PAGE  1
000 A000000 09/30/2009
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008 D010001 BOSTON
008 D020001 MA
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020 A000001 PULSE TRADING, INC.
020 B000001 04-3573598
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020 A000002 JEFFERIES & CO., INC.
020 B000002 95-2622900
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020 A000003 INVESTMENT TECHNOLOGY GROUP, INC.
020 B000003 13-3757717
020 C000003     44
020 A000004 NOMURA SECURITIES INTERNATIONAL, INC.
020 B000004 13-2642206
020 C000004     37
020 A000005 BANK OF AMERICA
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020 B000005 94-1687665
020 C000005     30
020 A000006 MORGAN STANLEY & CO., INC.
020 B000006 13-2655998
020 C000006     26
020 A000007 BNP PARIBAS SECURITIES CORP.
020 B000007 13-3459854
020 C000007     25
020 A000008 KNIGHT EQUITY MARKETS, LP
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020 A000009 SUSQUEHANNA FINANCIAL GROUP LLLP
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020 A000010 PIPELINE TRADING SYSTEMS, LLC
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      PAGE  3
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      PAGE  4
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      PAGE  5
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SIGNATURE   JEREMY MAY
TITLE       TREASURER