OMB APPROVAL
|
OMB Number: 3235-0582
|
Expires: March 31, 2018
|
Estimated average burden hours per response 7.2
|
Investment Company Act file number
|
811-22467
|
Kayne Anderson Midstream/Energy Fund, Inc.
|
(Exact name of registrant as specified in charter)
|
811 Main Street, 14th Floor Houston, Texas
|
77002
|
(Address of principal executive offices)
|
(Zip code)
|
1800 Avenue of the Stars, Third Floor Los Angeles, California 90067
|
(Name and address of agent for service)
|
Registrant's telephone number, including area code:
|
(310) 282-7905
|
Date of fiscal year end:
|
November 30
|
|
Date of reporting period:
|
July 1, 2015 – June 30, 2016
|
(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the registrant cast its vote on the matter; |
(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the registrant cast its vote for or against management. |
By (Signature and Title)*
|
/s/ Kevin S. McCarthy | ||
Kevin S. McCarthy,
Chairman and Chief Executive Officer
|
|||
Date
|
August 3, 2016
|
* | Print the name and title of each signing officer under his or her signature. |
Issuer
|
Symbol
|
CUSIP
|
Meeting Date
|
Matter:
|
Proposed by
(I)ssuer or
(S)hareholder
|
Vote Cast?
|
How Voted
|
For/
Against Mgmt
|
|
CAPITAL PRODUCT PARTNERS L.P.
|
CPLP
|
Y11082107
|
07/23/15
|
1
|
DIRECTOR:
|
I
|
|||
D. CHRISTACOPOULOS
|
YES
|
FOR
|
FOR
|
||||||
ABEL RASTERHOFF
|
YES
|
FOR
|
FOR
|
||||||
2
|
PROPOSAL:
|
I
|
YES
|
FOR
|
FOR
|
||||
TO RATIFY THE APPOINTMENT OF DELOITTE HADJIPAVLOU, SOFIANOS & CAMBANIS S.A. AS AUDITORS OF CAPITAL PRODUCT PARTNERS L.P.
|
|||||||||
KNOT OFFSHORE PARTNERS LP
|
KNOP
|
Y48125101
|
08/12/15
|
1
|
TO ELECT:
|
I
|
YES
|
FOR
|
FOR
|
ANDREW BEVERIDGE AS A CLASS II DIRECTOR OF KNOT OFFSHORE PARTNERS LP, WHOSE TERM WILL EXPIRE AT THE 2019 ANNUAL MEETING OF LIMITED PARTNERS.
|
|||||||||
2
|
IF THE UNITS BEING VOTED:
|
I
|
YES
|
NO
|
|||||
ARE HELD BY A PERSON THAT IS A RESIDENT OF NORWAY FOR PURPOSES OF THE TAX ACT ON INCOME AND WEALTH, PLEASE SELECT "YES." IF THE UNITS BEING VOTED ARE NOT HELD BY A PERSON THAT IS A RESIDENT OF NORWAY FOR PURPOSES OF THE TAX ACT ON INCOME AND WEALTH, PLEASE SELECT "NO." MARK "FOR" = YES OR "AGAINST" = NO.
|
|||||||||
ENBRIDGE INCOME FUND HOLDINGS INC.
|
EBGUF
|
29251R105
|
08/20/15
|
1
|
THE RESOLUTION APPROVING:
|
I
|
YES
|
FOR
|
FOR
|
THE ACQUISITION BY AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF ENBRIDGE INCOME FUND (THE "FUND") OF ENTITIES THAT OWN CERTAIN ASSETS, INCLUDING CANADIAN LIQUIDS PIPELINE AND RENEWABLE POWER GENERATION ASSETS CURRENTLY DIRECTLY OR INDIRECTLY OWNED BY ENBRIDGE INC. AND RELATED TRANSACTIONS, THE FULL TEXT OF WHICH IS SET OUT IN THE CORPORATION'S INFORMATION CIRCULAR DATED JUNE 29, 2015.
