|
TIME WARNER CABLE INC
|
|||||||||||||||
|
Security
|
88732J207
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
TWC
|
Meeting Date
|
01-Jul-2015
|
||||||||||||
|
ISIN
|
US88732J2078
|
Agenda
|
934229750 - Management
|
||||||||||||
|
Record Date
|
07-May-2015
|
Holding Recon Date
|
07-May-2015
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
30-Jun-2015
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: CAROLE BLACK
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: THOMAS H. CASTRO
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: DAVID C. CHANG
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: JAMES E. COPELAND, JR.
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: PETER R. HAJE
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: DONNA A. JAMES
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: DON LOGAN
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: ROBERT D. MARCUS
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: N.J. NICHOLAS, JR.
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: WAYNE H. PACE
|
Management
|
For
|
For
|
|||||||||||
|
1K.
|
ELECTION OF DIRECTOR: EDWARD D. SHIRLEY
|
Management
|
For
|
For
|
|||||||||||
|
1L.
|
ELECTION OF DIRECTOR: JOHN E. SUNUNU
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
STOCKHOLDER PROPOSAL ON DISCLOSURE OF LOBBYING ACTIVITIES.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
5.
|
STOCKHOLDER PROPOSAL ON ACCELERATED VESTING OF EQUITY AWARDS IN A CHANGE IN CONTROL.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
3,100
|
0
|
20-May-2015
|
02-Jul-2015
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
300
|
14,800
|
20-May-2015
|
02-Jul-2015
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
18,150
|
0
|
20-May-2015
|
02-Jul-2015
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
13,900
|
57,400
|
20-May-2015
|
02-Jul-2015
|
||||||||
|
997AL53
|
GLO MS PLEDGE
|
997AL53
|
STATE STREET BANK & TRUST CO
|
43,000
|
0
|
20-May-2015
|
02-Jul-2015
|
||||||||
|
997AL60
|
GLV MS PLEDGE
|
997AL60
|
STATE STREET BANK & TRUST CO
|
9,400
|
0
|
20-May-2015
|
02-Jul-2015
|
||||||||
|
997AL61
|
GLQ MS PLEDGE
|
997AL61
|
STATE STREET BANK & TRUST CO
|
27,750
|
0
|
20-May-2015
|
02-Jul-2015
|
||||||||
|
MAN WAH HOLDINGS LTD
|
|||||||||||||||
|
Security
|
G5800U107
|
Meeting Type
|
Annual General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
07-Jul-2015
|
|||||||||||||
|
ISIN
|
BMG5800U1071
|
Agenda
|
706231521 - Management
|
||||||||||||
|
Record Date
|
30-Jun-2015
|
Holding Recon Date
|
30-Jun-2015
|
||||||||||||
|
City /
|
Country
|
HONG KONG
|
/
|
Bermuda
|
Vote Deadline Date
|
29-Jun-2015
|
|||||||||
|
SEDOL(s)
|
B58VHF3 - B58YWF7 - B5WN7S8 - BS7K5D6
|
Quick Code
|
|||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
CMMT
|
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2015/ 0602/LTN201506021686.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2015/ 0602/LTN201506021678.pdf
|
Non-Voting
|
|||||||||||||
|
CMMT
|
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
|
Non-Voting
|
|||||||||||||
|
1
|
TO RECEIVE, CONSIDER AND ADOPT THE REPORTS OF THE DIRECTORS AND THE AUDITORS AND THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 MARCH 2015
|
Management
|
For
|
For
|
|||||||||||
|
2
|
TO DECLARE A FINAL DIVIDEND OF HK13 CENTS PER SHARE FOR THE YEAR ENDED 31 MARCH 2015
|
Management
|
For
|
For
|
|||||||||||
|
3
|
TO APPROVE THE RE-ELECTION OF MR. WANG GUISHENG AS AN EXECUTIVE DIRECTOR OF THE COMPANY AND THE TERMS OF HIS APPOINTMENT (INCLUDING REMUNERATION)
|
Management
|
For
|
For
|
|||||||||||
|
4
|
TO APPROVE THE RE-ELECTION OF MR. ONG CHOR WEI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY AND THE TERMS OF HIS APPOINTMENT (INCLUDING REMUNERATION)
|
Management
|
For
|
For
|
|||||||||||
|
5
|
TO APPROVE THE RE-ELECTION OF MR. LEE TECK LENG, ROBSON AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY OF THE COMPANY AND THE TERMS OF HIS APPOINTMENT (INCLUDING REMUNERATION)
|
Management
|
For
|
For
|
|||||||||||
|
6
|
TO APPROVE THE RE-ELECTION OF MR. XIE FANG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY AND THE TERMS OF HIS APPOINTMENT (INCLUDING REMUNERATION)
|
Management
|
For
|
For
|
|||||||||||
|
7
|
TO APPROVE THE RE-ELECTION OF MS. WONG YING YING AS AN EXECUTIVE DIRECTOR OF THE COMPANY AND THE TERMS OF HIS APPOINTMENT (INCLUDING REMUNERATION)
|
Management
|
For
|
For
|
|||||||||||
|
8
|
TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION
|
Management
|
For
|
For
|
|||||||||||
|
9
|
TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES OF THE COMPANY NOT EXCEEDING 20% OF ITS ISSUED SHARES
|
Management
|
For
|
For
|
|||||||||||
|
10
|
TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF ITS ISSUED SHARES
|
Management
|
For
|
For
|
|||||||||||
|
11
|
TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES BY AN AMOUNT NOT EXCEEDING THE AMOUNT OF THE SHARES REPURCHASED BY THE COMPANY
|
Management
|
For
|
For
|
|||||||||||
|
12
|
TO REFRESH THE SCHEME MANDATE LIMIT OF UP TO 5% OF THE SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THE MEETING
|
Management
|
For
|
For
|
|||||||||||
|
CMMT
|
05 JUN 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU D- ECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
|
Non-Voting
|
|||||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
276,130
|
0
|
03-Jun-2015
|
03-Jul-2015
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
458,020
|
0
|
03-Jun-2015
|
03-Jul-2015
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
1,139,892
|
0
|
03-Jun-2015
|
03-Jul-2015
|
|||||||||
|
ARMSTRONG WORLD INDUSTRIES, INC.
|
|||||||||||||||
|
Security
|
04247X102
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
AWI
|
Meeting Date
|
10-Jul-2015
|
||||||||||||
|
ISIN
|
US04247X1028
|
Agenda
|
934227225 - Management
|
||||||||||||
|
Record Date
|
13-Apr-2015
|
Holding Recon Date
|
13-Apr-2015
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
09-Jul-2015
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
STAN A. ASKREN
|
For
|
For
|
||||||||||||
|
2
|
MATTHEW J. ESPE
|
For
|
For
|
||||||||||||
|
3
|
JAMES J. GAFFNEY
|
For
|
For
|
||||||||||||
|
4
|
TAO HUANG
|
For
|
For
|
||||||||||||
|
5
|
MICHAEL F. JOHNSTON
|
For
|
For
|
||||||||||||
|
6
|
JEFFREY LIAW
|
For
|
For
|
||||||||||||
|
7
|
LARRY S. MCWILLIAMS
|
For
|
For
|
||||||||||||
|
8
|
JAMES C. MELVILLE
|
For
|
For
|
||||||||||||
|
9
|
JAMES J. O'CONNOR
|
For
|
For
|
||||||||||||
|
10
|
JOHN J. ROBERTS
|
For
|
For
|
||||||||||||
|
11
|
GREGORY P. SPIVY
|
For
|
For
|
||||||||||||
|
12
|
RICHARD E. WENZ
|
For
|
For
|
||||||||||||
|
2.
|
TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
14,000
|
0
|
16-May-2015
|
13-Jul-2015
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
66,000
|
0
|
16-May-2015
|
13-Jul-2015
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
57,561
|
0
|
16-May-2015
|
13-Jul-2015
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
3,000
|
38,000
|
16-May-2015
|
13-Jul-2015
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
3,839
|
146,000
|
16-May-2015
|
13-Jul-2015
|
||||||||
|
997AL53
|
GLO MS PLEDGE
|
997AL53
|
STATE STREET BANK & TRUST CO
|
34,361
|
0
|
16-May-2015
|
13-Jul-2015
|
||||||||
|
997AL60
|
GLV MS PLEDGE
|
997AL60
|
STATE STREET BANK & TRUST CO
|
3,400
|
0
|
16-May-2015
|
13-Jul-2015
|
||||||||
|
997AL61
|
GLQ MS PLEDGE
|
997AL61
|
STATE STREET BANK & TRUST CO
|
30,600
|
0
|
16-May-2015
|
13-Jul-2015
|
||||||||
|
FORWARD PHARMA A S
|
|||||||||||||||
|
Security
|
34986J105
|
Meeting Type
|
Special
|
||||||||||||
|
Ticker Symbol
|
FWP
|
Meeting Date
|
20-Jul-2015
|
||||||||||||
|
ISIN
|
US34986J1051
|
Agenda
|
934258597 - Management
|
||||||||||||
|
Record Date
|
30-Jun-2015
|
Holding Recon Date
|
30-Jun-2015
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
14-Jul-2015
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
A1)
|
ELECTION OF DIRECTOR: JAKOB MOSEGAARD LARSEN
|
Management
|
For
|
For
|
|||||||||||
|
A2)
|
ELECTION OF DIRECTOR: GRANT HELLIER LAWRENCE
|
Management
|
For
|
For
|
|||||||||||
|
B)
|
AUTHORIZATION OF THE CHAIRMAN OF THE GENERAL MEETING
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
2,000
|
0
|
07-Jul-2015
|
16-Jul-2015
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
3,400
|
0
|
07-Jul-2015
|
16-Jul-2015
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
21,700
|
0
|
07-Jul-2015
|
16-Jul-2015
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
36,000
|
0
|
07-Jul-2015
|
16-Jul-2015
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
8,400
|
89,700
|
07-Jul-2015
|
16-Jul-2015
|
||||||||
|
CT ENVIRONMENTAL GROUP LTD, GRAND CAYMAN
|
|||||||||||||||
|
Security
|
G25885107
|
Meeting Type
|
ExtraOrdinary General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
21-Jul-2015
|
|||||||||||||
|
ISIN
|
KYG258851073
|
Agenda
|
706300732 - Management
|
||||||||||||
|
Record Date
|
20-Jul-2015
|
Holding Recon Date
|
20-Jul-2015
|
||||||||||||
|
City /
|
Country
|
HONG KONG
|
/
|
Cayman Islands
|
Vote Deadline Date
|
09-Jul-2015
|
|||||||||
|
SEDOL(s)
|
B4KQ8P6 - BWBY0S2
|
Quick Code
|
|||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
CMMT
|
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ONLY RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
|
Non-Voting
|
|||||||||||||
|
CMMT
|
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2015/0 629/LTN201506291069.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2015/0 629/LTN201506291050.pdf
|
Non-Voting
|
|||||||||||||
|
1
|
(A) TO APPROVE, CONFIRM AND RATIFY THE AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 30 JUNE 2015) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER; AND (B) TO AUTHORISE ANY ONE DIRECTOR FOR AND ON BEHALF OF THE COMPANY TO DO ALL SUCH FURTHER ACTS AND THINGS AND TO SIGN AND EXECUTE ALL SUCH DOCUMENTS AND TO TAKE ALL SUCH STEPS WHICH IS OF AN ADMINISTRATIVE NATURE AND ANCILLARY TO IMPLEMENTATION OF THE AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
272,000
|
0
|
30-Jun-2015
|
17-Jul-2015
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
446,000
|
0
|
30-Jun-2015
|
17-Jul-2015
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
1,122,000
|
0
|
30-Jun-2015
|
17-Jul-2015
|
|||||||||
|
CT ENVIRONMENTAL GROUP LTD, GRAND CAYMAN
|
|||||||||||||||
|
Security
|
G25885107
|
Meeting Type
|
ExtraOrdinary General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
21-Jul-2015
|
|||||||||||||
|
ISIN
|
KYG258851073
|
Agenda
|
706306176 - Management
|
||||||||||||
|
Record Date
|
20-Jul-2015
|
Holding Recon Date
|
20-Jul-2015
|
||||||||||||
|
City /
|
Country
|
HONG KONG
|
/
|
Cayman Islands
|
Vote Deadline Date
|
14-Jul-2015
|
|||||||||
|
SEDOL(s)
|
B4KQ8P6 - BWBY0S2
|
Quick Code
|
|||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
CMMT
|
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
|
Non-Voting
|
|||||||||||||
|
CMMT
|
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING O-N THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/0 702/LTN-201507021739.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/0 702-/LTN201507021727.pdf
|
Non-Voting
|
|||||||||||||
|
1
|
TO APPROVE THE SHARE SUBDIVISION OF EACH OF THE ISSUED AND UNISSUED SHARE OF THE COMPANY OF HKD 0.10 EACH IN THE SHARE CAPITAL OF THE COMPANY INTO FOUR (4) SUBDIVIDED SHARES OF HKD 0.025 EACH
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
272,000
|
0
|
03-Jul-2015
|
17-Jul-2015
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
446,000
|
0
|
03-Jul-2015
|
17-Jul-2015
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
1,122,000
|
0
|
03-Jul-2015
|
17-Jul-2015
|
|||||||||
|
JAZZ PHARMACEUTICALS PLC
|
|||||||||||||||
|
Security
|
G50871105
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
JAZZ
|
Meeting Date
|
30-Jul-2015
|
||||||||||||
|
ISIN
|
IE00B4Q5ZN47
|
Agenda
|
934246908 - Management
|
||||||||||||
|
Record Date
|
01-Jun-2015
|
Holding Recon Date
|
01-Jun-2015
|
||||||||||||
|
City /
|
Country
|
/
|
Ireland
|
Vote Deadline Date
|
29-Jul-2015
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: PETER GRAY
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: KENNETH W. O'KEEFE
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: ELMAR SCHNEE
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: CATHERINE A. SOHN
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
TO APPROVE THE APPOINTMENT OF KPMG AS THE INDEPENDENT AUDITORS OF JAZZ PHARMACEUTICALS PLC FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 AND TO AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE THE AUDITORS' REMUNERATION.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO AUTHORIZE JAZZ PHARMACEUTICALS PLC AND/OR ANY SUBSIDIARY OF JAZZ PHARMACEUTICALS PLC TO MAKE MARKET PURCHASES OF JAZZ PHARMACEUTICALS PLC'S ORDINARY SHARES.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF JAZZ PHARMACEUTICALS PLC'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
4,777
|
5,500
|
11-Jun-2015
|
31-Jul-2015
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
7,869
|
9,300
|
11-Jun-2015
|
31-Jul-2015
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
19,143
|
23,600
|
11-Jun-2015
|
31-Jul-2015
|
||||||||
|
MICHAEL KORS HOLDINGS LIMITED
|
|||||||||||||||
|
Security
|
G60754101
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
KORS
|
Meeting Date
|
30-Jul-2015
|
||||||||||||
|
ISIN
|
VGG607541015
|
Agenda
|
934248863 - Management
|
||||||||||||
|
Record Date
|
01-Jun-2015
|
Holding Recon Date
|
01-Jun-2015
|
||||||||||||
|
City /
|
Country
|
/
|
United Kingdom
|
Vote Deadline Date
|
29-Jul-2015
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: M. WILLIAM BENEDETTO
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: STEPHEN REITMAN
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: JEAN TOMLIN
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 2, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO APPROVE, ON A NON-BINDING ADVISORY BASIS, EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
TO APPROVE THE MICHAEL KORS HOLDINGS LIMITED AMENDED AND RESTATED OMNIBUS INCENTIVE PLAN.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
17,500
|
0
|
17-Jun-2015
|
31-Jul-2015
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
29,100
|
0
|
17-Jun-2015
|
31-Jul-2015
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
72,500
|
0
|
17-Jun-2015
|
31-Jul-2015
|
||||||||
|
QORVO, INC.
|
|||||||||||||||
|
Security
|
74736K101
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
QRVO
|
Meeting Date
|
10-Aug-2015
|
||||||||||||
|
ISIN
|
US74736K1016
|
Agenda
|
934254498 - Management
|
||||||||||||
|
Record Date
|
19-Jun-2015
|
Holding Recon Date
|
19-Jun-2015
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
07-Aug-2015
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
RALPH G. QUINSEY
|
||||||||||||||
|
2
|
ROBERT A. BRUGGEWORTH
|
||||||||||||||
|
3
|
DANIEL A. DILEO
|
||||||||||||||
|
4
|
JEFFERY R. GARDNER
|
||||||||||||||
|
5
|
CHARLES SCOTT GIBSON
|
||||||||||||||
|
6
|
JOHN R. HARDING
|
||||||||||||||
|
7
|
DAVID H.Y. HO
|
||||||||||||||
|
8
|
RODERICK D. NELSON
|
||||||||||||||
|
9
|
DR. WALDEN C. RHINES
|
||||||||||||||
|
10
|
WALTER H. WILKINSON, JR
|
||||||||||||||
|
2.
|
TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (AS DEFINED IN THE PROXY STATEMENT).
|
Management
|
|||||||||||||
|
3.
