 2011, FOR OFFICERS, MANAGERIAL EMPLOYEES AND OTHER EMPLOYEES OF THE COMPANY AND OF COMPANIES UNDER ITS CONTROL, AS APPROVED BY THE COMPANY’S BOARD OF DIRECTORS, AT THE MEETING HELD ON DECEMBER 21ST, 2011.      Management      Abstain   

For

  II      APPROVE PROPOSAL FOR AMENDMENT OF COMPANY’S BYLAWS, AS PER TO RESOLUTION #3.921, DATED NOVEMBER 25TH, 2010, OF THE BRAZILIAN NATIONAL MONETARY COUNCIL, THAT PROVIDES THE INSTITUTION OF THE COMPENSATION COMMITTEE, PURSUANT TO THE PROPOSAL APPROVED BY THE BOARD OF EXECUTIVE OFFICERS AND THE BOARD OF DIRECTORS, AT THE MEETINGS HELD ON JANUARY 4TH, AND 05TH, 2012, RESPECTIVELY.      Management      Abstain   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		    Vote Date    Date Confirmed   
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     54,100          03-Feb-2012    03-Feb-2012   
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     4,200         84,400       03-Feb-2012    03-Feb-2012   
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     229,200          03-Feb-2012    03-Feb-2012   
  APPLE INC.
  Security   037833100      Meeting Type   Annual
  Ticker Symbol   AAPL      Meeting Date   23-Feb-2012
  ISIN   US0378331005      Agenda   933542474 - Management
  Record Date   27-Dec-2011      Holding Recon Date   27-Dec-2011
  City / Country                                    / United States      Vote Deadline Date   22-Feb-2012

  SEDOL(s)       Quick Code     
     Item      Proposal      Type      Vote   

For/Against

Management

  1      DIRECTOR      Management        
      

1      WILLIAM V. CAMPBELL

           For   

For

      

2      TIMOTHY D. COOK

           For   

For

      

3      MILLARD S. DREXLER

           For   

For

      

4      AL GORE

           For   

For

      

5      ROBERT A. IGER

           For   

For

      

6      ANDREA JUNG

           For   

For

      

7      ARTHUR D. LEVINSON

           For   

For

      

8      RONALD D. SUGAR

           For   

For

  2      RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.      Management      For   

For

  3      ADVISORY VOTE ON EXECUTIVE COMPENSATION.      Management      For   

For

  04      A SHAREHOLDER PROPOSAL ENTITLED “CONFLICT OF INTEREST REPORT”      Shareholder      Against   

For

  05      A SHAREHOLDER PROPOSAL ENTITLED “SHAREHOLDER SAY ON DIRECTOR PAY”      Shareholder      Against   

For

  06      A SHAREHOLDER PROPOSAL ENTITLED “REPORT ON POLITICAL CONTRIBUTIONS AND EXPENDITURES”      Shareholder      Against   

For

  07      A SHAREHOLDER PROPOSAL ENTITLED “ADOPT A MAJORITY VOTING STANDARD FOR DIRECTOR ELECTIONS”      Shareholder      Against   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed   
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     11,809          17-Feb-2012    17-Feb-2012   
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     10,611         8,700       17-Feb-2012    17-Feb-2012   
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     5,272         45,000       17-Feb-2012    17-Feb-2012   
  TRANSDIGM GROUP INCORPORATED  
  Security   893641100      Meeting Type   Annual
  Ticker Symbol   TDG      Meeting Date   23-Feb-2012
  ISIN   US8936411003      Agenda   933545848 - Management
  Record Date   03-Jan-2012      Holding Recon Date   03-Jan-2012
  City / Country                                    / United States      Vote Deadline Date   22-Feb-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  01      DIRECTOR      Management        
      

1      W. NICHOLAS HOWLEY

      For   

For

      

2      WILLIAM DRIES

      For   

For

      

3      ROBERT SMALL

      For   

For

  02      TO APPROVE (IN AN ADVISORY VOTE) COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS.      Management      For   

For

  03      TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2012.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed   
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     706         22,300       17-Feb-2012    17-Feb-2012   
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     10,449         27,300       17-Feb-2012    17-Feb-2012   

  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     86,347         11,100       17-Feb-2012    17-Feb-2012   
  PENNANTPARK FLOATING RATE CAP  
  Security   70806A106      Meeting Type   Annual
  Ticker Symbol   PFLT      Meeting Date   28-Feb-2012
  ISIN   US70806A1060      Agenda   933539667 - Management
  Record Date   14-Dec-2011      Holding Recon Date   14-Dec-2011
  City / Country                                    / United States      Vote Deadline Date   27-Feb-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1      DIRECTOR      Management        
      

1      MARSHALL BROZOST

           For   

For

      

2      SAMUEL L. KATZ

           For   

For

  2      TO RATIFY THE SELECTION OF KPMG LLP TO SERVE AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2012.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed   
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     800         21,000       03-Feb-2012    03-Feb-2012   
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     700         35,000       03-Feb-2012    03-Feb-2012   
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     92,500          03-Feb-2012    03-Feb-2012   
  PENNANTPARK FLOATING RATE CAP  
  Security   70806A106      Meeting Type   Special
  Ticker Symbol   PFLT      Meeting Date   28-Feb-2012
  ISIN   US70806A1060      Agenda   933539833 - Management
  Record Date   14-Dec-2011      Holding Recon Date   14-Dec-2011
  City / Country                                    / United States      Vote Deadline Date   27-Feb-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  01      TO CONSIDER AND VOTE UPON A PROPOSAL TO AUTHORIZE FLEXIBILITY FOR US, WITH THE APPROVAL OF THE BOARD OF DIRECTORS, TO SELL SHARES OF OUR COMMON STOCK, DURING THE NEXT 12 MONTHS, AT A PRICE BELOW THE THEN CURRENT NET ASSET VALUE PER SHARE, SUBJECT TO CERTAIN LIMITATIONS DESCRIBED IN THE JOINT PROXY STATEMENT.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed   
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     800         21,000       03-Feb-2012    03-Feb-2012   
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     700         35,000       03-Feb-2012    03-Feb-2012   
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     92,500          03-Feb-2012    03-Feb-2012   
  WESCO AIRCRAFT HOLDINGS, INC.  
  Security   950814103      Meeting Type   Annual
  Ticker Symbol   WAIR      Meeting Date   07-Mar-2012
  ISIN   US9508141036      Agenda   933545090 - Management
  Record Date   13-Jan-2012      Holding Recon Date   13-Jan-2012
  City / Country                                    / United States      Vote Deadline Date   06-Mar-2012
  SEDOL(s)        Quick Code  

     Item      Proposal      Type      Vote  

For/Against

Management

  01      DIRECTOR      Management       
      

1      DAYNE A. BAIRD

      For  

For

      

2      JAY L. HABERLAND

      For  

For

      

3      DAVID L. SQUIER

      For  

For

  02      APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPANY’S EXECUTIVE COMPENSATION.      Management      For  

For

  03      RECOMMEND, BY A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPANY’S EXECUTIVE COMPENSATION.      Management      1 Year  

For

  04      CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, REFERRED TO HEREIN AS OUR INDEPENDENT AUDITORS, FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2012.      Management      For  

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed   
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     46,800          21-Feb-2012    21-Feb-2012   
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     6,600         70,000       21-Feb-2012    21-Feb-2012   
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     195,200         3,100       21-Feb-2012    21-Feb-2012   
  TE CONNECTIVITY LTD  
  Security   H84989104      Meeting Type   Annual
  Ticker Symbol   TEL      Meeting Date   07-Mar-2012
  ISIN   CH0102993182      Agenda   933547688 - Management
  Record Date   10-Jan-2012      Holding Recon Date   10-Jan-2012
  City / Country                                    / Switzerland      Vote Deadline Date   06-Mar-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A.      ELECTION OF DIRECTOR: PIERRE R. BRONDEAU      Management      For   

For

  1B.      ELECTION OF DIRECTOR: JUERGEN W. GROMER      Management      For   

For

  1C.      ELECTION OF DIRECTOR: WILLIAM A. JEFFREY      Management      For   

For

  1D.      ELECTION OF DIRECTOR: THOMAS J. LYNCH      Management      For   

For

  1E.      ELECTION OF DIRECTOR: YONG NAM      Management      For   

For

  1F.      ELECTION OF DIRECTOR: DANIEL J. PHELAN      Management      For   

For

  1G.      ELECTION OF DIRECTOR: FREDERIC M. POSES      Management      For   

For

  1H.      ELECTION OF DIRECTOR: LAWRENCE S. SMITH      Management      For   

For

  1I.      ELECTION OF DIRECTOR: PAULA A. SNEED      Management      For   

For

  1J.      ELECTION OF DIRECTOR: DAVID P. STEINER      Management      For   

For

  1K.      ELECTION OF DIRECTOR: JOHN C. VAN SCOTER      Management      For   

For

  2.1      TO APPROVE THE 2011 ANNUAL REPORT OF TE CONNECTIVITY LTD. (EXCLUDING THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2011 AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2011)      Management      For   

For

  2.2      TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2011      Management      For   

For

  2.3      TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2011      Management      For   

For

  3.      TO RELEASE THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF TE CONNECTIVITY FOR ACTIVITIES DURING THE FISCAL YEAR ENDED SEPTEMBER 30, 2011      Management      For   

For

  4.1      TO ELECT DELOITTE & TOUCHE LLP AS TE CONNECTIVITY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012      Management      For   

For

  4.2      TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY’S SWISS REGISTERED AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING      Management      For   

For

  4.3      TO ELECT PRICEWATERHOUSECOOPERS, AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY’S SPECIAL AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY      Management      For   

For

  5.      AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION      Management      For   

For

  6.      TO APPROVE AN INCREASE IN THE NUMBER OF SHARES AVAILABLE FOR AWARDS UNDER THE TE CONNECTIVITY LTD. 2007 STOCK AND INCENTIVE PLAN      Management      For   

For

  7.      TO APPROVE A REDUCTION OF SHARE CAPITAL FOR SHARES ACQUIRED UNDER TE CONNECTIVITY’S SHARE REPURCHASE PROGRAM AND RELATED AMENDMENTS TO THE ARTICLES OF ASSOCIATION      Management      For   

For

  8.      TO APPROVE AN AUTHORIZATION RELATING TO TE CONNECTIVITY’S SHARE REPURCHASE PROGRAM      Management      For   

For

  9.      TO APPROVE THE EQUIVALENT OF A DIVIDEND PAYMENT IN THE FORM OF A DISTRIBUTION TO SHAREHOLDERS THROUGH A REDUCTION OF THE PAR VALUE OF TE CONNECTIVITY SHARES, SUCH PAYMENT TO BE MADE IN FOUR EQUAL QUARTERLY INSTALLMENTS ON JUNE 15, 2012, SEPTEMBER 14, 2012, DECEMBER 14, 2012 AND MARCH 15, 2013      Management      For   

For

  10.      TO APPROVE THE REALLOCATION OF ALL FREE RESERVES (CONTRIBUTED SURPLUS) AS OF SEPTEMBER 30, 2011 TO LEGAL RESERVES (RESERVES FROM CAPITAL CONTRIBUTIONS)      Management      For   

For

  11.      TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE ANNUAL GENERAL MEETING      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed   
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     23,600          21-Feb-2012    21-Feb-2012   
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     100         38,500       21-Feb-2012    21-Feb-2012   
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     100,500          21-Feb-2012    21-Feb-2012   
     HELMERICH & PAYNE, INC.    
  Security   423452101      Meeting Type   Annual
  Ticker Symbol   HP      Meeting Date   07-Mar-2012
  ISIN   US4234521015      Agenda   933547727 - Management
  Record Date   10-Jan-2012      Holding Recon Date   10-Jan-2012
  City / Country                                    / United States      Vote Deadline Date   06-Mar-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      DONALD F. ROBILLARD, JR

      For   

For

      

2      HON. FRANCIS ROONEY

      For   

For

      

3      EDWARD B. RUST, JR

      For   

For

  2.      RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2012.      Management      For   

For

  3.      ADVISORY VOTE ON EXECUTIVE COMPENSATION.      Management      For   

For

  4A.      AMENDMENT TO THE COMPANY’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO IMPLEMENT A STAGGERED DECLASSIFICATION OF THE BOARD OF DIRECTORS OVER A THREE- YEAR PERIOD.      Management      For   

For

  4B.      AMENDMENT TO THE COMPANY’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO CONFIRM THAT FROM AND AFTER THE 2015 ANNUAL MEETING, DIRECTORS MAY BE REMOVED BY THE STOCKHOLDERS WITH OR WITHOUT CAUSE.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		    Unavailable

Shares

   

Vote

Date

   

Date

Confirmed

   
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     10,600          17-Feb-2012    17-Feb-2012   
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     17,300          17-Feb-2012    17-Feb-2012   
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     45,100          17-Feb-2012    17-Feb-2012   
     TE CONNECTIVITY LTD    
  Security   H84989104      Meeting Type   Annual
  Ticker Symbol   TEL      Meeting Date   07-Mar-2012
  ISIN   CH0102993182      Agenda   933554239 - Management
  Record Date   17-Feb-2012      Holding Recon Date   17-Feb-2012
  City / Country                                    / Switzerland      Vote Deadline Date   06-Mar-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A.      ELECTION OF DIRECTOR: PIERRE R. BRONDEAU      Management      For   

For

  1B.      ELECTION OF DIRECTOR: JUERGEN W. GROMER      Management      For   

For

  1C.      ELECTION OF DIRECTOR: WILLIAM A. JEFFREY      Management      For   

For

  1D.      ELECTION OF DIRECTOR: THOMAS J. LYNCH      Management      For   

For

  1E.      ELECTION OF DIRECTOR: YONG NAM      Management      For   

For

  1F.      ELECTION OF DIRECTOR: DANIEL J. PHELAN      Management      For   

For

  1G.      ELECTION OF DIRECTOR: FREDERIC M. POSES      Management      For   

For

  1H.      ELECTION OF DIRECTOR: LAWRENCE S. SMITH      Management      For   

For

  1I.      ELECTION OF DIRECTOR: PAULA A. SNEED      Management      For   

For

  1J.      ELECTION OF DIRECTOR: DAVID P. STEINER      Management      For   

For

  1K.      ELECTION OF DIRECTOR: JOHN C. VAN SCOTER      Management      For   

For

  2.1      TO APPROVE THE 2011 ANNUAL REPORT OF TE CONNECTIVITY LTD. (EXCLUDING THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2011 AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2011)      Management      For   

For

  2.2      TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2011      Management      For   

For

  2.3      TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2011      Management      For   

For

  3.      TO RELEASE THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF TE CONNECTIVITY FOR ACTIVITIES DURING THE FISCAL YEAR ENDED SEPTEMBER 30, 2011      Management      For   

For

  4.1      TO ELECT DELOITTE & TOUCHE LLP AS TE CONNECTIVITY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012      Management      For   

For

  4.2      TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY’S SWISS REGISTERED AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING      Management      For   

For

  4.3      TO ELECT PRICEWATERHOUSECOOPERS, AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY’S SPECIAL AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY      Management      For   

For

  5.      AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION      Management      For   

For

  6.      TO APPROVE AN INCREASE IN THE NUMBER OF SHARES AVAILABLE FOR AWARDS UNDER THE TE CONNECTIVITY LTD. 2007 STOCK AND INCENTIVE PLAN      Management      For   

For

  7.      TO APPROVE A REDUCTION OF SHARE CAPITAL FOR SHARES ACQUIRED UNDER TE CONNECTIVITY’S SHARE REPURCHASE PROGRAM AND RELATED AMENDMENTS TO THE ARTICLES OF ASSOCIATION      Management      For   

For

  8.      TO APPROVE AN AUTHORIZATION RELATING TO TE CONNECTIVITY’S SHARE REPURCHASE PROGRAM      Management      For   

For

  9.      TO APPROVE THE EQUIVALENT OF A DIVIDEND PAYMENT IN THE FORM OF A DISTRIBUTION TO SHAREHOLDERS THROUGH A REDUCTION OF THE PAR VALUE OF TE CONNECTIVITY SHARES, SUCH PAYMENT TO BE MADE IN FOUR EQUAL QUARTERLY INSTALLMENTS ON JUNE 15, 2012, SEPTEMBER 14, 2012, DECEMBER 14, 2012 AND MARCH 15, 2013      Management      For   

For

  10.      TO APPROVE THE REALLOCATION OF ALL FREE RESERVES (CONTRIBUTED SURPLUS) AS OF SEPTEMBER 30, 2011 TO LEGAL RESERVES (RESERVES FROM CAPITAL CONTRIBUTIONS)      Management      For   

For

  11.      TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE ANNUAL GENERAL MEETING      Management      For   

For

  Account Number    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     

 

 Unavailable

Shares

   

  

   

Vote

Date

   

Date

Confirmed

   
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     23,600          07-Mar-2012      
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     100         38,500       07-Mar-2012      
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     100,500          07-Mar-2012      
  MEDLEY CAPITAL CORPORATION
  Security   58503F106      Meeting Type   Annual
  Ticker Symbol   MCC      Meeting Date   09-Mar-2012
  ISIN   US58503F1066      Agenda   933541496 - Management
  Record Date   23-Dec-2011      Holding Recon Date   23-Dec-2011
  City / Country                                    / United States      Vote Deadline Date   08-Mar-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  01      DIRECTOR      Management        
      

1      ANDREW FENTRESS

           For   

For

      

2      RICHARD A. DORFMAN

           For   

For

  02      THE RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR MEDLEY CAPITAL CORPORATION FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2012.      Management      For   

For

  03      TO APPROVE AUTHORIZATION OF MEDLEY CAPITAL CORPORATION, WITH THE APPROVAL OF ITS BOARD OF DIRECTORS, TO SELL SHARES OF ITS COMMON STOCK AT A PRICE OR PRICES BELOW MEDLEY CAPITAL CORPORATION’S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS, SUBJECT TO CERTAIN CONDITIONS AS SET FORTH IN THE PROXY STATEMENT.      Management      For    For
  04      TO APPROVE AUTHORIZATION OF MEDLEY CAPITAL CORPORATION TO ISSUE SECURITIES TO SUBSCRIBE TO, CONVERT TO, OR PURCHASE SHARES OF MEDLEY CAPITAL CORPORATION’S COMMON STOCK IN ONE OR MORE OFFERINGS.      Management      For    For
 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed   
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     31,588         2,500       08-Feb-2012    08-Feb-2012   
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     128         55,800       08-Feb-2012    08-Feb-2012   
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     6,188         140,000       08-Feb-2012    08-Feb-2012   
  THE WALT DISNEY COMPANY    
  Security   254687106      Meeting Type   Annual
  Ticker Symbol   DIS      Meeting Date   13-Mar-2012
  ISIN   US2546871060      Agenda   933546434 - Management
  Record Date   13-Jan-2012      Holding Recon Date   13-Jan-2012
  City / Country                                    / United States      Vote Deadline Date   12-Mar-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A      ELECTION OF DIRECTOR: SUSAN E. ARNOLD      Management      For    For
  1B      ELECTION OF DIRECTOR: JOHN S. CHEN      Management      For    For
  1C      ELECTION OF DIRECTOR: JUDITH L. ESTRIN      Management      For    For
  1D      ELECTION OF DIRECTOR: ROBERT A. IGER      Management      For    For
  1E      ELECTION OF DIRECTOR: FRED H. LANGHAMMER      Management      For    For
  1F      ELECTION OF DIRECTOR: AYLWIN B. LEWIS      Management      For    For
  1G      ELECTION OF DIRECTOR: MONICA C. LOZANO      Management      For    For
  1H      ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT      Management      For    For
  1I      ELECTION OF DIRECTOR: SHERYL K. SANDBERG      Management      For    For
  1J      ELECTION OF DIRECTOR: ORIN C. SMITH      Management      For    For
  02      TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S REGISTERED PUBLIC ACCOUNTANTS FOR 2012.      Management      For    For
  03      TO APPROVE AN AMENDMENT TO THE 2011 STOCK INCENTIVE PLAN.      Management      For    For
  04      TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION.      Management      For    For
  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		    Unavailable

