MAN WAH HOLDINGS LTD

Security

G5800U107

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

03-Jul-2014

ISIN

BMG5800U1071

Agenda

705341270 - Management

Record Date

26-Jun-2014

Holding Recon Date

26-Jun-2014

City /

Country

HONG KONG

/

Bermuda

Vote Deadline Date

27-Jun-2014

SEDOL(s)

B58VHF3 - B58YWF7 - B5WN7S8

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING.

Non-Voting

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0529/LTN20140529717.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0529/LTN20140529713.pdf

Non-Voting

1

TO RECEIVE, CONSIDER AND ADOPT THE REPORTS OF THE DIRECTORS AND THE AUDITORS AND THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 MARCH 2014

Management

For

For

2

TO DECLARE A FINAL DIVIDEND OF HK25.0 CENTS PER SHARE FOR THE YEAR ENDED 31 MARCH 2014

Management

For

For

3

TO APPROVE THE RE-ELECTION OF MR. WONG MAN LI AS AN EXECUTIVE DIRECTOR OF THE COMPANY AND THE TERMS OF HIS APPOINTMENT (INCLUDING REMUNERATION)

Management

For

For

4

TO APPROVE THE RE-ELECTION OF MS. HUI WAI HING AS AN EXECUTIVE DIRECTOR OF THE COMPANY AND THE TERMS OF HER APPOINTMENT (INCLUDING REMUNERATION)

Management

For

For

5

TO APPROVE THE RE-ELECTION OF MR. ALAN MARNIE AS AN EXECUTIVE DIRECTOR OF THE COMPANY AND THE TERMS OF HIS APPOINTMENT (INCLUDING REMUNERATION)

Management

For

For

6

TO APPROVE THE RE-ELECTION OF MR. CHAU SHING YIM, DAVID AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY AND THE TERMS OF HIS APPOINTMENT (INCLUDING REMUNERATION)

Management

For

For

7

TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION

Management

For

For

8

TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES OF THE COMPANY NOT EXCEEDING 20% OF ITS ISSUED SHARE CAPITAL

Management

For

For

9

TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF ITS ISSUED SHARE CAPITAL

Management

For

For

10

TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES BY AN AMOUNT NOT EXCEEDING THE AMOUNT OF THE SHARES REPURCHASED BY THE COMPANY

Management

For

For

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

677,810

0

31-May-2014

30-Jun-2014

GRUPO FINANCIERO BANORTE SAB DE CV

Security

P49501201

Meeting Type

ExtraOrdinary General Meeting

Ticker Symbol

Meeting Date

04-Jul-2014

ISIN

MXP370711014

Agenda

705409464 - Management

Record Date

23-Jun-2014

Holding Recon Date

23-Jun-2014

City /

Country

NUEVO LEON

/

Mexico

Vote Deadline Date

23-Jun-2014

SEDOL(s)

2421041 - B01DHK6 - B2Q3MD3 - B57YQ34 - B59G4P6 - BHZLH61

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Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

I

DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL TO AMEND ARTICLE 2 OF THE CORPORATE BYLAWS OF THE COMPANY, FOR THE PURPOSE OF CHANGING THE CORPORATE NAME FROM SEGUROS BANORTE GENERALI, S.A. DE C.V., GRUPO FINANCIERO BANORTE, AND PENSIONES BANORTE GENERALI, S.A. DE C.V., GRUPO FINANCIERO BANORTE, TO SEGUROS BANORTE, S.A. DE C.V., GRUPO FINANCIERO BANORTE, AND PENSIONES BANORTE, S.A. DE C.V., GRUPO FINANCIERO BANORTE, RESPECTIVELY, AND, AS A CONSEQUENCE, AUTHORIZATION TO SIGN THE NEW SINGLE AGREEMENT ON RESPONSIBILITIES

Management

For

For

II

DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL TO AMEND THE CORPORATE BYLAWS OF THE COMPANY, IN ORDER TO ADAPT THEM TO THE DECREE BY WHICH AMENDMENTS, ADDITIONS AND EXCLUSIONS ARE MADE TO VARIOUS PROVISIONS REGARDING FINANCIAL MATTERS AND UNDER WHICH IS ISSUED THE LAW TO GOVERN FINANCIAL GROUPINGS, WHICH WAS PUBLISHED IN THE OFFICIAL GAZETTE OF THE FEDERATION ON JANUARY 10, 2014, AND, AS A CONSEQUENCE, AUTHORIZATION TO SIGN THE NEW SINGLE AGREEMENT ON RESPONSIBILITIES, AS WELL AS TO APPROVE THE FULL EXCHANGE OF THE SHARE CERTIFICATES REPRESENTATIVE OF THE SHARE CAPITAL OF THE COMPANY, SO THAT THEY WILL CONTAIN THE REQUIREMENTS PROVIDED FOR IN ARTICLE 11 OF THE CORPORATE BYLAWS

Management

For

For

III

DESIGNATION OF A DELEGATE OR DELEGATES TO FORMALIZE AND CARRY OUT, IF DEEMED APPROPRIATE, THE RESOLUTIONS THAT ARE PASSED BY THE GENERAL MEETING

Management

For

For

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

175,725

0

17-Jun-2014

01-Jul-2014

JAZZ PHARMACEUTICALS PLC

Security

G50871105

Meeting Type

Annual

Ticker Symbol

JAZZ

Meeting Date

31-Jul-2014

ISIN

IE00B4Q5ZN47

Agenda

934040457 - Management

Record Date

27-May-2014

Holding Recon Date

27-May-2014

City /

Country

/

Ireland

Vote Deadline Date

30-Jul-2014

SEDOL(s)

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Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

1A.

ELECTION OF DIRECTOR: BRUCE C. COZADD

Management

For

For

1B.

ELECTION OF DIRECTOR: HEATHER ANN MCSHARRY

Management

For

For

1C.

ELECTION OF DIRECTOR: RICK E WINNINGHAM

Management

For

For

2.

TO APPROVE THE APPOINTMENT OF KPMG AS THE INDEPENDENT AUDITORS OF JAZZ PHARMACEUTICALS PLC FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE THE AUDITORS' REMUNERATION.

Management

For

For

3.

TO AUTHORIZE JAZZ PHARMACEUTICALS PLC AND/OR ANY SUBSIDIARY OF JAZZ PHARMACEUTICALS PLC TO MAKE MARKET PURCHASES OF JAZZ PHARMACEUTICALS PLC'S ORDINARY SHARES.

Management

For

For

4.

TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF JAZZ PHARMACEUTICALS PLC'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT.

Management

For

For

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

12,589

4,100

13-Jun-2014

13-Jun-2014

COMPANHIA DE LOCACAO DAS AMERICAS

Security

P2R93B103

Meeting Type

ExtraOrdinary General Meeting

Ticker Symbol

Meeting Date

01-Aug-2014

ISIN

BRLCAMACNOR3

Agenda

705472873 - Management

Record Date

Holding Recon Date

29-Jul-2014

City /

Country

SAO PAULO

/

Brazil

Vote Deadline Date

24-Jul-2014

SEDOL(s)

B82CQN4

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

CMMT

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE

Non-Voting

CMMT

PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU

Non-Voting

1

AMENDMENT OF THE WORDING A. OF ITEM 3 OF THE FIRST STOCK OPTION PLAN FOR SHARES OF THE COMPANY, WHICH WAS APPROVED ON SEPTEMBER 21, 2010, AND AMENDED ON FEBRUARY 23, 2012, AND ON MARCH 30, 2012, FROM HERE ONWARDS REFERRED TO AS PLAN I, AND B. OF ITEM 4.1 OF THE SECOND STOCK OPTION PLAN FOR SHARES OF THE COMPANY, WHICH WAS APPROVED ON NOVEMBER 23, 2012, AND AMENDED ON MARCH 30, 2012, AND ON OCTOBER 19, 2012, FROM HERE ONWARDS REFERRED TO AS PLAN II, IN ORDER TO ADJUST THE PERCENTAGE LIMITS IN RELATION TO THE SHARE CAPITAL OF THE COMPANY FOR THE GRANTING OF STOCK OPTIONS IT HAS ISSUED WITHIN THE FRAMEWORK OF PLANS I AND II

Management

No Action

2

RESTATEMENT OF PLANS I AND II AS A RESULT OF THE RESOLUTION CONTAINED IN THE AGENDA ITEM ABOVE

Management

No Action

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

262,571

0

19-Jul-2014

19-Jul-2014

LIBERTY MEDIA CORPORATION

Security

531229102

Meeting Type

Annual

Ticker Symbol

LMCA

Meeting Date

04-Aug-2014

ISIN

US5312291025

Agenda

934051486 - Management

Record Date

19-Jun-2014

Holding Recon Date

19-Jun-2014

City /

Country

/

United States

Vote Deadline Date

01-Aug-2014

SEDOL(s)

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

1.