|
TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
|
Management
|
|||||||||||||
|
4.
|
TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 2, 2016.
|
Management
|
|||||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
2,400
|
0
|
||||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
4,000
|
0
|
||||||||||
|
997AL53
|
GLO MS PLEDGE
|
997AL53
|
STATE STREET BANK & TRUST CO
|
38,100
|
0
|
||||||||||
|
997AL60
|
GLV MS PLEDGE
|
997AL60
|
STATE STREET BANK & TRUST CO
|
6,800
|
0
|
||||||||||
|
997AL61
|
GLQ MS PLEDGE
|
997AL61
|
STATE STREET BANK & TRUST CO
|
11,400
|
0
|
||||||||||
|
CHINA COMMUNICATIONS CONSTRUCTION COMPANY LTD, BEI
|
|||||||||||||||
|
Security
|
Y1R36J108
|
Meeting Type
|
Class Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
17-Aug-2015
|
|||||||||||||
|
ISIN
|
CNE1000002F5
|
Agenda
|
706306582 - Management
|
||||||||||||
|
Record Date
|
17-Jul-2015
|
Holding Recon Date
|
17-Jul-2015
|
||||||||||||
|
City /
|
Country
|
BEIJING
|
/
|
China
|
Vote Deadline Date
|
04-Aug-2015
|
|||||||||
|
SEDOL(s)
|
B1JKTQ6 - B1L7ZX4 - B1MT2B6 - BP3RRW3
|
Quick Code
|
|||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
CMMT
|
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2015/0 702/LTN201507022218.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2015/0 702/LTN201507022266.pdf
|
Non-Voting
|
|||||||||||||
|
1
|
TO CONSIDER AND APPROVE THE "RESOLUTION IN RELATION TO THE PROVISION OF ASSURED ENTITLEMENT TO H SHAREHOLDERS ONLY FOR THE SPIN-OFF OF CCCC DREDGING (GROUP) CO., LTD. FROM THE COMPANY AND LISTING ON THE HONG KONG STOCK EXCHANGE" (DETAILS ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED 2 JULY 2015)
|
Management
|
For
|
For
|
|||||||||||
|
CMMT
|
14 AUG 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE MEETING-TIME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
|
Non-Voting
|
|||||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
764,000
|
0
|
03-Jul-2015
|
12-Aug-2015
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
1,271,000
|
0
|
03-Jul-2015
|
12-Aug-2015
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
3,147,000
|
0
|
03-Jul-2015
|
12-Aug-2015
|
|||||||||
|
CHINA COMMUNICATIONS CONSTRUCTION COMPANY LTD, BEI
|
|||||||||||||||
|
Security
|
Y1R36J108
|
Meeting Type
|
ExtraOrdinary General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
17-Aug-2015
|
|||||||||||||
|
ISIN
|
CNE1000002F5
|
Agenda
|
706306594 - Management
|
||||||||||||
|
Record Date
|
17-Jul-2015
|
Holding Recon Date
|
17-Jul-2015
|
||||||||||||
|
City /
|
Country
|
BEIJING
|
/
|
China
|
Vote Deadline Date
|
04-Aug-2015
|
|||||||||
|
SEDOL(s)
|
B1JKTQ6 - B1L7ZX4 - B1MT2B6 - BP3RRW3
|
Quick Code
|
|||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
CMMT
|
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2015/0 702/LTN201507022245.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2015/0 702/LTN201507022182.pdf
|
Non-Voting
|
|||||||||||||
|
1
|
TO CONSIDER AND APPROVE THE "RESOLUTION IN RELATION TO THE PROVISION OF ASSURED ENTITLEMENT TO H SHAREHOLDERS ONLY FOR THE SPIN-OFF OF CCCC DREDGING (GROUP) CO., LTD. FROM THE COMPANY AND LISTING ON THE HONG KONG STOCK EXCHANGE" (DETAILS ARE SET OUT IN THE CIRCULAR OF THE COMPANY DATED 2 JULY 2015)
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
764,000
|
0
|
03-Jul-2015
|
12-Aug-2015
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
1,271,000
|
0
|
03-Jul-2015
|
12-Aug-2015
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
3,147,000
|
0
|
03-Jul-2015
|
12-Aug-2015
|
|||||||||
|
SINOPHARM GROUP CO LTD, SHANGHAI
|
|||||||||||||||
|
Security
|
Y8008N107
|
Meeting Type
|
ExtraOrdinary General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
20-Aug-2015
|
|||||||||||||
|
ISIN
|
CNE100000FN7
|
Agenda
|
706307584 - Management
|
||||||||||||
|
Record Date
|
20-Jul-2015
|
Holding Recon Date
|
20-Jul-2015
|
||||||||||||
|
City /
|
Country
|
SHANGH AI
|
/
|
China
|
Vote Deadline Date
|
11-Aug-2015
|
|||||||||
|
SEDOL(s)
|
B3ZVDV0 - B4M8B73 - B5NVZ21 - BP3RXT2
|
Quick Code
|
|||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
CMMT
|
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE
|
Non-Voting
|
|||||||||||||
|
CMMT
|
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2015/ 0703/LTN20150703685.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2015/ 0703/LTN20150703932.pdf
|
Non-Voting
|
|||||||||||||
|
1
|
TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE (I) THE ISSUE OF THE CORPORATE BONDS IN THE PRC OF NO MORE THAN RMB10,000,000,000 IN SCALE (THE "CORPORATE BONDS"); AND (II) THE BOARD OF DIRECTORS OF THE COMPANY OR THE PERSON(S) AUTHORISED BY IT TO DETERMINE AND ADJUST THE SPECIFIC PLAN OF THE PROPOSED ISSUE OF THE CORPORATE BONDS AND DO ALL SUCH ACTS AND THINGS, TO SIGN AND EXECUTE ALL SUCH OTHER DOCUMENTS TO GIVE EFFECT TO OR IN CONNECTION WITH THE PROPOSED ISSUE OF THE CORPORATE BONDS OR ANY TRANSACTIONS CONTEMPLATED THEREUNDER
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
200,800
|
0
|
04-Jul-2015
|
14-Aug-2015
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
332,400
|
0
|
04-Jul-2015
|
14-Aug-2015
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
829,200
|
0
|
04-Jul-2015
|
14-Aug-2015
|
|||||||||
|
VIASAT, INC.
|
|||||||||||||||
|
Security
|
92552V100
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
VSAT
|
Meeting Date
|
16-Sep-2015
|
||||||||||||
|
ISIN
|
US92552V1008
|
Agenda
|
934264235 - Management
|
||||||||||||
|
Record Date
|
20-Jul-2015
|
Holding Recon Date
|
20-Jul-2015
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
15-Sep-2015
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
FRANK J. BIONDI, JR.
|
For
|
For
|
||||||||||||
|
2
|
ROBERT JOHNSON
|
For
|
For
|
||||||||||||
|
3
|
JOHN STENBIT
|
For
|
For
|
||||||||||||
|
2.
|
RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VIASAT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
AMENDMENT AND RESTATEMENT OF THE 1996 EQUITY PARTICIPATION PLAN
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
149
|
37,500
|
28-Jul-2015
|
17-Sep-2015
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
21,542
|
47,700
|
28-Jul-2015
|
17-Sep-2015
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
16,135
|
142,300
|
28-Jul-2015
|
17-Sep-2015
|
||||||||
|
BANK OF AMERICA CORPORATION
|
|||||||||||||||
|
Security
|
060505104
|
Meeting Type
|
Special
|
||||||||||||
|
Ticker Symbol
|
BAC
|
Meeting Date
|
22-Sep-2015
|
||||||||||||
|
ISIN
|
US0605051046
|
Agenda
|
934269172 - Management
|
||||||||||||
|
Record Date
|
10-Aug-2015
|
Holding Recon Date
|
10-Aug-2015
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
21-Sep-2015
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
01
|
RESOLVED, THAT THE BANK OF AMERICA CORPORATION STOCKHOLDERS HEREBY RATIFY THE OCTOBER 1, 2014 AMENDMENTS TO THE COMPANY'S BYLAWS THAT PERMIT THE COMPANY'S BOARD OF DIRECTORS THE DISCRETION TO DETERMINE THE BOARD'S LEADERSHIP STRUCTURE, INCLUDING APPOINTING AN INDEPENDENT CHAIRMAN, OR APPOINTING A LEAD INDEPENDENT DIRECTOR WHEN THE CHAIRMAN IS NOT AN INDEPENDENT DIRECTOR.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
285,191
|
75,300
|
14-Aug-2015
|
23-Sep-2015
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
388,605
|
85,000
|
14-Aug-2015
|
23-Sep-2015
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
1,601,710
|
40,000
|
14-Aug-2015
|
23-Sep-2015
|
||||||||
|
997AL60
|
GLV MS PLEDGE
|
997AL60
|
STATE STREET BANK & TRUST CO
|
33,500
|
0
|
14-Aug-2015
|
23-Sep-2015
|
||||||||
|
997AL61
|
GLQ MS PLEDGE
|
997AL61
|
STATE STREET BANK & TRUST CO
|
189,300
|
0
|
14-Aug-2015
|
23-Sep-2015
|
||||||||
|
LIBERTY BROADBAND CORPORATION
|
|||||||||||||||
|
Security
|
530307107
|
Meeting Type
|
Special
|
||||||||||||
|
Ticker Symbol
|
LBRDA
|
Meeting Date
|
23-Sep-2015
|
||||||||||||
|
ISIN
|
US5303071071
|
Agenda
|
934269425 - Management
|
||||||||||||
|
Record Date
|
06-Aug-2015
|
Holding Recon Date
|
06-Aug-2015
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
22-Sep-2015
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
A PROPOSAL (THE "SHARE ISSUANCE PROPOSAL") TO APPROVE THE ISSUANCE OF SHARES OF LIBERTY BROADBAND CORPORATION'S SERIES C COMMON STOCK PURSUANT TO THE TERMS OF CERTAIN AMENDED AND RESTATED INVESTMENT AGREEMENTS ENTERED INTO BY LIBERTY BROADBAND CORPORATION WITH VARIOUS INVESTORS AND AN AMENDED AND RESTATED ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
A PROPOSAL TO AUTHORIZE THE ADJOURNMENT OF THE SPECIAL MEETING BY LIBERTY BROADBAND CORPORATION TO PERMIT FURTHER SOLICITATION OF PROXIES, IF NECESSARY OR APPROPRIATE, IF SUFFICIENT VOTES ARE NOT REPRESENTED AT THE SPECIAL MEETING TO APPROVE THE SHARE ISSUANCE PROPOSAL.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
7,303
|
5,225
|
15-Aug-2015
|
24-Sep-2015
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
11,767
|
10,325
|
15-Aug-2015
|
24-Sep-2015
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
29,739
|
22,275
|
15-Aug-2015
|
24-Sep-2015
|
||||||||
|
DON QUIJOTE HOLDINGS CO.,LTD.
|
|||||||||||||||
|
Security
|
J1235L108
|
Meeting Type
|
Annual General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
25-Sep-2015
|
|||||||||||||
|
ISIN
|
JP3639650005
|
Agenda
|
706411749 - Management
|
||||||||||||
|
Record Date
|
30-Jun-2015
|
Holding Recon Date
|
30-Jun-2015
|
||||||||||||
|
City /
|
Country
|
TOKYO
|
/
|
Japan
|
Vote Deadline Date
|
09-Sep-2015
|
|||||||||
|
SEDOL(s)
|
5767753 - 6269861 - B021NZ6
|
Quick Code
|
75320
|
||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
Please reference meeting materials.
|
Non-Voting
|
||||||||||||||
|
1
|
Approve Appropriation of Surplus
|
Management
|
For
|
For
|
|||||||||||
|
2
|
Appoint a Director Yoshimura, Yasunori
|
Management
|
For
|
For
|
|||||||||||
|
3.1
|
Appoint a Corporate Auditor Wada, Shoji
|
Management
|
For
|
For
|
|||||||||||
|
3.2
|
Appoint a Corporate Auditor Hongo, Yoshihiro
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
7,000
|
0
|
09-Sep-2015
|
24-Sep-2015
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
11,500
|
0
|
09-Sep-2015
|
24-Sep-2015
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
29,000
|
0
|
09-Sep-2015
|
24-Sep-2015
|
|||||||||
|
ALIBABA GROUP HOLDING LIMITED
|
|||||||||||||||
|
Security
|
01609W102
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
BABA
|
Meeting Date
|
08-Oct-2015
|
||||||||||||
|
ISIN
|
US01609W1027
|
Agenda
|
934278359 - Management
|
||||||||||||
|
Record Date
|
13-Aug-2015
|
Holding Recon Date
|
13-Aug-2015
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
02-Oct-2015
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: JOSEPH C. TSAI (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED)
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: JONATHAN ZHAOXI LU (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED)
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: J. MICHAEL EVANS (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED)
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: BORJE E. EKHOLM (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED)
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: WAN LING MARTELLO (TO SERVE UNTIL THE COMPANY'S NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED)
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
11,300
|
0
|
10-Sep-2015
|
06-Oct-2015
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
18,800
|
0
|
10-Sep-2015
|
06-Oct-2015
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
6,983
|
0
|
10-Sep-2015
|
06-Oct-2015
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
39,617
|
0
|
10-Sep-2015
|
06-Oct-2015
|
||||||||
|
CHINA RAILWAY CONSTRUCTION CORPORATION LTD
|
|||||||||||||||
|
Security
|
Y1508P110
|
Meeting Type
|
ExtraOrdinary General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
29-Oct-2015
|
|||||||||||||
|
ISIN
|
CNE100000981
|
Agenda
|
706482596 - Management
|
||||||||||||
|
Record Date
|
25-Sep-2015
|
Holding Recon Date
|
25-Sep-2015
|
||||||||||||
|
City /
|
Country
|
BEIJING
|
/
|
China
|
Vote Deadline Date
|
16-Oct-2015
|
|||||||||
|
SEDOL(s)
|
B2PFVH7 - B2Q4J02 - B2RJ1K0 - BP3RSN1
|
Quick Code
|
|||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
CMMT
|
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID: 524391 DUE TO ADDITION OF- RESOLUTION 3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.