Shares

   

Vote

Date

    Date Confirmed   
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     9,702          21-Feb-2012    21-Feb-2012   
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     15,827          21-Feb-2012    21-Feb-2012   
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     41,309          21-Feb-2012    21-Feb-2012   
  BP P.L.C.
  Security   055622104      Meeting Type   Annual
  Ticker Symbol   BP      Meeting Date   12-Apr-2012
  ISIN   US0556221044      Agenda   933567921 - Management
  Record Date   17-Feb-2012      Holding Recon Date   17-Feb-2012
  City / Country                                    / United States      Vote Deadline Date   09-Apr-2012
  SEDOL(s)        Quick Code  

     Item      Proposal      Type      Vote   

For/Against

Management

  1      TO RECEIVE THE DIRECTORS’ ANNUAL REPORT AND ACCOUNTS.      Management      For   

For

  2      TO APPROVE THE DIRECTORS’ REMUNERATION REPORT.      Management      For   

For

  3      TO RE-ELECT MR R W DUDLEY AS A DIRECTOR.      Management      For   

For

  4      TO RE-ELECT MR I C CONN AS A DIRECTOR.      Management      For   

For

  5      TO ELECT DR B GILVARY AS A DIRECTOR.      Management      For   

For

  6      TO RE-ELECT DR B E GROTE AS A DIRECTOR.      Management      For   

For

  7      TO RE-ELECT MR P M ANDERSON AS A DIRECTOR.      Management      For   

For

  8      TO RE-ELECT MR F L BOWMAN AS A DIRECTOR.      Management      For   

For

  9      TO RE-ELECT MR A BURGMANS AS A DIRECTOR.      Management      For   

For

  10      TO RE-ELECT MRS C B CARROLL AS A DIRECTOR.      Management      For   

For

  11      TO RE-ELECT MR G DAVID AS A DIRECTOR.      Management      For   

For

  12      TO RE-ELECT MR I E L DAVIS AS A DIRECTOR.      Management      For   

For

  13      TO ELECT PROFESSOR DAME ANN DOWLING AS A DIRECTOR.      Management      For   

For

  14      TO RE-ELECT MR B R NELSON AS A DIRECTOR.      Management      For   

For

  15      TO RE-ELECT MR F P NHLEKO AS A DIRECTOR.      Management      For   

For

  16      TO ELECT MR A B SHILSTON AS A DIRECTOR.      Management      For   

For

  17      TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR.      Management      For   

For

  18      TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION.      Management      For   

For

  S19      SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY.      Management      For   

For

  20      TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT.      Management      For   

For

  S21      SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS.      Management      For   

For

  S22      SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     14,300          21-Mar-2012    21-Mar-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     23,300          21-Mar-2012    21-Mar-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     60,800          21-Mar-2012    21-Mar-2012
  ROWAN COMPANIES, INC.
  Security   779382100      Meeting Type   Special
  Ticker Symbol   RDC      Meeting Date   16-Apr-2012
  ISIN   US7793821007      Agenda   933564622 - Management
  Record Date   08-Mar-2012      Holding Recon Date   08-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   13-Apr-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1      TO APPROVE THE ADOPTION OF THE MERGER AGREEMENT      Management      For   

For

  2      TO APPROVE THE MANDATORY OFFER PROVISIONS PROPOSED TO BE INCLUDED IN THE ARTICLES OF ASSOCIATION OF ROWAN COMPANIES PLC      Management      For   

For

  3      TO APPROVE THE DECLASSIFICATION PROVISIONS PROPOSED TO BE INCLUDED IN THE ARTICLES OF ASSOCIATION OF ROWAN COMPANIES PLC      Management      For   

For

  4      TO APPROVE ANY ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ADOPTION OF THE MERGER AGREEMENT      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     37,159          02-Apr-2012    02-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     60,495          02-Apr-2012    02-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     157,422          02-Apr-2012    02-Apr-2012
  CITIGROUP INC.
  Security   172967424      Meeting Type   Annual
  Ticker Symbol   C      Meeting Date   17-Apr-2012
  ISIN   US1729674242      Agenda   933557069 - Management
  Record Date   21-Feb-2012      Holding Recon Date   21-Feb-2012
  City / Country                                    / United States      Vote Deadline Date   16-Apr-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A      ELECTION OF DIRECTOR: FRANZ B. HUMER      Management      For   

For

  1B      ELECTION OF DIRECTOR: ROBERT L. JOSS      Management      For   

For

  1C      ELECTION OF DIRECTOR: MICHAEL E. O’NEILL      Management      For   

For

  1D      ELECTION OF DIRECTOR: VIKRAM S. PANDIT      Management      For   

For

  1E      ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI      Management      For   

For

  1F      ELECTION OF DIRECTOR: JUDITH RODIN      Management      For   

For

  1G      ELECTION OF DIRECTOR: ROBERT L. RYAN      Management      For   

For

  1H      ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO      Management      For   

For

  1I      ELECTION OF DIRECTOR: JOAN E. SPERO      Management      For   

For

  1J      ELECTION OF DIRECTOR: DIANA L. TAYLOR      Management      For   

For

  1K      ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR.      Management      For   

For

  1L      ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON      Management      For   

For

  02      PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.      Management      For   

For

  03      PROPOSAL TO APPROVE AN AMENDMENT TO THE CITIGROUP 2009 STOCK INCENTIVE PLAN.      Management      For   

For

  04      ADVISORY APPROVAL OF CITI’S 2011 EXECUTIVE COMPENSATION.      Management      For   

For

  05      STOCKHOLDER PROPOSAL REQUESTING A REPORT ON PRIOR GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS.      Shareholder      Against   

For

  06      STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND POLITICAL CONTRIBUTIONS.      Shareholder      Against   

For

  07      STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVES RETAIN 25% OF THEIR STOCK FOR ONE YEAR FOLLOWING TERMINATION.      Shareholder      Against   

For

  08      STOCKHOLDER PROPOSAL REQUESTING THAT THE AUDIT COMMITTEE CONDUCT AN INDEPENDENT REVIEW AND REPORT ON CONTROLS RELATED TO LOANS, FORECLOSURES, AND SECURITIZATIONS.      Shareholder      Against   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     264         101,000       02-Apr-2012    02-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     907         164,599       02-Apr-2012    02-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     646         431,100       02-Apr-2012    02-Apr-2012

 

  M&T BANK CORPORATION
  Security   55261F104      Meeting Type   Annual
  Ticker Symbol   MTB      Meeting Date   17-Apr-2012
  ISIN   US55261F1049      Agenda   933559126 - Management

  Record Date   29-Feb-2012      Holding Recon Date   29-Feb-2012
  City / Country                                    / United States      Vote Deadline Date   16-Apr-2012
  SEDOL(s)        Quick Code  

 

     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      BRENT D. BAIRD

      For   

For

      

2      C. ANGELA BONTEMPO

      For   

For

      

3      ROBERT T. BRADY

      For   

For

      

4      T.J. CUNNINGHAM III

      For   

For

      

5      MARK J. CZARNECKI

      For   

For

      

6      GARY N. GEISEL

      For   

For

      

7      PATRICK W.E. HODGSON

      For   

For

      

8      RICHARD G. KING

      For   

For

      

9      JORGE G. PEREIRA

      For   

For

      

10    MICHAEL P. PINTO

      For   

For

      

11    MELINDA R. RICH

      For   

For

      

12    ROBERT E. SADLER, JR.

      For   

For

      

13    HERBERT L. WASHINGTON

      For   

For

      

14    ROBERT G. WILMERS

      For   

For

  2.      TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION’S NAMED EXECUTIVE OFFICERS.      Management      For   

For

  3.      TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2012.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     20,140          02-Apr-2012    02-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     32,902          02-Apr-2012    02-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     85,896          02-Apr-2012    02-Apr-2012
  U.S. BANCORP
  Security    902973304      Meeting Type   Annual
  Ticker Symbol    USB      Meeting Date   17-Apr-2012
  ISIN    US9029733048      Agenda   933561169 - Management
  Record Date    21-Feb-2012      Holding Recon Date   21-Feb-2012
  City / Country                                     / United States      Vote Deadline Date   16-Apr-2012
  SEDOL(s)         Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A.      ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR.      Management      For   

For

  1B.      ELECTION OF DIRECTOR: Y. MARC BELTON      Management      For   

For

  1C.      ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN      Management      For   

For

  1D.      ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR.      Management      For   

For

  1E.      ELECTION OF DIRECTOR: RICHARD K. DAVIS      Management      For   

For

  1F.      ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ      Management      For   

For

  1G.      ELECTION OF DIRECTOR: JOEL W. JOHNSON      Management      For   

For

  1H.      ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY      Management      For   

For

  1I.      ELECTION OF DIRECTOR: JERRY W. LEVIN      Management      For   

For

  1J.      ELECTION OF DIRECTOR: DAVID B. O’MALEY      Management      For   

For

  1K.      ELECTION OF DIRECTOR: O’DELL M. OWENS, M.D., M.P.H.      Management      For   

For

  1L.      ELECTION OF DIRECTOR: CRAIG D. SCHNUCK      Management      For   

For

  1M.      ELECTION OF DIRECTOR: PATRICK T. STOKES      Management      For   

For

  1N.      ELECTION OF DIRECTOR: DOREEN WOO HO      Management      For   

For

  2.      RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE 2012 FISCAL YEAR.      Management      For   

For

  3.      ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     43,200          02-Apr-2012    02-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     70,400          02-Apr-2012    02-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     183,600          02-Apr-2012    02-Apr-2012
  THE GOODYEAR TIRE & RUBBER COMPANY
  Security   382550101      Meeting Type   Annual
  Ticker Symbol   GT      Meeting Date   17-Apr-2012
  ISIN   US3825501014      Agenda   933562553 - Management
  Record Date   22-Feb-2012      Holding Recon Date   22-Feb-2012
  City / Country                                    / United States      Vote Deadline Date   16-Apr-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A)      ELECTION OF DIRECTOR: WILLIAM J. CONATY      Management      For   

For

  1B)      ELECTION OF DIRECTOR: JAMES A. FIRESTONE      Management      For   

For

  1C)      ELECTION OF DIRECTOR: WERNER GEISSLER      Management      For   

For

  1D)      ELECTION OF DIRECTOR: PETER S. HELLMAN      Management      For   

For

  1E)      ELECTION OF DIRECTOR: RICHARD J. KRAMER      Management      For   

For

  1F)      ELECTION OF DIRECTOR: W. ALAN MCCOLLOUGH      Management      For   

For

  1G)      ELECTION OF DIRECTOR: SHIRLEY D. PETERSON      Management      For   

For

  1H)      ELECTION OF DIRECTOR: STEPHANIE A.STREETER      Management      For   

For

  1I)      ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER      Management      For   

For

  1J)      ELECTION OF DIRECTOR: MICHAEL R. WESSEL      Management      For   

For

  2.      ADVISORY VOTE ON EXECUTIVE COMPENSATION.      Management      For   

For

  3.      RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     19,958         279,500       02-Apr-2012    02-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     14,828         477,349       02-Apr-2012    02-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     16,512         1,258,100       02-Apr-2012    02-Apr-2012
  VALLEY NATIONAL BANCORP

  Security   919794107      Meeting Type   Annual
  Ticker Symbol   VLY      Meeting Date   18-Apr-2012
  ISIN   US9197941076      Agenda   933564759 - Management
  Record Date   21-Feb-2012      Holding Recon Date   21-Feb-2012
  City / Country                                    / United States      Vote Deadline Date   17-Apr-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      ANDREW B. ABRAMSON

           For   

For

      

2      PETER J. BAUM

           For   

For

      

3      PAMELA R. BRONANDER

           For   

For

      

4      PETER CROCITTO

           For   

For

      

5      ERIC P. EDELSTEIN

           For   

For

      

6      ALAN D. ESKOW

           For   

For

      

7      M.J. STEELE GUILFOILE

           For   

For

      

8      GRAHAM O. JONES

           For   

For

      

9      WALTER H. JONES, III

           For   

For

      

10    GERALD KORDE

           For   

For

      

11    MICHAEL L. LARUSSO

           For   

For

      

12    MARC J. LENNER

           For   

For

      

13    GERALD H. LIPKIN

           For   

For

      

14    BARNETT RUKIN

           For   

For

      

15    SURESH L. SANI

           For   

For

      

16    ROBERT C. SOLDOVERI

           For   

For

      

17    JEFFREY S. WILKS

           For   

For

  2.      AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION      Management      For   

For

  3.      TO RATIFY THE APPOINTMENT OF KPMG LLP AS VALLEY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     10,205         41,475       02-Apr-2012    02-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     16,505         68,040       02-Apr-2012    02-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     42,985         178,000       02-Apr-2012    02-Apr-2012
  THE AES CORPORATION
  Security   00130H105      Meeting Type   Annual
  Ticker Symbol   AES      Meeting Date   19-Apr-2012
  ISIN   US00130H1059      Agenda   933555510 - Management
  Record Date   24-Feb-2012      Holding Recon Date   24-Feb-2012
  City / Country                                    / United States      Vote Deadline Date   18-Apr-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      ANDRES GLUSKI

           For   

For

      

2      ZHANG GUO BAO

           For   

For

      

3      KRISTINA M. JOHNSON

           For   

For

      

4      TARUN KHANNA

           For   

For

      

5      JOHN A. KOSKINEN

           For   

For

      

6      PHILIP LADER

           For   

For

      

7      SANDRA O. MOOSE

           For   

For

      

8      JOHN B. MORSE, JR.

           For   

For

      

9      PHILIP A. ODEEN

           For   

For

      

10    CHARLES O. ROSSOTTI

           For   

For

      

11    SVEN SANDSTROM

           For   

For

  2.      TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR YEAR 2012.      Management      For   

For

  3.      TO CONSIDER A (NON-BINDING) ADVISORY VOTE ON EXECUTIVE COMPENSATION.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     160,316          02-Apr-2012    02-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     261,542          02-Apr-2012    02-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     682,146          02-Apr-2012    02-Apr-2012
  PEOPLE’S UNITED FINANCIAL, INC.
  Security   712704105      Meeting Type   Annual
  Ticker Symbol   PBCT      Meeting Date   19-Apr-2012
  ISIN   US7127041058      Agenda   933557083 - Management
  Record Date   23-Feb-2012      Holding Recon Date   23-Feb-2012
  City / Country                                    / United States      Vote Deadline Date   18-Apr-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      GEORGE P. CARTER

      For   

For

      

2      JERRY FRANKLIN

      For   

For

      

3      KIRK W. WALTERS

      For   

For

  2.      APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.      Management      For   

For

  3.      APPROVE THE PEOPLE’S UNITED FINANCIAL, INC. SHORT-TERM INCENTIVE PLAN.      Management      For   

For

  4.      RATIFY KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.      Management      For   

For

  5.      ELIMINATE CLASSIFICATION OF THE BOARD OF DIRECTORS.      Shareholder        
 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     72,343         40,500       02-Apr-2012    02-Apr-2012
  PEOPLE’S UNITED FINANCIAL, INC.
  Security   712704105      Meeting Type   Annual
  Ticker Symbol   PBCT      Meeting Date   19-Apr-2012

  ISIN   US7127041058      Agenda   933557083 - Management
  Record Date   23-Feb-2012      Holding Recon Date   23-Feb-2012
  City / Country                                    / United States      Vote Deadline Date   18-Apr-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      GEORGE P. CARTER

      For   

For

      

2      JERRY FRANKLIN

      For   

For

      

3      KIRK W. WALTERS

      For   

For

  2.      APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.      Management      For   

For

  3.      APPROVE THE PEOPLE’S UNITED FINANCIAL, INC. SHORT-TERM INCENTIVE PLAN.      Management      For   

For

  4.      RATIFY KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.      Management      For   

For

  5.      ELIMINATE CLASSIFICATION OF THE BOARD OF DIRECTORS.      Shareholder     
 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     310,652         170,000       02-Apr-2012    02-Apr-2012
  PEOPLE’S UNITED FINANCIAL, INC.
  Security   712704105      Meeting Type   Annual
  Ticker Symbol   PBCT      Meeting Date   19-Apr-2012
  ISIN   US7127041058      Agenda   933557083 - Management
  Record Date   23-Feb-2012      Holding Recon Date   23-Feb-2012
  City / Country                                    / United States      Vote Deadline Date   18-Apr-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      GEORGE P. CARTER

      For   

For

      

2      JERRY FRANKLIN

      For   

For

      

3      KIRK W. WALTERS

      For   

For

  2.      APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.      Management      For   

For

  3.      APPROVE THE PEOPLE’S UNITED FINANCIAL, INC. SHORT-TERM INCENTIVE PLAN.      Management      For   

For

  4.      RATIFY KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.      Management      For   

For

  5.      ELIMINATE CLASSIFICATION OF THE BOARD OF DIRECTORS.      Shareholder     
 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     157,875         26,100       02-Apr-2012    02-Apr-2012
  BB&T CORPORATION
  Security   054937107      Meeting Type   Annual
  Ticker Symbol   BBT      Meeting Date   24-Apr-2012
  ISIN   US0549371070      Agenda   933558934 - Management
  Record Date   22-Feb-2012      Holding Recon Date   22-Feb-2012

  City / Country                                    / United States      Vote Deadline Date   23-Apr-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      JOHN A. ALLISON IV

           For   

For

      

2      JENNIFER S. BANNER

           For   

For

      

3      K. DAVID BOYER, JR.

           For   

For

      

4      ANNA R. CABLIK

           For   

For

      

5      RONALD E. DEAL

           For   

For

      

6      J.L. GLOVER, JR.

           For   

For

      

7      JANE P. HELM

           For   

For

      

8      JOHN P. HOWE III, M.D.

           For   

For

      

9      KELLY S. KING

           For   

For

      

10    VALERIA LYNCH LEE

           For   

For

      

11    NIDO R. QUBEIN

           For   

For

      

12    THOMAS E. SKAINS

           For   

For

      

13    THOMAS N. THOMPSON

           For   

For

      

14    EDWIN H. WELCH, PH.D.

           For   

For

      

15    STEPHEN T. WILLIAMS

           For   

For

  2.      TO APPROVE THE BB&T 2012 INCENTIVE PLAN.      Management      For   

For

  3.      TO RATIFY THE REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.      Management      For   

For

  4.      TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE BB&T’S OVERALL PAY-FOR- PERFORMANCE EXECUTIVE COMPENSATION PROGRAM, COMMONLY REFERRED TO AS A “SAY ON PAY” VOTE.      Management      For   

For

  5.      TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING REPORTS WITH RESPECT TO BB&T’S POLITICAL CONTRIBUTIONS AND RELATED POLICIES AND PROCEDURES.      Shareholder      Against   

For

  6.      TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS.      Shareholder      Against   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     45,900          02-Apr-2012    02-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     74,900          02-Apr-2012    02-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     195,300          02-Apr-2012    02-Apr-2012
  AMERICAN ELECTRIC POWER COMPANY, INC.
  Security   025537101      Meeting Type   Annual
  Ticker Symbol   AEP      Meeting Date   24-Apr-2012
  ISIN   US0255371017      Agenda   933559873 - Management
  Record Date   27-Feb-2012      Holding Recon Date   27-Feb-2012
  City / Country                                    / United States      Vote Deadline Date   23-Apr-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A.      ELECTION OF DIRECTOR: NICHOLAS K. AKINS      Management      For   