DIRECTOR

Management

1

EVAN D. MALONE

For

For

2

DAVID E. RAPLEY

For

For

3

LARRY E. ROMRELL

For

For

2.

A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.

Management

For

For

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

4,168

41,300

25-Jun-2014

25-Jun-2014

LIBERTY INTERACTIVE CORPORATION

Security

53071M104

Meeting Type

Annual

Ticker Symbol

LINTA

Meeting Date

04-Aug-2014

ISIN

US53071M1045

Agenda

934051549 - Management

Record Date

19-Jun-2014

Holding Recon Date

19-Jun-2014

City /

Country

/

United States

Vote Deadline Date

01-Aug-2014

SEDOL(s)

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

1.

DIRECTOR

Management

1

EVAN D. MALONE

For

For

2

DAVID E. RAPLEY

For

For

3

LARRY E. ROMRELL

For

For

2.

THE SAY-ON-PAY PROPOSAL, TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

For

3.

A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.

Management

For

For

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

108,386

0

25-Jun-2014

25-Jun-2014

LIBERTY INTERACTIVE CORPORATION

Security

53071M880

Meeting Type

Annual

Ticker Symbol

LVNTA

Meeting Date

04-Aug-2014

ISIN

US53071M8800

Agenda

934051549 - Management

Record Date

19-Jun-2014

Holding Recon Date

19-Jun-2014

City /

Country

/

United States

Vote Deadline Date

01-Aug-2014

SEDOL(s)

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

1.

DIRECTOR

Management

1

EVAN D. MALONE

For

For

2

DAVID E. RAPLEY

For

For

3

LARRY E. ROMRELL

For

For

2.

THE SAY-ON-PAY PROPOSAL, TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

For

3.

A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.

Management

For

For

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

25,748

68,000

25-Jun-2014

25-Jun-2014

CHINA HUISHAN DAIRY HOLDINGS CO LTD, GRAND CAYMAN

Security

G2117A106

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

28-Aug-2014

ISIN

KYG2117A1067

Agenda

705481288 - Management

Record Date

25-Aug-2014

Holding Recon Date

25-Aug-2014

City /

Country

HONG KONG

/

Cayman Islands

Vote Deadline Date

18-Aug-2014

SEDOL(s)

BCRX1C4 - BF10L00 - BH666Z7

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING

Non-Voting

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0725/LTN20140725163.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0725/LTN20140725165.pdf

Non-Voting

1

TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE REPORTS OF THE DIRECTORS OF THE COMPANY AND THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED MARCH 31, 2014

Management

For

For

2

TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED MARCH 31, 2014 OF RMB0.0216 PER ORDINARY SHARE

Management

For

For

3

TO RE-ELECT MR. YANG KAI AS A DIRECTOR OF THE COMPANY

Management

For

For

4

TO RE-ELECT MS. GE KUN AS A DIRECTOR OF THE COMPANY

Management

For

For

5

TO RE-ELECT MR. XU GUANGYI AS A DIRECTOR OF THE COMPANY

Management

For

For

6

TO RE-ELECT MR. CHENG CHI HENG A DIRECTOR OF THE COMPANY

Management

For

For

7

TO AUTHORISE THE BOARD OF THE DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY

Management

For

For

8

TO RE-APPOINT KPMG AS THE COMPANY'S AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION

Management

For

For

9

TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND OTHERWISE DEAL WITH THE COMPANY'S SHARES

Management

For

For

10

TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES

Management

For

For

11

TO ADD THE NOMINAL AMOUNT OF THE SHARES REPURCHASED BY THE COMPANY TO THE ISSUE MANDATE GRANTED TO THE DIRECTORS UNDER RESOLUTION NO. 9

Management

For

For

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

2,541,000

0

26-Jul-2014

26-Aug-2014

BHG SA - BRAZIL HOSPITALITY GROUP, SAO PAULO

Security

P1668A101

Meeting Type

ExtraOrdinary General Meeting

Ticker Symbol

Meeting Date

04-Sep-2014

ISIN

BRBHGRACNOR9

Agenda

705519289 - Management

Record Date

Holding Recon Date

26-Aug-2014

City /

Country

RIO DE JANEIRO

/

Brazil

Vote Deadline Date

27-Aug-2014

SEDOL(s)

B23CS02

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

CMMT

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE

Non-Voting

CMMT

PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE A-LLOWED. THANK YOU

Non-Voting

CMMT

PLEASE NOTE THAT ALTHOUGH THERE ARE 3 COMPANIES TO BE ELECTED, THERE IS ONLY 1-VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR-THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR-ONLY 1 OF THE 3 COMPANIES. THANK YOU.

Non-Voting

I.A

TO CHOOSE, IN ACCORDANCE WITH ARTICLE 12, LINE IX, OF THE CORPORATE BYLAWS OF THE COMPANY, FROM AMONG THE COMPANIES NOMINATED BY THE BOARD OF DIRECTORS OF THE COMPANY, WHICH IS N. M. ROTHSCHILD AND SONS, BRASIL, LTDA., THE SPECIALIZED COMPANY RESPONSIBLE FOR THE PREPARATION OF THE VALUATION REPORT FOR THE SHARES OF THE COMPANY, WITHIN THE FRAMEWORK OF THE PUBLIC TENDER OFFER THAT WAS THE SUBJECT OF THE NOTICE OF MATERIAL FACT THAT WAS RELEASED ON AUGUST 8, 2014

Management

I.B

TO CHOOSE, IN ACCORDANCE WITH ARTICLE 12, LINE IX, OF THE CORPORATE BYLAWS OF THE COMPANY, FROM AMONG THE COMPANIES NOMINATED BY THE BOARD OF DIRECTORS OF THE COMPANY, WHICH IS BANCO SANTANDER S.A., THE SPECIALIZED COMPANY RESPONSIBLE FOR

Management

THE PREPARATION OF THE VALUATION REPORT FOR THE SHARES OF THE COMPANY, WITHIN THE FRAMEWORK OF THE PUBLIC TENDER OFFER THAT WAS THE SUBJECT OF THE NOTICE OF MATERIAL FACT THAT WAS RELEASED ON AUGUST 8, 2014

I.C

TO CHOOSE, IN ACCORDANCE WITH ARTICLE 12, LINE IX, OF THE CORPORATE BYLAWS OF THE COMPANY, FROM AMONG THE COMPANIES NOMINATED BY THE BOARD OF DIRECTORS OF THE COMPANY, WHICH IS BANCO DE INVESTIMENTOS CREDIT SUISSE, BRASIL, S.A., THE SPECIALIZED COMPANY RESPONSIBLE FOR THE PREPARATION OF THE VALUATION REPORT FOR THE SHARES OF THE COMPANY, WITHIN THE FRAMEWORK OF THE PUBLIC TENDER OFFER THAT WAS THE SUBJECT OF THE NOTICE OF MATERIAL FACT THAT WAS RELEASED ON AUGUST 8, 2014

Management

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

97,514

0

VINDA INTERNATIONAL HOLDINGS LTD

Security

G9361V108

Meeting Type

ExtraOrdinary General Meeting

Ticker Symbol

Meeting Date

12-Sep-2014

ISIN

KYG9361V1086

Agenda

705515712 - Management

Record Date

11-Sep-2014

Holding Recon Date

11-Sep-2014

City /

Country

HONG KONG

/

Cayman Islands

Vote Deadline Date

29-Aug-2014

SEDOL(s)

B1Z7648 - B235FQ6

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING

Non-Voting

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0822/LTN20140822242.PDF- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0822/LTN20140822234.pdf

Non-Voting

1

(A) THE SALE AND PURCHASE AGREEMENT DATED 17 JULY 2014 (THE ''SALE AND PURCHASE AGREEMENT'') ENTERED INTO BETWEEN THE COMPANY AND SCA GROUP HOLDING BV IN RESPECT OF THE ACQUISITION OF (1) THE ENTIRE ISSUED SHARE CAPITAL IN SCA TISSUE HONG KONG LIMITED, (2) THE ENTIRE ISSUED SHARE CAPITAL OF SCA HEALTHCARE MANAGEMENT PTE. LTD., (3) THE ENTIRE EQUITY INTEREST OF (AS SPECIFIED)(IN ENGLISH, FOR IDENTIFICATION PURPOSE ONLY, EVERBEAUTY INDUSTRY (FUJIAN) CO., LTD.), AND (4) THE PRC ASSETS (AS DEFINED IN THE COMPANY'S CIRCULAR DATED 22 AUGUST 2014) FOR AN INITIAL PURCHASE PRICE OF HKD 1,144,000,000 AND THE TRANSACTIONS CONTEMPLATED THEREUNDER, ARE HEREBY APPROVED, CONFIRMED AND RATIFIED; AND (B) THE DIRECTORS OF THE COMPANY ARE HEREBY AUTHORISED TO DO ALL SUCH ACTS AND THINGS AND EXECUTE ALL SUCH DOCUMENTS WHICH THEY CONSIDERS CONTD

Management

For

For

CONT

CONTD NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION-WITH, THE IMPLEMENTATION OF AND GIVING EFFECT TO THE SALE AND PURCHASE-AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER

Non-Voting

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

1,281,222

0

23-Aug-2014

10-Sep-2014

VIASAT, INC.