|
|||||||||
GOLAR LNG PARTNERS LP
|
GMLP
|
Y2745C102
|
09/23/15
|
1
|
TO ELECT:
|
I
|
YES
|
FOR
|
FOR
|
ANDREW J.D. WHALLEY AS A CLASS III DIRECTOR OF THE PARTNERSHIP WHOSE TERM WILL EXPIRE AT THE 2018 ANNUAL MEETING OF LIMITED PARTNERS.
|
|||||||||
2
|
TO ELECT:
|
I
|
YES
|
FOR
|
FOR
|
||||
PAUL LEAND AS A CLASS III DIRECTOR OF THE PARTNERSHIP WHOSE TERM WILL EXPIRE AT THE 2018 ANNUAL MEETING OF LIMITED PARTNERS.
|
|||||||||
SEADRILL PARTNERS LLC
|
SDLP
|
Y7545W109
|
09/28/15
|
1
|
TO ELECT:
|
I
|
YES
|
FOR
|
FOR
|
BERT M. BEKKER AS A CLASS II DIRECTOR OF THE COMPANY WHOSE TERM WILL EXPIRE AT THE 2018 ANNUAL MEETING OF MEMBERS.
|
|||||||||
CRESTWOOD MIDSTREAM PARTNERS LP
|
CMLP
|
226378107
|
09/30/15
|
1
|
TO APPROVE:
|
I
|
NO
|
ABSTAIN
|
ABSTAIN
|
THE MERGER AGREEMENT.
|
|||||||||
2
|
APPROVAL OF:
|
I
|
NO
|
ABSTAIN
|
ABSTAIN
|
||||
A PROPOSAL TO ADJOURN THE SPECIAL MEETING IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING.
|
|||||||||
HOEGH LNG PARTNERS LP
|
HMLP
|
Y3262R100
|
10/09/15
|
1
|
TO ELECT:
|
I
|
YES
|
FOR
|
FOR
|
ANDREW JAMIESON AS A CLASS I DIRECTOR OF HOEGH LNG PARTNERS LP, WHOSE TERM WILL EXPIRE AT THE 2019 ANNUAL MEETING OF LIMITED PARTNERS.
|
|||||||||
DYNAGAS LNG PARTNRS LP
|
DLNG
|
Y2188B108
|
11/20/15
|
1
|
TO ELECT:
|
I
|
YES
|
FOR
|
FOR
|
EVANGELOS VLAHOULIS AS A CLASS I DIRECTOR TO SERVE FOR A THREE-YEAR TERM UNTIL THE 2018 ANNUAL MEETING OF LIMITED PARTNERS
|
|||||||||
2
|
TO APPROVE:
|
I
|
YES
|
FOR
|
FOR
|
||||
THE APPOINTMENT OF ERNST & YOUNG (HELLAS) CERTIFIED AUDITORS ACCOUNTANTS S.A. AS THE PARTNERSHIP'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015
|
|||||||||
MARKWEST ENERGY PARTNERS LP
|
MWE
|
570759100
|
12/01/15
|
1
|
PROPOSAL:
|
I
|
YES
|
FOR
|
FOR
|
TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 11, 2015, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG MPLX LP, MPLX GP LLC, MARATHON PETROLEUM CORPORATION, SAPPHIRE HOLDCO LLC AND MARKWEST ENERGY PARTNERS, L.P., AND THE TRANSACTIONS CONTEMPLATED THEREBY.
|
|||||||||
2
|
PROPOSAL:
|
I
|
YES
|
FOR
|
FOR
|
||||
TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE MERGER-RELATED COMPENSATION PAYMENTS THAT MAY BECOME PAYABLE TO MARKWEST ENERGY PARTNERS, L.P.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER.
|
|||||||||
3
|
PROPOSAL:
|
I
|
YES
|
FOR
|
FOR
|
||||
TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1 AT THE TIME OF THE SPECIAL MEETING.
|
|||||||||
SUNOCO LOGISTICS PARTNERS L.P.