|
Non-Voting
|
|||||||||||||
|
CMMT
|
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING O-N THE URL LINKS: HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2015/1013/LTN-20151013201.PDF AND HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2015/1013/-LTN20151013181.PDF
|
Non-Voting
|
|||||||||||||
|
1
|
THE PROPOSAL IN RELATION TO REWARD SCHEME FOR OUTSTANDING CONTRIBUTIONS IN ECONOMIC OUTPUT IN THE YEAR 2014 BY MANAGEMENT TEAM MEMBERS OF THE COMPANY
|
Management
|
For
|
For
|
|||||||||||
|
2
|
THE PROPOSAL IN RELATION TO THE INCREASE OF THE ISSUANCE SIZE OF DOMESTIC AND OVERSEAS BONDS BY THE COMPANY "THAT: (1) AN AUTHORIZATION GRANTED TO THE COMPANY FOR THE ADDITIONAL ISSUANCE OF DOMESTIC AND OVERSEAS BONDS IN ACCORDANCE WITH THE FOLLOWING MAJOR TERMS: (A) THE ADDITIONAL ISSUANCE OF DOMESTIC AND OVERSEAS BONDS OF PRINCIPAL AMOUNT NOT MORE THAN RMB30 BILLION (OR EQUIVALENT AMOUNT IN RMB) IN DOMESTIC AND OVERSEAS BOND MARKETS, INCLUDING BUT NOT LIMITED TO CORPORATE BONDS, OFFSHORE USD BONDS, A SHARE OR H SHARE CONVERTIBLE BONDS, CAN BE ISSUED EITHER ONE-OFF OR IN TRANCHES WITHIN THE DEFINITE VALIDITY PERIOD AS STATED IN ITEM (J) OF THIS RESOLUTION BELOW; (B) IF CONVERTIBLE BONDS ARE TO BE ISSUED, THE SIZE OF EACH SINGLE ISSUANCE SHALL NOT EXCEED USD 1 BILLION (OR EQUIVALENT AMOUNT IN RMB) IN PRINCIPAL AMOUNT, AND UPON THE REQUEST OF SHARE CONVERSION APPLIED BY HOLDERS OF CONVERTIBLE BONDS, THE CONVERTED NEW A OR H SHARES MAY BE ISSUED UNDER THE RELEVANT GENERAL MANDATE CONSIDERED AND APPROVED
|
Management
|
For
|
For
|
|||||||||||
|
AT THE COMPANY'S SHAREHOLDERS' MEETING; (C) THE CURRENCY OF ISSUANCE SHALL BE DETERMINED BASED ON THE REVIEW AND APPROVAL RESULTS OF BOND ISSUANCE AND THE DOMESTIC AND OVERSEAS BOND MARKET CONDITIONS AT THE TIME OF THE BOND ISSUANCE, WHICH MAY BE RMB BONDS OR FOREIGN CURRENCY BONDS; (D) THE METHOD OF ISSUANCE SHALL BE DETERMINED BASED ON THE REVIEW AND RESULTS OF BOND ISSUANCE APPROVAL AND THE DOMESTIC AND OVERSEAS BOND MARKET CONDITIONS AT THE TIME OF THE BOND ISSUANCE; (E) THE TERM AND INTEREST RATE OF ISSUANCE SHALL BE DETERMINED BASED ON THE DOMESTIC AND OVERSEAS BOND MARKET CONDITIONS AT THE TIME OF THE BOND ISSUANCE; (F) THE USE OF PROCEEDS FROM THE DOMESTIC AND OVERSEAS BOND ISSUANCE WILL BE PRINCIPALLY USED FOR DOMESTIC AND OVERSEAS PROJECTS INVESTMENT, MERGER AND ACQUISITION, CAPITAL CONTRIBUTION AND REPLENISHMENT OF WORKING CAPITAL FOR DOMESTIC AND OVERSEAS CONSTRUCTION PROJECTS, AS WELL AS REPLENISHMENT OF CASH FLOW OF THE COMPANY AND REPAYMENT OF BANK LOANS; (G) THE ISSUER IS THE COMPANY OR A DOMESTIC OR OVERSEAS WHOLLY-OWNED SUBSIDIARY OF THE COMPANY; (H) IF THE ISSUER IS A DOMESTIC OR OVERSEAS WHOLLYOWNED SUBSIDIARY OF THE COMPANY, THE COMPANY MAY PROVIDE CORRESPONDING GUARANTEE WHERE NECESSARY; (I) THE DOMESTIC AND OVERSEAS BONDS TO BE ISSUED ARE PROPOSED TO BE LISTED ON THE SHANGHAI STOCK EXCHANGE, THE HONG KONG STOCK EXCHANGE OR OTHER DOMESTIC OR FOREIGN EXCHANGES; (J) THE RESOLUTION IN RELATION TO THE DOMESTIC AND OVERSEAS BOND ISSUANCE SHALL BE VALID WITHIN 48 MONTHS AFTER THE DATE OF THE PASSING OF THE RESOLUTION AT THE COMPANY'S SHAREHOLDERS' MEETING (2) ACCORDING TO THE REQUIREMENTS OF THE ARTICLES OF ASSOCIATION AND RELEVANT REGULATORY DOCUMENTS, THE COMPANY'S SHAREHOLDERS' MEETING IS PROPOSED TO AUTHORIZE THE BOARD AND THE BOARD TO DELEGATE TO THE CHAIRMAN OF THE BOARD AND THE PERSONS AUTHORIZED BY THE CHAIRMAN OF THE BOARD, IN ACCORDANCE WITH THE RELEVANT LAWS AND REGULATIONS AND THE OPINIONS AND SUGGESTIONS OF THE REGULATORY AUTHORITIES AS WELL AS IN THE BEST INTEREST OF THE COMPANY, TO DETERMINE IN THEIR ABSOLUTE DISCRETION AND DEAL WITH ALL MATTERS IN RESPECT OF THE DOMESTIC AND OVERSEAS BOND (INCLUDING BUT NOT LIMITED TO CONVERTIBLE BONDS) ISSUANCE WITHIN THE
|
|||||||||||||||
|
VALIDITY OF THE RESOLUTION, INCLUDING BUT NOT LIMITED TO: (A) DETERMINING AND IMPLEMENTING THE SPECIFIC PROPOSAL OF THE DOMESTIC AND OVERSEAS BOND ISSUANCE BASED ON THE SPECIFIC SITUATION, INCLUDING BUT NOT LIMITED TO THE ESTABLISHMENT AND DETERMINATION OF THE APPROPRIATE ISSUER, THE TIMING OF THE ISSUANCE, THE TYPE OF THE BONDS TO BE ISSUED, THE METHOD OF THE ISSUANCE, CURRENCY, THE NOMINAL VALUE OF THE BONDS, THE ISSUE PRICE, THE CONVERSION PRICE, THE SIZE OF THE ISSUANCE, THE MARKETS FOR ISSUANCE, THE TERM OF THE ISSUANCE, THE NUMBER OF TRANCHES, INTEREST RATE OF THE ISSUANCE, USE OF PROCEEDS, GUARANTEES, LISTING OF THE BONDS AND ALL MATTERS IN RESPECT OF THE DOMESTIC AND OVERSEAS BOND ISSUANCE PROPOSAL; (B) OTHER MATTERS IN RELATION TO THE DOMESTIC AND OVERSEAS BOND ISSUANCE, INCLUDING BUT NOT LIMITED TO ENGAGING RATING AGENCIES, RATING ADVISORS, BOND TRUSTEE(S) AND AGENT(S), UNDERWRITER(S) AND OTHER INTERMEDIARIES, DEALING WITH THE MATTERS WITH APPROVING AUTHORITIES FOR THE APPLICATION OF THE DOMESTIC AND OVERSEAS BOND ISSUANCE, INCLUDING BUT NOT LIMITED TO DEALING WITH THE BOND ISSUANCE, REPORTING, TRADING AND LISTING ISSUES, EXECUTING NECESSARY AGREEMENTS AND LEGAL DOCUMENTS (INCLUDING UNDERWRITING AGREEMENTS, SECURITY AGREEMENTS, BOND INDENTURES, AGENCY AGREEMENTS, OFFERING MEMORANDA OF THE BONDS, REPORTING AND LISTING DOCUMENTS FOR THE BOND ISSUANCE, AND OTHER RELEVANT AGREEMENTS AND DOCUMENTS); (C) ACCORDING TO RELEVANT LAWS AND REGULATIONS, OPINIONS AND SUGGESTIONS OF REGULATORY AUTHORITIES, AND ACTUAL SITUATION, TO PREPARE, REVISE AND SUBMIT RELEVANT APPLICATIONS AND FILING MATERIALS, AND TO HANDLE THE MATTERS OF INFORMATION DISCLOSURE IN RELATION TO THE DOMESTIC AND OVERSEAS BOND ISSUANCE ACCORDING TO THE REQUIREMENTS OF THE REGULATORY AUTHORITIES; (D) TO REVISE THE DETAILS OF THE PROPOSAL FOR THE ISSUANCE OF THE DOMESTIC AND OVERSEAS BONDS IN THE EVENT THAT THERE ARE CHANGES IN THE APPLICABLE LAWS AND REGULATIONS, OTHER REGULATORY DOCUMENTS AND POLICIES RELATING TO THE ISSUANCE OF DOMESTIC AND OVERSEAS BONDS BY THE REGULATORY AUTHORITIES OR CHANGES IN PREVAILING MARKET CONDITIONS, EXCEPT FOR
|
|||||||||||||||
|
THOSE REVISIONS THAT REQUIRE RE-APPROVAL AT THE SHAREHOLDERS' MEETING PURSUANT TO THE RELEVANT LAWS, REGULATIONS AND THE ARTICLES OF ASSOCIATION; (E) TO DEAL WITH OTHER MATTERS IN RELATION TO THE DOMESTIC AND OVERSEAS BOND ISSUANCE"
|
|||||||||||||||
|
3
|
THE PROPOSAL IN RELATION TO REWARD SCHEME FOR OUTSTANDING CONTRIBUTIONS IN ECONOMIC OUTPUT IN THE YEAR 2014 BY THE CHAIRMAN OF THE SUPERVISORY COMMITTEE
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
541,000
|
0
|
14-Oct-2015
|
23-Oct-2015
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
903,000
|
0
|
14-Oct-2015
|
23-Oct-2015
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
2,236,000
|
0
|
14-Oct-2015
|
23-Oct-2015
|
|||||||||
|
PERRIGO COMPANY PLC
|
|||||||||||||||
|
Security
|
G97822103
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
PRGO
|
Meeting Date
|
04-Nov-2015
|
||||||||||||
|
ISIN
|
IE00BGH1M568
|
Agenda
|
934280924 - Management
|
||||||||||||
|
Record Date
|
08-Sep-2015
|
Holding Recon Date
|
08-Sep-2015
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
02-Nov-2015
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: LAURIE BRLAS
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: GARY M. COHEN
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: MARC COUCKE
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: JACQUALYN A. FOUSE
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: ELLEN R. HOFFING
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: MICHAEL J. JANDERNOA
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: GERARD K. KUNKLE, JR.
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: HERMAN MORRIS, JR.
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: DONAL O'CONNOR
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: JOSEPH C. PAPA
|
Management
|
For
|
For
|
|||||||||||
|
1K.
|
ELECTION OF DIRECTOR: SHLOMO YANAI
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE PERIOD ENDING DECEMBER 31, 2015, AND AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO FIX THE REMUNERATION OF THE AUDITORS.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
AN ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
AUTHORIZE PERRIGO COMPANY PLC AND/OR ANY SUBSIDIARY OF PERRIGO COMPANY PLC TO MAKE MARKET PURCHASES OF PERRIGO COMPANY PLC'S ORDINARY SHARES.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
DETERMINE THE REISSUE PRICE RANGE FOR PERRIGO COMPANY PLC TREASURY SHARES.
|
Management
|
For
|
For
|
|||||||||||
|
6.
|
APPROVE AMENDMENTS TO THE MEMORANDUM OF ASSOCIATION OF THE COMPANY.
|
Management
|
For
|
For
|
|||||||||||
|
7.
|
ADOPT REVISED ARTICLES OF ASSOCIATION OF THE COMPANY.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
1,850
|
0
|
26-Sep-2015
|
04-Nov-2015
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
4,610
|
0
|
26-Sep-2015
|
04-Nov-2015
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
150
|
10,500
|
26-Sep-2015
|
04-Nov-2015
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
114
|
26,600
|
26-Sep-2015
|
04-Nov-2015
|
||||||||
|
LAM RESEARCH CORPORATION
|
|||||||||||||||
|
Security
|
512807108
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
LRCX
|
Meeting Date
|
04-Nov-2015
|
||||||||||||
|
ISIN
|
US5128071082
|
Agenda
|
934281914 - Management
|
||||||||||||
|
Record Date
|
08-Sep-2015
|
Holding Recon Date
|
08-Sep-2015
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
03-Nov-2015
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
MARTIN B. ANSTICE
|
For
|
For
|
||||||||||||
|
2
|
ERIC K. BRANDT
|
For
|
For
|
||||||||||||
|
3
|
MICHAEL R. CANNON
|
For
|
For
|
||||||||||||
|
4
|
YOUSSEF A. EL-MANSY
|
For
|
For
|
||||||||||||
|
5
|
CHRISTINE A. HECKART
|
For
|
For
|
||||||||||||
|
6
|
CATHERINE P. LEGO
|
For
|
For
|
||||||||||||
|
7
|
STEPHEN G. NEWBERRY
|
For
|
For
|
||||||||||||
|
8
|
KRISHNA C. SARASWAT
|
For
|
For
|
||||||||||||
|
9
|
ABHIJIT Y. TALWALKAR
|
For
|
For
|
||||||||||||
|
2.
|
ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF LAM RESEARCH, OR "SAY ON PAY."
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
APPROVAL OF THE LAM 2004 EXECUTIVE INCENTIVE PLAN, AS AMENDED AND RESTATED.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
APPROVAL OF THE ADOPTION OF THE LAM 2015 STOCK INCENTIVE PLAN.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
7,000
|
0
|
22-Sep-2015
|
05-Nov-2015
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
11,600
|
0
|
22-Sep-2015
|
05-Nov-2015
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
29,000
|
0
|
22-Sep-2015
|
05-Nov-2015
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
1,300
|
20,000
|
22-Sep-2015
|
05-Nov-2015
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
13,900
|
28,000
|
22-Sep-2015
|
05-Nov-2015
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
2,100
|
86,000
|
22-Sep-2015
|
05-Nov-2015
|
||||||||
|
GOLDMAN SACHS
|
|||||||||||||||
|
Security
|
38147U107
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
GSBD
|
Meeting Date
|
06-Nov-2015
|
||||||||||||
|
ISIN
|
US38147U1079
|
Agenda
|
934290658 - Management
|
||||||||||||
|
Record Date
|
07-Oct-2015
|
Holding Recon Date
|
07-Oct-2015
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
05-Nov-2015
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF CLASS I DIRECTOR: ASHOK N. BAKHRU
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF CLASS I DIRECTOR: JANET F. CLARK
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
53,000
|
0
|
17-Oct-2015
|
09-Nov-2015
|
||||||||
|
MICROSOFT CORPORATION
|
|||||||||||||||
|
Security
|
594918104
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
MSFT
|
Meeting Date
|
02-Dec-2015
|
||||||||||||
|
ISIN
|
US5949181045
|
Agenda
|
934290329 - Management
|
||||||||||||
|
Record Date
|
02-Oct-2015
|
Holding Recon Date
|
02-Oct-2015
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
01-Dec-2015
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: WILLIAM H. GATES III
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: TERI L. LIST-STOLL
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: G. MASON MORFIT
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: SATYA NADELLA
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: CHARLES H. NOSKI
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: HELMUT PANKE
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: SANDRA E. PETERSON
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: CHARLES W. SCHARF
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: JOHN W. STANTON
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: JOHN W. THOMPSON
|
Management
|
For
|
For
|
|||||||||||
|
1K.
|
ELECTION OF DIRECTOR: PADMASREE WARRIOR
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2016
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
21,400
|
0
|
20-Oct-2015
|
03-Dec-2015
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
39,900
|
0
|
20-Oct-2015
|
03-Dec-2015
|
||||||||
|
997AL53
|
GLO MS PLEDGE
|
997AL53
|
STATE STREET BANK & TRUST CO
|
48,400
|
0
|
20-Oct-2015
|
03-Dec-2015
|
||||||||
|
997AL61
|
GLQ MS PLEDGE
|
997AL61
|
STATE STREET BANK & TRUST CO
|
35,700
|
0
|
20-Oct-2015
|
03-Dec-2015
|
||||||||
|
CIGNA CORPORATION
|
|||||||||||||||
|
Security
|
125509109
|
Meeting Type
|
Special
|
||||||||||||
|
Ticker Symbol
|
CI
|
Meeting Date
|
03-Dec-2015
|
||||||||||||
|
ISIN
|
US1255091092
|
Agenda
|
934297044 - Management
|
||||||||||||
|
Record Date
|
22-Oct-2015
|
Holding Recon Date
|
22-Oct-2015
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
02-Dec-2015
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 23, 2015 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), AMONG ANTHEM, INC., AN INDIANA CORPORATION ("ANTHEM"), ANTHEM MERGER SUB CORP., A DELAWARE CORPORATION ("MERGER SUB"), AND CIGNA CORPORATION, A DELAWARE CORPORATION ("CIGNA").
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
APPROVAL ON AN ADVISORY (NON-BINDING) BASIS OF THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO CIGNA'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE COMPLETION OF THE MERGER.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
ADJOURNMENT OF THE CIGNA SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
8,800
|
0
|
04-Nov-2015
|
04-Dec-2015
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
6,600
|
0
|
04-Nov-2015
|
04-Dec-2015
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
42,600
|
0
|
04-Nov-2015
|
04-Dec-2015
|
||||||||
|
997AL53
|
GLO MS PLEDGE
|
997AL53
|
STATE STREET BANK & TRUST CO
|
2,000
|
0
|
04-Nov-2015
|
04-Dec-2015
|
||||||||
|
997AL60
|
GLV MS PLEDGE
|
997AL60
|
STATE STREET BANK & TRUST CO
|
2,000
|
0
|
04-Nov-2015
|
04-Dec-2015
|
||||||||
|
997AL61
|
GLQ MS PLEDGE
|
997AL61
|
STATE STREET BANK & TRUST CO
|
11,400
|
0
|
04-Nov-2015
|
04-Dec-2015
|
||||||||
|
COMCAST CORPORATION
|
|||||||||||||||
|
Security
|
20030N101
|
Meeting Type
|
Special
|
||||||||||||
|
Ticker Symbol
|
CMCSA
|
Meeting Date
|
10-Dec-2015
|
||||||||||||
|
ISIN
|
US20030N1019
|
Agenda
|
934300132 - Management
|
||||||||||||
|
Record Date
|
20-Oct-2015
|
Holding Recon Date
|
20-Oct-2015
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
09-Dec-2015
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
VOTE ON A PROPOSAL TO AMEND AND RESTATE OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT, AND IN CONNECTION THEREWITH, TO RECLASSIFY EACH ISSUED SHARE OF OUR CLASS A SPECIAL COMMON STOCK INTO ONE SHARE OF CLASS A COMMON STOCK
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
100
|
60,500
|
11-Nov-2015
|
11-Dec-2015
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
1,500
|
65,000
|
11-Nov-2015
|
11-Dec-2015
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
17,800
|
175,000
|
11-Nov-2015
|
11-Dec-2015
|
||||||||
|
997AL53
|
GLO MS PLEDGE
|
997AL53
|
STATE STREET BANK & TRUST CO
|
93,400
|
0
|
11-Nov-2015
|
11-Dec-2015
|
||||||||
|
997AL60
|
GLV MS PLEDGE
|
997AL60
|
STATE STREET BANK & TRUST CO
|
8,200
|
0
|
11-Nov-2015
|
11-Dec-2015
|
||||||||
|
997AL61
|
GLQ MS PLEDGE
|
997AL61
|
STATE STREET BANK & TRUST CO
|
48,100
|
0
|
11-Nov-2015
|
11-Dec-2015
|
||||||||
|
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD, BE
|
|||||||||||||||
|
Security
|
Y69790106
|
Meeting Type
|
ExtraOrdinary General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
17-Dec-2015
|
|||||||||||||
|
ISIN
|
CNE1000003X6
|
Agenda
|
706580138 - Management
|
||||||||||||
|
Record Date
|
16-Nov-2015
|
Holding Recon Date
|
16-Nov-2015
|
||||||||||||
|
City /
|
Country
|
GUANGD ONG
|
/
|
China
|
Vote Deadline Date
|
03-Dec-2015
|
|||||||||
|
SEDOL(s)
|
B01FLR7 - B01NLS2 - B03NP99 - BP3RWZ1
|
Quick Code
|
|||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
CMMT
|
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 552105 DUE TO ADDITION OF- RESOLUTION 3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.