For

  1B.      ELECTION OF DIRECTOR: DAVID J. ANDERSON      Management      For   

For

  1C.      ELECTION OF DIRECTOR: JAMES F. CORDES      Management      For   

For

  1D.      ELECTION OF DIRECTOR: RALPH D. CROSBY, JR.      Management      For   

For

  1E.      ELECTION OF DIRECTOR: LINDA A. GOODSPEED      Management      For   

For

  1F.      ELECTION OF DIRECTOR: THOMAS E. HOAGLIN      Management      For   

For

  1G.      ELECTION OF DIRECTOR: MICHAEL G. MORRIS      Management      For   

For

  1H.      ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT      Management      For   

For

  1I.      ELECTION OF DIRECTOR: LIONEL L. NOWELL III      Management      For   

For

  1J.      ELECTION OF DIRECTOR: RICHARD L. SANDOR      Management      For   

For

  1K.      ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER      Management      For   

For

  1L.      ELECTION OF DIRECTOR: JOHN F. TURNER      Management      For   

For

  2.      APPROVAL OF THE AMERICAN ELECTRIC POWER SYSTEM SENIOR OFFICER INCENTIVE PLAN.      Management      For   

For

  3.      APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2012.      Management      For   

For

  4.      ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION.      Management      For   

For

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     100         49,500       02-Apr-2012    02-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     14,200         124,000       02-Apr-2012    02-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     37,700         173,800       02-Apr-2012    02-Apr-2012
  MARATHON PETROLEUM CORPORATION
  Security   56585A102      Meeting Type   Annual
  Ticker Symbol   MPC      Meeting Date   25-Apr-2012
  ISIN   US56585A1025      Agenda   933562868 - Management
  Record Date   27-Feb-2012      Holding Recon Date   27-Feb-2012
  City / Country                                    / United States      Vote Deadline Date   24-Apr-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      DAVID A. DABERKO

      For   

For

      

2      DONNA A. JAMES

      For   

For

      

3      CHARLES R. LEE

      For   

For

      

4      SETH E. SCHOFIELD

      For   

For

  2.      RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR 2012.      Management      For   

For

  3.      APPROVAL OF THE COMPANY’S 2012 INCENTIVE COMPENSATION PLAN.      Management      For   

For

  4.      ADVISORY APPROVAL OF THE COMPANY’S 2012 NAMED EXECUTIVE OFFICER COMPENSATION.      Management      For   

For

  5.      ADVISORY APPROVAL OF DESIRED FREQUENCY OF ADVISORY VOTES ON THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION.      Management      1 Year   

For

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     1,904         75,000       12-Apr-2012    12-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     25,695         100,000       12-Apr-2012    12-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     277,991         50,000       12-Apr-2012    12-Apr-2012
  CAPSTEAD MORTGAGE CORPORATION
  Security   14067E506      Meeting Type   Annual

  Ticker Symbol   CMO      Meeting Date   25-Apr-2012
  ISIN   US14067E5069      Agenda   933564038 - Management
  Record Date   22-Feb-2012      Holding Recon Date   22-Feb-2012
  City / Country                                    / United States      Vote Deadline Date   24-Apr-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      JACK BIEGLER

      For   

For

      

2      ANDREW F. JACOBS

      For   

For

      

3      GARY KEISER

      For   

For

      

4      PAUL M. LOW

      For   

For

      

5      CHRISTOPHER W. MAHOWALD

      For   

For

      

6      MICHAEL G. O’NEIL

      For   

For

      

7      MARK S. WHITING

      For   

For

  2A.      TO CONSIDER ADVISORY APPROVAL OF OUR COMPENSATION PHILOSOPHY      Management      For   

For

  2B.      TO CONSIDER ADVISORY APPROVAL OF THE COMPENSATION GRANTED TO OUR EXECUTIVE OFFICERS IN 2011      Management      For   

For

  3.      TO RE-APPROVE THE CAPSTEAD MORTGAGE CORPORATION SECOND AMENDED 2004 FLEXIBLE LONG-TERM INCENTIVE PLAN      Management      For   

For

  4.      TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012      Management      For   

For

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     28,403         164,800       12-Apr-2012    12-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     46,378         270,000       12-Apr-2012    12-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     125,479         700,000       12-Apr-2012    12-Apr-2012
  EDISON INTERNATIONAL
  Security   281020107      Meeting Type   Annual
  Ticker Symbol   EIX      Meeting Date   26-Apr-2012
  ISIN   US2810201077      Agenda   933562591 - Management
  Record Date   02-Mar-2012      Holding Recon Date   02-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   25-Apr-2012
  SEDOL(s)        Quick Code  

 

     Item      Proposal      Type      Vote   

For/Against

Management

  1A.      ELECTION OF DIRECTOR: JAGJEET S. BINDRA      Management      For   

For

  1B.      ELECTION OF DIRECTOR: VANESSA C.L.CHANG      Management      For   

For

  1C.      ELECTION OF DIRECTOR: FRANCE A. CORDOVA      Management      For   

For

  1D.      ELECTION OF DIRECTOR: THEODORE F. CRAVER, JR.      Management      For   

For

  1E.      ELECTION OF DIRECTOR: CHARLES B. CURTIS      Management      For   

For

  1F.      ELECTION OF DIRECTOR: BRADFORD M. FREEMAN      Management      For   

For

  1G.      ELECTION OF DIRECTOR: LUIS G. NOGALES      Management      For   

For

  1H.      ELECTION OF DIRECTOR: RONALD L. OLSON      Management      For   

For

  1I.      ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, III      Management      For   

For

  1J.      ELECTION OF DIRECTOR: THOMAS C. SUTTON      Management      For   

For

  1K.      ELECTION OF DIRECTOR: PETER J. TAYLOR      Management      For   

For

  1L.      ELECTION OF DIRECTOR: BRETT WHITE      Management      For   

For

  2.      RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.      Management      For   

For

  3.      ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION.      Management      For   

For

  4.      SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN.      Shareholder      Against   

For

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     11,305         21,000       24-Apr-2012    24-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     7,098         50,000       24-Apr-2012    24-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     74,997         63,900       24-Apr-2012    24-Apr-2012
  CROWN HOLDINGS, INC.
  Security   228368106      Meeting Type   Annual
  Ticker Symbol   CCK      Meeting Date   26-Apr-2012
  ISIN   US2283681060      Agenda   933571639 - Management
  Record Date   06-Mar-2012      Holding Recon Date   06-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   25-Apr-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      JENNE K. BRITELL

      For   

For

      

2      JOHN W. CONWAY

      For   

For

      

3      ARNOLD W. DONALD

      For   

For

      

4      WILLIAM G. LITTLE

      For   

For

      

5      HANS J. LOLIGER

      For   

For

      

6      JAMES H. MILLER

      For   

For

      

7      JOSEF M. MULLER

      For   

For

      

8      THOMAS A. RALPH

      For   

For

      

9      HUGUES DU ROURET

      For   

For

      

10    JIM L. TURNER

      For   

For

      

11    WILLIAM S. URKIEL

      For   

For

  2.      RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.      Management      For   

For

  3.      APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT.      Management      For   

For

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     29,976         900       24-Apr-2012    24-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     50,379          24-Apr-2012    24-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     131,734          24-Apr-2012    24-Apr-2012
  EBAY INC.
  Security   278642103      Meeting Type   Annual
  Ticker Symbol   EBAY      Meeting Date   26-Apr-2012

  ISIN   US2786421030      Agenda   933573760 - Management
  Record Date   08-Mar-2012      Holding Recon Date   08-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   25-Apr-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A.      ELECTION OF DIRECTOR: MARC L. ANDREESSEN      Management      For   

For

  1B.      ELECTION OF DIRECTOR: WILLIAM C. FORD, JR.      Management      For   

For

  1C.      ELECTION OF DIRECTOR: DAWN G. LEPORE      Management      For   

For

  1D.      ELECTION OF DIRECTOR: KATHLEEN C. MITIC      Management      For   

For

  1E.      ELECTION OF DIRECTOR: PIERRE M. OMIDYAR      Management      For   

For

  2.      TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS      Management      For   

For

  3.      APPROVE AMENDMENT & RESTATEMENT OF 2008 EQUITY INCENTIVE AWARD PLAN, INCLUDING AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER PLAN BY 16.5 MILLION SHARES      Management      For   

For

  4.      TO APPROVE OUR EMPLOYEE STOCK PURCHASE PLAN.      Management      For   

For

  5.      TO ADOPT AND APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.      Management      For   

For

  6.      AMENDMENT TO OUR AMENDED & RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE STOCKHOLDERS WITH THE RIGHT TO CALL A SPECIAL MEETING      Management      For   

For

  7.      RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2012      Management      For   

For

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     4,290         60,000       20-Apr-2012    20-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     54,850         50,000       20-Apr-2012    20-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     23,918         250,000       20-Apr-2012    20-Apr-2012
  NOBLE CORPORATION
  Security   H5833N103      Meeting Type   Annual
  Ticker Symbol   NE      Meeting Date   27-Apr-2012
  ISIN   CH0033347318      Agenda   933587137 - Management
  Record Date   09-Apr-2012      Holding Recon Date   09-Apr-2012
  City / Country                                    / Switzerland      Vote Deadline Date   26-Apr-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      APPROVAL OF REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS      Management      For   

For

  2.      DIRECTOR      Management        
      

1      JULIE H. EDWARDS

      For   

For

      

2      DAVID W. WILLIAMS

      For   

For

  3.      APPROVAL OF THE 2011 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2011 AND THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2011      Management      For   

For

  4.      APPROVAL OF DIVIDEND PAYMENT FUNDED FROM CAPITAL CONTRIBUTION RESERVE IN THE AMOUNT OF USD $0.52 PER SHARE      Management      For   

For

  5.      RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012 AND THE ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR FOR A ONE-YEAR TERM      Management      For   

For

  6.      APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF THE COMPANY UNDER SWISS LAW FOR FISCAL YEAR 2011      Management      For   

For

  7.      APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS      Management      For   

For

  8.      APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE NOBLE CORPORATION 1991 STOCK OPTION AND RESTRICTED STOCK PLAN      Management      For   

For

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     8,400         33,800       24-Apr-2012    24-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     68,900          24-Apr-2012    24-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     179,600          24-Apr-2012    24-Apr-2012
  NOBLE CORPORATION
  Security   H5833N103      Meeting Type   Annual
  Ticker Symbol   NE      Meeting Date   27-Apr-2012
  ISIN   CH0033347318      Agenda   933593611 - Management
  Record Date   02-Mar-2012      Holding Recon Date   02-Mar-2012
  City / Country                                    / Switzerland      Vote Deadline Date   26-Apr-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      APPROVAL OF REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS      Management     

For

   

For

  2.      DIRECTOR      Management        
      

1      JULIE H. EDWARDS

          

For

   

For

      

2      DAVID W. WILLIAMS

          

For

   

For

  3.      APPROVAL OF THE 2011 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2011 AND THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2011      Management     

For

   

For

  4.      APPROVAL OF DIVIDEND PAYMENT FUNDED FROM CAPITAL CONTRIBUTION RESERVE IN THE AMOUNT OF USD $0.52 PER SHARE      Management     

For

   

For

  5.      RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012 AND THE ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR FOR A ONE-YEAR TERM      Management     

For

   

For

  6.      APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF THE COMPANY UNDER SWISS LAW FOR FISCAL YEAR 2011      Management     

For

   

For

  7.      APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS      Management     

For

   

For

  8.      APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE NOBLE CORPORATION 1991 STOCK OPTION AND RESTRICTED STOCK PLAN      Management     

For

   

For

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     48,800          24-Apr-2012    24-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     79,700          24-Apr-2012    24-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     207,800          24-Apr-2012    24-Apr-2012
  COMPANHIA DE BEBIDAS DAS AMERICAS-AMBEV
  Security   20441W203      Meeting Type   Special
  Ticker Symbol   ABV      Meeting Date   27-Apr-2012
  ISIN   US20441W2035      Agenda   933605442 - Management
  Record Date   02-Apr-2012      Holding Recon Date   02-Apr-2012
  City / Country                                    / United States      Vote Deadline Date   23-Apr-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  O1      ELECTION OF THE MEMBERS OF THE COMPANY’S FISCAL COUNCIL AND THEIR RESPECTIVE ALTERNATES.      Management      For   

For

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     100         25,600       16-Apr-2012    16-Apr-2012

  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     12,100         30,000       16-Apr-2012    16-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     85,928         23,972       16-Apr-2012    16-Apr-2012
  AMERICAN EXPRESS COMPANY       
  Security   025816109      Meeting Type   Annual
  Ticker Symbol   AXP      Meeting Date   30-Apr-2012
  ISIN   US0258161092      Agenda   933566094 - Management
  Record Date   01-Mar-2012      Holding Recon Date   01-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   27-Apr-2012
  SEDOL(s)        Quick Code  

 

     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      C. BARSHEFSKY

      For   

For

      

2      U.M. BURNS

      For   

For

      

3      K.I. CHENAULT

      For   

For

      

4      P. CHERNIN

      For   

For

      

5      T.J. LEONSIS

      For   

For

      

6      J. LESCHLY

      For   

For

      

7      R.C. LEVIN

      For   

For

      

8      R.A. MCGINN

      For   

For

      

9      E.D. MILLER

      For   

For

      

10    S.S REINEMUND

      For   

For

      

11    R.D. WALTER

      For   

For

      

12    R.A. WILLIAMS

      For   

For

  2.      RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.      Management      For   

For

  3.      ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.      Management      For   

For

  4.      APPROVAL OF PERFORMANCE GOALS AND AWARD LIMITS UNDER 2007 INCENTIVE COMPENSATION PLAN.      Management      For   

For

  5.      SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING FOR DIRECTORS.      Shareholder      Against   

For

  6.      SHAREHOLDER PROPOSAL RELATING TO SEPARATION OF CHAIRMAN AND CEO ROLES.      Shareholder      Against   

For

 

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     23,269          24-Apr-2012    24-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     37,978          24-Apr-2012    24-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     99,157          24-Apr-2012    24-Apr-2012
  EMC CORPORATION       
  Security   268648102      Meeting Type   Annual
  Ticker Symbol   EMC      Meeting Date   01-May-2012
  ISIN   US2686481027      Agenda   933561501 - Management
  Record Date   01-Mar-2012      Holding Recon Date   01-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   30-Apr-2012
  SEDOL(s)        Quick Code  

     Item      Proposal      Type      Vote   

For/Against

Management

  1A      ELECTION OF DIRECTOR: MICHAEL W. BROWN      Management      For   

For

  1B      ELECTION OF DIRECTOR: RANDOLPH L. COWEN      Management      For   

For

  1C      ELECTION OF DIRECTOR: GAIL DEEGAN      Management      For   

For

  1D      ELECTION OF DIRECTOR: JAMES S. DISTASIO      Management      For   

For

  1E      ELECTION OF DIRECTOR: JOHN R. EGAN      Management      For   

For

  1F      ELECTION OF DIRECTOR: EDMUND F. KELLY      Management      For   

For

  1G      ELECTION OF DIRECTOR: WINDLE B. PRIEM      Management      For   

For

  1H      ELECTION OF DIRECTOR: PAUL SAGAN      Management      For   

For

  1I      ELECTION OF DIRECTOR: DAVID N. STROHM      Management      For   

For

  1J      ELECTION OF DIRECTOR: JOSEPH M. TUCCI      Management      For   

For

  02      RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012, AS DESCRIBED IN EMC’S PROXY STATEMENT.      Management      For   

For

  03      ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC’S PROXY STATEMENT.      Management      For   

For

 

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		    Vote Date    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     56,437          27-Apr-2012    27-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     57,650         34,400       27-Apr-2012    27-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     101,159         139,200       27-Apr-2012    27-Apr-2012
  AMERICAN CAPITAL AGENCY CORP.       
  Security   02503X105      Meeting Type   Annual
  Ticker Symbol   AGNC      Meeting Date   01-May-2012
  ISIN   US02503X1054      Agenda   933567779 - Management
  Record Date   09-Mar-2012      Holding Recon Date   09-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   30-Apr-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.1      ELECTION OF DIRECTOR: ROBERT M. COUCH      Management      For   

For

  1.2      ELECTION OF DIRECTOR: MORRIS A. DAVIS      Management      For   

For

  1.3      ELECTION OF DIRECTOR: RANDY E. DOBBS      Management      For   

For

  1.4      ELECTION OF DIRECTOR: LARRY K. HARVEY      Management      For   

For

  1.5      ELECTION OF DIRECTOR: ALVIN N. PURYEAR      Management      For   

For

  1.6      ELECTION OF DIRECTOR: MALON WILKUS      Management      For   

For

  1.7      ELECTION OF DIRECTOR: SAMUEL A. FLAX      Management      For   

For

  2.      TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL AUTHORIZED SHARES OF OUR COMMON STOCK FROM 300,000,000 TO 600,000,000.      Management      For   

For

  3.      TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL AUTHORIZED SHARES OF OUR PREFERRED STOCK FROM 10,000,000 TO 50,000,000.      Management      For   

For

  4.      RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANT FOR THE YEAR ENDING DECEMBER 31, 2012.      Management      For   

For

 

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     106,409          24-Apr-2012    24-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     146,446         27,100       24-Apr-2012    24-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     359,615         93,300       24-Apr-2012    24-Apr-2012

  HATTERAS FINANCIAL CORP.       
  Security   41902R103      Meeting Type   Annual
  Ticker Symbol   HTS      Meeting Date   02-May-2012
  ISIN   US41902R1032      Agenda   933570409 - Management
  Record Date   14-Mar-2012      Holding Recon Date   14-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   01-May-2012
  SEDOL(s)        Quick Code  

 

     Item      Proposal      Type      Vote   

For/Against

Management

  1      DIRECTOR      Management        
      

1      MICHAEL R. HOUGH

      For   

For

      

2      BENJAMIN M. HOUGH

      For   

For

      

3      DAVID W. BERSON

      For   

For

      

4      IRA G. KAWALLER

      For   

For

      

5      JEFFREY D. MILLER

      For   

For

      

6      THOMAS D. WREN

      For   

For

  2      TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2012.      Management      For   

For

  3      TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION.      Management      For   

For

 

  Account Number    Account Name    Internal Account    Custodian    
 		 Ballot
Shares		   
  		    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     19,482          27-Apr-2012    27-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     29,900          27-Apr-2012    27-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     77,800          27-Apr-2012    27-Apr-2012
  HESS CORPORATION       
  Security   42809H107      Meeting Type   Annual
  Ticker Symbol   HES      Meeting Date   02-May-2012
  ISIN   US42809H1077      Agenda   933570699 - Management
  Record Date   16-Mar-2012      Holding Recon Date   16-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   01-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.1      ELECTION OF DIRECTOR: J.B. HESS      Management      For   

For

  1.2      ELECTION OF DIRECTOR: S.W. BODMAN      Management      For   

For

  1.3      ELECTION OF DIRECTOR: R. LAVIZZO MOUREY      Management      For   

For

  1.4      ELECTION OF DIRECTOR: C.G. MATTHEWS      Management      For   

For

  1.5      ELECTION OF DIRECTOR: E.H. VON METZSCH      Management      For   

For

  2.      RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2012.      Management      For   

For

  3.      ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.      Management      For   

For

  4.      APPROVAL OF AN AMENDMENT TO THE 2008 LONG-TERM INCENTIVE PLAN.      Management      For   

For

  5.      STOCKHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS TAKE ACTION TO DECLASSIFY THE BOARD.      Shareholder      No Action   