Security

92552V100

Meeting Type

Annual

Ticker Symbol

VSAT

Meeting Date

17-Sep-2014

ISIN

US92552V1008

Agenda

934061095 - Management

Record Date

21-Jul-2014

Holding Recon Date

21-Jul-2014

City /

Country

/

United States

Vote Deadline Date

16-Sep-2014

SEDOL(s)

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

1.

DIRECTOR

Management

1

MARK DANKBERG

For

For

2

HARVEY WHITE

For

For

2.

RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VIASAT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

For

For

3.

ADVISORY VOTE ON EXECUTIVE COMPENSATION

Management

For

For

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

142

74,300

29-Jul-2014

29-Jul-2014

BHG SA - BRAZIL HOSPITALITY GROUP, SAO PAULO

Security

P1668A101

Meeting Type

ExtraOrdinary General Meeting

Ticker Symbol

Meeting Date

19-Sep-2014

ISIN

BRBHGRACNOR9

Agenda

705517475 - Management

Record Date

Holding Recon Date

17-Sep-2014

City /

Country

RIO DE JANEIRO

/

Brazil

Vote Deadline Date

11-Sep-2014

SEDOL(s)

B23CS02

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

CMMT

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE

Non-Voting

CMMT

PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU

Non-Voting

1

TO APPROVE THE DELISTING OF THE COMPANY AS A PUBLICLY TRADED COMPANY AND, AS A CONSEQUENCE, ITS DELISTING FROM THE SPECIAL TRADING SEGMENT OF THE NOVO MERCADO OF THE BM AND FBOVESPA S.A., BOLSA DE VALORES, MERCADORIAS E FUTUROS, CONDITIONED ON THE PUBLIC TENDER OFFER THAT IS THE SUBJECT OF THE NOTICE OF MATERIAL FACT THAT WAS RELEASED ON AUGUST 8, 2014, BEING CARRIED OUT BY RAZUYA EMPREENDIMENTOS E PARTICIPACOES S.A., IN ACCORDANCE WITH ITS TERMS AND CONDITIONS

Management

No Action

CMMT

26 AUG 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF MEETING LOC-ATION. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

Non-Voting

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

97,514

0

26-Aug-2014

26-Aug-2014

DON QUIJOTE HOLDINGS CO.,LTD.

Security

J1235L108

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

26-Sep-2014

ISIN

JP3639650005

Agenda

705553471 - Management

Record Date

30-Jun-2014

Holding Recon Date

30-Jun-2014

City /

Country

TOKYO

/

Japan

Vote Deadline Date

10-Sep-2014

SEDOL(s)

5767753 - 6269861 - B021NZ6

Quick Code

75320

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

Please reference meeting materials.

Non-Voting

1

Approve Appropriation of Surplus

Management

For

For

2.1

Appoint a Director

Management

For

For

2.2

Appoint a Director

Management

For

For

2.3

Appoint a Director

Management

For

For

2.4

Appoint a Director

Management

For

For

2.5

Appoint a Director

Management

For

For

2.6

Appoint a Director

Management

For

For

3

Appoint a Corporate Auditor

Management

For

For

4

Approve Payment of Accrued Benefits associated with Abolition of Retirement Benefit System for Current Directors

Management

For

For

5

Approve Payment of Accrued Benefits associated with Abolition of Retirement Benefit System for Current Corporate Auditors

Management

For

For

6

Approve Issuance of Share Acquisition Rights as Stock-Linked Compensation Type Stock Options for Directors

Management

For

For

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

11,300

0

10-Sep-2014

10-Sep-2014

COMCAST CORPORATION

Security

20030N101

Meeting Type

Special

Ticker Symbol

CMCSA

Meeting Date

08-Oct-2014

ISIN

US20030N1019

Agenda

934075284 - Management

Record Date

18-Aug-2014

Holding Recon Date

18-Aug-2014

City /

Country

/

United States

Vote Deadline Date

07-Oct-2014

SEDOL(s)

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

1.

TO APPROVE THE ISSUANCE OF SHARES OF COMCAST CLASS A COMMON STOCK TO TIME WARNER CABLE INC. STOCKHOLDERS IN THE MERGER.

Management

For

For

2.

TO APPROVE THE ADJOURNMENT OF THE COMCAST SPECIAL MEETING IF NECESSARY TO SOLICIT ADDITIONAL PROXIES.

Management

For

For

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

11,100

68,200

10-Sep-2014

10-Sep-2014

GCL-POLY ENERGY HOLDINGS LTD

Security

G3774X108

Meeting Type

ExtraOrdinary General Meeting

Ticker Symbol

Meeting Date

15-Oct-2014

ISIN

KYG3774X1088

Agenda

705577926 - Management

Record Date

14-Oct-2014

Holding Recon Date

14-Oct-2014

City /

Country

HONG KONG

/

Cayman Islands

Vote Deadline Date

01-Oct-2014

SEDOL(s)

B28XTR4 - B2971P7 - B51NPM9 - BP3RTY9

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING

Non-Voting

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0923/LTN20140923433.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0923/LTN20140923426.pdf

Non-Voting

1

TO APPROVE THE SHARE OPTION SCHEME OF GCL NEW ENERGY HOLDINGS LIMITED AND AUTHORIZE ITS BOARD TO GRANT OPTIONS

Management

For

For

2

TO RE-ELECT MR. YEUNG MAN CHUNG, CHARLES AS AN EXECUTIVE DIRECTOR OF THE COMPANY

Management

For

For

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

2,510,000

0

24-Sep-2014

13-Oct-2014

GRUPO FINANCIERO BANORTE SAB DE CV

Security

P49501201

Meeting Type

Ordinary General Meeting

Ticker Symbol

Meeting Date

22-Oct-2014

ISIN

MXP370711014

Agenda

705590253 - Management

Record Date

09-Oct-2014

Holding Recon Date

09-Oct-2014

City /

Country

NUEVO LEON

/

Mexico

Vote Deadline Date

14-Oct-2014

SEDOL(s)

2421041 - B01DHK6 - B2Q3MD3 - B57YQ34 - B59G4P6 - BHZLH61

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

1.I

IT IS PROPOSED TO APPOINT CARLOS HANK GONZALEZ AS PROPRIETARY PATRIMONIAL MEMBER OF THE BOARD SUBSTITUTING GRACIELA GONZALEZ MORENO

Management

For

For

1.II

IT IS PROPOSED TO APPOINT GRACIELA GONZALEZ MORENO AS ALTERNATE MEMBER OF THE BOARD SUBSTITUTING ALEJANDRO HANK GONZALEZ, WHO IS RELIEVED FROM ALL RESPONSIBILITY FOR THE LEGAL PERFORMANCE OF HIS POSITION

Management

For

For

1.III

BASED ON THE ARTICLE FORTY OF THE CORPORATE BY-LAWS, IT IS PROPOSED THAT THE FORMERLY MENTIONED MEMBERS OF DE BOARD ARE EXEMPT FROM THE RESPONSIBILITY OF PROVIDING A BOND OR MONETARY GUARANTEE FOR BACKING THEIR PERFORMANCE WHEN CARRYING OUT THEIR DUTIES