|
SXL
|
86764L108
|
12/01/15
|
1
|
APPROVAL:
|
I
|
YES
|
FOR
|
FOR
|
OF THE SUNOCO PARTNERS LLC LONG-TERM INCENTIVE PLAN, AS PROPOSED TO BE AMENDED AND RESTATED, WHICH, AMONG OTHER THINGS, PROVIDES FOR AN INCREASE IN THE MAXIMUM NUMBER OF COMMON UNITS RESERVED AND AVAILABLE FOR DELIVERY WITH RESPECT TO AWARDS UNDER THE SUNOCO PARTNERS LLC LONG-TERM INCENTIVE PLAN, AS AMENDED AND .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).
|
|||||||||
2
|
APPROVAL:
|
I
|
YES
|
FOR
|
FOR
|
||||
OF THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE LTIP PROPOSAL.
|
|||||||||
TARGA RESOURCES PARTNERS LP
|
NGLS
|
87611X105
|
02/12/16
|
1
|
TO CONSIDER AND VOTE UPON A PROPOSAL:
|
I
|
DID NOT VOTE
|
DID NOT VOTE
|
DID NOT VOTE
|
TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 2, 2015, BY AND AMONG TARGA RESOURCES CORP. ("TRC"), SPARTAN MERGER SUB LLC, TARGA RESOURCES PARTNERS LP (THE "PARTNERSHIP") AND TARGA RESOURCES GP LLC, PURSUANT TO WHICH TRC WILL ACQUIRE INDIRECTLY ALL OF ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL)
|
|||||||||
2
|
TO CONSIDER AND VOTE:
|
I
|
DID NOT VOTE
|
DID NOT VOTE
|
DID NOT
VOTE
|
||||
UPON, ON AN ADVISORY, NON-BINDING BASIS, THE COMPENSATION PAYMENTS THAT MAY BE PAID OR BECOME PAYABLE TO THE PARTNERSHIP'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER, WHICH IS REFERRED TO AS THE "TRP COMPENSATION PROPOSAL."
|
|||||||||
TARGA RESOURCES CORP.
|
TRGP
|
87612G101
|
02/12/16
|
1
|
TO CONSIDER AND VOTE UPON A PROPOSAL:
|
I
|
DID NOT VOTE
|
DID NOT VOTE
|
DID NOT
VOTE
|
TO APPROVE THE ISSUANCE OF SHARES OF COMMON STOCK OF TARGA RESOURCES CORP. (THE "COMPANY") IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 2, 2015, BY AND AMONG THE COMPANY, SPARTAN MERGER SUB LLC, TARGA RESOURCES PARTNERS ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).
|
|||||||||
2
|
TO CONSIDER AND VOTE:
|
I
|
DID NOT VOTE
|
DID NOT VOTE
|
DID NOT
VOTE
|
||||
UPON A PROPOSAL TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE TRC STOCK ISSUANCE PROPOSAL.
|
|||||||||
MAGELLAN MIDSTREAM PARTNERS, L.P.
|
MMP
|
559080106
|
04/21/16
|
1
|
DIRECTOR:
|
I
|
|||
WALTER R. ARNHEIM
|
YES
|
FOR
|
FOR
|
||||||
PATRICK C. EILERS
|
YES
|
FOR
|
FOR
|
||||||
2
|
AMENDMENT OF:
|
I
|
YES
|
FOR
|
FOR
|
||||
LONG-TERM INCENTIVE PLAN
|
|||||||||
3
|
ADVISORY RESOLUTION TO:
|
I
|
YES
|
FOR
|
FOR
|
||||
APPROVE EXECUTIVE COMPENSATION
|
|||||||||
4
|
RATIFICATION OF:
|
I
|
|||||||
APPOINTMENT OF INDEPENDENT AUDITOR
|
YES
|
FOR
|
FOR
|
||||||
SPECTRA ENERGY CORP.