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		    Unavailable
Shares		    Vote Date    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     11,548          27-Apr-2012    27-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     18,908          27-Apr-2012    27-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     49,362          27-Apr-2012    27-Apr-2012
  EOG RESOURCES, INC.
  Security   26875P101      Meeting Type   Annual
  Ticker Symbol   EOG      Meeting Date   02-May-2012
  ISIN   US26875P1012      Agenda   933576932 - Management
  Record Date   09-Mar-2012      Holding Recon Date   09-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   01-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote    For/Against
Management
  1A.      ELECTION OF DIRECTOR: GEORGE A. ALCORN      Management      For   

For

  1B.      ELECTION OF DIRECTOR: CHARLES R. CRISP      Management      For   

For

  1C.      ELECTION OF DIRECTOR: JAMES C. DAY      Management      For   

For

  1D.      ELECTION OF DIRECTOR: MARK G. PAPA      Management      For   

For

  1E.      ELECTION OF DIRECTOR: H. LEIGHTON STEWARD      Management      For   

For

  1F.      ELECTION OF DIRECTOR: DONALD F. TEXTOR      Management      For   

For

  1G.      ELECTION OF DIRECTOR: FRANK G. WISNER      Management      For   

For

  2.      TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2012.      Management      For   

For

  3.      TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.      Management      For   

For

  4.      STOCKHOLDER PROPOSAL CONCERNING ACCELERATED VESTING OF EXECUTIVE OFFICER STOCK AWARDS UPON A CHANGE OF CONTROL, IF PROPERLY PRESENTED.      Shareholder      Against   

For

  5.      STOCKHOLDER PROPOSAL CONCERNING STOCK RETENTION REQUIREMENTS FOR EXECUTIVE OFFICERS, IF PROPERLY PRESENTED.      Shareholder      Against   

For

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		    Vote Date    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     12,600         500       27-Apr-2012    27-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     12,300         9,200       27-Apr-2012    27-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     22,200         34,200       27-Apr-2012    27-Apr-2012
  TENARIS, S.A.
  Security   88031M109      Meeting Type   Annual
  Ticker Symbol   TS      Meeting Date   02-May-2012
  ISIN   US88031M1099      Agenda   933608436 - Management
  Record Date   29-Mar-2012      Holding Recon Date   29-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   25-Apr-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote    For/Against
Management
  A1      CONSIDERATION OF THE CONSOLIDATED MANAGEMENT REPORT AND RELATED MANAGEMENT CERTIFICATIONS ON THE COMPANY’S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2011, AND ON THE ANNUAL ACCOUNTS AS AT DECEMBER 31, 2011, AND OF THE INDEPENDENT AUDITORS’ REPORTS ON SUCH CONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS.      Management      For   

For

  A2      APPROVAL OF THE COMPANY’S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2011.      Management      For   

For

  A3      APPROVAL OF THE COMPANY’S ANNUAL ACCOUNTS AS AT DECEMBER 31, 2011.      Management      For   

For

  A4      ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT FOR THE YEAR ENDED DECEMBER 31, 2011.      Management      For   

For

  A5      DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE DURING THE YEAR ENDED DECEMBER 31, 2011.      Management      For   

For

  A6      ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS.      Management      For   

For

  A7      COMPENSATION OF MEMBERS OF THE BOARD OF DIRECTORS.      Management      For   

For

  A8      APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012, AND APPROVAL OF THEIR FEES.      Management      For   

For

  A9      AUTHORIZATION TO THE BOARD OF DIRECTORS TO CAUSE THE DISTRIBUTION OF ALL SHAREHOLDER COMMUNICATIONS, INCLUDING ITS SHAREHOLDER MEETING AND PROXY MATERIALS AND ANNUAL REPORTS TO SHAREHOLDERS, BY SUCH ELECTRONIC MEANS AS IS PERMITTED BY ANY APPLICABLE LAWS OR REGULATIONS.      Management      For   

For

  E1      DECISION ON THE RENEWAL OF THE AUTHORIZED SHARE CAPITAL OF THE COMPANY AND RELATED AUTHORIZATIONS AND WAIVERS.      Management      For   

For

  E2      THE AMENDMENT OF ARTICLE 10 “MINUTES OF THE BOARD” OF THE COMPANY’SARTICLES OF ASSOCIATION.      Management      For   

For

  E3      THE AMENDMENT OF ARTICLE 11 “POWERS” OF THE COMPANY’S ARTICLES OF ASSOCIATION.      Management      For   

For

  E4      THE AMENDMENT OF ARTICLE 13 “AUDITORS” OF THE COMPANY’S ARTICLES OF ASSOCIATION.      Management      For   

For

  E5      THE AMENDMENT OF ARTICLE 15 “DATE AND PLACE” OF THE COMPANY’S ARTICLES OF ASSOCIATION.      Management      For   

For

  E6      THE AMENDMENT OF ARTICLE 16 “NOTICES OF MEETING” OF THE COMPANY’S ARTICLES OF ASSOCIATION.      Management      For   

For

  E7      THE AMENDMENT OF ARTICLE 17 “ADMISSION” OF THE COMPANY’S ARTICLES OF ASSOCIATION.      Management      For   

For

  E8      THE AMENDMENT OF ARTICLE 19 “VOTE AND MINUTES” OF THE COMPANY’S ARTICLES OF ASSOCIATION.      Management      For   

For

  E9      THE AMENDMENT OF TITLE V “FINANCIAL YEAR, DISTRIBUTION OF PROFITS” OF THE COMPANY’S ARTICLES OF ASSOCIATION.      Management      For   

For

  E10      THE AMENDMENT OF ARTICLE 20 “FINANCIAL YEAR” TO REPLACE THE LAST PARAGRAPH.      Management      For   

For

  E11      THE AMENDMENT OF ARTICLE 21 “DISTRIBUTION OF PROFITS” OF THE COMPANY’S ARTICLES OF ASSOCIATION.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     18,750          24-Apr-2012    24-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     30,536          24-Apr-2012    24-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     80,004          24-Apr-2012    24-Apr-2012
  TENARIS, S.A.       
  Security   88031M109      Meeting Type   Annual
  Ticker Symbol   TS      Meeting Date   02-May-2012
  ISIN   US88031M1099      Agenda   933616003 - Management
  Record Date   18-Apr-2012      Holding Recon Date   18-Apr-2012
  City / Country                                    / United States      Vote Deadline Date   25-Apr-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  A1      CONSIDERATION OF THE CONSOLIDATED MANAGEMENT REPORT AND RELATED MANAGEMENT CERTIFICATIONS ON THE COMPANY’S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2011, AND ON THE ANNUAL ACCOUNTS AS AT DECEMBER 31, 2011, AND OF THE INDEPENDENT AUDITORS’ REPORTS ON SUCH CONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS.      Management      For   

For

  A2      APPROVAL OF THE COMPANY’S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2011.      Management      For   

For

  A3      APPROVAL OF THE COMPANY’S ANNUAL ACCOUNTS AS AT DECEMBER 31, 2011.      Management      For   

For

  A4      ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT FOR THE YEAR ENDED DECEMBER 31, 2011.      Management      For   

For

  A5      DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE DURING THE YEAR ENDED DECEMBER 31, 2011.      Management      For   

For

  A6      ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS.      Management      For   

For

  A7      COMPENSATION OF MEMBERS OF THE BOARD OF DIRECTORS.      Management      For   

For

  A8      APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012, AND APPROVAL OF THEIR FEES.      Management      For   

For

  A9      AUTHORIZATION TO THE BOARD OF DIRECTORS TO CAUSE THE DISTRIBUTION OF ALL SHAREHOLDER COMMUNICATIONS, INCLUDING ITS SHAREHOLDER MEETING AND PROXY MATERIALS AND ANNUAL REPORTS TO SHAREHOLDERS, BY SUCH ELECTRONIC MEANS AS IS PERMITTED BY ANY APPLICABLE LAWS OR REGULATIONS.      Management      For   

For

  E1      DECISION ON THE RENEWAL OF THE AUTHORIZED SHARE CAPITAL OF THE COMPANY AND RELATED AUTHORIZATIONS AND WAIVERS.      Management      For   

For

  E2      THE AMENDMENT OF ARTICLE 10 “MINUTES OF THE BOARD” OF THE COMPANY’S ARTICLES OF ASSOCIATION.      Management      For   

For

  E3      THE AMENDMENT OF ARTICLE 11 “POWERS” OF THE COMPANY’S ARTICLES OF ASSOCIATION.      Management      For   

For

  E4      THE AMENDMENT OF ARTICLE 13 “AUDITORS” OF THE COMPANY’S ARTICLES OF ASSOCIATION.      Management      For   

For

  E5      THE AMENDMENT OF ARTICLE 15 “DATE AND PLACE” OF THE COMPANY’S ARTICLES OF ASSOCIATION.      Management      For   

For

  E6      THE AMENDMENT OF ARTICLE 16 “NOTICES OF MEETING” OF THE COMPANY’S ARTICLES OF ASSOCIATION.      Management      For   

For

  E7      THE AMENDMENT OF ARTICLE 17 “ADMISSION” OF THE COMPANY’S ARTICLES OF ASSOCIATION.      Management      For   

For

  E8      THE AMENDMENT OF ARTICLE 19 “VOTE AND MINUTES” OF THE COMPANY’S ARTICLES OF ASSOCIATION.      Management      For   

For

  E9      THE AMENDMENT OF TITLE V “FINANCIAL YEAR, DISTRIBUTION OF PROFITS” OF THE COMPANY’S ARTICLES OF ASSOCIATION.      Management      For   

For

  E10      THE AMENDMENT OF ARTICLE 20 “FINANCIAL YEAR” TO REPLACE THE LAST PARAGRAPH.      Management      For   

For

  E11      THE AMENDMENT OF ARTICLE 21 “DISTRIBUTION OF PROFITS” OF THE COMPANY’S ARTICLES OF ASSOCIATION.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     18,750          24-Apr-2012    24-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     30,536          24-Apr-2012    24-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     80,004          24-Apr-2012    24-Apr-2012
  DUKE ENERGY CORPORATION       
  Security   26441C105      Meeting Type   Annual
  Ticker Symbol   DUK      Meeting Date   03-May-2012
  ISIN   US26441C1053      Agenda   933564901 - Management
  Record Date   05-Mar-2012      Holding Recon Date   05-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   02-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      WILLIAM BARNET, III

      For   

For

      

2      G. ALEX BERNHARDT, SR.

      For   

For

      

3      MICHAEL G. BROWNING

      For   

For

      

4      DANIEL R. DIMICCO

      For   

For

      

5      JOHN H. FORSGREN

      For   

For

      

6      ANN MAYNARD GRAY

      For   

For

      

7      JAMES H. HANCE, JR.

      For   

For

      

8      E. JAMES REINSCH

      For   

For

      

9      JAMES T. RHODES

      For   

For

      

10    JAMES E. ROGERS

      For   

For

      

11    PHILIP R. SHARP

      For   

For

  2.      RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY CORPORATION’S INDEPENDENT PUBLIC ACCOUNTANT FOR 2012      Management      For   

For

  3.      ADVISORY VOTE TO APPROVE DUKE ENERGY CORPORATION’S NAMED EXECUTIVE OFFICER COMPENSATION      Management      For   

For

  4.      AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DUKE ENERGY CORPORATION      Management      For   

For

  5.      SHAREHOLDER PROPOSAL REGARDING THE ISSUANCE OF A REPORT ON THE FINANCIAL RISKS OF CONTINUED RELIANCE ON COAL      Shareholder      Against   

For

  6.      SHAREHOLDER PROPOSAL REGARDING AN AMENDMENT TO OUR ORGANIZATIONAL DOCUMENTS TO REQUIRE MAJORITY VOTING FOR THE ELECTION OF DIRECTORS      Shareholder      Against   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian   Ballot
Shares		    Unavailable
Shares		   

Vote

Date

    Date Confirmed

  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     100         208,900       27-Apr-2012    27-Apr-2012
  VALERO ENERGY CORPORATION       
  Security   91913Y100      Meeting Type   Annual
  Ticker Symbol   VLO      Meeting Date   03-May-2012
  ISIN   US91913Y1001      Agenda   933565953 - Management
  Record Date   05-Mar-2012      Holding Recon Date   05-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   02-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A.      ELECTION OF DIRECTOR: RONALD K. CALGAARD      Management      For   

For

  1B.      ELECTION OF DIRECTOR: JERRY D. CHOATE      Management      For   

For

  1C.      ELECTION OF DIRECTOR: RUBEN M. ESCOBEDO      Management      For   

For

  1D.      ELECTION OF DIRECTOR: WILLIAM R. KLESSE      Management      For   

For

  1E.      ELECTION OF DIRECTOR: BOB MARBUT      Management      For   

For

  1F.      ELECTION OF DIRECTOR: DONALD L. NICKLES      Management      For   

For

  1G.      ELECTION OF DIRECTOR: PHILIP J. PFEIFFER      Management      For   

For

  1H.      ELECTION OF DIRECTOR: ROBERT A. PROFUSEK      Management      For   

For

  1I.      ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL      Management      For   

For

  1J.      ELECTION OF DIRECTOR: STEPHEN M. WATERS      Management      For   

For

  1K.      ELECTION OF DIRECTOR: RANDALL J. WEISENBURGER      Management      For   

For

  1L.      ELECTION OF DIRECTOR: RAYFORD WILKINS, JR.      Management      For   

For

  2.      RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.      Management      For   

For

  3.      APPROVE, BY NONBINDING VOTE, THE 2011 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.      Management      For   

For

  4.      VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, “DISCLOSURE OF POLITICAL CONTRIBUTIONS.”      Shareholder      Against   

For

  5.      VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, “REPORT ON STEPS TAKEN TO REDUCE RISK OF ACCIDENTS.”      Shareholder      Against   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     62,000          01-May-2012    01-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     101,100          01-May-2012    01-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     263,700          01-May-2012    01-May-2012
  TESORO CORPORATION       
  Security   881609101      Meeting Type   Annual
  Ticker Symbol   TSO      Meeting Date   03-May-2012
  ISIN   US8816091016      Agenda   933569468 - Management
  Record Date   13-Mar-2012      Holding Recon Date   13-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   02-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.1      ELECTION OF DIRECTOR: RODNEY F. CHASE      Management      For   

For

  1.2      ELECTION OF DIRECTOR: GREGORY J. GOFF      Management      For   

For

  1.3      ELECTION OF DIRECTOR: ROBERT W. GOLDMAN      Management      For   

For

  1.4      ELECTION OF DIRECTOR: STEVEN H. GRAPSTEIN      Management      For   

For

  1.5      ELECTION OF DIRECTOR: DAVID LILLEY      Management      For   

For

  1.6      ELECTION OF DIRECTOR: J.W. NOKES      Management      For   

For

  1.7      ELECTION OF DIRECTOR: SUSAN TOMASKY      Management      For   

For

  1.8      ELECTION OF DIRECTOR: MICHAEL E. WILEY      Management      For   

For

  1.9      ELECTION OF DIRECTOR: PATRICK Y. YANG      Management      For   

For

  2.      TO CONDUCT AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.      Management      For   

For

  3.      TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR FISCAL YEAR 2012.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     37,200          01-May-2012    01-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     60,700          01-May-2012    01-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     158,300          01-May-2012    01-May-2012
  SOLAR SENIOR CAPITAL LTD       
  Security   83416M105      Meeting Type   Annual
  Ticker Symbol   SUNS      Meeting Date   03-May-2012
  ISIN   US83416M1053      Agenda   933572833 - Management
  Record Date   08-Mar-2012      Holding Recon Date   08-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   02-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      DAVID S. WACHTER

      For   

For

  2.      APPROVAL TO AUTHORIZE THE COMPANY, WITH APPROVAL OF ITS BOARD OF DIRECTORS, TO SELL SHARES OF ITS COMMON STOCK AT A PRICE OR PRICES BELOW THE COMPANY’S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS. THE NUMBER OF SHARES ISSUED SHALL NOT EXCEED 25% OF THE COMPANY’S THEN OUTSTANDING COMMON STOCK IMMEDIATELY PRIOR TO EACH SUCH OFFERING.      Management      For   

For

  3.      TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     4,147         35,000       01-May-2012    01-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     139         64,000       01-May-2012    01-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     2,431         165,000       01-May-2012    01-May-2012
  SOLAR CAPITAL LTD        
  Security   83413U100      Meeting Type    Annual
  Ticker Symbol   SLRC      Meeting Date    03-May-2012
  ISIN   US83413U1007      Agenda    933574471 - Management
  Record Date   08-Mar-2012      Holding Recon Date    08-Mar-2012
  City / Country                                    / United States      Vote Deadline Date    02-May-2012
  SEDOL(s)        Quick Code   
     Item      Proposal      Type      Vote   

For/Against

Management

  1      DIRECTOR      Management        

      

1      MICHAEL S. GROSS

      For   

For

      

2      LEONARD A. POTTER

      For   

For

  2      APPROVAL TO AUTHORIZE THE COMPANY, WITH APPROVAL OF ITS BOARD OF DIRECTORS, TO SELL SHARES OF ITS COMMON STOCK AT A PRICE OR PRICES BELOW THE COMPANY’S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS. THE NUMBER OF SHARES ISSUED SHALL NOT EXCEED 25% OF THE COMPANY’S THEN OUTSTANDING COMMON STOCK IMMEDIATELY PRIOR TO EACH SUCH OFFERING.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		    Vote Date    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     100         116,625       01-May-2012    01-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     38,119         150,000       01-May-2012    01-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     383,845         103,900       01-May-2012    01-May-2012
  ARROW ELECTRONICS, INC.       
  Security   042735100      Meeting Type   Annual
  Ticker Symbol   ARW      Meeting Date   04-May-2012
  ISIN   US0427351004      Agenda   933567161 - Management
  Record Date   09-Mar-2012      Holding Recon Date   09-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   03-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      BARRY W. PERRY

      For   

For

      

2      PHILIP K. ASHERMAN

      For   

For

      

3      GAIL E. HAMILTON

      For   

For

      

4      JOHN N. HANSON

      For   

For

      

5      RICHARD S. HILL

      For   

For

      

6      M.F. (FRAN) KEETH

      For   

For

      

7      ANDREW C. KERIN

      For   

For

      

8      MICHAEL J. LONG

      For   

For

      

9      STEPHEN C. PATRICK

      For   

For

      

10    JOHN C. WADDELL

      For   

For

  2.      RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ARROW’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.      Management      For   

For

  3.      TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     18,600         50,000       01-May-2012    01-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     59,800         52,200       01-May-2012    01-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     102,400         190,200       01-May-2012    01-May-2012
  ENTERGY CORPORATION       
  Security   29364G103      Meeting Type   Annual
  Ticker Symbol   ETR      Meeting Date   04-May-2012
  ISIN   US29364G1031      Agenda   933574825 - Management
  Record Date   06-Mar-2012      Holding Recon Date   06-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   03-May-2012
  SEDOL(s)        Quick Code  

     Item      Proposal      Type      Vote   

For/Against

Management

  1A.      ELECTION OF DIRECTOR: M.S. BATEMAN      Management      For   

For

  1B.      ELECTION OF DIRECTOR: G.W. EDWARDS      Management      For   

For

  1C.      ELECTION OF DIRECTOR: A.M. HERMAN      Management      For   

For

  1D.      ELECTION OF DIRECTOR: D.C. HINTZ      Management      For   

For

  1E.      ELECTION OF DIRECTOR: J.W. LEONARD      Management      For   

For

  1F.      ELECTION OF DIRECTOR: S.L. LEVENICK      Management      For   

For

  1G.      ELECTION OF DIRECTOR: B.L. LINCOLN      Management      For   

For

  1H.      ELECTION OF DIRECTOR: S.C. MYERS      Management      For   

For

  1I.      ELECTION OF DIRECTOR: W.A. PERCY, II      Management      For   

For

  1J.      ELECTION OF DIRECTOR: W.J. TAUZIN      Management      For   

For

  1K.      ELECTION OF DIRECTOR: S.V. WILKINSON      Management      For   

For

  2.      RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2012.      Management      For   

For

  3.      ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.      Management      For   