Management

For

For

2

DISCUSSION, AND IF THE CASE, APPROVAL OF A PROPOSED CASH DIVIDEND PAYMENT EQUIVALENT TO PS 0.2435 PER SHARE. IT IS PROPOSED TO DISTRIBUTE A CASH DIVIDEND OF PS. 0.2435 PER SHARE, DERIVED FROM THE RETAINED EARNINGS OF PRIOR YEARS. THIS DIVIDEND CORRESPONDS TO THE FIRST OF FOUR PAYMENTS THAT WILL BE MADE FOR A TOTAL AMOUNT OF PS. 0.9740 PER SHARE. IT IS PROPOSED THAT THE FIRST DISBURSEMENT BE PAID ON OCTOBER 31, 2014. THE TOTAL AMOUNT OF THE DIVIDEND TO BE PAID IN FOUR DISBURSEMENTS REPRESENTS 20% OF THE RECURRING PROFITS GENERATED IN 2013

Management

For

For

3

DISCUSSION, AND IF THE CASE, APPROVAL OF THE ESTABLISHMENT AND OPERATION OF A SHARE PURCHASE PLAN TO PAY THE INCENTIVE PLANS, ACCORDING TO THE AUTHORIZATION OF THE BOARD OF DIRECTORS. IT IS PROPOSED TO ESTABLISH AN INCENTIVE PLAN FOR THE EMPLOYEES OF THE COMPANY AND ITS SUBSIDIARIES TO BE PAID THROUGH REPRESENTATIVE SHARES OF THE COMPANY'S EQUITY ACCORDING TO ARTICLES 57, 366 AND 367 OF THE SECURITIES MARKET LAW. THE OBJECTIVE OF THIS PLAN IS TO CONTINUE

Management

For

For

ALIGNING THE INCENTIVES BETWEEN THE MANAGEMENT OF THE FINANCIAL GROUP AND ITS SHAREHOLDERS, GRANTING STOCK PLANS TO EXECUTIVES AS PART OF THEIR TOTAL COMPENSATION IN ORDER TO PROMOTE THE ACHIEVEMENT OF THE INSTITUTIONS' STRATEGIC GOALS. TO OPERATE THE PLAN, IT IS REQUIRED TO ALLOCATE FUNDS FOR THE ACQUISITION OF REPRESENTATIVE SHARES OF THE COMPANY'S EQUITY. THIS MAY BE CONTD

CONT

CONTD OPERATED THROUGH THE SHARE REPURCHASE FUND. IT IS PROPOSED TO DELEGATE-TO THE HUMAN RESOURCES COMMITTEE, ACTING THROUGH THE ASSIGNATIONS' COMMITTEE,-THE FACULTY TO ESTABLISH THE TERMS AND CONDITIONS OF THE PLAN. FURTHERMORE,-IT IS REQUESTED TO RATIFY CERTAIN RESOLUTIONS AGREED FORMERLY BY THE BOARD OF-DIRECTORS RELATED TO THE IMPLEMENTATION OF THE PLAN

Non-Voting

4

EXTERNAL AUDITOR'S REPORT ON THE COMPANY'S TAX SITUATION

Management

For

For

5

DESIGNATION OF DELEGATE(S) TO FORMALIZE AND EXECUTE THE RESOLUTIONS PASSED BY THE ASSEMBLY

Management

For

For

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

175,725

0

04-Oct-2014

17-Oct-2014

SEAGATE TECHNOLOGY PLC

Security

G7945M107

Meeting Type

Annual

Ticker Symbol

STX

Meeting Date

22-Oct-2014

ISIN

IE00B58JVZ52

Agenda

934072618 - Management

Record Date

26-Aug-2014

Holding Recon Date

26-Aug-2014

City /

Country

/

United States

Vote Deadline Date

21-Oct-2014

SEDOL(s)

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

1A.

ELECTION OF DIRECTOR: STEPHEN J. LUCZO

Management

For

For

1B.

ELECTION OF DIRECTOR: FRANK J. BIONDI, JR.

Management

For

For

1C.

ELECTION OF DIRECTOR: MICHAEL R. CANNON

Management

For

For

1D.

ELECTION OF DIRECTOR: MEI-WEI CHENG

Management

For

For

1E.

ELECTION OF DIRECTOR: WILLIAM T. COLEMAN

Management

For

For

1F.

ELECTION OF DIRECTOR: JAY L. GELDMACHER

Management

For

For

1G.

ELECTION OF DIRECTOR: KRISTEN M. ONKEN

Management

For

For

1H.

ELECTION OF DIRECTOR: DR. CHONG SUP PARK

Management

For

For

1I.

ELECTION OF DIRECTOR: GREGORIO REYES

Management

For

For

1J.

ELECTION OF DIRECTOR: STEPHANIE TILENIUS

Management

For

For

1K.

ELECTION OF DIRECTOR: EDWARD J. ZANDER

Management

For

For

2.

TO GRANT THE DIRECTORS AUTHORITY TO ISSUE SHARES.

Management

For

For

3.

TO GRANT THE DIRECTORS AUTHORITY TO ISSUE SHARES FOR CASH WITHOUT FIRST OFFERING SHARES TO EXISTING SHAREHOLDERS.

Management

For

For

4.

TO DETERMINE THE PRICE RANGE AT WHICH THE COMPANY CAN RE-ISSUE SHARES HELD AS TREASURY SHARES.

Management

For

For

5.

TO APPROVE THE AMENDED AND RESTATED SEAGATE TECHNOLOGY PLC 2012 EQUITY INCENTIVE PLAN.

Management

For

For

6.

TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.

Management

For

For

7.

TO AUTHORIZE HOLDING THE 2015 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY AT A LOCATION OUTSIDE OF IRELAND.

Management

For

For

8.

TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF ERNST & YOUNG AS THE INDEPENDENT AUDITORS OF THE COMPANY AND TO AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS' REMUNERATION.

Management

For

For

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

114,400

24,600

04-Sep-2014

04-Sep-2014

SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORP, GE

Security

G8020E101

Meeting Type

ExtraOrdinary General Meeting

Ticker Symbol

Meeting Date

05-Nov-2014

ISIN

KYG8020E1017

Agenda

705618811 - Management

Record Date

31-Oct-2014

Holding Recon Date

31-Oct-2014

City /

Country

SHANGHA I

/

Cayman Islands

Vote Deadline Date

28-Oct-2014

SEDOL(s)

6743473 - B02QTC0 - B1BJS42 - BP3RX47

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING

Non-Voting

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/1017/LTN20141017316.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/1017/LTN20141017303.pdf

Non-Voting

1.a

TO APPROVE, CONFIRM AND RATIFY THE DATANG PRE-EMPTIVE SHARE SUBSCRIPTION AGREEMENT IN RELATION TO THE ISSUE OF THE DATANG PRE- EMPTIVE SHARES AND THE TRANSACTIONS CONTEMPLATED THEREBY

Management

For

For

1.b

TO APPROVE THE ISSUE OF THE DATANG PRE-EMPTIVE SHARES TO DATANG PURSUANT TO THE TERMS AND CONDITIONS OF THE DATANG PRE-EMPTIVE SHARE SUBSCRIPTION AGREEMENT

Management

For

For

1.c

TO APPROVE, CONFIRM AND RATIFY THE DATANG PRE-EMPTIVE BOND SUBSCRIPTION AGREEMENT IN RELATION TO THE ISSUE OF THE DATANG PRE- EMPTIVE BONDS AND THE TRANSACTIONS CONTEMPLATED THEREBY

Management

For

For

1.d

TO APPROVE, SUBJECT TO THE COMPLETION OF THE DATANG PRE- EMPTIVE BOND SUBSCRIPTION AGREEMENT, THE CREATION AND ISSUE OF THE DATANG PRE-EMPTIVE BONDS TO DATANG PURSUANT TO THE TERMS AND CONDITIONS OF THE DATANG PRE-EMPTIVE BOND SUBSCRIPTION AGREEMENT

Management

For

For

1.e

TO APPROVE THE DATANG SUPPLEMENTAL AGREEMENT IN RELATION TO AMENDMENTS OF THE PRE-EMPTIVE RIGHTS PROVISION IN THE DATANG SHARE PURCHASE AGREEMENT

Management

For

For

1.f

TO AUTHORISE AND GRANT A SPECIFIC MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE DATANG PRE-EMPTIVE SHARES AND THE DATANG CONVERSION SHARES UPON EXERCISE OF THE CONVERSION RIGHTS ATTACHING TO THE DATANG PRE-EMPTIVE BONDS ON AND SUBJECT TO THE TERMS AND CONDITIONS OF THE DATANG PREEMPTIVE SHARE SUBSCRIPTION AGREEMENT, THE DATANG PRE-EMPTIVE BOND SUBSCRIPTION AGREEMENT AND THE DATANG PRE-EMPTIVE BONDS

