As filed with the Securities and Exchange Commission on March 27, 2013
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
KAYNE ANDERSON MLP INVESTMENT COMPANY
(Exact name of registrant as specified in its charter)
Maryland | 56-2474626 | |
(State of incorporation or organization) | (I.R.S. Employer Identification No.) |
717 Texas Avenue, Suite 3100
Houston, Texas 77002
(713) 493-2020
(Address of principal executive offices, including zip code)
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class | Name of each exchange on which | |
to be so registered | each class is to be registered | |
Series F Mandatory Redeemable | New York Stock Exchange | |
Preferred Shares, $25.00 liquidation | ||
preference per share |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box þ
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box ¨
Securities Act registration statement file number to which this form relates: 333-183599
Securities to be registered pursuant to Section 12(g) of the Act: None.
Item 1. | Description of Registrants Securities to be Registered. |
The shares (the Shares) to be registered hereunder are shares of Series F Mandatory Redeemable Preferred Shares, $25.00 liquidation preference per share, of Kayne Anderson MLP Investment Company (the Registrant). A description of the Shares is contained under the heading Description of Mandatory Redeemable Preferred Shares in the prospectus supplement filed on March 27, 2013 (the Prospectus Supplement) with the U.S. Securities and Exchange Commission (the Commission) pursuant to Rule 497 under the Securities Act of 1933, as amended (the Securities Act), and such description is incorporated herein by reference. The Prospectus Supplement relates to the Registrants Registration Statement on Form N-2, as amended, which was initially filed with the Commission under the Securities Act and the Investment Company Act of 1940, as amended, on August 28, 2012 (Registration Nos. 333-183599 and 811-21593, respectively).
Item 2. | Exhibits. |
1. | The Registrants Articles of Amendment and Restatement (incorporated herein by reference from the Registrants Pre-Effective Amendment No. 3 to its Registration Statement on Form N-2 (File Nos. 333-116479 and 811-21593) as filed with the Commission on September 1, 2004). |
2. | The Registrants Articles Supplementary for Series A Mandatory Redeemable Preferred Shares (incorporated herein by reference from the Registrants Pre-Effective Amendment No. 2 to its Registration Statement on Form N-2 (File Nos. 333-165775 and 811-21593) as filed with the Commission on July 6, 2010). |
3. | The Registrants Articles Supplementary for Series B Mandatory Redeemable Preferred Shares and Series C Mandatory Redeemable Preferred Shares (incorporated herein by reference from the Registrants Post-Effective Amendment No. 2 to its Registration Statement on Form N-2 (File Nos. 333-165775 and 811-21593) as filed with the Commission on February 14, 2011). |
4. | The Registrants Articles Supplementary for Series D Mandatory Redeemable Preferred Shares (incorporated herein by reference from the Registrants Post-Effective Amendment No. 5 to its Registration Statement on Form N-2 (File Nos. 333-165775 and 811-21593) as filed with the Commission on May 5, 2011). |
5. | The Registrants Articles Supplementary for Series E Mandatory Redeemable Preferred Shares (incorporated herein by reference from the Registrants Post-Effective Amendment No. 2 to its Registration Statement on Form N-2 (File Nos. 333-177550 and 811-21593) as filed with the Commission on March 15, 2012). |
6. | The Registrants Articles Supplementary for Series F Mandatory Redeemable Preferred Shares (incorporated herein by reference from the Registrants Post-Effective Amendment No. 4 to its Registration Statement on Form N-2 (File Nos. 333-183599 and 811-21593) as filed with the Commission on March 27, 2013). |
7. | The Registrants Amended and Restated Bylaws (incorporated herein by reference from the Registrants Pre-Effective Amendment No. 4 to its Registration Statement on Form N-2 (File Nos. 333-116479 and 811-21593) as filed with the Commission on September 16, 2004). |
8. | Form of Stock Certificate for the Registrants Common Stock (incorporated herein by reference from the Registrants Registration Statement on Form N-2 (File Nos. 333-140488 and 811-21593) as filed with the Securities and Exchange Commission on February 7, 2007). |
9. | Form of Stock Certificate for the Registrants Series D Mandatory Redeemable Preferred Shares (incorporated herein by reference from the Registrants Post-Effective Amendment No. 5 to its Registration Statement on Form N-2 (File Nos. 333-165775 and 811-21593) as filed with the Commission on May 5, 2011). |
10. | Form of Stock Certificate for the Registrants Series E Mandatory Redeemable Preferred Shares (incorporated herein by reference from the Registrants Post-Effective Amendment No. 2 to its Registration Statement on Form N-2 (File Nos. 333-177550 and 811-21593) as filed with the Commission on March 15, 2012). |
11. | Form of Stock Certificate for the Registrants Series F Mandatory Redeemable Preferred Shares (incorporated herein by reference from the Registrants Post-Effective Amendment No. 4 to its Registration Statement on Form N-2 (File Nos. 333-183599 and 811-21593) as filed with the Commission on March 27, 2013). |
12. | Form of Fitch Rating Guidelines (incorporated herein by reference from the Registrants Registration Statement on Form N-2 (File Nos. 333-177550 and 811-21593) as filed with the Commission on October 26, 2011). |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: March 27, 2013 |
Kayne Anderson MLP Investment Company | |||||||
By: | /s/ JAMES C. BAKER | |||||||
Name: | James C. Baker | |||||||
Title: | Executive Vice President |
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