For

 

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     700         16,000       01-May-2012    01-May-2012
  SANOFI
  Security   80105N105      Meeting Type   Special
  Ticker Symbol   SNY      Meeting Date   04-May-2012
  ISIN   US80105N1054      Agenda   933586034 - Management
  Record Date   26-Mar-2012      Holding Recon Date   26-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   24-Apr-2012
  SEDOL(s)        Quick Code  

 

     Item      Proposal      Type      Vote   

For/Against

Management

  O1      APPROVAL OF THE INDIVIDUAL COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2011      Management      For   

For

  O2      APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2011      Management      For   

For

  O3      APPROPRIATION OF PROFITS, DECLARATION OF DIVIDEND      Management      For   

For

  O4      APPOINTMENT OF MR. LAURENT ATTAL AS DIRECTOR      Management      For   

For

  O5      REAPPOINTMENT OF MR. UWE BICKER AS DIRECTOR      Management      For   

For

  O6      REAPPOINTMENT OF MR. JEAN-RENE FOURTOU AS DIRECTOR      Management      For   

For

  O7      REAPPOINTMENT OF MS. CLAUDIE HAIGNERE AS DIRECTOR      Management      For   

For

  O8      REAPPOINTMENT OF MS. CAROLE PIWNICA AS DIRECTOR      Management      For   

For

  O9      REAPPOINTMENT OF MR. KLAUS POHLE AS DIRECTOR      Management      For   

For

  O10      APPOINTMENT OF A STATUTORY AUDITOR      Management      For   

For

  O11      APPOINTMENT OF A DEPUTY STATUTORY AUDITOR      Management      For   

For

  O12      RATIFICATION OF THE TRANSFER OF THE REGISTERED OFFICE      Management      For   

For

  O13      AUTHORIZATION TO THE BOARD OF DIRECTORS TO CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY      Management      For   

For

  E14      DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO ALLOT EXISTING OR NEW CONSIDERATION-FREE SHARES TO SOME OR ALL SALARIED EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP      Management      For   

For

  E15      POWERS FOR FORMALITIES      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     147         61,100       12-Apr-2012    12-Apr-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     162         100,000       12-Apr-2012    12-Apr-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     1,418         260,300       12-Apr-2012    12-Apr-2012
  DRESSER-RAND GROUP INC.  
  Security   261608103      Meeting Type   Annual
  Ticker Symbol   DRC      Meeting Date   08-May-2012
  ISIN   US2616081038      Agenda   933567729 - Management
  Record Date   14-Mar-2012      Holding Recon Date   14-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   07-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.1      ELECTION OF DIRECTOR: WILLIAM E. MACAULAY      Management      For   

For

  1.2      ELECTION OF DIRECTOR: VINCENT R. VOLPE JR.      Management      For   

For

  1.3      ELECTION OF DIRECTOR: RITA V. FOLEY      Management      For   

For

  1.4      ELECTION OF DIRECTOR: LOUIS A. RASPINO      Management      For   

For

  1.5      ELECTION OF DIRECTOR: PHILIP R. ROTH      Management      For   

For

  1.6      ELECTION OF DIRECTOR: STEPHEN A. SNIDER      Management      For   

For

  1.7      ELECTION OF DIRECTOR: MICHAEL L. UNDERWOOD      Management      For   

For

  1.8      ELECTION OF DIRECTOR: JOSEPH C. WINKLER III      Management      For   

For

  2      RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.      Management      For   

For

  3      ADOPT AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.      Management      For   

For

 

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     191         12,980       03-May-2012    03-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     625         21,176       03-May-2012    03-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     497         56,100       03-May-2012    03-May-2012
  DOMINION RESOURCES, INC.
  Security   25746U109      Meeting Type   Annual
  Ticker Symbol   D      Meeting Date   08-May-2012
  ISIN   US25746U1097      Agenda   933571867 - Management
  Record Date   02-Mar-2012      Holding Recon Date   02-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   07-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A.      ELECTION OF DIRECTOR: WILLIAM P. BARR      Management      For   

For

  1B.      ELECTION OF DIRECTOR: PETER W. BROWN, M.D.      Management      For   

For

  1C.      ELECTION OF DIRECTOR: HELEN E. DRAGAS      Management      For   

For

  1D.      ELECTION OF DIRECTOR: THOMAS F. FARRELL II      Management      For   

For

  1E.      ELECTION OF DIRECTOR: JOHN W. HARRIS      Management      For   

For

  1F.      ELECTION OF DIRECTOR: ROBERT S. JEPSON, JR.      Management      For   

For

  1G.      ELECTION OF DIRECTOR: MARK J. KINGTON      Management      For   

For

  1H.      ELECTION OF DIRECTOR: FRANK S. ROYAL, M.D.      Management      For   

For

  1I.      ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR.      Management      For   

For

  1J.      ELECTION OF DIRECTOR: DAVID A. WOLLARD      Management      For   

For

  2.      RATIFICATION OF APPOINTMENT OF THE INDEPENDENT AUDITORS FOR 2012      Management      For   

For

  3.      ADVISORY VOTE ON APPROVAL OF EXECUTIVE COMPENSATION (“SAY ON PAY”)      Management      For   

For

  4.      REPORT ASSESSING BENEFITS OF 15% ELECTRIC GENERATION FROM WIND AND SOLAR BY 2025      Shareholder      Against   

For

  5.      REPORT ON POLICY OPTIONS TO ENCOURAGE INSTALLATION OF RENEWABLE ENERGY GENERATION SYSTEMS      Shareholder      Against   

For

  6.      REPORT ON IMPACT OF PLANT CLOSURES ON COMMUNITIES      Shareholder      Against   

For

  7.      REPORT ASSESSING USE OF COAL OBTAINED THROUGH MOUNTAINTOP REMOVAL COAL MINING      Shareholder      Against   

For

  8.      REPORT ON IMPACT AND RISKS OF INCREASED EXTRACTION AND USE OF NATURAL GAS      Shareholder      Against   

For

  9.      REPORT ON SPECIAL REVIEW OF NUCLEAR SAFETY BY COMMITTEE OF INDEPENDENT DIRECTORS      Shareholder      Against   

For

 

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     19,700          03-May-2012    03-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     45,000          03-May-2012    03-May-2012
  BANK OF AMERICA CORPORATION
  Security   060505104      Meeting Type   Annual
  Ticker Symbol   BAC      Meeting Date   09-May-2012
  ISIN   US0605051046      Agenda   933571665 - Management
  Record Date   14-Mar-2012      Holding Recon Date   14-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   08-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A.      ELECTION OF DIRECTOR: MUKESH D. AMBANI      Management      For   

For

  1B.      ELECTION OF DIRECTOR: SUSAN S. BIES      Management      For   

For

  1C.      ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR.      Management      For   

For

  1D.      ELECTION OF DIRECTOR: VIRGIS W. COLBERT      Management      For   

For

  1E.      ELECTION OF DIRECTOR: CHARLES K. GIFFORD      Management      For   

For

  1F.      ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR.      Management      For   

For

  1G.      ELECTION OF DIRECTOR: MONICA C. LOZANO      Management      For   

For

  1H.      ELECTION OF DIRECTOR: THOMAS J. MAY      Management      For   

For

  1I.      ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN      Management      For   

For

  1J.      ELECTION OF DIRECTOR: DONALD E. POWELL      Management      For   

For

  1K.      ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI      Management      For   

For

  1L.      ELECTION OF DIRECTOR: ROBERT W. SCULLY      Management      For   

For

  2.      AN ADVISORY (NON-BINDING) “SAY ON PAY” VOTE TO APPROVE EXECUTIVE COMPENSATION.      Management      For   

For

  3.      RATIFICATION OF THE APPOINTMENT OF THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2012.      Management      For   

For

  4.      STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT EMPLOYMENT.      Shareholder      Against   

For

  5.      STOCKHOLDER PROPOSAL - GRASSROOTS AND OTHER LOBBYING.      Shareholder      Against   

For

  6.      STOCKHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK.      Shareholder      Against   

For

  7.      STOCKHOLDER PROPOSAL - MORTGAGE SERVICING OPERATIONS.      Shareholder      Against   

For

  8.      STOCKHOLDER PROPOSAL - PROHIBITION ON POLITICAL SPENDING.      Shareholder      Against   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     5,209         681,500       03-May-2012    03-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     8,861         951,500       03-May-2012    03-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     5,617         2,914,600       03-May-2012    03-May-2012
  MCDERMOTT INTERNATIONAL, INC.
  Security   580037109      Meeting Type   Annual
  Ticker Symbol   MDR      Meeting Date   10-May-2012
  ISIN   PA5800371096      Agenda   933573037 - Management
  Record Date   12-Mar-2012      Holding Recon Date   12-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   09-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      JOHN F. BOOKOUT, III

      For   

For

      

2      ROGER A. BROWN

      For   

For

      

3      STEPHEN G. HANKS

      For   

For

      

4      STEPHEN M. JOHNSON

      For   

For

      

5      D. BRADLEY MCWILLIAMS

      For   

For

      

6      THOMAS C. SCHIEVELBEIN

      For   

For

      

7      MARY SHAFER-MALICKI

      For   

For

      

8      DAVID A. TRICE

      For   

For

  2.      ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.      Management      For   

For

  3.      RATIFICATION OF THE APPOINTMENT OF MCDERMOTT’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2012.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     130,500          04-May-2012    04-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     212,700          04-May-2012    04-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     555,300          04-May-2012    04-May-2012
  NV ENERGY, INC.
  Security   67073Y106      Meeting Type   Annual
  Ticker Symbol   NVE      Meeting Date   10-May-2012
  ISIN   US67073Y1064      Agenda   933576970 - Management
  Record Date   19-Mar-2012      Holding Recon Date   19-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   09-May-2012
  SEDOL(s)        Quick Code  

     Item      Proposal      Type      Vote    For/Against
Management
  1A.      ELECTION OF DIRECTOR: JOSEPH B. ANDERSON, JR.      Management      For   

For

  1B.      ELECTION OF DIRECTOR: GLENN C. CHRISTENSON      Management      For   

For

  1C.      ELECTION OF DIRECTOR: SUSAN F. CLARK      Management      For   

For

  1D.      ELECTION OF DIRECTOR: STEPHEN E. FRANK      Management      For   

For

  1E.      ELECTION OF DIRECTOR: BRIAN J. KENNEDY      Management      For   

For

  1F.      ELECTION OF DIRECTOR: MAUREEN T. MULLARKEY      Management      For   

For

  1G.      ELECTION OF DIRECTOR: JOHN F. O’REILLY      Management      For   

For

  1H.      ELECTION OF DIRECTOR: PHILIP G. SATRE      Management      For   

For

  1I.      ELECTION OF DIRECTOR: DONALD D. SNYDER      Management      For   

For

  1J.      ELECTION OF DIRECTOR: MICHAEL W. YACKIRA      Management      For   

For

  2.      TO APPROVE OUR EXECUTIVE COMPENSATION ON AN ADVISORY BASIS.      Management      For   

For

  3.      TO APPROVE AMENDMENT AND RESTATEMENT OF OUR NON-EMPLOYEE DIRECTOR STOCK PLAN.      Management      For   

For

  4.      TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     123,200         100,000       04-May-2012    04-May-2012
  CINEMARK HOLDINGS, INC.
  Security   17243V102      Meeting Type   Annual
  Ticker Symbol   CNK      Meeting Date   10-May-2012
  ISIN   US17243V1026      Agenda   933584965 - Management
  Record Date   23-Mar-2012      Holding Recon Date   23-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   09-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote    For/Against
Management
  1.      DIRECTOR      Management        
      

1      VAHE A. DOMBALAGIAN

      For   

For

      

2      PETER R. EZERSKY

      For   

For

      

3      CARLOS M.SEPULVEDA

      For   

For

  2.      APPROVAL AND RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE, LLP, AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.      Management      For   

For

  3.      APPROVAL OF NON-BINDING, ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION.      Management      For   

For

  Account Number    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

    Unavailable
Shares		    Vote Date    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     78,263          04-May-2012    04-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     127,732          04-May-2012    04-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     333,353          04-May-2012    04-May-2012
  CYS INVESTMENTS, INC
  Security   12673A108      Meeting Type   Annual
  Ticker Symbol   CYS      Meeting Date   10-May-2012
  ISIN   US12673A1088      Agenda   933591681 - Management
  Record Date   08-Mar-2012      Holding Recon Date   08-Mar-2012

  City / Country                                     / United States       Vote Deadline Date   09-May-2012
  SEDOL(s)          Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      KEVIN E. GRANT

          

For

   

For

      

2      TANYA S. BEDER

          

For

   

For

      

3      DOUGLAS CROCKER, II

          

For

   

For

      

4      JEFFREY P. HUGHES

          

For

   

For

      

5      STEPHEN P. JONAS

          

For

   

For

      

6      R.A. REDLINGSHAFER, JR.

          

For

   

For

      

7      JAMES A. STERN

          

For

   

For

      

8      DAVID A. TYSON, PHD

          

For

   

For

  2.      ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS (“PROPOSAL 2”).      Management     

For

   

For

  3.      ADVISORY VOTE TO SELECT THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS (“PROPOSAL 3”).      Management     

1 Year

   

For

  4.      TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, CONFIRM AND APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012 (“PROPOSAL 4”).      Management     

For

   

For

  Account Number    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     1,281         45,000       04-May-2012    04-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     25,939         50,000       04-May-2012    04-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     122         198,400       04-May-2012    04-May-2012
  CAMERON INTERNATIONAL CORPORATION
  Security   13342B105      Meeting Type   Annual
  Ticker Symbol   CAM      Meeting Date   11-May-2012
  ISIN   US13342B1052      Agenda   933577174 - Management
  Record Date   16-Mar-2012      Holding Recon Date   16-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   10-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.1      ELECTION OF DIRECTOR: C. BAKER CUNNINGHAM      Management      For   

For

  1.2      ELECTION OF DIRECTOR: SHELDON R. ERIKSON      Management      For   

For

  1.3      ELECTION OF DIRECTOR: DOUGLAS L. FOSHEE      Management      For   

For

  1.4      ELECTION OF DIRECTOR: RODOLFO LANDIM      Management      For   

For

  2.      TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2012.      Management      For   

For

  3.      TO CONDUCT AN ADVISORY VOTE TO APPROVE THE COMPANY’S 2011 EXECUTIVE COMPENSATION.      Management      For   

For

  4.      TO APPROVE AN AMENDMENT TO THE COMPANY’S CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS.      Management      For   

For

  5.      TO APPROVE AN AMENDMENT TO THE COMPANY’S CERTIFICATE OF INCORPORATION TO PROVIDE THAT THE COURT OF CHANCERY OF THE STATE OF DELAWARE BE THE EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS.      Management      For   

For

  6.      TO APPROVE A RESTATEMENT OF THE COMPANY’S CERTIFICATE OF INCORPORATION.      Management      For   

For

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		    Unavailable
Shares		    Vote Date    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     28,226          04-May-2012    04-May-2012

  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     44,777         1,300       04-May-2012    04-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     110,440         10,100       04-May-2012    04-May-2012
  DYNEX CAPITAL, INC.       
  Security   26817Q506      Meeting Type   Annual
  Ticker Symbol   DX      Meeting Date   14-May-2012
  ISIN   US26817Q5062      Agenda   933585563 - Management
  Record Date   15-Mar-2012      Holding Recon Date   15-Mar-2012
  City / Country                               / United States      Vote Deadline Date   11-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  01      DIRECTOR      Management        
      

1      THOMAS B. AKIN

      For   

For

      

2      BYRON L. BOSTON

      For   

For

      

3      MICHAEL R. HUGHES

      For   

For

      

4      BARRY A. IGDALOFF

      For   

For

      

5      DANIEL K. OSBORNE

      For   

For

      

6      JAMES C. WHEAT, III

      For   

For

  02      PROPOSAL TO PROVIDE ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.      Management      For   

For

  03      PROPOSAL TO RATIFY THE SELECTION OF BDO USA, LLP, INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS, AS AUDITORS FOR THE COMPANY FOR THE 2012 FISCAL YEAR.      Management      For   

For

  Account Number    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     194         94,700       10-May-2012    10-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     100         155,513       10-May-2012    10-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     5,253         400,000       10-May-2012    10-May-2012
  TIME WARNER INC.       
  Security   887317303      Meeting Type   Annual
  Ticker Symbol   TWX      Meeting Date   15-May-2012
  ISIN   US8873173038      Agenda   933572213 - Management
  Record Date   22-Mar-2012      Holding Recon Date   22-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   14-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A.      ELECTION OF DIRECTOR: JAMES L. BARKSDALE      Management      For   

For

  1B.      ELECTION OF DIRECTOR: WILLIAM P. BARR      Management      For   

For

  1C.      ELECTION OF DIRECTOR: JEFFREY L. BEWKES      Management      For   

For

  1D.      ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH      Management      For   

For

  1E.      ELECTION OF DIRECTOR: ROBERT C. CLARK      Management      For   

For

  1F.      ELECTION OF DIRECTOR: MATHIAS DOPFNER      Management      For   

For

  1G.      ELECTION OF DIRECTOR: JESSICA P. EINHORN      Management      For   

For

  1H.      ELECTION OF DIRECTOR: FRED HASSAN      Management      For   

For

  1I.      ELECTION OF DIRECTOR: KENNETH J. NOVACK      Management    For   

For

  1J.      ELECTION OF DIRECTOR: PAUL D. WACHTER      Management    For   

For

  1K.      ELECTION OF DIRECTOR: DEBORAH C. WRIGHT      Management    For   

For

  2.      RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS.      Management    For   

For

  3.      ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.      Management    For   

For

  4.      STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION BY WRITTEN CONSENT.      Shareholder    Against   

For

  Account Number    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     30,855         7,600       10-May-2012    10-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     45,682         17,026       10-May-2012    10-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     118,748         44,888       10-May-2012    10-May-2012
  CALPINE CORPORATION
  Security   131347304      Meeting Type   Annual
  Ticker Symbol   CPN      Meeting Date   15-May-2012
  ISIN   US1313473043      Agenda   933578594 - Management
  Record Date   20-Mar-2012      Holding Recon Date   20-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   14-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      FRANK CASSIDY

      For   

For

      

2      JACK A. FUSCO

      For   

For

      

3      ROBERT C. HINCKLEY

      For   

For

      

4      DAVID C. MERRITT

      For   

For

      

5      W. BENJAMIN MORELAND

      For   

For

      

6      ROBERT A. MOSBACHER, JR

      For   

For

      

7      WILLIAM E. OBERNDORF

      For   

For

      

8      DENISE M. O’LEARY

      For   

For

      

9      J. STUART RYAN

      For   

For

  2.      TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2012.      Management      For   

For

  3.      TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION.      Management      For   

For

  Account Number    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     74,789          10-May-2012    10-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     121,923          10-May-2012    10-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     318,244          10-May-2012    10-May-2012
ANADARKO PETROLEUM CORPORATION
  Security   032511107      Meeting Type   Annual
  Ticker Symbol   APC      Meeting Date   15-May-2012
  ISIN   US0325111070      Agenda   933582240 - Management
  Record Date   20-Mar-2012      Holding Recon Date   20-Mar-2012