Management

For

For

1.g

TO AUTHORISE ANY DIRECTOR(S) OF THE COMPANY TO ENTER INTO ANY AGREEMENT, DEED OR INSTRUMENT AND/OR TO EXECUTE AND DELIVER ALL SUCH DOCUMENTS AND/OR DO ALL SUCH ACTS ON BEHALF OF THE COMPANY AS HE/SHE MAY CONSIDER TO BE NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH (I) THE IMPLEMENTATIONS AND COMPLETION OF THE DATANG PRE-EMPTIVE SHARE SUBSCRIPTION AGREEMENT, THE DATANG PRE-EMPTIVE BOND SUBSCRIPTION AGREEMENT, THE DATANG SUPPLEMENTAL AGREEMENT AND TRANSACTIONS CONTEMPLATED THEREUNDER AND/OR (II) ANY AMENDMENT, VARIATION OR MODIFICATION OF THE DATANG PREEMPTIVE SHARE SUBSCRIPTION AGREEMENT, THE DATANG PRE-EMPTIVE BOND SUBSCRIPTION AGREEMENT, THE DATANG SUPPLEMENTAL AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER

Management

For

For

2.a

TO APPROVE, CONFIRM AND RATIFY THE COUNTRY HILL PRE-EMPTIVE SUBSCRIPTION AGREEMENT IN RELATION TO THE ISSUE OF THE COUNTRY HILL PRE- EMPTIVE SHARES AND THE TRANSACTIONS CONTEMPLATED THEREBY

Management

For

For

2.b

TO APPROVE THE ISSUE OF THE COUNTRY HILL PRE-EMPTIVE SHARES TO COUNTRY HILL PURSUANT TO THE TERMS AND CONDITIONS OF THE COUNTRY HILL PRE- EMPTIVE SUBSCRIPTION AGREEMENT

Management

For

For

2.c

TO AUTHORISE AND GRANT A SPECIFIC MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH COUNTRY HILL PRE-EMPTIVE SHARES, ON AND SUBJECT TO THE TERMS AND CONDITIONS OF THE COUNTRY HILL PREEMPTIVE SUBSCRIPTION AGREEMENT

Management

For

For

2.d

TO AUTHORISE ANY DIRECTOR(S) OF THE COMPANY TO ENTER INTO ANY AGREEMENT, DEED OR INSTRUMENT AND/OR TO EXECUTE AND DELIVER ALL SUCH DOCUMENTS AND/OR DO ALL SUCH ACTS ON BEHALF OF THE COMPANY AS HE/SHE MAY CONSIDER TO BE NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH (I)

Management

For

For

THE IMPLEMENTATIONS AND COMPLETION OF THE COUNTRY HILL PRE-EMPTIVE SUBSCRIPTION AGREEMENT AND TRANSACTIONS CONTEMPLATED THEREUNDER AND/OR (II) ANY AMENDMENT, VARIATION OR MODIFICATION OF THE COUNTRY HILL PREEMPTIVE SUBSCRIPTION AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

6,071,000

0

18-Oct-2014

30-Oct-2014

WESTERN DIGITAL CORPORATION

Security

958102105

Meeting Type

Annual

Ticker Symbol

WDC

Meeting Date

05-Nov-2014

ISIN

US9581021055

Agenda

934077694 - Management

Record Date

09-Sep-2014

Holding Recon Date

09-Sep-2014

City /

Country

/

United States

Vote Deadline Date

04-Nov-2014

SEDOL(s)

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

1A.

ELECTION OF DIRECTOR: KATHLEEN A. COTE

Management

For

For

1B.

ELECTION OF DIRECTOR: HENRY T. DENERO

Management

For

For

1C.

ELECTION OF DIRECTOR: MICHAEL D. LAMBERT

Management

For

For

1D.

ELECTION OF DIRECTOR: LEN J. LAUER

Management

For

For

1E.

ELECTION OF DIRECTOR: MATTHEW E. MASSENGILL

Management

For

For

1F.

ELECTION OF DIRECTOR: STEPHEN D. MILLIGAN

Management

For

For

1G.

ELECTION OF DIRECTOR: THOMAS E. PARDUN

Management

For

For

1H.

ELECTION OF DIRECTOR: PAULA A. PRICE

Management

For

For

1I.

ELECTION OF DIRECTOR: MASAHIRO YAMAMURA

Management

For

For

2.

TO APPROVE ON AN ADVISORY BASIS THE NAMED EXECUTIVE OFFICER COMPENSATION IN THIS PROXY STATEMENT.

Management

For

For

3.

TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 3, 2015.

Management

For

For

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

59,400

0

24-Sep-2014

24-Sep-2014

WELLPOINT, INC.

Security

94973V107

Meeting Type

Special

Ticker Symbol

WLP

Meeting Date

05-Nov-2014

ISIN

US94973V1070

Agenda

934077834 - Management

Record Date

12-Sep-2014

Holding Recon Date

12-Sep-2014

City /

Country

/

United States

Vote Deadline Date

04-Nov-2014

SEDOL(s)

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

1.

TO AMEND THE ARTICLES OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY FROM WELLPOINT, INC. TO ANTHEM, INC.

Management

For

For

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL28

GLQ

997AL28

STATE STREET BANK & TRUST CO

6,710

0

24-Sep-2014

24-Sep-2014

CAREFUSION CORPORATION

Security

14170T101

Meeting Type

Annual

Ticker Symbol

CFN

Meeting Date

05-Nov-2014

ISIN

US14170T1016

Agenda

934078557 - Management

Record Date

08-Sep-2014

Holding Recon Date

08-Sep-2014

City /

Country

/

United States

Vote Deadline Date

04-Nov-2014

SEDOL(s)

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

1A.

ELECTION OF DIRECTOR: JACQUELINE B. KOSECOFF, PH.D.

Management

For

For

1B.

ELECTION OF DIRECTOR: MICHAEL D. O'HALLERAN

Management

For

For

1C.

ELECTION OF DIRECTOR: SUPRATIM BOSE

Management

For

For

2.

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2015.

Management

For

For

3.

APPROVAL OF A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

For

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

27,100

0

27-Sep-2014

27-Sep-2014

LAM RESEARCH CORPORATION

Security

512807108

Meeting Type

Annual

Ticker Symbol

LRCX

Meeting Date

06-Nov-2014

ISIN

US5128071082

Agenda

934078191 - Management

Record Date

08-Sep-2014

Holding Recon Date

08-Sep-2014

City /

Country

/

United States

Vote Deadline Date

05-Nov-2014

SEDOL(s)

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

1.

DIRECTOR

Management

1

MARTIN B. ANSTICE

For

For

2

ERIC K. BRANDT

For

For

3

MICHAEL R. CANNON

For

For

4

YOUSSEF A. EL-MANSY

For

For

5

CHRISTINE A. HECKART

For

For

6

GRANT M. INMAN

For

For

7

CATHERINE P. LEGO

For

For

8

STEPHEN G. NEWBERRY

For

For

9

KRISHNA C. SARASWAT

For

For

10

WILLIAM R. SPIVEY

For

For

11

ABHIJIT Y. TALWALKAR

For

For

2.

ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF LAM RESEARCH ("SAY ON PAY").

Management

For

For

3.

RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015.

Management

For

For

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL28

GLQ

997AL28

STATE STREET BANK & TRUST CO

26,500

0

24-Sep-2014

24-Sep-2014

CITIC SECURITIES CO LTD

Security

Y1639N117

Meeting Type

ExtraOrdinary General Meeting

Ticker Symbol

Meeting Date

22-Dec-2014

ISIN

CNE1000016V2

Agenda

705691524 - Management

Record Date

21-Nov-2014

Holding Recon Date

21-Nov-2014

City /

Country

BEIJING

/

China

Vote Deadline Date

11-Dec-2014

SEDOL(s)

B6SPB49 - B76VCF4 - B7WHGP4 - BP3RTD8

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/1105/LTN20141105623.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/1105/LTN20141105585.pdf

Non-Voting

1

THAT: THE COMPANY BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED TO ABSORB AND MERGE WITH CITIC SECURITIES (ZHEJIANG) IN ACCORDANCE WITH THE PROPOSAL SET OUT IN THE SECTION HEADED "2. PROPOSED ABSORPTION AND MERGER OF THE WHOLLY-OWNED SUBSIDIARY CITIC SECURITIES (ZHEJIANG)" IN THE LETTER FROM THE BOARD CONTAINED IN THE CIRCULAR, AND TO AUTHORIZE ANY ONE OF THE DIRECTORS OR THE MANAGEMENT OF THE COMPANY TO IMPLEMENT ALL MATTERS RELATING TO THIS ABSORPTION AND MERGER, INCLUDING WITHOUT LIMITATION TO, THE AUDIT, ASSESSMENTS (IF NECESSARY), APPROVALS, EXECUTION OF AN ABSORPTION AND MERGER AGREEMENT, TRANSFER OF ASSETS AND THE OWNERSHIP CHANGE, AND REGISTRATION FORMALITIES WITH COMPETENT INDUSTRY AND COMMERCE AUTHORITIES, AS WELL AS TO TAKE ALL OTHER NECESSARY ACTIONS