|
Non-Voting
|
|||||||||||||
|
CMMT
|
01 DEC 2015: PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE-BY CLICKING ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2015/1 127/ltn20151127923.pdf,- http://www.hkexnews.hk/listedco/listconews/sehk/2015/1 127/ltn20151127915.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2015/1 030/ltn20151030756.pdf
|
Non-Voting
|
|||||||||||||
|
1
|
TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. LIU CHONG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY
|
Management
|
For
|
For
|
|||||||||||
|
2
|
TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY
|
Management
|
For
|
For
|
|||||||||||
|
3
|
TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. XIONG PEIJIN AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY
|
Management
|
For
|
For
|
|||||||||||
|
CMMT
|
01 DEC 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 566957,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU.
|
Non-Voting
|
|||||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
126,000
|
0
|
28-Nov-2015
|
14-Dec-2015
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
211,000
|
0
|
28-Nov-2015
|
14-Dec-2015
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
521,000
|
0
|
28-Nov-2015
|
14-Dec-2015
|
|||||||||
|
AIR CHINA LTD
|
|||||||||||||||
|
Security
|
Y002A6104
|
Meeting Type
|
ExtraOrdinary General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
22-Dec-2015
|
|||||||||||||
|
ISIN
|
CNE1000001S0
|
Agenda
|
706590519 - Management
|
||||||||||||
|
Record Date
|
20-Nov-2015
|
Holding Recon Date
|
20-Nov-2015
|
||||||||||||
|
City /
|
Country
|
BEIJING
|
/
|
China
|
Vote Deadline Date
|
11-Dec-2015
|
|||||||||
|
SEDOL(s)
|
B04KNF1 - B04V2F7 - B04YG10 - B0584Q2 - BP3RR78
|
Quick Code
|
|||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
CMMT
|
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 554575 DUE TO RECEIPT OF- ADDITIONAL RESOLUTION 6. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK- YOU.
|
Non-Voting
|
|||||||||||||
|
CMMT
|
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2015/1 106/LTN20151106600.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2015/ 1207/LTN20151207801.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2015/1 207/LTN20151207795.pdf
|
Non-Voting
|
|||||||||||||
|
CMMT
|
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE
|
Non-Voting
|
|||||||||||||
|
1
|
TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN APPENDIX I OF THE CIRCULAR DESPATCHED BY THE COMPANY ON 7 NOVEMBER 2015 AND THE CHAIRMAN AND/OR ANY PERSON AUTHORISED BY THE CHAIRMAN BE AUTHORISED TO ADJUST, AT HIS OR HER DISCRETION, THE SAID AMENDMENTS IN ACCORDANCE WITH THE OPINION OF THE RELEVANT PRC AUTHORITIES (THE PROPOSED AMENDMENT TO THE ARTICLES OF ASSOCIATION WILL BE SUBMITTED TO THE RELEVANT PRC AUTHORITIES FOR APPROVAL AND FILING AFTER BEING APPROVED AT THE MEETING)
|
Management
|
For
|
For
|
|||||||||||
|
2
|
TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE RULES AND PROCEDURE OF SHAREHOLDERS' MEETINGS OF THE COMPANY AS SET OUT IN APPENDIX II OF THE CIRCULAR DESPATCHED BY THE COMPANY ON 7 NOVEMBER 2015
|
Management
|
For
|
For
|
|||||||||||
|
3
|
TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE RULES AND PROCEDURE OF MEETINGS OF THE BOARD OF DIRECTORS OF THE COMPANY AS SET OUT IN APPENDIX III OF THE CIRCULAR DESPATCHED BY THE COMPANY ON 7 NOVEMBER 2015
|
Management
|
For
|
For
|
|||||||||||
|
4
|
TO CONSIDER AND APPROVE THE PROPOSED ADOPTION OF THE SHAREHOLDERS' RETURN PLAN FOR THE THREE YEARS FROM 2015 TO 2017 AS SET OUT IN APPENDIX IV OF THE CIRCULAR DESPATCHED BY THE COMPANY ON 7 NOVEMBER 2015
|
Management
|
For
|
For
|
|||||||||||
|
5
|
TO CONSIDER AND APPROVE THE RESOLUTIONS CONCERNING THE ENTRY INTO CONTINUING CONNECTED TRANSACTION AGREEMENTS FOR THE THREE YEARS FROM 1 JANUARY 2016 TO 31 DECEMBER 2018 AND THEIR RESPECTIVE ANNUAL CAPS
|
Management
|
For
|
For
|
|||||||||||
|
6
|
TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. LI DAJIN AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
558,000
|
0
|
08-Dec-2015
|
17-Dec-2015
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
934,000
|
0
|
08-Dec-2015
|
17-Dec-2015
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
2,304,000
|
0
|
08-Dec-2015
|
17-Dec-2015
|
|||||||||
|
MYLAN N.V.
|
|||||||||||||||
|
Security
|
N59465109
|
Meeting Type
|
Special
|
||||||||||||
|
Ticker Symbol
|
MYL
|
Meeting Date
|
07-Jan-2016
|
||||||||||||
|
ISIN
|
NL0011031208
|
Agenda
|
934313393 - Management
|
||||||||||||
|
Record Date
|
10-Dec-2015
|
Holding Recon Date
|
10-Dec-2015
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
06-Jan-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
PROPOSED RESOLUTION TO REDEEM ALL ISSUED PREFERRED SHARES, PAR VALUE 0.01 EURO PER SHARE, IN THE CAPITAL OF MYLAN N.V.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
6,800
|
0
|
16-Dec-2015
|
08-Jan-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
11,500
|
0
|
16-Dec-2015
|
08-Jan-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
28,200
|
0
|
16-Dec-2015
|
08-Jan-2016
|
||||||||
|
D.R. HORTON, INC.
|
|||||||||||||||
|
Security
|
23331A109
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
DHI
|
Meeting Date
|
21-Jan-2016
|
||||||||||||
|
ISIN
|
US23331A1097
|
Agenda
|
934312707 - Management
|
||||||||||||
|
Record Date
|
30-Nov-2015
|
Holding Recon Date
|
30-Nov-2015
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
20-Jan-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: DONALD R. HORTON
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: BARBARA K. ALLEN
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: BRAD S. ANDERSON
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: MICHAEL R. BUCHANAN
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: MICHAEL W. HEWATT
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
146,926
|
0
|
15-Dec-2015
|
22-Jan-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
58,621
|
187,600
|
15-Dec-2015
|
22-Jan-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
155,562
|
457,900
|
15-Dec-2015
|
22-Jan-2016
|
||||||||
|
AIR CHINA LTD
|
|||||||||||||||
|
Security
|
Y002A6104
|
Meeting Type
|
Class Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
26-Jan-2016
|
|||||||||||||
|
ISIN
|
CNE1000001S0
|
Agenda
|
706596725 - Management
|
||||||||||||
|
Record Date
|
24-Dec-2015
|
Holding Recon Date
|
24-Dec-2015
|
||||||||||||
|
City /
|
Country
|
BEIJING
|
/
|
China
|
Vote Deadline Date
|
13-Jan-2016
|
|||||||||
|
SEDOL(s)
|
B04KNF1 - B04V2F7 - B04YG10 - B0584Q2 - BP3RR78
|
Quick Code
|
|||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
CMMT
|
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2015/ 1211/LTN201512111110.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2015/1 211/LTN201512111102.pdf
|
Non-Voting
|
|||||||||||||
|
CMMT
|
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE
|
Non-Voting
|
|||||||||||||
|
1.1
|
TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: CLASS OF SHARES AND NOMINAL VALUE
|
Management
|
For
|
For
|
|||||||||||
|
1.2
|
TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: METHOD AND TIMING OF ISSUE
|
Management
|
For
|
For
|
|||||||||||
|
1.3
|
TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: OFFERING SIZE
|
Management
|
For
|
For
|
|||||||||||
|
1.4
|
TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: TARGET SUBSCRIBER AND SUBSCRIPTION METHOD
|
Management
|
For
|
For
|
|||||||||||
|
1.5
|
TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: PRICING BASIS AND ISSUE PRICE
|
Management
|
For
|
For
|
|||||||||||
|
1.6
|
TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: LOCK- UP PERIOD
|
Management
|
For
|
For
|
|||||||||||
|
1.7
|
TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: ACCUMULATED PROFIT ARRANGEMENT
|
Management
|
For
|
For
|
|||||||||||
|
1.8
|
TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: PLACE OF LISTING
|
Management
|
For
|
For
|
|||||||||||
|
1.9
|
TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: EFFECTIVENESS OF THE RESOLUTION APPROVING THE NON-PUBLIC A SHARE ISSUE
|
Management
|
For
|
For
|
|||||||||||
|
1.10
|
TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: AMOUNT AND USE OF PROCEEDS
|
Management
|
For
|
For
|
|||||||||||
|
2
|
TO CONSIDER AND APPROVE THE SHARE SUBSCRIPTION AGREEMENT ENTERED INTO BY AND BETWEEN THE COMPANY AND CNAHC AND THE TRANSACTIONS CONTEMPLATED THEREUNDER
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
558,000
|
0
|
12-Dec-2015
|
21-Jan-2016
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
934,000
|
0
|
12-Dec-2015
|
21-Jan-2016
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
2,304,000
|
0
|
12-Dec-2015
|
21-Jan-2016
|
|||||||||
|
AIR CHINA LTD
|
|||||||||||||||
|
Security
|
Y002A6104
|
Meeting Type
|
ExtraOrdinary General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
26-Jan-2016
|
|||||||||||||
|
ISIN
|
CNE1000001S0
|
Agenda
|
706596737 - Management
|
||||||||||||
|
Record Date
|
24-Dec-2015
|
Holding Recon Date
|
24-Dec-2015
|
||||||||||||
|
City /
|
Country
|
BEIJING
|
/
|
China
|
Vote Deadline Date
|
13-Jan-2016
|
|||||||||
|
SEDOL(s)
|
B04KNF1 - B04V2F7 - B04YG10 - B0584Q2 - BP3RR78
|
Quick Code
|
|||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
CMMT
|
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2015/ 1211/LTN201512111108.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2015/ 1211/LTN201512111096.pdf
|
Non-Voting
|
|||||||||||||
|
CMMT
|
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE
|
Non-Voting
|
|||||||||||||
|
1
|
TO CONSIDER AND APPROVE THE SATISFACTION BY THE COMPANY OF THE REQUIREMENTS FOR THE NON-PUBLIC A SHARE ISSUE
|
Management
|
For
|
For
|
|||||||||||
|
2
|
TO CONSIDER AND APPROVE THE FEASIBILITY STUDY REPORT ON USE OF PROCEEDS TO BE RAISED FROM THE NON-PUBLIC A SHARE ISSUE OF THE COMPANY
|
Management
|
For
|
For
|
|||||||||||
|
3
|
TO CONSIDER AND APPROVE THE REPORT ON USE OF PROCEEDS FROM PREVIOUS FUND RAISING ACTIVITIES OF THE COMPANY
|
Management
|
For
|
For
|
|||||||||||
|
4.1
|
TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: CLASS OF SHARES AND NOMINAL VALUE
|
Management
|
For
|
For
|
|||||||||||
|
4.2
|
TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: METHOD AND TIMING OF ISSUE
|
Management
|
For
|
For
|
|||||||||||
|
4.3
|
TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: OFFERING SIZE
|
Management
|
For
|
For
|
|||||||||||
|
4.4
|
TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: TARGET SUBSCRIBER AND SUBSCRIPTION METHOD
|
Management
|
For
|
For
|
|||||||||||
|
4.5
|
TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: PRICING BASIS AND ISSUE PRICE
|
Management
|
For
|
For
|
|||||||||||
|
4.6
|
TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: LOCK- UP PERIOD
|
Management
|
For
|
For
|
|||||||||||
|
4.7
|
TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: ACCUMULATED PROFIT ARRANGEMENT
|
Management
|
For
|
For
|
|||||||||||
|
4.8
|
TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: PLACE OF LISTING
|
Management
|
For
|
For
|
|||||||||||
|
4.9
|
TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: EFFECTIVENESS OF THE RESOLUTION APPROVING THE NON-PUBLIC A SHARE ISSUE
|
Management
|
For
|
For
|
|||||||||||
|
4.10
|
TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: AMOUNT AND USE OF PROCEEDS
|
Management
|
For
|
For
|
|||||||||||
|
5
|
TO CONSIDER AND APPROVE THE SHARE SUBSCRIPTION AGREEMENT ENTERED INTO BY AND BETWEEN THE COMPANY AND CNAHC AND THE TRANSACTIONS CONTEMPLATED THEREUNDER
|
Management
|
For
|
For
|
|||||||||||
|
6
|
TO CONSIDER AND APPROVE THE AUTHORISATION GRANTED TO THE BOARD'S AUTHORIZED PERSONS(S) TO HANDLE ALL RELEVANT MATTERS RELATING TO THE NON-PUBLIC A SHARE ISSUE
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
558,000
|
0
|
12-Dec-2015
|
21-Jan-2016
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
934,000
|
0
|
12-Dec-2015
|
21-Jan-2016
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
2,304,000
|
0
|
12-Dec-2015
|
21-Jan-2016
|
|||||||||
|
SINOPHARM GROUP CO LTD, SHANGHAI
|
|||||||||||||||
|
Security
|
Y8008N107
|
Meeting Type
|
ExtraOrdinary General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
29-Jan-2016
|
|||||||||||||
|
ISIN
|
CNE100000FN7
|
Agenda
|
706637266 - Management
|
||||||||||||
|
Record Date
|
30-Oct-2015
|
Holding Recon Date
|
30-Oct-2015
|
||||||||||||
|
City /
|
Country
|
SHANGH AI
|
/
|
China
|
Vote Deadline Date
|
20-Jan-2016
|
|||||||||
|
SEDOL(s)
|
B3ZVDV0 - B4M8B73 - B5NVZ21 - BP3RXT2
|
Quick Code
|
|||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
CMMT
|
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 566922 DUE TO ADDITIONAL-OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU.
|
Non-Voting
|
|||||||||||||
|
CMMT
|
15 JAN 2016: PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN"-WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE.
|
Non-Voting
|
|||||||||||||
|
CMMT
|
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2016/0 114/LTN20160114346.pdf- http://www.hkexnews.hk/listedco/listconews/sehk/2016/0 114/LTN20160114328.pdf
|
Non-Voting
|
|||||||||||||
|
1
|
TO CONSIDER AND APPROVE THE AMENDMENTS TO THE RULES OF PROCEDURES OF THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
|||||||||||
|
2
|
TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE APPOINTMENT OF MR. LIAN WANYONG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY, TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO DETERMINE HIS REMUNERATION, AND TO AUTHORISE ANY EXECUTIVE DIRECTOR OF THE COMPANY TO EXECUTE A SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS ON BEHALF OF THE COMPANY
|
Management
|
For
|
For
|
|||||||||||
|
3
|
TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE APPOINTMENT OF Ms. LI XIAOJUAN AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE COMPANY, TO AUTHORISE THE SUPERVISORY COMMITTEE OF THE COMPANY TO DETERMINE HER REMUNERATION, AND TO AUTHORISE ANY EXECUTIVE DIRECTOR OF THE COMPANY TO EXECUTE A SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS ON BEHALF OF THE COMPANY
|
Management
|
For
|
For
|
|||||||||||
|
4
|
TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY
|
Management
|
For
|
For
|
|||||||||||
|
CMMT
|
15 JAN 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 581322,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU.
|
Non-Voting
|
|||||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
194,400
|
0
|
15-Jan-2016
|
25-Jan-2016
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
322,000
|
0
|
15-Jan-2016
|
25-Jan-2016
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
794,400
|
0
|
15-Jan-2016
|
25-Jan-2016
|
|||||||||
|
GOLUB CAPITAL BDC, INC.
|
|||||||||||||||
|
Security
|
38173M102
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
GBDC
|
Meeting Date
|
02-Feb-2016
|
||||||||||||
|
ISIN
|
US38173M1027
|
Agenda
|
934313204 - Management
|
||||||||||||
|
Record Date
|
10-Dec-2015
|
Holding Recon Date
|
10-Dec-2015
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
01-Feb-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.1
|
ELECTION OF CLASS III DIRECTOR: LAWRENCE E. GOLUB
|
Management
|
For
|
For
|
|||||||||||
|
1.2
|
ELECTION OF CLASS III DIRECTOR: WILLIAM M. WEBSTER IV
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
63,100
|
0
|
05-Feb-2016
|
03-Feb-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
133,200
|
0
|
05-Feb-2016
|
03-Feb-2016
|
||||||||
|
997AL53
|
GLO MS PLEDGE
|
997AL53
|
STATE STREET BANK & TRUST CO
|
87,700
|
0
|
05-Feb-2016
|
03-Feb-2016
|
||||||||
|
LAM RESEARCH CORPORATION
|
|||||||||||||||
|
Security
|
512807108
|
Meeting Type
|
Special
|
||||||||||||
|
Ticker Symbol
|
LRCX
|
Meeting Date
|
19-Feb-2016
|
||||||||||||
|
ISIN
|
US5128071082
|
Agenda
|
934322075 - Management
|
||||||||||||
|
Record Date
|
07-Jan-2016
|
Holding Recon Date
|
07-Jan-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
18-Feb-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
APPROVAL OF THE ISSUANCE OF SHARES OF LAM RESEARCH COMMON STOCK TO KLA-TENCOR STOCKHOLDERS PURSUANT TO THE MERGER AGREEMENT.