  City / Country                                    / United States      Vote Deadline Date   14-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A.      ELECTION OF DIRECTOR: KEVIN P. CHILTON      Management      For   

For

  1B.      ELECTION OF DIRECTOR: LUKE R. CORBETT      Management      For   

For

  1C.      ELECTION OF DIRECTOR: H. PAULETT EBERHART      Management      For   

For

  1D.      ELECTION OF DIRECTOR: PETER J. FLUOR      Management      For   

For

  1E.      ELECTION OF DIRECTOR: RICHARD L. GEORGE      Management      For   

For

  1F.      ELECTION OF DIRECTOR: PRESTON M. GEREN III      Management      For   

For

  1G.      ELECTION OF DIRECTOR: CHARLES W. GOODYEAR      Management      For   

For

  1H.      ELECTION OF DIRECTOR: JOHN R. GORDON      Management      For   

For

  1I.      ELECTION OF DIRECTOR: JAMES T. HACKETT      Management      For   

For

  1J.      ELECTION OF DIRECTOR: ERIC D. MULLINS      Management      For   

For

  1K.      ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS      Management      For   

For

  1L.      ELECTION OF DIRECTOR: R.A. WALKER      Management      For   

For

  2.      RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS.      Management      For   

For

  3.      APPROVE THE ANADARKO PETROLEUM CORPORATION 2012 OMNIBUS INCENTIVE COMPENSATION PLAN.      Management      For   

For

  4.      ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.      Management      For   

For

  5.      STOCKHOLDER PROPOSAL-ADOPTION OF POLICY OF INDEPENDENT DIRECTOR CHAIRMAN.      Shareholder      Against   

For

  6.      STOCKHOLDER PROPOSAL-GENDER IDENTITY NON-DISCRIMINATION POLICY.      Shareholder      Against   

For

  7.      STOCKHOLDER PROPOSAL-ADOPTION OF POLICY ON ACCELERATED VESTING OF EQUITY AWARDS.      Shareholder      Against   

For

  8.      STOCKHOLDER PROPOSAL-REPORT ON POLITICAL CONTRIBUTIONS.      Shareholder      Against   

For

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     3,100         12,987       10-May-2012    10-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     100         25,875       10-May-2012    10-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     100         67,739       10-May-2012    10-May-2012
  MORGAN STANLEY
  Security    617446448      Meeting Type   Annual
  Ticker Symbol    MS      Meeting Date   15-May-2012
  ISIN    US6174464486      Agenda   933589840 - Management
  Record Date    19-Mar-2012      Holding Recon Date   19-Mar-2012
  City / Country                                     / United States      Vote Deadline Date   14-May-2012
  SEDOL(s)         Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A      ELECTION OF DIRECTOR: ROY J. BOSTOCK      Management      For   

For

  1B      ELECTION OF DIRECTOR: ERSKINE B. BOWLES      Management      For   

For

  1C      ELECTION OF DIRECTOR: HOWARD J. DAVIES      Management      For   

For

  1D      ELECTION OF DIRECTOR: JAMES P. GORMAN      Management      For   

For

  1E      ELECTION OF DIRECTOR: C. ROBERT KIDDER      Management      For   

For

  1F      ELECTION OF DIRECTOR: KLAUS KLEINFELD      Management      For   

For

  1G      ELECTION OF DIRECTOR: DONALD T. NICOLAISEN      Management      For   

For

  1H      ELECTION OF DIRECTOR: HUTHAM S. OLAYAN      Management      For   

For

  1I      ELECTION OF DIRECTOR: JAMES W. OWENS      Management      For   

For

  1J      ELECTION OF DIRECTOR: O. GRIFFITH SEXTON      Management      For   

For

  1K      ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI      Management      For   

For

  1L      ELECTION OF DIRECTOR: MASAAKI TANAKA      Management      For   

For

  1M      ELECTION OF DIRECTOR: LAURA D. TYSON      Management      For   

For

  2      TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR      Management      For   

For

  3      TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION PLAN      Management      For   

For

  4      TO AMEND THE DIRECTORS’ EQUITY CAPITAL ACCUMULATION PLAN      Management      For   

For

  5      TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION)      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     

 

 Unavailable

Shares

   

  

   

Vote

Date

   

Date

Confirmed

   
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     81,864         26,000       10-May-2012    10-May-2012   
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     130,777         45,100       10-May-2012    10-May-2012   
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     306,366         153,050       10-May-2012    10-May-2012   
  NISOURCE INC.  
  Security   65473P105       Meeting Type   Annual
  Ticker Symbol   NI       Meeting Date   15-May-2012
  ISIN   US65473P1057       Agenda   933591465 - Management
  Record Date   19-Mar-2012       Holding Recon Date   19-Mar-2012
  City / Country                                    / United States       Vote Deadline Date   14-May-2012
  SEDOL(s)         Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A      ELECTION OF DIRECTOR: RICHARD A. ABDOO      Management      For   

For

  1B      ELECTION OF DIRECTOR: ARISTIDES S. CANDRIS      Management      For   

For

  1C      ELECTION OF DIRECTOR: SIGMUND L. CORNELIUS      Management      For   

For

  1D      ELECTION OF DIRECTOR: MICHAEL E. JESANIS      Management      For   

For

  1E      ELECTION OF DIRECTOR: MARTY R. KITTRELL      Management      For   

For

  1F      ELECTION OF DIRECTOR: W. LEE NUTTER      Management      For   

For

  1G      ELECTION OF DIRECTOR: DEBORAH S.PARKER      Management      For   

For

  1H      ELECTION OF DIRECTOR: IAN M. ROLLAND      Management      For   

For

  1I      ELECTION OF DIRECTOR: ROBERT C. SKAGGS, JR.      Management      For   

For

  1J      ELECTION OF DIRECTOR: TERESA A. TAYLOR      Management      For   

For

  1K      ELECTION OF DIRECTOR: RICHARD L. THOMPSON      Management      For   

For

  1L      ELECTION OF DIRECTOR: CAROLYN Y. WOO      Management      For   

For

  02      TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.      Management      For   

For

  03      TO CONSIDER ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.      Management      For   

For

  04      TO CONSIDER AN AMENDMENT TO THE COMPANY’S EMPLOYEE STOCK PURCHASE PLAN.      Management      For   

For

  05      TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING.      Shareholder      Against   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     

 

 Unavailable

Shares

   

  

   

Vote

Date

   

Date

Confirmed

   
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     12,245         40,000       10-May-2012    10-May-2012   
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     26,544         64,500       10-May-2012    10-May-2012   
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     34,920         133,400       10-May-2012    10-May-2012   
  OIL STATES INTERNATIONAL, INC.  
  Security   678026105      Meeting Type   Annual
  Ticker Symbol   OIS      Meeting Date   15-May-2012
  ISIN   US6780261052      Agenda   933614693 - Management
  Record Date   26-Mar-2012      Holding Recon Date   26-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   14-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      S. JAMES NELSON

      For   

For

      

2      GARY L. ROSENTHAL

      For   

For

      

3      WILLIAM T. VAN KLEEF

      For   

For

  2.      RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.      Management      For   

For

  3.      PROPOSAL TO APPROVE THE ADVISORY VOTE RELATING TO EXECUTIVE COMPENSATION.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     

 

 Unavailable

Shares

   

  

   

Vote

Date

   

Date

Confirmed

   
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     11,189         3,700       10-May-2012    10-May-2012   
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     18,223         6,100       10-May-2012    10-May-2012   
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     47,440         16,000       10-May-2012    10-May-2012   
  HALLIBURTON COMPANY  
  Security   406216101      Meeting Type   Annual
  Ticker Symbol   HAL      Meeting Date   16-May-2012
  ISIN   US4062161017      Agenda   933585082 - Management
  Record Date   19-Mar-2012      Holding Recon Date   19-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   15-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A      ELECTION OF DIRECTOR: A.M. BENNETT      Management      For   

For

  1B      ELECTION OF DIRECTOR: J.R. BOYD      Management      For   

For

  1C      ELECTION OF DIRECTOR: M. CARROLL      Management      For   

For

  1D      ELECTION OF DIRECTOR: N.K. DICCIANI      Management      For   

For

  1E      ELECTION OF DIRECTOR: M.S. GERBER      Management      For   

For

  1F      ELECTION OF DIRECTOR: S.M. GILLIS      Management      For   

For

  1G      ELECTION OF DIRECTOR: A.S. JUM’AH      Management      For   

For

  1H      ELECTION OF DIRECTOR: D.J. LESAR      Management      For   

For

  1I      ELECTION OF DIRECTOR: R.A. MALONE      Management      For   

For

  1J      ELECTION OF DIRECTOR: J.L. MARTIN      Management      For   

For

  1K      ELECTION OF DIRECTOR: D.L. REED      Management      For   

For

  2      PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS.      Management      For   

For

  3      ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION.      Management      For   

For

  4      PROPOSAL TO AMEND AND RESTATE THE HALLIBURTON COMPANY STOCK AND INCENTIVE PLAN.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     

 

 Unavailable

Shares

   

  

   

Vote

Date

   

Date

Confirmed

   
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     6,475          11-May-2012    11-May-2012   
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     10,547          11-May-2012    11-May-2012   
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     6,758         20,747       11-May-2012    11-May-2012   
     HOLLYFRONTIER CORPORATION    
  Security   436106108      Meeting Type   Annual
  Ticker Symbol   HFC      Meeting Date   16-May-2012
  ISIN   US4361061082      Agenda   933585234 - Management
  Record Date   20-Mar-2012      Holding Recon Date   20-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   15-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A.      ELECTION OF DIRECTOR: DOUGLAS Y. BECH      Management      For   

For

  1B.      ELECTION OF DIRECTOR: BUFORD P. BERRY      Management      For   

For

  1C.      ELECTION OF DIRECTOR: MATTHEW P. CLIFTON      Management      For   

For

  1D.      ELECTION OF DIRECTOR: LELDON E. ECHOLS      Management      For   

For

  1E.      ELECTION OF DIRECTOR: R. KEVIN HARDAGE      Management      For   

For

  1F.      ELECTION OF DIRECTOR: MICHAEL C. JENNINGS      Management      For   

For

  1G.      ELECTION OF DIRECTOR: ROBERT J. KOSTELNIK      Management      For   

For

  1H.      ELECTION OF DIRECTOR: JAMES H. LEE      Management      For   

For

  1I.      ELECTION OF DIRECTOR: ROBERT G. MCKENZIE      Management      For   

For

  1J.      ELECTION OF DIRECTOR: FRANKLIN MYERS      Management      For   

For

  1K.      ELECTION OF DIRECTOR: MICHAEL E. ROSE      Management      For   

For

  1L.      ELECTION OF DIRECTOR: TOMMY A. VALENTA      Management      For   

For

  2.      ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.      Management      For   

For

  3.      TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2012 FISCAL YEAR.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

    Unavailable

Shares

   

Vote

Date

   

Date

Confirmed

   
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     27,000          11-May-2012    11-May-2012   
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     43,900          11-May-2012    11-May-2012   
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     114,600          11-May-2012    11-May-2012   
  VERISK ANALYTICS INC
  Security   92345Y106      Meeting Type   Annual
  Ticker Symbol   VRSK      Meeting Date   16-May-2012

  ISIN   US92345Y1064      Agenda   933586616 - Management
  Record Date   19-Mar-2012      Holding Recon Date   19-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   15-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1      DIRECTOR      Management        
      

1      J. HYATT BROWN

      For   

For

      

2      GLEN A. DELL

      For   

For

      

3      SAMUEL G. LISS

      For   

For

  2      TO APPROVE EXECUTIVE COMPENSATION ON AN ADVISORY, NON-BINDING BASIS.      Management      For   

For

  3      TO APPROVE THE 2012 EMPLOYEE STOCK PURCHASE PLAN.      Management      For   

For

  4      TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR THE 2012 FISCAL YEAR.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

    Unavailable

Shares

   

Vote

Date

   

Date

Confirmed

   
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     17,921          11-May-2012    11-May-2012   
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     30,600          11-May-2012    11-May-2012   
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     81,313          11-May-2012    11-May-2012   
  NATIONAL OILWELL VARCO, INC.
  Security   637071101      Meeting Type   Annual
  Ticker Symbol   NOV      Meeting Date   16-May-2012
  ISIN   US6370711011      Agenda   933593724 - Management
  Record Date   26-Mar-2012      Holding Recon Date   26-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   15-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A      ELECTION OF DIRECTOR: MERRILL A. MILLER, JR.      Management      For   

For

  1B      ELECTION OF DIRECTOR: GREG L. ARMSTRONG      Management      For   

For

  1C      ELECTION OF DIRECTOR: DAVID D. HARRISON      Management      For   

For

  2      RATIFICATION OF INDEPENDENT AUDITORS.      Management      For   

For

  3      APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.      Management      For   

For

  4      STOCKHOLDER PROPOSAL.      Shareholder      Against   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     

 

 Unavailable

Shares

   

  

   

Vote

Date

   

Date

Confirmed

   
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     32,850          11-May-2012    11-May-2012   
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     35,198          11-May-2012    11-May-2012   
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     104,608         36,487       11-May-2012    11-May-2012   
  OGE ENERGY CORP.  
  Security   670837103      Meeting Type   Annual
  Ticker Symbol   OGE      Meeting Date   17-May-2012
  ISIN   US6708371033      Agenda   933582252 - Management

  Record Date   19-Mar-2012      Holding Recon Date   19-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   16-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1      DIRECTOR      Management        
      

1      WAYNE H. BRUNETTI

      For   

For

      

2      JOHN D. GROENDYKE

      For   

For

      

3      KIRK HUMPHREYS

      For   

For

      

4      ROBERT KELLEY

      For   

For

      

5      ROBERT O. LORENZ

      For   

For

      

6      JUDY R. MCREYNOLDS

      For   

For

      

7      LEROY C. RICHIE

      For   

For

  2      RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S PRINCIPAL INDEPENDENT ACCOUNTANTS FOR 2012.      Management      For   

For

  3      ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.      Management      For   

For

  4      SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTE.      Shareholder      Against   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     

 

 Unavailable

Shares

   

  

   

Vote

Date

   

Date

Confirmed

   
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     4,565         13,900       15-May-2012    15-May-2012   
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     30,052          15-May-2012    15-May-2012   
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     28,491         50,000       15-May-2012    15-May-2012   
  ALLIANT ENERGY CORPORATION  
  Security   018802108      Meeting Type   Annual
  Ticker Symbol   LNT      Meeting Date   17-May-2012
  ISIN   US0188021085      Agenda   933582769 - Management
  Record Date   15-Mar-2012      Holding Recon Date   15-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   16-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      PATRICK E. ALLEN**

      For   

For

      

2      PATRICIA L. KAMPLING**

      For   

For

      

3      ANN K. NEWHALL*

      For   

For

      

4      DEAN C. OESTREICH*

      For   

For

      

5      CAROL P. SANDERS*

      For   

For

  2.      ADVISORY VOTE ON APPROVAL OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.      Management      For   

For

  3.      RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     

 

 Unavailable

Shares

   

  

   

Vote

Date

   

Date

Confirmed

   
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     400         32,800       14-May-2012    14-May-2012   
  PIONEER NATURAL RESOURCES COMPANY   

  Security   723787107      Meeting Type   Annual
  Ticker Symbol   PXD      Meeting Date   17-May-2012
  ISIN   US7237871071      Agenda   933583216 - Management
  Record Date   22-Mar-2012      Holding Recon Date   22-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   16-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A      ELECTION OF DIRECTOR: THOMAS D. ARTHUR      Management      For   

For

  1B      ELECTION OF DIRECTOR: ANDREW F. CATES      Management      For   

For

  1C      ELECTION OF DIRECTOR: SCOTT J. REIMAN      Management      For   

For

  1D      ELECTION OF DIRECTOR: SCOTT D. SHEFFIELD      Management      For   

For

  2      APPROVAL OF THE AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION      Management      For   

For

  3      APPROVAL OF THE AMENDMENT TO THE EMPLOYEE STOCK PURCHASE PLAN      Management      For   

For

  4      RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM      Management      For   

For

  5      ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION      Management      For   

For

  6      STOCKHOLDER PROPOSAL RELATING TO INDEPENDENT CHAIRMAN      Shareholder      Against   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     9,600         4,200       15-May-2012    15-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     10,500         12,000       15-May-2012    15-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     27,200         31,500       15-May-2012    15-May-2012
  THE WILLIAMS COMPANIES, INC.
  Security   969457100      Meeting Type   Annual
  Ticker Symbol   WMB      Meeting Date   17-May-2012
  ISIN   US9694571004      Agenda   933595211 - Management
  Record Date   26-Mar-2012      Holding Recon Date   26-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   16-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A      ELECTION OF DIRECTOR: ALAN S. ARMSTRONG      Management      For   

For

  1B      ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND      Management      For   

For

  1C      ELECTION OF DIRECTOR: IRL F. ENGELHARDT      Management      For   

For

  1D      ELECTION OF DIRECTOR: JOHN A. HAGG      Management      For   

For

  1E      ELECTION OF DIRECTOR: JUANITA H. HINSHAW      Management      For   

For

  1F      ELECTION OF DIRECTOR: FRANK T. MACINNIS      Management      For   

For

  1G      ELECTION OF DIRECTOR: STEVEN W. NANCE      Management      For   

For

  1H      ELECTION OF DIRECTOR: MURRAY D. SMITH      Management      For   

For

  1I      ELECTION OF DIRECTOR: JANICE D. STONEY      Management      For   

For

  1J      ELECTION OF DIRECTOR: LAURA A. SUGG      Management      For   

For

  02      RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2012      Management      For   

For

  03      APPROVAL, BY NONBINDING ADVISORY VOTE, OF THE COMPANY’S EXECUTIVE COMPENSATION      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     207         112,000       15-May-2012    15-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     2,796         180,000       15-May-2012    15-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     117,033         360,000       15-May-2012    15-May-2012
  TRANSOCEAN, LTD.
  Security   H8817H100      Meeting Type   Annual
  Ticker Symbol   RIG      Meeting Date   18-May-2012
  ISIN   CH0048265513      Agenda   933591946 - Management
  Record Date   21-Mar-2012      Holding Recon Date   21-Mar-2012
  City / Country                                    / Switzerland      Vote Deadline Date   17-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      APPROVAL OF THE 2011 ANNUAL REPORT, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2011 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2011.      Management      For   

For

  2.      APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR 2011.      Management      For   

For

  3A.      ELECTION OF CLASS I DIRECTOR FOR THREE-YEAR TERM: GLYN BARKER      Management      For   

For

  3B.      ELECTION OF CLASS I DIRECTOR FOR THREE-YEAR TERM: VANESSA C.L. CHANG      Management      For   

For

  3C.      ELECTION OF CLASS I DIRECTOR FOR THREE-YEAR TERM: CHAD DEATON      Management      For   

For

  3D.      REELECTION OF CLASS I DIRECTOR FOR THREE-YEAR TERM: EDWARD R. MULLER      Management      For   

For

  3E.      REELECTION OF CLASS I DIRECTOR FOR THREE-YEAR TERM: TAN EK KIA      Management      For   

For

  4.      APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS THE COMPANY’S AUDITOR FOR A FURTHER ONE- YEAR TERM.      Management      For   

For

  5.      ADVISORY VOTE ON EXECUTIVE COMPENSATION.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     12,700         42,800       15-May-2012    15-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     18,800         71,900       15-May-2012    15-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     65,300         171,000       15-May-2012    15-May-2012
  CMS ENERGY CORPORATION
  Security   125896100      Meeting Type   Annual
  Ticker Symbol   CMS      Meeting Date   18-May-2012
  ISIN   US1258961002      Agenda   933593508 - Management
  Record Date   23-Mar-2012      Holding Recon Date   23-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   17-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A.      ELECTION OF DIRECTOR: MERRIBEL S. AYRES      Management      For   