Management

For

For

2

THAT: (A) SUBJECT TO THE REQUIRED APPROVAL OR ENDORSEMENT FROM OR REGISTRATION WITH THE RELEVANT REGULATORY AUTHORITIES IN THE PRC, THE PROPOSED CHANGE OF BUSINESS SCOPE OF THE COMPANY AND THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION (DETAILS OF WHICH ARE SET OUT IN THE SECTION HEADED "3. PROPOSED CHANGE OF BUSINESS SCOPE OF THE COMPANY AND AMENDMENTS TO THE ARTICLES OF ASSOCIATION" IN THE LETTER FROM THE BOARD CONTAINED IN THE CIRCULAR) BE AND ARE HEREBY APPROVED AND CONFIRMED; (B) ANY ONE OF THE DIRECTORS OR THE MANAGEMENT OF THE

Management

For

For

COMPANY BE AND IS HEREBY AUTHORIZED TO IMPLEMENT AND TAKE ALL STEPS AND TO DO ALL ACTS AND THINGS AS MAY BE NECESSARY OR DESIRABLE TO GIVE EFFECT TO THE PROPOSED CHANGE OF BUSINESS SCOPE OF THE COMPANY AND THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION, INCLUDING BUT NOT CONTD

CONT

CONTD LIMITED TO OBTAINING ALL NECESSARY APPROVALS FROM, AND UNDERTAKING-RELEVANT REGISTRATION AND FILING PROCEDURES WITH THE RELEVANT REGULATORY-AUTHORITIES IN THE PRC, AND SIGNING AND EXECUTING SUCH FURTHER DOCUMENTS, OR-DOING ANY OTHER MATTERS INCIDENTAL THERETO AND/OR AS CONTEMPLATED THEREUNDER,-AS SUCH DIRECTOR OR MANAGEMENT OF THE COMPANY MAY IN HIS/HER ABSOLUTE-DISCRETION DEEM FIT; AND (C) ANY ONE OF THE DIRECTORS OR THE MANAGEMENT OF-THE COMPANY BE AND IS HEREBY AUTHORIZED TO MAKE SUCH OTHER MODIFICATIONS TO-THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION AS MAY BE REQUIRED BY-THE RELEVANT REGULATORY AUTHORITIES IN THE PRC

Non-Voting

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

534,500

0

06-Nov-2014

17-Dec-2014

HYPERMARCAS SA, SAO PAULO

Security

P5230A101

Meeting Type

ExtraOrdinary General Meeting

Ticker Symbol

Meeting Date

22-Dec-2014

ISIN

BRHYPEACNOR0

Agenda

705741634 - Management

Record Date

Holding Recon Date

18-Dec-2014

City /

Country

SAO PAULO

/

Brazil

Vote Deadline Date

12-Dec-2014

SEDOL(s)

B2QY968

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

CMMT

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE

Non-Voting

CMMT

PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU

Non-Voting

I

TO RATIFY THE PROTOCOL AND JUSTIFICATION OF SPIN OFF FROM HYPERMARCAS S.A. WITH THE MERGER OF THE SPUN OFF PORTION INTO COSMED INDUSTRIA DE COSMETICOS E MEDICAMENTOS S.A., WHICH WAS PREPARED BY THE EXECUTIVE COMMITTEES OF THE COMPANY AND OF COSMED AND WHICH ESTABLISHES, AMONG OTHER THINGS, THE TERMS AND CONDITIONS OF THE SPIN OFF FROM THE COMPANY, FROM HERE ONWARDS REFERRED TO AS THE SPIN OFF, FOLLOWED BY THE MERGER OF THE SPUN OFF PORTION OF ITS EQUITY, WHICH CONSISTS OF CERTAIN ASSETS AND LIABILITIES RELATED TO THE MANUFACTURE AND SALE OF CERTAIN MEDICATIONS, FROM HERE ONWARDS REFERRED TO AS THE SPUN OFF PORTION, INTO ITS WHOLLY OWNED SUBSIDIARY COSMED INDUSTRIA DE COMETICOS E MEDICAMENTOS S.A., A SHARE CORPORATION, WITH ITS HEAD OFFICE IN THE CITY OF BARUERI, STATE OF SAO PAULO, AT AVENIDA CECI 282, MODULE 1, CENTRO CONTD

Management

No Action

CONT

CONTD EMPRESARIAL TAMBORE, TAMBORE, ZIP CODE 06460.120, WITH CORPORATE- TAXPAYER ID NUMBER, CNPJ.MF, 61.082.426.0002.07, FROM HERE ONWARDS REFERRED-TO AS COSMED, FROM HERE ONWARDS REFERRED TO AS THE MERGER OF THE SPUN OFF-PORTION, FROM HERE ONWARDS REFERRED TO AS THE SPIN OFF PROTOCOL

Non-Voting

II

TO RATIFY THE APPOINTMENT AND HIRING OF CCA CONTINUITY AUDITORES INDEPENDETES S.S., A SIMPLE PARTNERSHIP, WITH ITS HEAD OFFICE IN THE CITY OF SAO PAULO, STATE OF SAO PAULO, AT ALAMEDA SANTOS 2313, 2ND FLOOR, JARDIM PAULISTA, WHICH IS DULY REGISTERED WITH THE SAO PAULO REGIONAL ACCOUNTING COMMITTEE, CRC.SP, UNDER NUMBER 2SP025430.O.2, WITH CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 10.686.276.0001.29, FROM HERE ONWARDS REFERRED TO AS CCA, AS THE SPECIALIZED COMPANY RESPONSIBLE FOR THE PREPARATION OF THE VALUATION REPORT, IN REGARD TO THE VALUATION AT BOOK VALUE OF THE SPUN OFF PORTION, FOR THE PURPOSES OF THE SPIN OFF FROM THE COMPANY, OF THE MERGER OF THE SPUN OFF PORTION AND OF THE SHARE MERGER, AS DEFINED BELOW, ON THE BASIS DATE OF SEPTEMBER 30, 2014, FROM HERE ONWARDS REFERRED TO AS THE VALUATION REPORT

Management

No Action

III

TO APPROVE THE VALUATION REPORT, IN REGARD TO THE SPIN OFF

Management

No Action

IV

TO CONSIDER AND APPROVE THE PROPOSAL OF THE SPIN OFF FROM THE COMPANY, IN ACCORDANCE WITH THE SPIN OFF PROTOCOL AND IN ACCORDANCE WITH THE TERMS OF ARTICLE 229 OF THE BRAZILIAN CORPORATE LAW, WITH THE CONSEQUENT REDUCTION OF THE SHARE CAPITAL OF THE COMPANY, IN THE AMOUNT OF BRL 48,631,228.79, THROUGH THE CANCELLATION OF 4,150,727 COMMON, NOMINATIVE, BOOK ENTRY SHARES, THAT HAVE NO PAR VALUE, ISSUED BY THE COMPANY, PROPORTIONALLY TO THE EQUITY INTERESTS HELD BY THE SHAREHOLDERS OF THE COMPANY

Management

No Action

V

TO CONSIDER AND APPROVE THE PROPOSAL FOR THE MERGER OF THE SPUN OFF PORTION INTO COSMED, IN ACCORDANCE WITH THE SPIN OFF PROTOCOL AND IN ACCORDANCE WITH THE TERMS OF ARTICLE 227 OF THE BRAZILIAN CORPORATE LAW, WITH THE CONSEQUENT INCREASE OF THE SHARE CAPITAL OF COSMED, IN THE AMOUNT OF BRL 48,631,228.79, THROUGH THE ISSUANCE OF

Management

No Action

144,448,632 COMMON, NOMINATIVE SHARES THAT HAVE NO PAR VALUE BY COSMED, TO BE SUBSCRIBED FOR AND PAID IN BY THE SHAREHOLDERS OF THE COMPANY, AS A RESULT OF THE SPIN OFF, IN PROPORTION TO THEIR CURRENT EQUITY INTEREST IN THE SHARE CAPITAL OF THE COMPANY