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY AND APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
APPROVAL OF THE AMENDMENT TO THE LAM RESEARCH CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF LAM RESEARCH STOCK FROM 405,000,000 TO 590,000,000 AND THE NUMBER OF AUTHORIZED SHARES OF LAM RESEARCH COMMON STOCK FROM 400,000,000 TO 585,000,000.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
11,100
|
19,100
|
20-Jan-2016
|
22-Feb-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
20,700
|
28,000
|
20-Jan-2016
|
22-Feb-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
54,700
|
71,000
|
20-Jan-2016
|
22-Feb-2016
|
||||||||
|
997AL61
|
GLQ MS PLEDGE
|
997AL61
|
STATE STREET BANK & TRUST CO
|
6,600
|
0
|
20-Jan-2016
|
22-Feb-2016
|
||||||||
|
HOLOGIC, INC.
|
|||||||||||||||
|
Security
|
436440101
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
HOLX
|
Meeting Date
|
02-Mar-2016
|
||||||||||||
|
ISIN
|
US4364401012
|
Agenda
|
934320704 - Management
|
||||||||||||
|
Record Date
|
08-Jan-2016
|
Holding Recon Date
|
08-Jan-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
01-Mar-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
JONATHAN CHRISTODORO
|
For
|
For
|
||||||||||||
|
2
|
SALLY W. CRAWFORD
|
For
|
For
|
||||||||||||
|
3
|
SCOTT T. GARRETT
|
For
|
For
|
||||||||||||
|
4
|
NANCY L. LEAMING
|
For
|
For
|
||||||||||||
|
5
|
LAWRENCE M. LEVY
|
For
|
For
|
||||||||||||
|
6
|
STEPHEN P. MACMILLAN
|
For
|
For
|
||||||||||||
|
7
|
SAMUEL MERKSAMER
|
For
|
For
|
||||||||||||
|
8
|
CHRISTIANA STAMOULIS
|
For
|
For
|
||||||||||||
|
9
|
ELAINE S. ULLIAN
|
For
|
For
|
||||||||||||
|
10
|
CHRISTOPHER J. COUGHLIN
|
For
|
For
|
||||||||||||
|
2.
|
A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
AMENDMENT TO THE HOLOGIC, INC. 2012 EMPLOYEE STOCK PURCHASE PLAN.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
4,100
|
0
|
21-Jan-2016
|
03-Mar-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
6,800
|
0
|
21-Jan-2016
|
03-Mar-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
17,000
|
0
|
21-Jan-2016
|
03-Mar-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
200
|
19,800
|
21-Jan-2016
|
03-Mar-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
3,900
|
29,400
|
21-Jan-2016
|
03-Mar-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
4,900
|
78,200
|
21-Jan-2016
|
03-Mar-2016
|
||||||||
|
TRANSDIGM GROUP INCORPORATED
|
|||||||||||||||
|
Security
|
893641100
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
TDG
|
Meeting Date
|
02-Mar-2016
|
||||||||||||
|
ISIN
|
US8936411003
|
Agenda
|
934322796 - Management
|
||||||||||||
|
Record Date
|
04-Jan-2016
|
Holding Recon Date
|
04-Jan-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
01-Mar-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
WILLIAM DRIES
|
For
|
For
|
||||||||||||
|
2
|
MERVIN DUNN
|
For
|
For
|
||||||||||||
|
3
|
MICHAEL GRAFF
|
For
|
For
|
||||||||||||
|
4
|
W. NICHOLAS HOWLEY
|
For
|
For
|
||||||||||||
|
5
|
RAYMOND LAUBENTHAL
|
For
|
For
|
||||||||||||
|
6
|
ROBERT SMALL
|
For
|
For
|
||||||||||||
|
2.
|
TO APPROVE (IN AN ADVISORY VOTE) COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2016
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
11,400
|
0
|
22-Jan-2016
|
03-Mar-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
18,900
|
0
|
22-Jan-2016
|
03-Mar-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
46,706
|
0
|
22-Jan-2016
|
03-Mar-2016
|
||||||||
|
BLACKROCK LIQUIDITY FUNDS
|
|||||||||||||||
|
Security
|
09248U718
|
Meeting Type
|
Special
|
||||||||||||
|
Ticker Symbol
|
TSTXX
|
Meeting Date
|
07-Mar-2016
|
||||||||||||
|
ISIN
|
US09248U7182
|
Agenda
|
934328306 - Management
|
||||||||||||
|
Record Date
|
11-Dec-2015
|
Holding Recon Date
|
11-Dec-2015
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
04-Mar-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
DAVID O. BEIM
|
For
|
For
|
||||||||||||
|
2
|
SUSAN J. CARTER
|
For
|
For
|
||||||||||||
|
3
|
COLLETTE CHILTON
|
For
|
For
|
||||||||||||
|
4
|
NEIL A. COTTY
|
For
|
For
|
||||||||||||
|
5
|
MATINA S. HORNER
|
For
|
For
|
||||||||||||
|
6
|
RODNEY D. JOHNSON
|
For
|
For
|
||||||||||||
|
7
|
CYNTHIA A. MONTGOMERY
|
For
|
For
|
||||||||||||
|
8
|
JOSEPH P. PLATT
|
For
|
For
|
||||||||||||
|
9
|
ROBERT C. ROBB, JR.
|
For
|
For
|
||||||||||||
|
10
|
MARK STALNECKER
|
For
|
For
|
||||||||||||
|
11
|
KENNETH L. URISH
|
For
|
For
|
||||||||||||
|
12
|
CLAIRE A. WALTON
|
For
|
For
|
||||||||||||
|
13
|
FREDERICK W. WINTER
|
For
|
For
|
||||||||||||
|
14
|
BARBARA G. NOVICK
|
For
|
For
|
||||||||||||
|
15
|
JOHN M. PERLOWSKI
|
For
|
For
|
||||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
20,645,429
|
0
|
13-Feb-2016
|
08-Mar-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
51,676,164
|
0
|
13-Feb-2016
|
08-Mar-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
110,316,708
|
0
|
13-Feb-2016
|
08-Mar-2016
|
||||||||
|
SINOPHARM GROUP CO LTD, SHANGHAI
|
|||||||||||||||
|
Security
|
Y8008N107
|
Meeting Type
|
ExtraOrdinary General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
08-Mar-2016
|
|||||||||||||
|
ISIN
|
CNE100000FN7
|
Agenda
|
706648500 - Management
|
||||||||||||
|
Record Date
|
05-Feb-2016
|
Holding Recon Date
|
05-Feb-2016
|
||||||||||||
|
City /
|
Country
|
SHANGH AI
|
/
|
China
|
Vote Deadline Date
|
23-Feb-2016
|
|||||||||
|
SEDOL(s)
|
B3ZVDV0 - B4M8B73 - B5NVZ21 - BP3RXT2
|
Quick Code
|
|||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
CMMT
|
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- [HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2016/0122/LTN20160122259.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2016/0122/LTN20160122255.PDF]
|
Non-Voting
|
|||||||||||||
|
CMMT
|
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE
|
Non-Voting
|
|||||||||||||
|
1
|
TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE APPOINTMENT OF MR. ZHUO FUMIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY, TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO DETERMINE HIS REMUNERATION, AND TO AUTHORISE ANY EXECUTIVE DIRECTOR OF THE COMPANY TO EXECUTE A SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS ON BEHALF OF THE COMPANY
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
142,400
|
0
|
23-Jan-2016
|
02-Mar-2016
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
236,800
|
0
|
23-Jan-2016
|
02-Mar-2016
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
583,600
|
0
|
23-Jan-2016
|
02-Mar-2016
|
|||||||||
|
STARBUCKS CORPORATION
|
|||||||||||||||
|
Security
|
855244109
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
SBUX
|
Meeting Date
|
23-Mar-2016
|
||||||||||||
|
ISIN
|
US8552441094
|
Agenda
|
934322861 - Management
|
||||||||||||
|
Record Date
|
14-Jan-2016
|
Holding Recon Date
|
14-Jan-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
22-Mar-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: HOWARD SCHULTZ
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: WILLIAM W. BRADLEY
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: MARY N. DILLON
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: ROBERT M. GATES
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: MELLODY HOBSON
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: KEVIN R. JOHNSON
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: JOSHUA COOPER RAMO
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR.
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: CLARA SHIH
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: JAVIER G. TERUEL
|
Management
|
For
|
For
|
|||||||||||
|
1K.
|
ELECTION OF DIRECTOR: MYRON E. ULLMAN, III
|
Management
|
For
|
For
|
|||||||||||
|
1L.
|
ELECTION OF DIRECTOR: CRAIG E. WEATHERUP
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
ADVISORY RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
APPROVE AMENDMENT AND RESTATEMENT OF OUR EXECUTIVE MANAGEMENT BONUS PLAN.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
ADOPT PROXY ACCESS BYLAW.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
6.
|
REVIEW POLICIES RELATED TO HUMAN RIGHTS.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
300
|
42,400
|
26-Jan-2016
|
24-Mar-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
2,300
|
68,700
|
26-Jan-2016
|
24-Mar-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
3,300
|
175,300
|
26-Jan-2016
|
24-Mar-2016
|
||||||||
|
GW PHARMACEUTICALS PLC
|
|||||||||||||||
|
Security
|
36197T103
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
GWPH
|
Meeting Date
|
23-Mar-2016
|
||||||||||||
|
ISIN
|
US36197T1034
|
Agenda
|
934331618 - Management
|
||||||||||||
|
Record Date
|
16-Feb-2016
|
Holding Recon Date
|
16-Feb-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
15-Mar-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
O1
|
TO RECEIVE, CONSIDER AND ADOPT THE DIRECTORS' AND AUDITORS' REPORTS AND STATEMENT OF ACCOUNTS FOR THE YEAR ENDED 30 SEPTEMBER 2015 AND NOTE THAT THE DIRECTORS DO NOT RECOMMEND PAYMENT OF A DIVIDEND
|
Management
|
For
|
For
|
|||||||||||
|
O2
|
TO APPROVE THE DIRECTORS' REMUNERATION REPORT
|
Management
|
For
|
For
|
|||||||||||
|
O3
|
TO RE-ELECT ADAM GEORGE AS A DIRECTOR
|
Management
|
For
|
For
|
|||||||||||
|
O4
|
TO RE-ELECT JAMES NOBLE AS A DIRECTOR
|
Management
|
For
|
For
|
|||||||||||
|
O5
|
TO RE-ELECT CHRISTOPHER TOVEY AS A DIRECTOR
|
Management
|
For
|
For
|
|||||||||||
|
O6
|
TO RE-ELECT JULIAN GANGOLLI AS A DIRECTOR
|
Management
|
For
|
For
|
|||||||||||
|
O7
|
TO APPOINT DELOITTE LLP AS AUDITOR
|
Management
|
For
|
For
|
|||||||||||
|
O8
|
TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITOR'S REMUNERATION
|
Management
|
For
|
For
|
|||||||||||
|
O9
|
TO AUTHORISE AN INCREASE IN THE AGGREGATE ANNUAL LIMIT ON THE FEES PAYABLE TO DIRECTORS TO 1,000,000 POUNDS
|
Management
|
For
|
For
|
|||||||||||
|
S10
|
TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES, UNDER SECTION 570 OF THE 2006 ACT AS IF SECTION 561(1) OF THE 2006 ACT DID NOT APPLY TO SUCH ALLOTMENT
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
8,200
|
0
|
25-Feb-2016
|
17-Mar-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
100
|
13,400
|
25-Feb-2016
|
17-Mar-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
3,800
|
30,100
|
25-Feb-2016
|
17-Mar-2016
|
||||||||
|
RAKUTEN,INC.
|
|||||||||||||||
|
Security
|
J64264104
|
Meeting Type
|
Annual General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
30-Mar-2016
|
|||||||||||||
|
ISIN
|
JP3967200001
|
Agenda
|
706754353 - Management
|
||||||||||||
|
Record Date
|
31-Dec-2015
|
Holding Recon Date
|
31-Dec-2015
|
||||||||||||
|
City /
|
Country
|
TOKYO
|
/
|
Japan
|
Vote Deadline Date
|
14-Mar-2016
|
|||||||||
|
SEDOL(s)
|
5987788 - 6229597 - B3BJLG9
|
Quick Code
|
47550
|
||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
Please reference meeting materials.