|
SE
|
847560109
|
04/26/16
|
1A
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
GREGORY L. EBEL
|
|||||||||
1B
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
F. ANTHONY COMPER
|
|||||||||
1C
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
AUSTIN A. ADAMS
|
|||||||||
1D
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
JOSEPH ALVARADO
|
|||||||||
1E
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
PAMELA L. CARTER
|
|||||||||
1F
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
CLARENCE P. CAZALOT JR
|
|||||||||
1G
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
PETER B. HAMILTON
|
|||||||||
1H
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
MIRANDA C. HUBBS
|
|||||||||
1I
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
MICHAEL MCSHANE
|
|||||||||
1J
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
MICHAEL G. MORRIS
|
|||||||||
1K
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
MICHAEL E.J. PHELPS
|
|||||||||
2
|
RATIFICATION OF:
|
I
|
YES
|
FOR
|
FOR
|
||||
THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS SPECTRA ENERGY CORP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016.
|
|||||||||
3
|
APPROVAL OF:
|
I
|
YES
|
FOR
|
FOR
|
||||
SPECTRA ENERGY CORP 2007 LONG-TERM INCENTIVE PLAN, AS AMENDED AND RESTATED.
|
|||||||||
4
|
APPROVAL OF:
|
I
|
YES
|
FOR
|
FOR
|
||||
SPECTRA ENERGY CORP EXECUTIVE SHORT-TERM INCENTIVE PLAN, AS AMENDED AND RESTATED.
|
|||||||||
5
|
AN ADVISORY RESOLUTION TO:
|
I
|
YES
|
FOR
|
FOR
|
||||
APPROVE EXECUTIVE COMPENSATION.
|
|||||||||
6
|
SHAREHOLDER PROPOSAL:
|
S
|
YES
|
AGAINST
|
FOR
|
||||
CONCERNING DISCLOSURE OF POLITICAL CONTRIBUTIONS.
|
|||||||||
7
|
SHAREHOLDER PROPOSAL:
|
S
|
YES
|
AGAISNT
|
FOR
|
||||
CONCERNING DISCLOSURE OF LOBBYING ACTIVITIES.
|
|||||||||
DCP MIDSTREAM PARTNERS, LP
|
DPM
|
23311P100
|
04/28/16
|
1
|
TO APPROVE:
|
I
|
YES
|
FOR
|
FOR
|
THE DCP MIDSTREAM PARTNERS, LP 2016 LONG-TERM INCENTIVE PLAN (THE "PLAN").
|
|||||||||
2
|
TO APPROVE:
|
I
|
YES
|
FOR
|
FOR
|
||||
THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PLAN.
|
|||||||||
GASLOG PARTNERS LP
|
GLOP
|
Y2687W108
|
05/05/16
|
1
|
TO ELECT:
|
I
|
YES
|
FOR
|
FOR
|
ROBERT B. ALLARDICE III AS A CLASS I DIRECTOR TO SERVE FOR A THREE-YEAR TERM UNTIL THE 2019 ANNUAL MEETING OR UNTIL HIS SUCCESSOR HAS BEEN ELECTED OR APPOINTED.
|
|||||||||
2
|
TO RATIFY:
|
I
|
YES
|
FOR
|
FOR
|
||||
THE APPOINTMENT OF DELOITTE LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
|
|||||||||
TARGA RESOURCES CORP.
|
TRGP
|
87612G101
|
05/17/16
|
1
|
DIRECTOR:
|
I
|
|||
RENE R. JOYCE
|
YES
|
FOR
|
FOR
|
||||||
WATERS S. DAVIS, IV
|
YES
|
FOR
|
FOR
|
||||||
CHRIS TONG
|
YES
|
FOR
|
FOR
|
||||||
2
|
RATIFICATION OF:
|
I
|
YES
|
FOR
|
FOR
|
||||
SELECTION OF INDEPENDENT AUDITORS.
|
|||||||||
MACQUARIE INFRASTRUCTURE CORPORATION
|
MIC
|
55608B105
|
05/18/16
|
1A
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
NORMAN H. BROWN, JR.