VI

TO RATIFY THE PROTOCOL AND JUSTIFICATION OF THE MERGER OF SHARES OF COSMED INDUSTRIA DE COSMETICOS E MEDICAMENTOS S.A. INTO HYPERMARCAS S.A., THAT WAS PREPARED BY THE EXECUTIVE COMMITTEES OF THE COMPANY AND OF COSMED IN ACCORDANCE WITH THE TERMS OF ARTICLE 252 OF THE BRAZILIAN CORPORATE LAW, WHICH ESTABLISHES THE TERMS AND CONDITIONS OF THE SHARE MERGER, AS DEFINED BELOW, AND OF THE ACTS AND MEASURES CONTEMPLATED IN IT, FROM HERE ONWARDS REFERRED TO AS THE SHARE MERGER PROTOCOL

Management

No Action

VII

TO RATIFY THE APPOINTMENT AND HIRING OF CCA AS THE SPECIALIZED COMPANY THAT IS RESPONSIBLE FOR THE PREPARATION OF THE VALUATION REPORT, IN REGARD TO THE BOOK VALUATION OF THE SHARES OF COSMED FOR THE PURPOSES OF THE SHARE MERGER, AS DEFINED BELOW, ON THE BASIS DATE OF SEPTEMBER 30, 2014

Management

No Action

VIII

TO APPROVE THE VALUATION REPORT, IN REGARD TO THE SHARE MERGER, AS DEFINED BELOW

Management

No Action

IX

TO CONSIDER AND APPROVE THE PROPOSAL FOR THE MERGER, INTO THE COMPANY, OF THE SHARES ISSUED BY COSMED, AS A RESULT OF THE SHARE CAPITAL INCREASE THAT OCCURRED DUE TO THE MERGER OF THE SPUN OFF PORTION INTO COSMED, FROM HERE ONWARDS REFERRED TO AS THE SHARE MERGER, IN ACCORDANCE WITH THE TERMS OF THE SHARE MERGER PROTOCOL, WITH THE CONSEQUENT INCREASE OF THE SHARE CAPITAL OF THE COMPANY IN THE AMOUNT OF BRL 48,631,228.79, THROUGH THE ISSUANCE OF 4,150,727 NEW, COMMON, NOMINATIVE, BOOK ENTRY SHARES THAT HAVE NO PAR VALUE, TO BE SUBSCRIBED FOR BY THE SHAREHOLDERS OF THE COMPANY IN PROPORTION TO THE EQUITY INTEREST THAT THEY CURRENTLY HAVE IN THE SHARE CAPITAL OF THE COMPANY

Management

No Action

X

TO AUTHORIZE THE MANAGERS OF THE COMPANY TO DO ALL THE ACTS THAT ARE NECESSARY TO CARRY OUT THE RESOLUTIONS THAT ARE PROPOSED AND APPROVED BY THE SHAREHOLDERS OF THE COMPANY

Management

No Action

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

104,000

0

06-Dec-2014

06-Dec-2014

MAN WAH HOLDINGS LTD

Security

G5800U107

Meeting Type

Special General Meeting

Ticker Symbol

Meeting Date

29-Dec-2014

ISIN

BMG5800U1071

Agenda

705741951 - Management

Record Date

23-Dec-2014

Holding Recon Date

23-Dec-2014

City /

Country

HONG KONG

/

Bermuda

Vote Deadline Date

22-Dec-2014

SEDOL(s)

B58VHF3 - B58YWF7 - B5WN7S8 - BS7K5D6

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2014/1208/LTN20141208853.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2014/1208/LTN20141208847.pdf

Non-Voting

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING

Non-Voting

1

TO APPROVE THE INCREASE IN AUTHORISED SHARE CAPITAL OF THE COMPANY FROM HKD 500,000,000 DIVIDED INTO 1,250,000,000 SHARES TO HKD 2,000,000,000 DIVIDED INTO 5,000,000,000 SHARES

Management

For

For

2

TO APPROVE THE BONUS ISSUE OF SHARES ON THE BASIS OF ONE (1) BONUS SHARE FOR EVERY ONE (1) EXISTING SHARE

Management

For

For

CMMT

12-DEC-2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 26-DEC-2014 TO 23-DEC-14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU.

Non-Voting

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

677,810

0

09-Dec-2014

23-Dec-2014

HAITONG SECURITIES CO LTD

Security

Y2988F101

Meeting Type

ExtraOrdinary General Meeting

Ticker Symbol

Meeting Date

30-Dec-2014

ISIN

CNE1000019K9

Agenda

705698617 - Management

Record Date

28-Nov-2014

Holding Recon Date

28-Nov-2014

City /

Country

SHANGHA I

/

China

Vote Deadline Date

22-Dec-2014

SEDOL(s)

B71SXC4 - B8GNHM9 - BP3RVF4

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/1111/LTN20141111669.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/1111/LTN20141111683.pdf

Non-Voting

O.1.1

ELECTION OF MR. WANG KAIGUO AS AN EXECUTIVE DIRECTOR OF THE COMPANY

Management

For

For

O.1.2

ELECTION OF MR. QU QIUPING AS AN EXECUTIVE DIRECTOR OF THE COMPANY

Management

For

For

O.1.3

ELECTION OF MR. ZHUANG GUOWEI AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY

Management

For

For

O.1.4

ELECTION OF MR. CHEN BIN AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY

Management

For

For

O.1.5

ELECTION OF MR. XU CHAO AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY

Management

For

For

O.1.6

ELECTION OF MR. WANG HONGXIANG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY

Management

For

For

O.1.7

ELECTION OF MS. ZHANG XINMEI AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY

Management

For

For

O.1.8

ELECTION MR. HE JIANYONG AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY

Management

For

For

O.1.9

ELECTION OF MR. LIU CHEE MING AS AN INDEPENDENT NONEXECUTIVE DIRECTOR OF THE COMPANY

Management

For

For

O.110

ELECTION OF MR. XIAO SUINING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY

Management

For

For

O.111

ELECTION OF MR. LI GUANGRONG AS AN INDEPENDENT NONEXECUTIVE DIRECTOR OF THE COMPANY

Management

For

For

O.112

ELECTION OF MR. LV CHANGJIANG AS AN INDEPENDENT NONEXECUTIVE DIRECTOR OF THE COMPANY

Management

For

For

O.113

ELECTION OF MR. FENG LUN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY

Management

For

For

O.2.1

ELECTION OF MR. LI LIN AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE COMPANY

Management

For

For

O.2.2

ELECTION OF MR. DONG XIAOCHUN AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE COMPANY

Management

For

For

O.2.3

ELECTION OF MR. CHEN HUIFENG AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE COMPANY

Management

For

For

O.2.4

ELECTION OF MR. CHENG FENG AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE COMPANY

Management

For

For

O.2.5

ELECTION OF MR. XU QI AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE COMPANY

Management

For

For

O.2.6

ELECTION OF MR. HU JINGWU AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE COMPANY

Management

For

For

O.2.7

ELECTION OF MR. FENG HUANG AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE COMPANY

Management

For

For

S.1

TO CONSIDER AND APPROVE THE PROPOSAL ON AMENDMENTS TO THE ARTICLES OF ASSOCIATIONS AND RULES AND PROCEDURES FOR GENERAL MEETINGS

Management

For

For

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

375,200

0

12-Nov-2014

23-Dec-2014

BRASIL PHARMA SA

Security

P1815Q108

Meeting Type

ExtraOrdinary General Meeting

Ticker Symbol

Meeting Date

07-Jan-2015

ISIN

BRBPHAACNOR6

Agenda

705747434 - Management

Record Date

Holding Recon Date

05-Jan-2015

City /

Country

SAO PAULO

/

Brazil

Vote Deadline Date

29-Dec-2014

SEDOL(s)

B3Q1YB6 - B99P0H5

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

CMMT

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE

Non-Voting

CMMT

PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU

Non-Voting

I

UPDATING THE AMOUNT OF THE SHARE CAPITAL OF THE COMPANY AND THE RESPECTIVE NUMBER OF SHARES THAT HAVE BEEN ISSUED, TO BRING ABOUT THE FULFILLMENT OF THE RESOLUTIONS THAT WERE APPROVED AT THE MEETINGS OF THE BOARD OF DIRECTORS OF THE COMPANY THAT WERE HELD ON MAY 6, 2014, AND JUNE 24, 2014, THROUGH WHICH WERE APPROVED AND RATIFIED, RESPECTIVELY, AN INCREASE IN THE SHARE CAPITAL OF THE COMPANY AND THE ISSUANCE OF NEW SHARES, WHICH WERE CARRIED OUT WITHIN THE AUTHORIZED CAPITAL LIMIT OF THE COMPANY, WITH THE CONSEQUENT AMENDMENT OF ARTICLE 5 OF THE CORPORATE BYLAWS OF THE COMPANY