|
Non-Voting
|
||||||||||||||
|
1
|
Amend Articles to: Expand Business Lines
|
Management
|
For
|
For
|
|||||||||||
|
2.1
|
Appoint a Director Mikitani, Hiroshi
|
Management
|
For
|
For
|
|||||||||||
|
2.2
|
Appoint a Director Hosaka, Masayuki
|
Management
|
For
|
For
|
|||||||||||
|
2.3
|
Appoint a Director Charles B. Baxter
|
Management
|
For
|
For
|
|||||||||||
|
2.4
|
Appoint a Director Kutaragi, Ken
|
Management
|
For
|
For
|
|||||||||||
|
2.5
|
Appoint a Director Murai, Jun
|
Management
|
For
|
For
|
|||||||||||
|
2.6
|
Appoint a Director Youngme Moon
|
Management
|
For
|
For
|
|||||||||||
|
2.7
|
Appoint a Director Joshua G. James
|
Management
|
For
|
For
|
|||||||||||
|
2.8
|
Appoint a Director Mitachi, Takashi
|
Management
|
For
|
For
|
|||||||||||
|
3.1
|
Appoint a Corporate Auditor Yamaguchi, Katsuyuki
|
Management
|
For
|
For
|
|||||||||||
|
3.2
|
Appoint a Corporate Auditor Uchida, Takahide
|
Management
|
For
|
For
|
|||||||||||
|
4
|
Approve Issuance of Share Acquisition Rights as Stock Options for Directors, Executive Officers and Employees of the Company, the Company's Subsidiaries and Affiliated Companies
|
Management
|
For
|
For
|
|||||||||||
|
5
|
Approve Issuance of Share Acquisition Rights as Stock Options for Outside Directors of the Company, the Company's Subsidiaries and Affiliated Companies
|
Management
|
For
|
For
|
|||||||||||
|
6
|
Approve Issuance of Share Acquisition Rights as Stock Options for Corporate Auditors of the Company, the Company's Subsidiaries and Affiliated Companies
|
Management
|
For
|
For
|
|||||||||||
|
7
|
Approve Application of the Special Clauses to Issuance of Share Acquisition Rights as Stock Options for Residents of the State of California, U.S.A.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
70,900
|
0
|
11-Mar-2016
|
29-Mar-2016
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
118,100
|
0
|
11-Mar-2016
|
29-Mar-2016
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
293,500
|
0
|
11-Mar-2016
|
29-Mar-2016
|
|||||||||
|
ANTA SPORTS PRODUCTS LTD
|
|||||||||||||||
|
Security
|
G04011105
|
Meeting Type
|
Annual General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
06-Apr-2016
|
|||||||||||||
|
ISIN
|
KYG040111059
|
Agenda
|
706726897 - Management
|
||||||||||||
|
Record Date
|
31-Mar-2016
|
Holding Recon Date
|
31-Mar-2016
|
||||||||||||
|
City /
|
Country
|
HONG KONG
|
/
|
Cayman Islands
|
Vote Deadline Date
|
25-Mar-2016
|
|||||||||
|
SEDOL(s)
|
B1YVKN8 - B235FM2 - B2468S1 - BP3RRC3
|
Quick Code
|
|||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
CMMT
|
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0303/LTN20160303800.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0303/LTN20160303784.pdf
|
Non-Voting
|
|||||||||||||
|
CMMT
|
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING
|
Non-Voting
|
|||||||||||||
|
1
|
TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015
|
Management
|
For
|
For
|
|||||||||||
|
2
|
TO DECLARE A FINAL DIVIDEND OF HK30 CENTS PER ORDINARY SHARE OF THE COMPANY IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2015
|
Management
|
For
|
For
|
|||||||||||
|
3
|
TO DECLARE A SPECIAL DIVIDEND OF HK8 CENTS PER ORDINARY SHARE OF THE COMPANY IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2015
|
Management
|
For
|
For
|
|||||||||||
|
4
|
TO RE-ELECT MR. DING SHIZHONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY
|
Management
|
For
|
For
|
|||||||||||
|
5
|
TO RE-ELECT MR. ZHENG JIE AS AN EXECUTIVE DIRECTOR OF THE COMPANY
|
Management
|
For
|
For
|
|||||||||||
|
6
|
TO RE-ELECT MR. DAI ZHONGCHUAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY
|
Management
|
For
|
For
|
|||||||||||
|
7
|
TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE COMPANY'S DIRECTORS
|
Management
|
For
|
For
|
|||||||||||
|
8
|
TO RE-APPOINT KPMG AS THE COMPANY'S AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION
|
Management
|
For
|
For
|
|||||||||||
|
9
|
TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE COMPANY'S SHARES
|
Management
|
For
|
For
|
|||||||||||
|
10
|
TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES
|
Management
|
For
|
For
|
|||||||||||
|
11
|
TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY UNDER RESOLUTION NO. 9 BY THE NUMBER OF SHARES REPURCHASED UNDER RESOLUTION NO. 10
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
320,000
|
0
|
05-Mar-2016
|
01-Apr-2016
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
522,000
|
0
|
05-Mar-2016
|
01-Apr-2016
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
1,317,000
|
0
|
05-Mar-2016
|
01-Apr-2016
|
|||||||||
|
LIBERTY MEDIA CORPORATION
|
|||||||||||||||
|
Security
|
531229300
|
Meeting Type
|
Special
|
||||||||||||
|
Ticker Symbol
|
LMCK
|
Meeting Date
|
11-Apr-2016
|
||||||||||||
|
ISIN
|
US5312293005
|
Agenda
|
934332216 - Management
|
||||||||||||
|
Record Date
|
22-Feb-2016
|
Holding Recon Date
|
22-Feb-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
08-Apr-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
A PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF OUR CERTIFICATE OF INCORPORATION, AMONG OTHER THINGS, TO RECLASSIFY AND EXCHANGE OUR EXISTING COMMON STOCK BY EXCHANGING THE SHARES OF OUR EXISTING COMMON STOCK FOR NEWLY ISSUED SHARES OF THREE NEW TRACKING STOCKS, TO BE DESIGNATED THE LIBERTY SIRIUSXM COMMON STOCK, THE LIBERTY BRAVES COMMON STOCK AND THE LIBERTY MEDIA COMMON STOCK, AND TO PROVIDE FOR THE ATTRIBUTION OF THE BUSINESSES, ASSETS AND ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL)
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
A PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF OUR CERTIFICATE OF INCORPORATION, IN CONNECTION WITH THE RECLASSIFICATION AND EXCHANGE OF OUR EXISTING COMMON STOCK, AMONG OTHER THINGS, TO RECLASSIFY AND EXCHANGE EACH OUTSTANDING SHARE OF OUR EXISTING SERIES A, SERIES B AND SERIES C COMMON STOCK BY EXCHANGING EACH SUCH SHARE FOR THE FOLLOWING UPON THE CANCELLATION THEREOF: ONE NEWLY ISSUED SHARE OF THE CORRESPONDING SERIES OF LIBERTY SIRIUSXM COMMON ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL)
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
A PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF OUR CERTIFICATE OF INCORPORATION, IN CONNECTION WITH THE RECLASSIFICATION AND EXCHANGE OF OUR EXISTING COMMON STOCK, AMONG OTHER THINGS, TO PROVIDE THE BOARD OF DIRECTORS WITH DISCRETION TO CONVERT SHARES OF COMMON STOCK INTENDED TO TRACK THE PERFORMANCE OF ANY OF THE SIRIUSXM GROUP, THE BRAVES GROUP OR THE MEDIA GROUP INTO COMMON STOCK INTENDED TO TRACK THE PERFORMANCE OF ONE OF SUCH OTHER GROUPS.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
A PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF OUR CERTIFICATE OF INCORPORATION, IN CONNECTION WITH THE RECLASSIFICATION AND EXCHANGE OF OUR EXISTING COMMON STOCK, AMONG OTHER THINGS, TO PROVIDE THE BOARD OF DIRECTORS WITH DISCRETION TO PERMIT THE SALE OF ALL OR SUBSTANTIALLY ALL OF THE ASSETS OF A GROUP WITHOUT A VOTE OF THE HOLDERS OF THE STOCK OF THAT GROUP, IF THE NET PROCEEDS OF SUCH SALE ARE DISTRIBUTED TO HOLDERS OF THAT STOCK BY MEANS OF A DIVIDEND OR ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL)
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
A PROPOSAL TO AUTHORIZE THE ADJOURNMENT OF THE SPECIAL MEETING BY LIBERTY MEDIA TO PERMIT FURTHER SOLICITATION OF PROXIES, IF NECESSARY OR APPROPRIATE, IF SUFFICIENT VOTES ARE NOT REPRESENTED AT THE SPECIAL MEETING TO APPROVE THE OTHER PROPOSALS TO BE PRESENTED AT THE SPECIAL MEETING.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
7,624
|
27,200
|
26-Feb-2016
|
12-Apr-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
5,436
|
62,600
|
26-Feb-2016
|
12-Apr-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
2,312
|
143,200
|
26-Feb-2016
|
12-Apr-2016
|
||||||||
|
LIBERTY MEDIA CORPORATION
|
|||||||||||||||
|
Security
|
531229102
|
Meeting Type
|
Special
|
||||||||||||
|
Ticker Symbol
|
LMCA
|
Meeting Date
|
11-Apr-2016
|
||||||||||||
|
ISIN
|
US5312291025
|
Agenda
|
934332216 - Management
|
||||||||||||
|
Record Date
|
22-Feb-2016
|
Holding Recon Date
|
22-Feb-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
08-Apr-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
A PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF OUR CERTIFICATE OF INCORPORATION, AMONG OTHER THINGS, TO RECLASSIFY AND EXCHANGE OUR EXISTING COMMON STOCK BY EXCHANGING THE SHARES OF OUR EXISTING COMMON STOCK FOR NEWLY ISSUED SHARES OF THREE NEW TRACKING STOCKS, TO BE DESIGNATED THE LIBERTY SIRIUSXM COMMON STOCK, THE LIBERTY BRAVES COMMON STOCK AND THE LIBERTY MEDIA COMMON STOCK, AND TO PROVIDE FOR THE ATTRIBUTION OF THE BUSINESSES, ASSETS AND ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL)
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
A PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF OUR CERTIFICATE OF INCORPORATION, IN CONNECTION WITH THE RECLASSIFICATION AND EXCHANGE OF OUR EXISTING COMMON STOCK, AMONG OTHER THINGS, TO RECLASSIFY AND EXCHANGE EACH OUTSTANDING SHARE OF OUR EXISTING SERIES A, SERIES B AND SERIES C COMMON STOCK BY EXCHANGING EACH SUCH SHARE FOR THE FOLLOWING UPON THE CANCELLATION THEREOF: ONE NEWLY ISSUED SHARE OF THE CORRESPONDING SERIES OF LIBERTY SIRIUSXM COMMON ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL)
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
A PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF OUR CERTIFICATE OF INCORPORATION, IN CONNECTION WITH THE RECLASSIFICATION AND EXCHANGE OF OUR EXISTING COMMON STOCK, AMONG OTHER THINGS, TO PROVIDE THE BOARD OF DIRECTORS WITH DISCRETION TO CONVERT SHARES OF COMMON STOCK INTENDED TO TRACK THE PERFORMANCE OF ANY OF THE SIRIUSXM GROUP, THE BRAVES GROUP OR THE MEDIA GROUP INTO COMMON STOCK INTENDED TO TRACK THE PERFORMANCE OF ONE OF SUCH OTHER GROUPS.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
A PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF OUR CERTIFICATE OF INCORPORATION, IN CONNECTION WITH THE RECLASSIFICATION AND EXCHANGE OF OUR EXISTING COMMON STOCK, AMONG OTHER THINGS, TO PROVIDE THE BOARD OF DIRECTORS WITH DISCRETION TO PERMIT THE SALE OF ALL OR SUBSTANTIALLY ALL OF THE ASSETS OF A GROUP WITHOUT A VOTE OF THE HOLDERS OF THE STOCK OF THAT GROUP, IF THE NET PROCEEDS OF SUCH SALE ARE DISTRIBUTED TO HOLDERS OF THAT STOCK BY MEANS OF A DIVIDEND OR ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL)
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
A PROPOSAL TO AUTHORIZE THE ADJOURNMENT OF THE SPECIAL MEETING BY LIBERTY MEDIA TO PERMIT FURTHER SOLICITATION OF PROXIES, IF NECESSARY OR APPROPRIATE, IF SUFFICIENT VOTES ARE NOT REPRESENTED AT THE SPECIAL MEETING TO APPROVE THE OTHER PROPOSALS TO BE PRESENTED AT THE SPECIAL MEETING.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
9,212
|
20,900
|
26-Feb-2016
|
12-Apr-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
13,568
|
41,300
|
26-Feb-2016
|
12-Apr-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
6,656
|
118,800
|
26-Feb-2016
|
12-Apr-2016
|
||||||||
|
LENNAR CORPORATION
|
|||||||||||||||
|
Security
|
526057104
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
LEN
|
Meeting Date
|
13-Apr-2016
|
||||||||||||
|
ISIN
|
US5260571048
|
Agenda
|
934331048 - Management
|
||||||||||||
|
Record Date
|
16-Feb-2016
|
Holding Recon Date
|
16-Feb-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
12-Apr-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
IRVING BOLOTIN
|
For
|
For
|
||||||||||||
|
2
|
STEVEN L. GERARD
|
For
|
For
|
||||||||||||
|
3
|
THERON I. "TIG" GILLIAM
|
For
|
For
|
||||||||||||
|
4
|
SHERRILL W. HUDSON
|
For
|
For
|
||||||||||||
|
5
|
SIDNEY LAPIDUS
|
For
|
For
|
||||||||||||
|
6
|
TERI P. MCCLURE
|
For
|
For
|
||||||||||||
|
7
|
STUART A. MILLER
|
For
|
For
|
||||||||||||
|
8
|
ARMANDO OLIVERA
|
For
|
For
|
||||||||||||
|
9
|
JEFFREY SONNENFELD
|
For
|
For
|
||||||||||||
|
2.
|
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS LENNAR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF LENNAR'S NAMED EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
APPROVAL OF THE LENNAR CORPORATION 2016 EQUITY INCENTIVE PLAN.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
APPROVAL OF THE LENNAR CORPORATION 2016 INCENTIVE COMPENSATION PLAN.
|
Management
|
For
|
For
|
|||||||||||
|
6.
|
APPROVAL OF A STOCKHOLDER PROPOSAL REGARDING OUR COMMON STOCK VOTING STRUCTURE, IF PROPERLY PRESENTED AT THE ANNUAL MEETING.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
100
|
78,900
|
03-Mar-2016
|
14-Apr-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
1,000
|
132,100
|
03-Mar-2016
|
14-Apr-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
106,300
|
225,000
|
03-Mar-2016
|
14-Apr-2016
|
||||||||
|
AMERICAN CAPITAL AGENCY CORP.
|
|||||||||||||||
|
Security
|
02503X105
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
AGNC
|
Meeting Date
|
19-Apr-2016
|
||||||||||||
|
ISIN
|
US02503X1054
|
Agenda
|
934340047 - Management
|
||||||||||||
|
Record Date
|
25-Feb-2016
|
Holding Recon Date
|
25-Feb-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
18-Apr-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.1
|
ELECTION OF DIRECTOR: OMITTED
|
Management
|
For
|
For
|
|||||||||||
|
1.2
|
ELECTION OF DIRECTOR: JOHN R. ERICKSON
|
Management
|
For
|
For
|
|||||||||||
|
1.3
|
ELECTION OF DIRECTOR: SAMUEL A. FLAX
|
Management
|
For
|
For
|
|||||||||||
|
1.4
|
ELECTION OF DIRECTOR: ALVIN N. PURYEAR
|
Management
|
For
|
For
|
|||||||||||
|
1.5
|
ELECTION OF DIRECTOR: ROBERT M. COUCH
|
Management
|
For
|
For
|
|||||||||||
|
1.6
|
ELECTION OF DIRECTOR: MORRIS A. DAVIS
|
Management
|
For
|
For
|
|||||||||||
|
1.7
|
ELECTION OF DIRECTOR: RANDY E. DOBBS
|
Management
|
For
|
For
|
|||||||||||
|
1.8
|
ELECTION OF DIRECTOR: LARRY K. HARVEY
|
Management
|
For
|
For
|
|||||||||||
|
1.9
|
ELECTION OF DIRECTOR: PRUE B. LAROCCA
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
APPROVAL OF AN AMENDMENT TO THE AMERICAN CAPITAL AGENCY CORP. EQUITY INCENTIVE PLAN FOR INDEPENDENT DIRECTORS.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
APPROVAL OF AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE THAT OUR STOCKHOLDERS MAY REMOVE ANY DIRECTOR FROM OFFICE, WITH OR WITHOUT CAUSE.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANT FOR THE YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
ELECTION OF ADDITIONAL DIRECTOR - GARY KAIN
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
47,300
|
74,000
|
23-Mar-2016
|
20-Apr-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
33,400
|
155,000
|
23-Mar-2016
|
20-Apr-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
500
|
500,000
|
23-Mar-2016
|
20-Apr-2016
|
||||||||
|
997AL61
|
GLQ MS PLEDGE
|
997AL61
|
STATE STREET BANK & TRUST CO
|
10,900
|
0
|
23-Mar-2016
|
20-Apr-2016
|
||||||||
|
HUMANA INC.
|
|||||||||||||||
|
Security
|
444859102
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
HUM
|
Meeting Date
|
21-Apr-2016
|
||||||||||||
|
ISIN
|
US4448591028
|
Agenda
|
934335022 - Management
|
||||||||||||
|
Record Date
|
29-Feb-2016
|
Holding Recon Date
|
29-Feb-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
20-Apr-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A)
|
ELECTION OF DIRECTOR: KURT J. HILZINGER
|
Management
|
For
|
For
|
|||||||||||
|
1B)
|
ELECTION OF DIRECTOR: BRUCE D. BROUSSARD
|
Management
|
For
|
For
|
|||||||||||
|
1C)
|
ELECTION OF DIRECTOR: FRANK A. D'AMELIO
|
Management
|
For
|
For
|
|||||||||||
|
1D)
|
ELECTION OF DIRECTOR: W. ROY DUNBAR
|
Management
|
For
|
For
|
|||||||||||
|
1E)
|
ELECTION OF DIRECTOR: DAVID A. JONES, JR.
|
Management
|
For
|
For
|
|||||||||||
|
1F)
|
ELECTION OF DIRECTOR: WILLIAM J. MCDONALD
|
Management
|
For
|
For
|
|||||||||||
|
1G)
|
ELECTION OF DIRECTOR: WILLIAM E. MITCHELL
|
Management
|
For
|
For
|
|||||||||||
|
1H)
|
ELECTION OF DIRECTOR: DAVID B. NASH, M.D.
|
Management
|
For
|
For
|
|||||||||||
|
1I)
|
ELECTION OF DIRECTOR: JAMES J. O'BRIEN
|
Management
|
For
|
For
|
|||||||||||
|
1J)
|
ELECTION OF DIRECTOR: MARISSA T. PETERSON
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
THE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE 2016 PROXY STATEMENT.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
2,700
|
0
|
10-Mar-2016
|
22-Apr-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
4,300
|
0
|
10-Mar-2016
|
22-Apr-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
10,900
|
0
|
10-Mar-2016
|
22-Apr-2016
|
||||||||
|
PERRIGO COMPANY PLC
|
|||||||||||||||
|
Security
|
G97822103
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
PRGO
|
Meeting Date
|
26-Apr-2016
|
||||||||||||
|
ISIN
|
IE00BGH1M568
|
Agenda
|
934339018 - Management
|
||||||||||||
|
Record Date
|
26-Feb-2016
|
Holding Recon Date
|
26-Feb-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
22-Apr-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: LAURIE BRLAS
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: GARY M. COHEN
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: MARC COUCKE
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: ELLEN R. HOFFING
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: MICHAEL J. JANDERNOA
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: GERALD K. KUNKLE, JR.
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: HERMAN MORRIS, JR.