|
|||||||||
1B
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
GEORGE W. CARMANY, III
|
|||||||||
1C
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
H.E. (JACK) LENTZ
|
|||||||||
1D
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
OUMA SANANIKONE
|
|||||||||
1E
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
WILLIAM H. WEBB
|
|||||||||
2
|
THE RATIFCATION OF:
|
I
|
YES
|
FOR
|
FOR
|
||||
THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
|
|||||||||
3
|
THE APPROVAL:
|
I
|
YES
|
FOR
|
FOR
|
||||
ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION.
|
|||||||||
4
|
THE APPROVAL OF:
|
I
|
YES
|
FOR
|
FOR
|
||||
THE MACQUARIE INFRASTRUCTURE CORPORATION 2016 OMNIBUS EMPLOYEE INCENTIVE PLAN.
|
|||||||||
ONEOK, INC.
|
OKE
|
682680103
|
05/25/16
|
1A
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
BRIAN L. DERKSEN
|
|||||||||
1B
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
JULIE H. EDWARDS
|
|||||||||
1C
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
JOHN W. GIBSON
|
|||||||||
1D
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
RANDALL J. LARSON
|
|||||||||
1E
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
STEVEN J. MALCOLM
|
|||||||||
1F
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
KEVIN S. MCCARTHY
|
|||||||||
1G
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
JIM W. MOGG
|
|||||||||
1H
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
PATTYE L. MOORE
|
|||||||||
1I
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
GARY D. PARKER
|
|||||||||
1J
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
EDUARDO A. RODRIGUEZ
|
|||||||||
1K
|
ELECTION OF DIRECTOR:
|
I
|
YES
|
FOR
|
FOR
|
||||
TERRY K. SPENCER
|
|||||||||
2
|
RATIFICATION OF:
|
I
|
YES
|
FOR
|
FOR
|
||||
THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ONEOK, INC. FOR THE YEAR ENDING DECEMBER 31, 2016
|
|||||||||
3
|
AN ADVISORY VOTE:
|
I
|
YES
|
FOR
|
FOR
|
||||
TO APPROVE ONEOK, INC.'S EXECUTIVE COMPENSATION
|
|||||||||
BUCKEYE PARTNERS, L.P.
|
BPL
|
118230101
|
06/07/16
|
1
|
DIRECTOR:
|
I
|
|||
OLIVER G. RICHARD, III
|
YES
|
FOR
|
FOR
|
||||||
CLARK C. SMITH
|
YES
|
FOR
|
FOR
|
||||||
FRANK S. SOWINSKI
|
YES
|
FOR
|
FOR
|
||||||
2
|
THE RATIFICATION OF:
|
I
|
YES
|
FOR
|
FOR
|
||||
THE SELECTION OF DELOITTE & TOUCHE LLP AS BUCKEYE PARTNERS, L.P.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2016.
|
|||||||||
THE WILLIAMS COMPANIES, INC.
|
WMB
|
969457100
|
06/27/16
|
1
|
TO APPROVE:
|
I
|
YES
|
FOR
|
FOR
|
TO APPROVE THE ADOPTION OF THE AGREEMENT AND PLAN OF MERGER (THE "MERGER AGREEMENT") AMONG ENERGY TRANSFER EQUITY, L.P., ENERGY TRANSFER CORP LP ("ETC"), ENERGY TRANSFER CORP GP, LLC, LE GP, LLC, ENERGY TRANSFER EQUITY GP, LLC AND THE WILLIAMS COMPANIES, INC. ("WMB"), AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER OF WMB WITH AND INTO ETC.
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2
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TO APPROVE:
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I
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YES
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FOR
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FOR
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ON AN ADVISORY (NON-BINDING) BASIS, SPECIFIED COMPENSATORY ARRANGEMENTS BETWEEN WMB AND ITS NAMED EXECUTIVE OFFICERS RELATING TO THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT.
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3
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TO APPROVE:
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I
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YES
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FOR
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FOR
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THE ADJOURNMENT OF THE SPECIAL MEETING FROM TIME TO TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER PROPOSAL.
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