Management

No Action

II

THE AMENDMENT OF PARAGRAPH 2 OF ARTICLE 6 OF THE CORPORATE BYLAWS OF THE COMPANY TO STATE THAT THE BOARD OF DIRECTORS OF THE COMPANY CAN GRANT STOCK PURCHASE OR SUBSCRIPTION OPTIONS FOR ITS SHARES TO ITS MANAGERS IN ACCORDANCE WITH THE TERMS OF THE STOCK OPTION PLAN THAT WAS PREVIOUSLY APPROVED BY THE GENERAL MEETING OF THE COMPANY, DIRECTLY OR AUTHORIZING A COMMITTEE

Management

No Action

CREATED IN ACCORDANCE WITH THE TERMS OF THE CORPORATE BYLAWS OF THE COMPANY FOR THAT PURPOSE, EXCEPT THROUGH THE ISSUANCE OF SHARES WITHIN THE AUTHORIZED CAPITAL, WHICH CANNOT BE DELEGATED TO A COMMITTEE

III

THE RESTATEMENT OF THE CORPORATE BYLAWS OF THE COMPANY IN LIGHT OF THE AMENDMENTS THAT ARE PROPOSED HERE

Management

No Action

IV

THE APPROVAL OF A NEW STOCK OPTION PLAN FOR SHARES ISSUED BY THE COMPANY, FROM HERE ONWARDS REFERRED TO AS THE SECOND PLAN

Management

No Action

V

AUTHORIZATION FOR THE EXECUTIVE COMMITTEE TO DO ALL THE ACTS THAT ARE NECESSARY TO CARRY OUT THE RESOLUTIONS THAT ARE DESCRIBED IN ITEMS I THROUGH IV ABOVE

Management

No Action

CMMT

29 DEC 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF MEETIN-G DATE FROM 26 DEC 2014 TO 07 JAN 2015. IF YOU HAVE ALREADY SENT IN YOUR VOTES-, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIO-NS. THANK YOU.

Non-Voting

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

222,047

0

12-Dec-2014

05-Jan-2015

MICRON TECHNOLOGY, INC.

Security

595112103

Meeting Type

Annual

Ticker Symbol

MU

Meeting Date

22-Jan-2015

ISIN

US5951121038

Agenda

934108588 - Management

Record Date

21-Nov-2014

Holding Recon Date

21-Nov-2014

City /

Country

/

United States

Vote Deadline Date

21-Jan-2015

SEDOL(s)

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

1.1

ELECTION OF DIRECTOR: ROBERT L. BAILEY

Management

For

For

1.2

ELECTION OF DIRECTOR: RICHARD M. BEYER

Management

For

For

1.3

ELECTION OF DIRECTOR: PATRICK J. BYRNE

Management

For

For

1.4

ELECTION OF DIRECTOR: D. MARK DURCAN

Management

For

For

1.5

ELECTION OF DIRECTOR: D. WARREN A. EAST

Management

For

For

1.6

ELECTION OF DIRECTOR: MERCEDES JOHNSON

Management

For

For

1.7

ELECTION OF DIRECTOR: LAWRENCE N. MONDRY

Management

For

For

1.8

ELECTION OF DIRECTOR: ROBERT E. SWITZ

Management

For

For

2.

TO APPROVE AMENDED & RESTATED 2007 EQUITY INCENTIVE PLAN & INCREASE SHARES RESERVED FOR ISSUANCE THEREUNDER BY 30,000,000.

Management

For

For

3.

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

4.

TO AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING.

Management

For

For

5.

TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE COMPANY'S EXECUTIVE OFFICER PERFORMANCE INCENTIVE PLAN.

Management

For

For

6.

TO APPROVE A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT.

Management

For

For

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL28

GLQ

997AL28

STATE STREET BANK & TRUST CO

25,800

0

13-Dec-2014

13-Dec-2014

D.R. HORTON, INC.

Security

23331A109

Meeting Type

Annual

Ticker Symbol

DHI

Meeting Date

22-Jan-2015

ISIN

US23331A1097

Agenda

934112246 - Management

Record Date

01-Dec-2014

Holding Recon Date

01-Dec-2014

City /

Country

/

United States

Vote Deadline Date

21-Jan-2015

SEDOL(s)

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

1A.

ELECTION OF DIRECTOR: DONALD R. HORTON

Management

For

For

1B.

ELECTION OF DIRECTOR: BARBARA K. ALLEN

Management

For

For

1C.

ELECTION OF DIRECTOR: BRAD S. ANDERSON

Management

For

For

1D.

ELECTION OF DIRECTOR: MICHAEL R. BUCHANAN

Management

For

For

1E.

ELECTION OF DIRECTOR: MICHAEL W. HEWATT

Management

For

For

2.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

For

For

3.

TO APPROVE THE 2006 STOCK INCENTIVE PLAN AS AMENDED AND RESTATED.

Management

For

For

4.

RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

121

371,200

20-Dec-2014

20-Dec-2014

WESCO AIRCRAFT HOLDINGS, INC.

Security

950814103

Meeting Type

Annual

Ticker Symbol

WAIR

Meeting Date

27-Jan-2015

ISIN

US9508141036

Agenda

934109819 - Management

Record Date

03-Dec-2014

Holding Recon Date

03-Dec-2014

City /

Country

/

United States

Vote Deadline Date

26-Jan-2015

SEDOL(s)

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

1.

DIRECTOR

Management

1

DAYNE A. BAIRD

For

For

2

JAY L. HABERLAND

For

For

3

JENNIFER M. POLLINO

For

For

2.

APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPANY'S EXECUTIVE COMPENSATION.

Management

For

For

3.

APPROVE THE WESCO AIRCRAFT HOLDINGS, INC. 2014 INCENTIVE AWARD PLAN.

Management

For

For

4.

RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2015.

Management

For

For

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL28

GLQ

997AL28

STATE STREET BANK & TRUST CO

17,700

0

19-Dec-2014

19-Dec-2014

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

66,000

0

19-Dec-2014

19-Dec-2014

GW PHARMACEUTICALS PLC

Security

36197T103

Meeting Type

Annual

Ticker Symbol

GWPH

Meeting Date

05-Feb-2015

ISIN

US36197T1034

Agenda

934118161 - Management

Record Date

07-Jan-2015

Holding Recon Date

07-Jan-2015

City /

Country

/

United States

Vote Deadline Date

28-Jan-2015

SEDOL(s)

Quick Code

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

 

Proposed by

Vote

For/Against Management

 

 

O1

TO RECEIVE, CONSIDER AND ADOPT THE DIRECTORS' AND AUDITORS' REPORTS AND STATEMENT OF ACCOUNTS FOR THE YEAR ENDED 30 SEPTEMBER 2014 AND NOTE THAT THE DIRECTORS DO NOT RECOMMEND PAYMENT OF A DIVIDEND

Management

For

For

O2

TO APPROVE THE DIRECTORS' REMUNERATION REPORT

Management

For

For

O3

TO APPROVE THE DIRECTORS' REMUNERATION POLICY WITH EFFECT FROM AFTER THE END OF THE ANNUAL GENERAL MEETING OF THE COMPANY ON 5 FEBRUARY 2015

Management

For

For

O4

TO RE-ELECT JUSTIN GOVER AS A DIRECTOR

Management

For

For

O5

TO RE-ELECT DR. STEPHEN WRIGHT AS A DIRECTOR

Management

For

For

O6

TO RE-APPOINT DELOITTE LLP AS AUDITOR

Management

For

For

O7

TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITOR'S REMUNERATION

Management

For

For

O8

TO AUTHORISE THE DIRECTORS TO ALLOT SHARES PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 (THE "2006 ACT")

Management

For

For

O9

TO APPROVE THE AMENDMENTS TO RULE 5.5 (INDIVIDUAL LIMIT) OF THE COMPANY'S LONG-TERM INCENTIVE PLAN

Management

For

For

S10

SUBJECT TO THE PASSING OF RESOLUTION 8, TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES, UNDER SECTION 570 OF THE 2006 ACT AS IF SECTION 561(1) OF THE 2006 ACT DID NOT APPLY TO SUCH ALLOTMENT

Management

For

For

Account Number

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

12,100

0

14-Jan-2015

14-Jan-2015

HAITONG SECURITIES CO LTD

Security

Y2988F101