For

  1B.      ELECTION OF DIRECTOR: JON E. BARFIELD      Management      For   

For

  1C.      ELECTION OF DIRECTOR: STEPHEN E. EWING      Management      For   

For

  1D.      ELECTION OF DIRECTOR: RICHARD M. GABRYS      Management      For   

For

  1E.      ELECTION OF DIRECTOR: DAVID W. JOOS      Management      For   

For

  1F.      ELECTION OF DIRECTOR: PHILIP R. LOCHNER, JR.      Management      For   

For

  1G.      ELECTION OF DIRECTOR: MICHAEL T. MONAHAN      Management      For   

For

  1H.      ELECTION OF DIRECTOR: JOHN G. RUSSELL      Management      For   

For

  1I.      ELECTION OF DIRECTOR: KENNETH L. WAY      Management      For   

For

  1J.      ELECTION OF DIRECTOR: JOHN B. YASINSKY      Management      For   

For

  2.      ADVISORY VOTE TO APPROVE THE CORPORATION’S EXECUTIVE COMPENSATION.      Management      For   

For

  3.      RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PRICEWATERHOUSECOOPERS LLP).      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     5,100         29,200       15-May-2012    15-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     100         50,000       15-May-2012    15-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     4,900         125,400       15-May-2012    15-May-2012
  TRANSOCEAN, LTD.
  Security   H8817H100      Meeting Type   Annual
  Ticker Symbol   RIG      Meeting Date   18-May-2012
  ISIN   CH0048265513      Agenda   933631776 - Management
  Record Date   01-May-2012      Holding Recon Date   01-May-2012
  City / Country                                    / Switzerland      Vote Deadline Date   17-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      APPROVAL OF THE 2011 ANNUAL REPORT, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2011 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2011.      Management      For   

For

  2.      APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR 2011.      Management      For   

For

  3A.      ELECTION OF CLASS I DIRECTOR FOR THREE-YEAR TERM: GLYN BARKER      Management      For   

For

  3B.      ELECTION OF CLASS I DIRECTOR FOR THREE-YEAR TERM: VANESSA C.L. CHANG      Management      For   

For

  3C.      ELECTION OF CLASS I DIRECTOR FOR THREE-YEAR TERM: CHAD DEATON      Management      For   

For

  3D.      REELECTION OF CLASS I DIRECTOR FOR THREE-YEAR TERM: EDWARD R. MULLER      Management      For   

For

  3E.      REELECTION OF CLASS I DIRECTOR FOR THREE-YEAR TERM: TAN EK KIA      Management      For   

For

  4.      APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS THE COMPANY’S AUDITOR FOR A FURTHER ONE- YEAR TERM.      Management      For   

For

  5.      ADVISORY VOTE ON EXECUTIVE COMPENSATION.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     100         41,800       15-May-2012    15-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     7,200         61,300       15-May-2012    15-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     7,400         171,000       15-May-2012    15-May-2012
  DIAMOND OFFSHORE DRILLING, INC.
  Security   25271C102      Meeting Type   Annual
  Ticker Symbol   DO      Meeting Date   22-May-2012
  ISIN   US25271C1027      Agenda   933589282 - Management
  Record Date   26-Mar-2012      Holding Recon Date   26-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   21-May-2012

  SEDOL(s)          Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A.      ELECTION OF DIRECTOR: JAMES S. TISCH      Management      For   

For

  1B.      ELECTION OF DIRECTOR: LAWRENCE R. DICKERSON      Management      For   

For

  1C.      ELECTION OF DIRECTOR: JOHN R. BOLTON      Management      For   

For

  1D.      ELECTION OF DIRECTOR: CHARLES L. FABRIKANT      Management      For   

For

  1E.      ELECTION OF DIRECTOR: PAUL G. GAFFNEY II      Management      For   

For

  1F.      ELECTION OF DIRECTOR: EDWARD GREBOW      Management      For   

For

  1G.      ELECTION OF DIRECTOR: HERBERT C. HOFMANN      Management      For   

For

  1H.      ELECTION OF DIRECTOR: CLIFFORD M. SOBEL      Management      For   

For

  1I.      ELECTION OF DIRECTOR: ANDREW H. TISCH      Management      For   

For

  1J.      ELECTION OF DIRECTOR: RAYMOND S. TROUBH      Management      For   

For

  2.      RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR 2012.      Management      For   

For

  3.      TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION.      Management      For   

For

  4.      TO APPROVE THE COMPANY’S AMENDED AND RESTATED INCENTIVE COMPENSATION PLAN FOR EXECUTIVE OFFICERS.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     15,700          18-May-2012    18-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     25,600          18-May-2012    18-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     66,700          18-May-2012    18-May-2012
  ENSCO PLC
  Security   29358Q109      Meeting Type   Annual
  Ticker Symbol   ESV      Meeting Date   22-May-2012
  ISIN   US29358Q1094      Agenda   933593306 - Management
  Record Date   30-Mar-2012      Holding Recon Date   30-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   16-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  O1.      RE-ELECT C. CHRISTOPHER GAUT AS A CLASS I DIRECTOR FOR A TERM TO EXPIRE AT 2015 ANNUAL GENERAL MEETING.      Management      For   

For

  O2.      RE-ELECT GERALD W. HADDOCK AS A CLASS I DIRECTOR FOR A TERM TO EXPIRE AT 2015 ANNUAL GENERAL MEETING.      Management      For   

For

  O3.      RE-ELECT PAUL E. ROWSEY, III AS A CLASS I DIRECTOR FOR A TERM TO EXPIRE AT 2015 ANNUAL GENERAL MEETING.      Management      For   

For

  O4.      RE-ELECT FRANCIS S. KALMAN AS A CLASS II DIRECTOR FOR A TERM TO EXPIRE AT 2013 ANNUAL GENERAL MEETING.      Management      For   

For

  O5.      RE-ELECT DAVID A.B. BROWN AS A CLASS III DIRECTOR FOR A TERM TO EXPIRE AT 2014 ANNUAL GENERAL MEETING.      Management      For   

For

  O6.      RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF KPMG LLP AS OUR U.S. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.      Management      For   

For

  O7.      RE-APPOINT KPMG AUDIT PLC AS OUR U.K. STATUTORY AUDITORS UNDER THE U.K. COMPANIES ACT 2006.      Management      For   

For

  O8.      TO AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE OUR U.K. STATUTORY AUDITORS’ REMUNERATION.      Management      For   

For

  O9.      APPROVE OUR 2012 LONG-TERM INCENTIVE PLAN.      Management      For   

For

  10.      A NON-BINDING ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian   Ballot
Shares		    Unavailable
Shares		   

Vote

Date

    Date Confirmed

  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     17,372         17,800       14-May-2012    14-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     39,363         18,000       14-May-2012    14-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     75,498         73,600       14-May-2012    14-May-2012
  THE NASDAQ OMX GROUP, INC.
  Security   631103108      Meeting Type   Annual
  Ticker Symbol   NDAQ      Meeting Date   22-May-2012
  ISIN   US6311031081      Agenda   933597481 - Management
  Record Date   02-Apr-2012      Holding Recon Date   02-Apr-2012
  City / Country                                    / United States      Vote Deadline Date   21-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A.      ELECTION OF DIRECTOR: STEVEN D. BLACK      Management      For   

For

  1B.      ELECTION OF DIRECTOR: BORJE EKHOLM      Management      For   

For

  1C.      ELECTION OF DIRECTOR: ROBERT GREIFELD      Management      For   

For

  1D.      ELECTION OF DIRECTOR: GLENN H. HUTCHINS      Management      For   

For

  1E.      ELECTION OF DIRECTOR: ESSA KAZIM      Management      For   

For

  1F.      ELECTION OF DIRECTOR: JOHN D. MARKESE      Management      For   

For

  1G.      ELECTION OF DIRECTOR: ELLYN A. MCCOLGAN      Management      For   

For

  1H.      ELECTION OF DIRECTOR: THOMAS F. O’NEILL      Management      For   

For

  1I.      ELECTION OF DIRECTOR: JAMES S. RIEPE      Management      For   

For

  1J.      ELECTION OF DIRECTOR: MICHAEL R. SPLINTER      Management      For   

For

  1K.      ELECTION OF DIRECTOR: LARS WEDENBORN      Management      For   

For

  2.      RATIFY APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.      Management      For   

For

  3.      APPROVE THE COMPANY’S EXECUTIVE COMPENSATION ON AN ADVISORY BASIS.      Management      For   

For

  4.      STOCKHOLDER PROPOSAL - ADOPTION OF A SIMPLE MAJORITY VOTE.      Shareholder      Against   

For

  5.      STOCKHOLDER PROPOSAL - SPECIAL SHAREOWNER MEETINGS.      Shareholder      Against   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     10,983          18-May-2012    18-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     17,910          18-May-2012    18-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     46,772          18-May-2012    18-May-2012
  GEORGIA GULF CORPORATION
  Security   373200302      Meeting Type   Annual
  Ticker Symbol   GGC      Meeting Date   22-May-2012
  ISIN   US3732003021      Agenda   933611469 - Management
  Record Date   30-Mar-2012      Holding Recon Date   30-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   21-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.1      ELECTION OF DIRECTOR: PAUL D. CARRICO      Management      For   

For

  1.2      ELECTION OF DIRECTOR: T. KEVIN DENICOLA      Management      For   

For

  1.3      ELECTION OF DIRECTOR: PATRICK J. FLEMING      Management      For   

For

  1.4      ELECTION OF DIRECTOR: ROBERT M. GERVIS      Management      For   

For

  1.5      ELECTION OF DIRECTOR: WAYNE C. SALES      Management      For   

For

  2.      PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.      Management      For   

For

  3.      PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2012.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     5,386          18-May-2012    18-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     8,797          18-May-2012    18-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     22,964          18-May-2012    18-May-2012
  SENSATA TECHNOLOGIES HOLDING N.V.
  Security   N7902X106      Meeting Type   Annual
  Ticker Symbol   ST      Meeting Date   22-May-2012
  ISIN   NL0009324904      Agenda   933623286 - Management
  Record Date   24-Apr-2012      Holding Recon Date   24-Apr-2012
  City / Country                                    / United States      Vote Deadline Date   21-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A.      ELECTION OF THOMAS WROE, JR. OR MARC ROSKAM FOR DIRECTOR. MARK “FOR” TO ELECT WROE; MARK “AGAINST” TO ELECT ROSKAM.      Management      For   

For

  1B.      ELECTION OF MARTHA SULLIVAN OR MARC ROSKAM FOR DIRECTOR. MARK “FOR” TO ELECT SULLIVAN; MARK “AGAINST” TO ELECT ROSKAM.      Management      For   

For

  1C.      ELECTION OF LEWIS B. CAMPBELL OR MARC ROSKAM FOR DIRECTOR. MARK “FOR” TO ELECT CAMPBELL; MARK “AGAINST” TO ELECT ROSKAM.      Management      For   

For

  1D.      ELECTION OF PAUL EDGERLEY OR MARC ROSKAM FOR DIRECTOR. MARK “FOR” TO ELECT EDGERLEY; MARK “AGAINST” TO ELECT ROSKAM.      Management      For   

For

  1E.      ELECTION OF MICHAEL J. JACOBSON OR MARC ROSKAM FOR DIRECTOR. MARK “FOR” TO ELECT JACOBSON; MARK “AGAINST” TO ELECT ROSKAM.      Management      For   

For

  1F.      ELECTION OF JOHN LEWIS OR MARC ROSKAM FOR DIRECTOR. MARK “FOR” TO ELECT LEWIS; MARK “AGAINST” TO ELECT ROSKAM.      Management      For   

For

  1G.      ELECTION OF CHARLES W. PEFFER OR MARC ROSKAM FOR DIRECTOR. MARK “FOR” TO ELECT PEFFER; MARK “AGAINST” TO ELECT ROSKAM.      Management      For   

For

  1H.      ELECTION OF KIRK P. POND OR MARC ROSKAM FOR DIRECTOR. MARK “FOR” TO ELECT POND; MARK “AGAINST” TO ELECT ROSKAM.      Management      For   

For

  1I.      ELECTION OF MICHAEL WARD OR MARC ROSKAM FOR DIRECTOR. MARK “FOR” TO ELECT WARD; MARK “AGAINST” TO ELECT ROSKAM.      Management      For   

For

  1J.      ELECTION OF STEPHEN ZIDE OR MARC ROSKAM FOR DIRECTOR. MARK “FOR” TO ELECT ZIDE; MARK “AGAINST” TO ELECT ROSKAM.      Management      For   

For

  2.      PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.      Management      For   

For

  3.      PROPOSAL TO ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011 AND TO AUTHORIZE THE PREPARATION OF OUR 2011 DUTCH STATUTORY ANNUAL ACCOUNTS AND THE ANNUAL REPORT OF OUR MANAGEMENT FOR FISCAL YEAR 2011 IN THE ENGLISH LANGUAGE.      Management      For   

For

  4.      PROPOSAL TO DISCHARGE MEMBERS OF OUR BOARD OF DIRECTORS FROM CERTAIN LIABILITIES FOR FISCAL YEAR 2011.      Management      For   

For

  5.      PROPOSAL TO APPROVE THE AMENDMENT TO THE REMUNERATION POLICY OF OUR BOARD OF DIRECTORS.      Management      For   

For

  6.      PROPOSAL TO EXTEND THE AUTHORITY OF OUR BOARD OF DIRECTORS FOR A PERIOD OF 18 MONTHS FROM THE DATE OF THE GENERAL MEETING TO REPURCHASE AS MANY SHARES IN THE CAPITAL OF THE COMPANY AS IS PERMITTED BY LAW AND THE COMPANY’S ARTICLES OF ASSOCIATION, ON THE OPEN MARKET, THROUGH PRIVATELY NEGOTIATED TRANSACTIONS OR IN ONE OR MORE SELF TENDER OFFERS, AT PRICES PER SHARE NOT LESS THAN THE NOMINAL VALUE OF A SHARE AND NOT HIGHER THAN 110% OF THE MARKET PRICE AT THE TIME OF THE TRANSACTION.      Management      For   

For

  7.      PROPOSAL TO EXTEND THE AUTHORITY OF OUR BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND/OR PREFERRED SHARES AND/OR GRANT RIGHTS TO ACQUIRE OUR SHARES (INCLUDING OPTIONS TO SUBSCRIBE FOR SHARES), NEVER TO EXCEED THE NUMBER OF AUTHORIZED BUT UNISSUED SHARES AS OF THE DATE OF THE GENERAL MEETING OR ANY TIME THEREAFTER, AND TO LIMIT OR EXCLUDE THE PREEMPTIVE RIGHTS OF SHAREHOLDERS WITH RESPECT TO THE ISSUANCE OF SHARES AND/OR THE GRANT OF THE RIGHT TO ACQUIRE SHARES, FOR A PERIOD OF FIVE (5) YEARS FROM THE DATE OF THE GENERAL MEETING.      Management      For   

For

  8.      PROPOSAL TO AMEND OUR ARTICLES OF ASSOCIATION TO PROVIDE THAT ONLY A NON-EXECUTIVE DIRECTOR MAY SERVE AS CHAIRMAN OF OUR BOARD OF DIRECTORS, AND TO AUTHORIZE THE CHAIRMAN OF OUR BOARD OF DIRECTORS AND EACH EMPLOYEE OF LOYENS & LOEFF N.V. TO EXECUTE THE DEED OF AMENDMENT.      Management      For   

For

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     112         30,400       18-May-2012    18-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     21,240         29,000       18-May-2012    18-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     81,100         50,000       18-May-2012    18-May-2012

  WESTLAKE CHEMICAL CORPORATION
  Security   960413102      Meeting Type   Annual
  Ticker Symbol   WLK      Meeting Date   23-May-2012
  ISIN   US9604131022      Agenda   933605909 - Management
  Record Date   05-Apr-2012      Holding Recon Date   05-Apr-2012
  City / Country                                    / United States      Vote Deadline Date   22-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1      DIRECTOR      Management        
      

1      JAMES CHAO

      For   

For

      

2      H. JOHN RILEY, JR.

      For   

For

  2      TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     8,000          18-May-2012    18-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     13,100          18-May-2012    18-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     34,100          18-May-2012    18-May-2012
  THE GOLDMAN SACHS GROUP, INC.
  Security   38141G104      Meeting Type   Annual
  Ticker Symbol   GS      Meeting Date   24-May-2012
  ISIN   US38141G1040      Agenda   933600125 - Management
  Record Date   26-Mar-2012      Holding Recon Date   26-Mar-2012
  City / Country                                    / United States      Vote Deadline Date   23-May-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A.      ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN      Management      For   

For

  1B.      ELECTION OF DIRECTOR: M. MICHELEBURNS      Management      For   

For

  1C.      ELECTION OF DIRECTOR: GARY D. COHN      Management      For   

For

  1D.      ELECTION OF DIRECTOR: CLAES DAHLBACK      Management      For   

For

  1E.      ELECTION OF DIRECTOR: STEPHEN FRIEDMAN      Management      For   

For

  1F.      ELECTION OF DIRECTOR: WILLIAM W. GEORGE      Management      For   

For

  1G.      ELECTION OF DIRECTOR: JAMES A. JOHNSON      Management      For   

For

  1H.      ELECTION OF DIRECTOR: LAKSHMI N. MITTAL      Management      For   

For

  1I.      ELECTION OF DIRECTOR: JAMES J. SCHIRO      Management      For   

For

  1J.      ELECTION OF DIRECTOR: DEBORA L. SPAR      Management      For   

For

  2.      ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY)      Management      For   

For

  3.      RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012      Management      For   

For

  4.      SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING      Shareholder      Against   

For

  5.      SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND LONG- TERM PERFORMANCE      Shareholder      Against   

For

  6.      SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING EXPENDITURES      Shareholder      Against   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

     
 		 Unavailable
Shares		   
  		   

Vote

Date

   

Date

Confirmed

  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     2,200         15,000       18-May-2012    18-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     100         28,000       18-May-2012    18-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     3,200         70,000       18-May-2012    18-May-2012
  LAMAR ADVERTISING COMPANY
  Security   512815101       Meeting Type   Annual
  Ticker Symbol   LAMR       Meeting Date   24-May-2012
  ISIN   US5128151017       Agenda   933616279 - Management
  Record Date   30-Mar-2012       Holding Recon Date   30-Mar-2012
  City / Country                                    / United States       Vote Deadline Date   23-May-2012
  SEDOL(s)         Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      JOHN MAXWELL HAMILTON

           For   

For

      

2      JOHN E. KOERNER, III

           For   

For

      

3      STEPHEN P. MUMBLOW

           For   

For

      

4      THOMAS V. REIFENHEISER

           For   

For

      

5      ANNA REILLY

           For   

For

      

6      KEVIN P. REILLY, JR.

           For   

For

      

7      WENDELL REILLY

           For   

For

  2.      APPROVAL OF AN AMENDMENT OF THE COMPANY’S 2009 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF CLASS A COMMON STOCK OF THE COMPANY AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 250,000 SHARES.      Management      For   

For

  3.      RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2012 FISCAL YEAR.      Management      For   

For

 