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: DONAL O'CONNOR
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: JOSEPH C. PAPA
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: SHLOMO YANAI
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE PERIOD ENDING DECEMBER 31, 2016, AND AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO FIX THE REMUNERATION OF THE AUDITOR
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
APPROVE IN AN ADVISORY VOTE THE COMPANY'S EXECUTIVE COMPENSATION
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
AUTHORIZE PERRIGO COMPANY PLC AND/OR ANY SUBSIDIARY TO MAKE MARKET PURCHASES OF PERRIGO COMPANY PLC'S ORDINARY SHARES
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
DETERMINE THE REISSUE PRICE RANGE FOR PERRIGO COMPANY PLC TREASURY SHARES
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
100
|
6,260
|
18-Mar-2016
|
26-Apr-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
100
|
10,450
|
18-Mar-2016
|
26-Apr-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
100
|
26,014
|
18-Mar-2016
|
26-Apr-2016
|
||||||||
|
CITIGROUP INC.
|
|||||||||||||||
|
Security
|
172967424
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
C
|
Meeting Date
|
26-Apr-2016
|
||||||||||||
|
ISIN
|
US1729674242
|
Agenda
|
934339183 - Management
|
||||||||||||
|
Record Date
|
29-Feb-2016
|
Holding Recon Date
|
29-Feb-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
25-Apr-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: MICHAEL L. CORBAT
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: ELLEN M. COSTELLO
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: DUNCAN P. HENNES
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: PETER B. HENRY
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: FRANZ B. HUMER
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: RENEE J. JAMES
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: EUGENE M. MCQUADE
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: MICHAEL E. O'NEILL
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: GARY M. REINER
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: JUDITH RODIN
|
Management
|
For
|
For
|
|||||||||||
|
1K.
|
ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO
|
Management
|
For
|
For
|
|||||||||||
|
1L.
|
ELECTION OF DIRECTOR: JOAN E. SPERO
|
Management
|
For
|
For
|
|||||||||||
|
1M.
|
ELECTION OF DIRECTOR: DIANA L. TAYLOR
|
Management
|
For
|
For
|
|||||||||||
|
1N.
|
ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR.
|
Management
|
For
|
For
|
|||||||||||
|
1O.
|
ELECTION OF DIRECTOR: JAMES S. TURLEY
|
Management
|
For
|
For
|
|||||||||||
|
1P.
|
ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
ADVISORY APPROVAL OF CITI'S 2015 EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
APPROVAL OF AN AMENDMENT TO THE CITIGROUP 2014 STOCK INCENTIVE PLAN AUTHORIZING ADDITIONAL SHARES.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
APPROVAL OF THE AMENDED AND RESTATED 2011 CITIGROUP EXECUTIVE PERFORMANCE PLAN.
|
Management
|
For
|
For
|
|||||||||||
|
6.
|
STOCKHOLDER PROPOSAL REQUESTING A REPORT DEMONSTRATING THE COMPANY DOES NOT HAVE A GENDER PAY GAP.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
7.
|
STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
8.
|
STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
9.
|
STOCKHOLDER PROPOSAL REQUESTING AN AMENDMENT TO THE GENERAL CLAWBACK POLICY.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
10.
|
STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY PROHIBITING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
11,700
|
0
|
17-Mar-2016
|
27-Apr-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
19,100
|
0
|
17-Mar-2016
|
27-Apr-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
48,200
|
0
|
17-Mar-2016
|
27-Apr-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
1,030
|
96,600
|
17-Mar-2016
|
27-Apr-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
719
|
154,600
|
17-Mar-2016
|
27-Apr-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
27,825
|
386,000
|
17-Mar-2016
|
27-Apr-2016
|
||||||||
|
997AL61
|
GLQ MS PLEDGE
|
997AL61
|
STATE STREET BANK & TRUST CO
|
8,700
|
0
|
17-Mar-2016
|
27-Apr-2016
|
||||||||
|
WELLS FARGO & COMPANY
|
|||||||||||||||
|
Security
|
949746101
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
WFC
|
Meeting Date
|
26-Apr-2016
|
||||||||||||
|
ISIN
|
US9497461015
|
Agenda
|
934339830 - Management
|
||||||||||||
|
Record Date
|
01-Mar-2016
|
Holding Recon Date
|
01-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
25-Apr-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: JOHN D. BAKER II
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: ELAINE L. CHAO
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: JOHN S. CHEN
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: LLOYD H. DEAN
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: ELIZABETH A. DUKE
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: SUSAN E. ENGEL
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: DONALD M. JAMES
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: FEDERICO F. PENA
|
Management
|
For
|
For
|
|||||||||||
|
1K.
|
ELECTION OF DIRECTOR: JAMES H. QUIGLEY
|
Management
|
For
|
For
|
|||||||||||
|
1L.
|
ELECTION OF DIRECTOR: STEPHEN W. SANGER
|
Management
|
For
|
For
|
|||||||||||
|
1M.
|
ELECTION OF DIRECTOR: JOHN G. STUMPF
|
Management
|
For
|
For
|
|||||||||||
|
1N.
|
ELECTION OF DIRECTOR: SUSAN G. SWENSON
|
Management
|
For
|
For
|
|||||||||||
|
1O.
|
ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
ADOPT A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
5.
|
PROVIDE A REPORT ON THE COMPANY'S LOBBYING POLICIES AND PRACTICES.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
800
|
15,000
|
17-Mar-2016
|
27-Apr-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
900
|
25,000
|
17-Mar-2016
|
27-Apr-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
200
|
66,000
|
17-Mar-2016
|
27-Apr-2016
|
||||||||
|
EOG RESOURCES, INC.
|
|||||||||||||||
|
Security
|
26875P101
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
EOG
|
Meeting Date
|
26-Apr-2016
|
||||||||||||
|
ISIN
|
US26875P1012
|
Agenda
|
934342267 - Management
|
||||||||||||
|
Record Date
|
26-Feb-2016
|
Holding Recon Date
|
26-Feb-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
25-Apr-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: JANET F. CLARK
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: CHARLES R. CRISP
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: JAMES C. DAY
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: H. LEIGHTON STEWARD
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: DONALD F. TEXTOR
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: WILLIAM R. THOMAS
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: FRANK G. WISNER
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
200
|
11,400
|
18-Mar-2016
|
27-Apr-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
300
|
19,000
|
18-Mar-2016
|
27-Apr-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
300
|
48,100
|
18-Mar-2016
|
27-Apr-2016
|
||||||||
|
AMC ENTERTAINMENT HOLDINGS, INC.
|
|||||||||||||||
|
Security
|
00165C104
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
AMC
|
Meeting Date
|
26-Apr-2016
|
||||||||||||
|
ISIN
|
US00165C1045
|
Agenda
|
934357701 - Management
|
||||||||||||
|
Record Date
|
29-Feb-2016
|
Holding Recon Date
|
29-Feb-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
25-Apr-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
MR. LIN (LINCOLN) ZHANG
|
For
|
For
|
||||||||||||
|
2
|
MR. ADAM ARON
|
For
|
For
|
||||||||||||
|
3
|
MR. JACK GAO
|
For
|
For
|
||||||||||||
|
2.
|
PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
SAY ON PAY - AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
5,400
|
33,200
|
26-Mar-2016
|
27-Apr-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
44,300
|
20,000
|
26-Mar-2016
|
27-Apr-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
986
|
161,600
|
26-Mar-2016
|
27-Apr-2016
|
||||||||
|
GALAPAGOS N V
|
|||||||||||||||
|
Security
|
36315X101
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
GLPG
|
Meeting Date
|
26-Apr-2016
|
||||||||||||
|
ISIN
|
US36315X1019
|
Agenda
|
934360900 - Management
|
||||||||||||
|
Record Date
|
14-Mar-2016
|
Holding Recon Date
|
14-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
15-Apr-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
2.
|
COMMUNICATION AND APPROVAL OF THE NON- CONSOLIDATED ANNUAL ACCOUNTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2015 AND THE ALLOCATION OF THE ANNUAL RESULT AS PROPOSED BY THE BOARD OF DIRECTORS.
|
Management
|
For
|
||||||||||||
|
5.
|
COMMUNICATION AND APPROVAL OF THE REMUNERATION REPORT.
|
Management
|
For
|
||||||||||||
|
6.
|
RELEASE FROM LIABILITY TO BE GRANTED TO THE DIRECTORS AND THE STATUTORY AUDITOR FOR THE PERFORMANCE OF THEIR DUTIES IN THE COURSE OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2015.
|
Management
|
For
|
||||||||||||
|
7.
|
REMUNERATION OF DIRECTORS.
|
Management
|
For
|
||||||||||||
|
8.
|
OFFER OF WARRANTS.
|
Management
|
For
|
||||||||||||
|
9.
|
APPLICATION OF ARTICLE 556 OF THE BELGIAN COMPANIES CODE.
|
Management
|
For
|
||||||||||||
|
E2.
|
AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITHIN THE FRAMEWORK OF THE AUTHORIZED CAPITAL BY UP TO 20% OF THE SHARE CAPITAL.
|
Management
|
For
|
||||||||||||
|
E3.
|
AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITHIN THE FRAMEWORK OF THE AUTHORIZED CAPITAL BY UP TO 50% OF THE SHARE CAPITAL, IN SPECIFIC CIRCUMSTANCES.
|
Management
|
For
|
||||||||||||
|
E4.
|
AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITHIN THE FRAMEWORK OF THE AUTHORIZED CAPITAL BY UP TO 100% OF THE SHARE CAPITAL, IN SPECIFIC CIRCUMSTANCES WITH UNANIMOUS CONSENT.
|
Management
|
For
|
||||||||||||
|
E5.
|
AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITHIN THE FRAMEWORK OF THE AUTHORIZED CAPITAL AFTER NOTIFICATION OF A PUBLIC TAKEOVER BID.
|
Management
|
For
|
||||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
4,500
|
0
|
29-Mar-2016
|
19-Apr-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
7,500
|
0
|
29-Mar-2016
|
19-Apr-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
18,700
|
0
|
29-Mar-2016
|
19-Apr-2016
|
||||||||
|
CIGNA CORPORATION
|
|||||||||||||||
|
Security
|
125509109
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
CI
|
Meeting Date
|
27-Apr-2016
|
||||||||||||
|
ISIN
|
US1255091092
|
Agenda
|
934341520 - Management
|
||||||||||||
|
Record Date
|
29-Feb-2016
|
Holding Recon Date
|
29-Feb-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
26-Apr-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.1
|
ELECTION OF DIRECTOR: DAVID M. CORDANI
|
Management
|
For
|
For
|
|||||||||||
|
1.2
|
ELECTION OF DIRECTOR: ISAIAH HARRIS, JR.
|
Management
|
For
|
For
|
|||||||||||
|
1.3
|
ELECTION OF DIRECTOR: JANE E. HENNEY, M.D.
|
Management
|
For
|
For
|
|||||||||||
|
1.4
|
ELECTION OF DIRECTOR: DONNA F. ZARCONE
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
ADVISORY APPROVAL OF CIGNA'S EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CIGNA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
100
|
2,800
|
19-Mar-2016
|
28-Apr-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
900
|
4,000
|
19-Mar-2016
|
28-Apr-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
300
|
12,000
|
19-Mar-2016
|
28-Apr-2016
|
||||||||
|
BANK OF AMERICA CORPORATION
|
|||||||||||||||
|
Security
|
060505104
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
BAC
|
Meeting Date
|
27-Apr-2016
|
||||||||||||
|
ISIN
|
US0605051046
|
Agenda
|
934341568 - Management
|
||||||||||||
|
Record Date
|
02-Mar-2016
|
Holding Recon Date
|
02-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
26-Apr-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: SHARON L. ALLEN
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: SUSAN S. BIES
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: JACK O. BOVENDER, JR.
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR.
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: PIERRE J.P. DE WECK
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: ARNOLD W. DONALD
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: LINDA P. HUDSON
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: MONICA C. LOZANO
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: THOMAS J. MAY
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN
|
Management
|
For
|
For
|
|||||||||||
|
1K.
|
ELECTION OF DIRECTOR: LIONEL L. NOWELL, III
|
Management
|
For
|
For
|
|||||||||||
|
1L.
|
ELECTION OF DIRECTOR: THOMAS D. WOODS
|
Management
|
For
|
For
|
|||||||||||
|
1M.
|
ELECTION OF DIRECTOR: R. DAVID YOST
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
APPROVING OUR EXECUTIVE COMPENSATION (AN ADVISORY, NON-BINDING "SAY ON PAY" RESOLUTION)
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
RATIFYING THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
23,700
|
0
|
18-Mar-2016
|
28-Apr-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
38,500
|
0
|
18-Mar-2016
|
28-Apr-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
97,700
|
0
|
18-Mar-2016
|
28-Apr-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
37,891
|
296,000
|
18-Mar-2016
|
28-Apr-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
61,405
|
499,000
|
18-Mar-2016
|
28-Apr-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
162,300
|
1,228,210
|
18-Mar-2016
|
28-Apr-2016
|
||||||||
|
STARWOOD PROPERTY TRUST INC
|
|||||||||||||||
|
Security
|
85571B105
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
STWD
|
Meeting Date
|
27-Apr-2016
|
||||||||||||
|
ISIN
|
US85571B1052
|
Agenda
|
934366938 - Management
|
||||||||||||
|
Record Date
|
10-Mar-2016
|
Holding Recon Date
|
10-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
26-Apr-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
RICHARD D. BRONSON
|
For
|
For
|
||||||||||||
|
2
|
JEFFREY G. DISHNER
|
For
|
For
|
||||||||||||
|
3
|
CAMILLE J. DOUGLAS
|
For
|
For
|
||||||||||||
|
4
|
SOLOMON J. KUMIN
|
For
|
For
|
||||||||||||
|
5
|
BARRY S. STERNLICHT
|
For
|
For
|
||||||||||||
|
6
|
STRAUSS ZELNICK
|
For
|
For
|
||||||||||||
|
2.
|
TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CALENDAR YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
129,400
|
0
|
01-Apr-2016
|
28-Apr-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
100
|
257,300
|
01-Apr-2016
|
28-Apr-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
100
|
637,900
|
01-Apr-2016
|
28-Apr-2016
|
||||||||
|
997AL60
|
GLV MS PLEDGE
|
997AL60
|
STATE STREET BANK & TRUST CO
|
25,000
|
0
|
01-Apr-2016
|
28-Apr-2016
|
||||||||
|
HCA HOLDINGS, INC.
|
|||||||||||||||
|
Security
|
40412C101
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
HCA
|
Meeting Date
|
28-Apr-2016
|
||||||||||||
|
ISIN
|
US40412C1018
|
Agenda
|
934344247 - Management
|
||||||||||||
|
Record Date
|
04-Mar-2016
|
Holding Recon Date
|
04-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
27-Apr-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: R. MILTON JOHNSON
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: ROBERT J. DENNIS
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: NANCY-ANN DEPARLE
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: THOMAS F. FRIST III
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: WILLIAM R. FRIST
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR.
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: ANN H. LAMONT
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: JAY O. LIGHT
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: GEOFFREY G. MEYERS
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: MICHAEL W. MICHELSON
|
Management
|
For
|
For
|
|||||||||||
|
1K.
|
ELECTION OF DIRECTOR: WAYNE J. RILEY, M.D.
|
Management
|
For
|
For
|
|||||||||||
|
1L.
|
ELECTION OF DIRECTOR: JOHN W. ROWE, M.D.
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
TO REAPPROVE THE PERFORMANCE GOALS UNDER THE 2006 STOCK INCENTIVE PLAN FOR KEY EMPLOYEES OF HCA HOLDINGS, INC. AND ITS AFFILIATES, AS AMENDED AND RESTATED
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
STOCKHOLDER PROPOSAL REGARDING A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
6,500
|
0
|
18-Mar-2016
|
29-Apr-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
477
|
6,000
|
18-Mar-2016
|
29-Apr-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
815
|
21,000
|
18-Mar-2016
|
29-Apr-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
347
|
54,000
|
18-Mar-2016
|
29-Apr-2016
|
||||||||
|
MGIC INVESTMENT CORPORATION
|
|||||||||||||||
|
Security
|
552848103
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
MTG
|
Meeting Date
|
28-Apr-2016
|
||||||||||||
|
ISIN
|
US5528481030
|
Agenda
|
934359705 - Management
|
||||||||||||
|
Record Date
|
04-Mar-2016
|
Holding Recon Date
|
04-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
27-Apr-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
DANIEL A. ARRIGONI
|
For
|
For
|
||||||||||||
|
2
|
CASSANDRA C. CARR
|
For
|
For
|
||||||||||||
|
3
|
C. EDWARD CHAPLIN
|
For
|
For
|
||||||||||||
|
4
|
CURT S. CULVER
|
For
|
For
|
||||||||||||
|
5
|
TIMOTHY A. HOLT
|
For
|
For
|
||||||||||||
|
6
|
KENNETH M. JASTROW, II
|
For
|
For
|
||||||||||||
|
7
|
MICHAEL E. LEHMAN
|
For
|
For
|
||||||||||||
|
8
|
DONALD T. NICOLAISEN
|
For
|
For
|
||||||||||||
|
9
|
GARY A. POLINER
|
For
|
For
|
||||||||||||
|
10
|
PATRICK SINKS
|
For
|
For
|
||||||||||||
|
11
|
MARK M. ZANDI
|
For
|
For
|
||||||||||||
|
2.
|
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
APPROVE OUR AMENDED AND RESTATED RIGHTS AGREEMENT
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
74,100
|
0
|
29-Mar-2016
|
29-Apr-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
9,634
|
232,900
|
29-Mar-2016
|
29-Apr-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
63,965
|
442,600
|
29-Mar-2016
|
29-Apr-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
35,188
|
1,273,000
|
29-Mar-2016
|
29-Apr-2016
|
||||||||
|
997AL61
|
GLQ MS PLEDGE
|
997AL61
|
STATE STREET BANK & TRUST CO
|
18,300
|
0
|
29-Mar-2016
|
29-Apr-2016
|
||||||||
|
SHIRE PLC
|
|||||||||||||||
|
Security
|
82481R106
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
SHPG
|
Meeting Date
|
28-Apr-2016
|
||||||||||||
|
ISIN
|
US82481R1068
|
Agenda
|
934369489 - Management
|
||||||||||||
|
Record Date
|
18-Mar-2016
|
Holding Recon Date
|
18-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
20-Apr-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
TO RECEIVE THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2015.