Account

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Confirmed

  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     11,214         19,400       18-May-2012    18-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     27,920         21,800       18-May-2012    18-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     47,425         82,900       18-May-2012    18-May-2012
  ARES CAPITAL CORPORATION
  Security   04010L103       Meeting Type   Annual
  Ticker Symbol   ARCC       Meeting Date   04-Jun-2012
  ISIN   US04010L1035       Agenda   933615506 - Management
  Record Date   13-Apr-2012       Holding Recon Date   13-Apr-2012
  City / Country                                    / United States       Vote Deadline Date   01-Jun-2012
  SEDOL(s)         Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      GREGORY W. PENSKE

      For   

For

      

2      ROBERT L. ROSEN

      For   

For

      

3      BENNETT ROSENTHAL

      For   

For

  2.      TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2012.      Management    For   

For

  3.      TO AUTHORIZE THE COMPANY, WITH THE APPROVAL OF ITS BOARD OF DIRECTORS, TO SELL OR OTHERWISE ISSUE SHARES OF ITS COMMON STOCK AT A PRICE BELOW ITS THEN CURRENT NET ASSET VALUE PER SHARE SUBJECT TO THE LIMITATIONS SET FORTH IN THE PROXY STATEMENT FOR THE 2012 ANNUAL MEETING OF STOCKHOLDERS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.      Management    For   

For

 

Account

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    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     98,592         161,000       25-May-2012    25-May-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     172,080         258,800       25-May-2012    25-May-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     95,236         1,000,000       25-May-2012    25-May-2012
  MASTERCARD INCORPORATED
  Security   57636Q104       Meeting Type   Annual
  Ticker Symbol   MA       Meeting Date   05-Jun-2012
  ISIN   US57636Q1040       Agenda   933614415 - Management
  Record Date   10-Apr-2012       Holding Recon Date   10-Apr-2012
  City / Country                                    / United States       Vote Deadline Date   04-Jun-2012
  SEDOL(s)         Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A.      ELECTION OF DIRECTOR: AJAY BANGA      Management      For   

For

  1B.      ELECTION OF DIRECTOR: DAVID R. CARLUCCI      Management      For   

For

  1C.      ELECTION OF DIRECTOR: STEVEN J. FREIBERG      Management      For   

For

  1D.      ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE      Management      For   

For

  1E.      ELECTION OF DIRECTOR: MARC OLIVIE      Management      For   

For

  1F.      ELECTION OF DIRECTOR: RIMA QURESHI      Management      For   

For

  1G.      ELECTION OF DIRECTOR: MARK SCHWARTZ      Management      For   

For

  1H.      ELECTION OF DIRECTOR: JACKSON P. TAI      Management      For   

For

  2.      ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION      Management      For   

For

  3.      APPROVAL OF THE COMPANY’S AMENDED AND RESTATED 2006 NON-EMPLOYEE DIRECTOR EQUITY COMPENSATION PLAN      Management      For   

For

  4.      APPROVAL OF THE COMPANY’S AMENDED AND RESTATED 2006 LONG TERM INCENTIVE PLAN      Management      For   

For

  5.      RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2012      Management      For   

For

 

Account

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    Account Name   

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Account

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Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     4,657          04-Jun-2012    04-Jun-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     4,515         3,000       04-Jun-2012    04-Jun-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     628         19,000       04-Jun-2012    04-Jun-2012
  ORIENT-EXPRESS HOTELS LTD.
  Security   G67743107      Meeting Type   Annual
  Ticker Symbol   OEH      Meeting Date   07-Jun-2012
  ISIN   BMG677431071      Agenda   933612841 - Management
  Record Date   17-Apr-2012      Holding Recon Date   17-Apr-2012
  City / Country                                    / United States      Vote Deadline Date   06-Jun-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      HARSHA V. AGADI

           For   

For

      

2      JOHN D. CAMPBELL

           For   

For

      

3      MITCHELL C. HOCHBERG

           For   

For

      

4      RUTH KENNEDY

           For   

For

      

5      PRUDENCE M. LEITH

           For   

For

      

6      J. ROBERT LOVEJOY

           For   

For

      

7      JO MALONE

           For   

For

      

8      PHILIP R. MENGEL

           For   

For

      

9      GEORG R. RAFAEL

           For   

For

  2.      APPROVAL OF AMENDMENT OF THE COMPANY’S 2009 SHARE AWARD AND INCENTIVE PLAN INCREASING THE NUMBER OF CLASS A COMMON SHARES AUTHORIZED UNDER THE PLAN.      Management      For   

For

  3.      APPOINTMENT OF DELOITTE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX ACCOUNTING FIRM’S REMUNERATION.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

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Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     69,764          05-Jun-2012    05-Jun-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     113,786          05-Jun-2012    05-Jun-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     296,550          05-Jun-2012    05-Jun-2012
  WESTERN REFINING, INC.
  Security   959319104      Meeting Type   Annual
  Ticker Symbol   WNR      Meeting Date   08-Jun-2012
  ISIN   US9593191045      Agenda   933617396 - Management
  Record Date   13-Apr-2012      Holding Recon Date   13-Apr-2012
  City / Country                                    / United States      Vote Deadline Date   07-Jun-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      SIGMUND L. CORNELIUS

           For   

For

      

2      BRIAN J. HOGAN

           For   

For

      

3      SCOTT D. WEAVER

           For   

For

  2.      RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR FISCAL YEAR 2012.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

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Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     16,956          05-Jun-2012    05-Jun-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     27,517          05-Jun-2012    05-Jun-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     71,937          05-Jun-2012    05-Jun-2012
  MGM RESORTS INTERNATIONAL
  Security   552953101      Meeting Type   Annual
  Ticker Symbol   MGM      Meeting Date   12-Jun-2012
  ISIN   US5529531015      Agenda   933618691 - Management
  Record Date   17-Apr-2012      Holding Recon Date   17-Apr-2012
  City / Country                                    / United States      Vote Deadline Date   11-Jun-2012

  SEDOL(s)          Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1      DIRECTOR      Management        
      

1      ROBERT H. BALDWIN

           For   

For

      

2      WILLIAM A. BIBLE

           For   

For

      

3      BURTON M. COHEN

           For   

For

      

4      WILLIE D. DAVIS

           For   

For

      

5      ALEXIS M. HERMAN

           For   

For

      

6      ROLAND HERNANDEZ

           For   

For

      

7      ANTHONY MANDEKIC

           For   

For

      

8      ROSE MCKINNEY-JAMES

           For   

For

      

9      JAMES J. MURREN

           For   

For

      

10    DANIEL J. TAYLOR

           For   

For

  2      TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2012.      Management      For   

For

  3      TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.      Management      For   

For

 

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    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     18,812         31,900       11-Jun-2012    11-Jun-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     43,017         40,200       11-Jun-2012    11-Jun-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     24,563         192,200       11-Jun-2012    11-Jun-2012
  UNITED CONTINENTAL HLDGS INC
  Security   910047109      Meeting Type   Annual
  Ticker Symbol   UAL      Meeting Date   12-Jun-2012
  ISIN   US9100471096      Agenda   933622640 - Management
  Record Date   16-Apr-2012      Holding Recon Date   16-Apr-2012
  City / Country                                    / United States      Vote Deadline Date   11-Jun-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      CAROLYN CORVI

           For   

For

      

2      JANE C. GARVEY

           For   

For

      

3      WALTER ISAACSON

           For   

For

      

4      HENRY L. MEYER III

           For   

For

      

5      OSCAR MUNOZ

           For   

For

      

6      LAURENCE E. SIMMONS

           For   

For

      

7      JEFFERY A. SMISEK

           For   

For

      

8      GLENN F. TILTON

           For   

For

      

9      DAVID J. VITALE

           For   

For

      

10    JOHN H. WALKER

           For   

For

      

11    CHARLES A. YAMARONE

           For   

For

  2.      RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.      Management      For   

For

  3.      ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.      Management      For   

For

 

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Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     8,711         20,974       11-Jun-2012    11-Jun-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     14,148         34,176       11-Jun-2012    11-Jun-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     36,488         89,692       11-Jun-2012    11-Jun-2012
  KODIAK OIL & GAS CORP.
  Security    50015Q100      Meeting Type   Annual
  Ticker Symbol    KOG      Meeting Date   13-Jun-2012
  ISIN    CA50015Q1000      Agenda   933643377 - Management
  Record Date    09-May-2012      Holding Recon Date   09-May-2012
  City / Country                                     / United States      Vote Deadline Date   08-Jun-2012
  SEDOL(s)         Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A      ELECTION OF DIRECTORS: LYNN A. PETERSON      Management      For   

For

  1B      JAMES E. CATLIN      Management      For   

For

  1C      RODNEY D. KNUTSON      Management      For   

For

  1D      HERRICK K. LIDSTONE, JR.      Management      For   

For

  1E      WILLIAM J. KRYSIAK      Management      For   

For

  02      RATIFICATION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.      Management      For   

For

  03      APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION.      Management      For   

For

 

Account

Number

    Account Name   

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Account

    Custodian    

 

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Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     98,400          05-Jun-2012    05-Jun-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     160,600          05-Jun-2012    05-Jun-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     418,300          05-Jun-2012    05-Jun-2012
  CONTINENTAL RESOURCES, INC.
  Security   212015101      Meeting Type   Annual
  Ticker Symbol   CLR      Meeting Date   14-Jun-2012
  ISIN   US2120151012      Agenda   933626749 - Management
  Record Date   17-Apr-2012      Holding Recon Date   17-Apr-2012
  City / Country                                    / United States      Vote Deadline Date   13-Jun-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1      DIRECTOR      Management        
      

1      LON MCCAIN

      For   

For

      

2      MARK E. MONROE

      For   

For

      

3      EDWARD T. SCHAFER

      For   

For

  2      RATIFICATION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.      Management      For   

For

 

Account

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    Account Name   

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Account

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Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     10,500          11-Jun-2012    11-Jun-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     17,200          11-Jun-2012    11-Jun-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     44,700          11-Jun-2012    11-Jun-2012
  DELTA AIR LINES, INC.
  Security   247361702      Meeting Type   Annual
  Ticker Symbol   DAL      Meeting Date   15-Jun-2012
  ISIN   US2473617023      Agenda   933627513 - Management
  Record Date   20-Apr-2012      Holding Recon Date   20-Apr-2012
  City / Country                                    / United States      Vote Deadline Date   14-Jun-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1A.      ELECTION OF DIRECTOR: RICHARD H. ANDERSON      Management      For   

For

  1B.      ELECTION OF DIRECTOR: EDWARD H. BASTIAN      Management      For   

For

  1C.      ELECTION OF DIRECTOR: ROY J. BOSTOCK      Management      For   

For

  1D.      ELECTION OF DIRECTOR: JOHN S. BRINZO      Management      For   

For

  1E.      ELECTION OF DIRECTOR: DANIEL A. CARP      Management      For   

For

  1F.      ELECTION OF DIRECTOR: DAVID G. DEWALT      Management      For   

For

  1G.      ELECTION OF DIRECTOR: MICKEY P. FORET      Management      For   

For

  1H.      ELECTION OF DIRECTOR: SHIRLEY C. FRANKLIN      Management      For   

For

  1I.      ELECTION OF DIRECTOR: DAVID R. GOODE      Management      For   

For

  1J.      ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS      Management      For   

For

  1K.      ELECTION OF DIRECTOR: KENNETH C. ROGERS      Management      For   

For

  1L.      ELECTION OF DIRECTOR: KENNETH B. WOODROW      Management      For   

For

  2.      TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF DELTA’S NAMED EXECUTIVE OFFICERS.      Management      For   

For

  3.      TO RE-APPROVE THE PERFORMANCE GOALS UNDER THE DELTA AIR LINES, INC. 2007 PERFORMANCE COMPENSATION PLAN.      Management      For   

For

  4.      TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS DELTA’S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2012.      Management      For   

For

 

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Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     45,096         100,000       13-Jun-2012    13-Jun-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     151,716         85,000       13-Jun-2012    13-Jun-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     97,579         520,300       13-Jun-2012    13-Jun-2012
  INTEROIL CORPORATION
  Security   460951106      Meeting Type   Annual
  Ticker Symbol   IOC      Meeting Date   15-Jun-2012
  ISIN   CA4609511064      Agenda   933641575 - Management
  Record Date   11-May-2012      Holding Recon Date   11-May-2012
  City / Country                                    / United States      Vote Deadline Date   12-Jun-2012
  SEDOL(s)        Quick Code  

     Item      Proposal      Type      Vote   

For/Against

Management

  01      DIRECTOR      Management        
      

1      GAYLEN J. BYKER

      For   

For

      

2      ROGER N. GRUNDY

      For   

For

      

3      ROGER LEWIS

      For   

For

      

4      PHIL E. MULACEK

      For   

For

      

5      FORD NICHOLSON

      For   

For

      

6      CHRISTIAN M. VINSON

      For   

For

  02      THE APPOINTMENT OF PRICEWATERHOUSECOOPERS, CHARTERED ACCOUNTANTS, AS AUDITORS OF INTEROIL AT A REMUNERATION TO BE FIXED BY THE DIRECTORS OF INTEROIL.      Management      For   

For

 

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Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     100         15,000       11-Jun-2012    11-Jun-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     100         21,065       11-Jun-2012    11-Jun-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     100         79,484       11-Jun-2012    11-Jun-2012
  GOLAR LNG LIMITED
  Security   G9456A100      Meeting Type   Special
  Ticker Symbol   GLNG      Meeting Date   18-Jun-2012
  ISIN   BMG9456A1009      Agenda   933644153 - Management
  Record Date   04-May-2012      Holding Recon Date   04-May-2012
  City / Country                                    / Bermuda      Vote Deadline Date   15-Jun-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1      TO APPROVE THE DELISTING OF THE COMPANY’S COMMON STOCK FROM THE OSLO STOCK EXCHANGE (“OSE”) AND TO AUTHORIZE ANY DIRECTOR OR OFFICER OF THE COMPANY TO TAKE ALL ACTIONS NECESSARY, APPROPRIATE OR ADVISABLE TO DELIST THE COMMON STOCK FROM THE OSE INCLUDING PREPARATION, EXECUTION AND DELIVERY OF APPLICATIONS, DOCUMENTS, FORMS AND AGREEMENTS WITH THE OSE.      Management      For   

For

 

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Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     24,268         60,800       13-Jun-2012    13-Jun-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     37,307         94,400       13-Jun-2012    13-Jun-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     97,815         268,000       13-Jun-2012    13-Jun-2012
  LIBERTY GLOBAL, INC.
  Security   530555101      Meeting Type   Annual
  Ticker Symbol   LBTYA      Meeting Date   19-Jun-2012
  ISIN   US5305551013      Agenda   933632502 - Management
  Record Date   23-Apr-2012      Holding Recon Date   23-Apr-2012
  City / Country                                    / United States      Vote Deadline Date   18-Jun-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      JOHN P. COLE, JR.

           For   

For

      

2      RICHARD R. GREEN

           For   

For

      

3      DAVID E. RAPLEY

           For   

For

  2.      RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2012.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     13,300          13-Jun-2012    13-Jun-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     21,700          13-Jun-2012    13-Jun-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     56,700          13-Jun-2012    13-Jun-2012
  GOOGLE INC.
  Security   38259P508      Meeting Type   Annual
  Ticker Symbol   GOOG      Meeting Date   21-Jun-2012
  ISIN   US38259P5089      Agenda   933632968 - Management
  Record Date   23-Apr-2012      Holding Recon Date   23-Apr-2012
  City / Country                                    / United States      Vote Deadline Date   20-Jun-2012
  SEDOL(s)        Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1.      DIRECTOR      Management        
      

1      LARRY PAGE

      For   

For

      

2      SERGEY BRIN

      For   

For

      

3      ERIC E. SCHMIDT

      For   

For

      

4      L. JOHN DOERR

      For   

For

      

5      DIANE B. GREENE

      For   

For

      

6      JOHN L. HENNESSY

      For   

For

      

7      ANN MATHER

      For   

For

      

8      PAUL S. OTELLINI

      For   

For

      

9      K. RAM SHRIRAM

      For   

For

      

10    SHIRLEY M. TILGHMAN

      For   

For

  2.      THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.      Management      For   

For

  3A.      THE APPROVAL OF THE ADOPTION OF GOOGLE’S FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO GOOGLE’S THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ESTABLISH THE CLASS C CAPITAL STOCK AND TO MAKE CERTAIN CLARIFYING CHANGES.      Management      For   

For

  3B.      THE APPROVAL OF THE ADOPTION OF GOOGLE’S FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO GOOGLE’S THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK FROM 6 BILLION TO 9 BILLION.      Management      For   

For

  3C.      THE APPROVAL OF THE ADOPTION OF GOOGLE’S FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO GOOGLE’S THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE TREATMENT OF SHARES OF CLASS A COMMON STOCK IN A MANNER THAT IS AT LEAST AS FAVORABLE AS THE SHARES OF CLASS B COMMON STOCK.      Management      For   

For

  4.      THE APPROVAL OF GOOGLE’S 2012 STOCK PLAN.      Management      For   

For

  5.      THE APPROVAL OF GOOGLE’S 2012 INCENTIVE COMPENSATION PLAN FOR EMPLOYEES AND CONSULTANTS OF MOTOROLA MOBILITY.      Management      For   

For

  6.      A STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING.      Shareholder      Against   

For

  7.      A STOCKHOLDER PROPOSAL REGARDING MANDATORY ARBITRATION OF CERTAIN SHAREHOLDER CLAIMS, IF PROPERLY PRESENTED AT THE MEETING.      Shareholder      Against   

For

  8.      A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING.      Shareholder      Against   

For

  Account Number    Account Name   

Internal

Account

    Custodian    
 		 Ballot
Shares		   
  		     
 		 Unavailable
Shares		   
  		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     614         8,500       19-Jun-2012    19-Jun-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     781         12,830       19-Jun-2012    19-Jun-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     1,873         32,100       19-Jun-2012    19-Jun-2012
  VERIFONE SYSTEMS, INC.
  Security   92342Y109      Meeting Type   Annual

  Ticker Symbol   PAY       Meeting Date   27-Jun-2012
  ISIN   US92342Y1091       Agenda   933640573 - Management
  Record Date   04-May-2012       Holding Recon Date   04-May-2012
  City / Country                                    / United States       Vote Deadline Date   26-Jun-2012
  SEDOL(s)         Quick Code  
     Item      Proposal      Type      Vote   

For/Against

Management

  1      DIRECTOR      Management        
      

1      ROBERT W. ALSPAUGH

      For   

For

      

2      DOUGLAS G. BERGERON

      For   

For

      

3      DR. LESLIE G. DENEND

      For   

For

      

4      ALEX W. HART

      For   

For

      

5      ROBERT B. HENSKE

      For   

For

      

6      RICHARD A. MCGINN

      For   

For

      

7      EITAN RAFF

      For   

For

      

8      JEFFREY E. STIEFLER

      For   

For

  2      TO HOLD AN ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.      Management      For   

For

  3      TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS VERIFONE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING OCTOBER 31, 2012.      Management      For   

For

 

Account

Number

    Account Name   

Internal

Account

    Custodian    

 

 Ballot

Shares

   

  

    Unavailable
Shares		   

Vote

Date

    Date Confirmed
  000274050    CLOUGH GLOBAL ALLOCATION FUND    GLV    THE BANK OF NEW YORK MELLON     21,807          26-Jun-2012    26-Jun-2012
  000274051    CLOUGH GLOBAL EQUITY FUND    GLQ    THE BANK OF NEW YORK MELLON     35,509          26-Jun-2012    26-Jun-2012
  000274052    CLOUGH GLOBAL OPPORTUNITIES FUND    GLO    THE BANK OF NEW YORK MELLON     92,595          26-Jun-2012    26-Jun-2012

SIGNATURE

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Clough Global Allocation Fund
By:  

/s/ Edmund J. Burke

  Edmund J. Burke
  President
Date:   August 17, 2012