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
TO APPROVE THE DIRECTORS' REMUNERATION REPORT, EXCLUDING THE DIRECTORS' REMUNERATION POLICY, SET OUT ON PAGES 76 TO 101 OF THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2015.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
TO ELECT OLIVIER BOHUON AS A DIRECTOR.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
TO RE-ELECT WILLIAM BURNS AS A DIRECTOR.
|
Management
|
For
|
For
|
|||||||||||
|
6.
|
TO RE-ELECT DR. STEVEN GILLIS AS A DIRECTOR.
|
Management
|
For
|
For
|
|||||||||||
|
7.
|
TO RE-ELECT DR. DAVID GINSBURG AS A DIRECTOR.
|
Management
|
For
|
For
|
|||||||||||
|
8.
|
TO RE-ELECT SUSAN KILSBY AS A DIRECTOR.
|
Management
|
For
|
For
|
|||||||||||
|
9.
|
TO ELECT SARA MATHEW AS A DIRECTOR.
|
Management
|
For
|
For
|
|||||||||||
|
10.
|
TO RE-ELECT ANNE MINTO AS A DIRECTOR.
|
Management
|
For
|
For
|
|||||||||||
|
11.
|
TO RE-ELECT DR. FLEMMING ORNSKOV AS A DIRECTOR.
|
Management
|
For
|
For
|
|||||||||||
|
12.
|
TO ELECT JEFFREY POULTON AS A DIRECTOR.
|
Management
|
For
|
For
|
|||||||||||
|
13.
|
TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S AUDITOR UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY.
|
Management
|
For
|
For
|
|||||||||||
|
14.
|
TO AUTHORIZE THE AUDIT, COMPLIANCE & RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR.
|
Management
|
For
|
For
|
|||||||||||
|
15.
|
THAT THE AUTHORITY TO ALLOT RELEVANT SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION (THE "ARTICLES")) CONFERRED ON THE DIRECTORS BY ARTICLE 10 PARAGRAPH (B) OF THE ARTICLES BE RENEWED AND FOR THIS PURPOSE THE AUTHORISED ALLOTMENT AMOUNT SHALL BE: (A) 9,886,710.20 OF RELEVANT SECURITIES; AND (B) SOLELY IN
|
Management
|
For
|
For
|
|||||||||||
|
CONNECTION WITH AN ALLOTMENT PURSUANT TO AN OFFER BY WAY OF A RIGHTS ISSUE (AS DEFINED IN THE ARTICLES, BUT ONLY IF AND TO THE EXTENT THAT SUCH OFFER IS ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL)
|
|||||||||||||||
|
16.
|
THAT, SUBJECT TO THE PASSING OF RESOLUTION 15, THE AUTHORITY TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION (THE "ARTICLES")) WHOLLY FOR CASH CONFERRED ON THE DIRECTORS BY ARTICLE 10 PARAGRAPH (D) OF THE ARTICLES BE RENEWED AND FOR THIS PURPOSE THE NON PRE- EMPTIVE AMOUNT (AS DEFINED IN THE ARTICLES) SHALL BE 3,005,870.30 AND THE ALLOTMENT PERIOD SHALL BE THE PERIOD COMMENCING ON APRIL 28, 2016, AND ENDING ON THE EARLIER OF JULY 27, 2017, ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL)
|
Management
|
For
|
For
|
|||||||||||
|
17.
|
THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORIZED: (A) PURSUANT TO ARTICLE 57 OF THE COMPANIES (JERSEY) LAW 1991 TO MAKE MARKET PURCHASES OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY, PROVIDED THAT: (1) THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORIZED TO BE PURCHASED IS 59,320,261; (2) THE MINIMUM PRICE, EXCLUSIVE OF ANY EXPENSES, WHICH MAY BE PAID FOR AN ORDINARY SHARE IS FIVE PENCE; (3) THE MAXIMUM PRICE, EXCLUSIVE OF ANY EXPENSES, WHICH MAY BE PAID ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL)
|
Management
|
For
|
For
|
|||||||||||
|
18.
|
THAT THE AUTHORIZED SHARE CAPITAL OF THE COMPANY BE INCREASED FROM 50,000,002 TO 75,000,002, TO BE DIVIDED INTO 1,500,000,000 SHARES DESIGNATED AS ORDINARY SHARES WITH A PAR VALUE OF 5P EACH AND 2 SHARES DESIGNATED AS SUBSCRIBER ORDINARY SHARES WITH A PAR VALUE OF 1 EACH, AND THAT THE COMPANY'S MEMORANDUM OF ASSOCIATION BE AMENDED ACCORDINGLY.
|
Management
|
For
|
For
|
|||||||||||
|
19.
|
THAT, WITH EFFECT FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING, THE COMPANY'S ARTICLES OF ASSOCIATION BE AMENDED AND THOSE ARTICLES PRODUCED TO THE MEETING AND INITIALED BY THE CHAIRMAN BE ADOPTED AS THE COMPANY'S ARTICLES OF ASSOCIATION, IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY.
|
Management
|
For
|
For
|
|||||||||||
|
20.
|
TO APPROVE THAT A GENERAL MEETING OF THE COMPANY, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
4,100
|
0
|
02-Apr-2016
|
22-Apr-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
6,700
|
0
|
02-Apr-2016
|
22-Apr-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
16,800
|
0
|
02-Apr-2016
|
22-Apr-2016
|
||||||||
|
ASTRAZENECA PLC
|
|||||||||||||||
|
Security
|
046353108
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
AZN
|
Meeting Date
|
29-Apr-2016
|
||||||||||||
|
ISIN
|
US0463531089
|
Agenda
|
934356898 - Management
|
||||||||||||
|
Record Date
|
14-Mar-2016
|
Holding Recon Date
|
14-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
20-Apr-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2015
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
TO CONFIRM DIVIDENDS
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO RE-APPOINT KPMG LLP, LONDON AS AUDITOR
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR
|
Management
|
For
|
For
|
|||||||||||
|
5A.
|
RE-ELECTION OF DIRECTOR: LEIF JOHANSSON
|
Management
|
For
|
For
|
|||||||||||
|
5B.
|
RE-ELECTION OF DIRECTOR: PASCAL SORIOT
|
Management
|
For
|
For
|
|||||||||||
|
5C.
|
RE- ELECTION OF DIRECTOR: MARC DUNOYER
|
Management
|
For
|
For
|
|||||||||||
|
5D.
|
RE-ELECTION OF DIRECTOR: CORI BARGMANN
|
Management
|
For
|
For
|
|||||||||||
|
5E.
|
RE-ELECTION OF DIRECTOR: GENEVIEVE BERGER
|
Management
|
For
|
For
|
|||||||||||
|
5F.
|
RE-ELECTION OF DIRECTOR: BRUCE BURLINGTON
|
Management
|
For
|
For
|
|||||||||||
|
5G.
|
RE-ELECTION OF DIRECTOR: ANN CAIRNS
|
Management
|
For
|
For
|
|||||||||||
|
5H.
|
RE-ELECTION OF DIRECTOR: GRAHAM CHIPCHASE
|
Management
|
For
|
For
|
|||||||||||
|
5I.
|
RE-ELECTION OF DIRECTOR: JEAN-PHILIPPE COURTOIS
|
Management
|
For
|
For
|
|||||||||||
|
5J.
|
RE-ELECTION OF DIRECTOR: RUDY MARKHAM
|
Management
|
For
|
For
|
|||||||||||
|
5K.
|
RE-ELECTION OF DIRECTOR: SHRITI VADERA
|
Management
|
For
|
For
|
|||||||||||
|
5L.
|
RE-ELECTION OF DIRECTOR: MARCUS WALLENBERG
|
Management
|
For
|
For
|
|||||||||||
|
6.
|
TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2015
|
Management
|
For
|
For
|
|||||||||||
|
7.
|
TO AUTHORISE LIMITED EU POLITICAL DONATIONS
|
Management
|
For
|
For
|
|||||||||||
|
8.
|
TO AUTHORISE THE DIRECTORS TO ALLOT SHARES
|
Management
|
For
|
For
|
|||||||||||
|
9.
|
TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS
|
Management
|
For
|
For
|
|||||||||||
|
10.
|
TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES
|
Management
|
For
|
For
|
|||||||||||
|
11.
|
TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
200
|
20,136
|
25-Mar-2016
|
22-Apr-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
100
|
33,729
|
25-Mar-2016
|
22-Apr-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
100
|
83,824
|
25-Mar-2016
|
22-Apr-2016
|
||||||||
|
YPF SOCIEDAD ANONIMA
|
|||||||||||||||
|
Security
|
984245100
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
YPF
|
Meeting Date
|
29-Apr-2016
|
||||||||||||
|
ISIN
|
US9842451000
|
Agenda
|
934396195 - Management
|
||||||||||||
|
Record Date
|
06-Apr-2016
|
Holding Recon Date
|
06-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
25-Apr-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE MINUTES OF THE MEETING.
|
Management
|
For
|
||||||||||||
|
2.
|
CONSIDERATION OF THE BOARD OF DIRECTORS' RESOLUTIONS REGARDING THE CREATION OF A LONG-TERM PLAN OF COMPENSATION IN SHARES FOR EMPLOYEES, THROUGH THE ACQUISITION OF SHARES OF THE COMPANY IN ACCORDANCE WITH ARTICLE 64 ET. SEQ. OF LAW NO. 26,831. EXEMPTION FROM THE PREEMPTIVE OFFER OF SHARES TO SHAREHOLDERS PURSUANT TO ARTICLE 67 OF LAW NO. 26,831.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
CONSIDERATION OF THE ANNUAL REPORT, INVENTORY, BALANCE SHEET, INCOME STATEMENT, STATEMENT OF CHANGES IN SHAREHOLDERS' EQUITY AND STATEMENTS OF CASH FLOW, WITH THEIR NOTES, CHARTS, EXHIBITS AND RELATED DOCUMENTS, AND THE REPORT OF THE SUPERVISORY COMMITTEE AND INDEPENDENT AUDITOR, CORRESPONDING TO FISCAL YEAR NO. 39, WHICH BEGAN ON JANUARY 1, 2015 AND ENDED ON DECEMBER 31, 2015.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
USE OF PROFITS ACCUMULATED AS OF DECEMBER 31, 2015. CONSTITUTION OF RESERVES. DECLARATION OF DIVIDENDS.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
REMUNERATION OF THE INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2015.
|
Management
|
For
|
||||||||||||
|
6.
|
CONSIDERATION OF THE EXTENSION OF THE PERIOD TO CONDUCT THE AUDITING OF THE COMPANY IN ACCORDANCE WITH RESOLUTION NO. 639/ 2015 OF THE NATIONAL SECURITIES COMMISSION (COMISION NACIONAL DE VALORES). APPOINTMENT OF THE INDEPENDENT AUDITOR WHO WILL REPORT ON THE ANNUAL FINANCIAL STATEMENTS AS OF DECEMBER 31, 2016 AND DETERMINATION OF ITS REMUNERATION.
|
Management
|
For
|
For
|
|||||||||||
|
7.
|
CONSIDERATION OF THE PERFORMANCE OF THE BOARD OF DIRECTORS AND THE SUPERVISORY COMMITTEE DURING THE FISCAL YEAR ENDED ON DECEMBER 31, 2015.
|
Management
|
For
|
||||||||||||
|
8.
|
REMUNERATION OF THE BOARD OF DIRECTORS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2015.
|
Management
|
For
|
||||||||||||
|
9.
|
REMUNERATION OF THE SUPERVISORY COMMITTEE FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2015.
|
Management
|
For
|
||||||||||||
|
10.
|
DETERMINATION OF THE NUMBER OF REGULAR AND ALTERNATE MEMBERS OF THE SUPERVISORY COMMITTEE.
|
Management
|
For
|
||||||||||||
|
12.
|
APPOINTMENT OF THE REGULAR AND ALTERNATE MEMBERS OF THE SUPERVISORY COMMITTEE FOR THE CLASS D SHARES.
|
Management
|
For
|
||||||||||||
|
13.
|
DETERMINATION OF THE NUMBER OF REGULAR AND ALTERNATE MEMBERS OF THE BOARD OF DIRECTORS.
|
Management
|
For
|
For
|
|||||||||||
|
15.
|
APPOINTMENT OF REGULAR AND ALTERNATE DIRECTORS FOR CLASS D SHARES AND DETERMINATION OF THEIR TENURE.
|
Management
|
For
|
For
|
|||||||||||
|
16.
|
DETERMINATION OF THE REMUNERATION TO BE RECEIVED BY THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MEMBERS OF THE SUPERVISORY COMMITTEE FOR THE FISCAL YEAR THAT BEGAN ON JANUARY 1, 2016.
|
Management
|
For
|
||||||||||||
|
17.
|
MODIFICATION OF THE BYLAWS. ARTICLE 17, SUBSECTIONS I) AND XIII) ARTICLE 18, SUBSECTIONS A), B), C), D) AND E) AND ARTICLE 19, SUBSECTIONS III), IV) AND V).
|
Management
|
For
|
For
|
|||||||||||
|
18.
|
CONSIDERATION OF THE MERGER BY ACQUISITION BY YPF S.A. (THE ACQUIRING COMPANY) OF YPF INVERSORA ENERGETICA S.A. AND GAS ARGENTINO S.A. (THE MERGED COMPANIES), IN ACCORDANCE WITH ARTICLE 82 ET. SEQ. OF THE GENERAL CORPORATIONS LAW (LEY GENERAL DE SOCIEDADES), AND ARTICLE 77, ARTICLE 78 ET. SEQ. AND CONSISTENT NORMS OF THE PROFIT TAX LAW (LEY DE IMPUESTO A LAS GANANCIAS), AS AMENDED, AND ARTICLE 105 TO ARTICLE 109 OF ITS REGULATORY DECREE.
|
Management
|
For
|
For
|
|||||||||||
|
19.
|
CONSIDERATION OF THE SPECIAL MERGER BALANCE SHEET (SPECIAL MERGER FINANCIAL STATEMENTS) OF YPF S.A. AND THE CONSOLIDATED MERGER BALANCE SHEET (CONSOLIDATED ASSETS MERGER BALANCE SHEET) OF YPF S.A., GAS ARGENTINO S.A. AND YPF INVERSORA ENERGETICA S.A., EACH AS OF DECEMBER 31, 2015, AND THE CORRESPONDING SUPERVISORY COMMITTEE AND INDEPENDENT AUDITOR REPORTS.
|
Management
|
For
|
For
|
|||||||||||
|
20.
|
CONSIDERATION OF THE PRIOR MERGER AGREEMENT AND THE MERGER BY ACQUISITION PROSPECTUS.
|
Management
|
For
|
For
|
|||||||||||
|
21.
|
AUTHORIZATION TO SIGN THE DEFINITIVE MERGER AGREEMENT IN THE NAME OF AND IN REPRESENTATION OF THE COMPANY.
|
Management
|
For
|
||||||||||||
|
22.
|
CONSIDERATION OF AN INCREASE IN THE AMOUNT OF THE COMPANY'S GLOBAL MEDIUM TERM NEGOTIABLE OBLIGATIONS PROGRAM.
|
Management
|
For
|
For
|
|||||||||||
|
23.
|
EXTENSION OF THE POWERS DELEGATED TO THE BOARD OF DIRECTORS TO DETERMINE THE TERMS AND CONDITIONS OF THE NOTES ISSUED UNDER THE CURRENT GLOBAL MEDIUM-TERM NOTES PROGRAM.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
25,400
|
0
|
19-Apr-2016
|
27-Apr-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
41,200
|
0
|
19-Apr-2016
|
27-Apr-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
104,300
|
0
|
19-Apr-2016
|
27-Apr-2016
|
||||||||
|
BRISTOL-MYERS SQUIBB COMPANY
|
|||||||||||||||
|
Security
|
110122108
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
BMY
|
Meeting Date
|
03-May-2016
|
||||||||||||
|
ISIN
|
US1101221083
|
Agenda
|
934349110 - Management
|
||||||||||||
|
Record Date
|
11-Mar-2016
|
Holding Recon Date
|
11-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
02-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: L. ANDREOTTI
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: P.J. ARDUINI
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: G. CAFORIO, M.D.
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D.
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: M. GROBSTEIN
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: A.J. LACY
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D.
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: D.C. PALIWAL
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: V.L. SATO, PH.D.
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: G.L. STORCH
|
Management
|
For
|
For
|
|||||||||||
|
1K.
|
ELECTION OF DIRECTOR: T.D. WEST, JR.
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
SPECIAL SHAREOWNER MEETINGS
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
100
|
8,687
|
24-Mar-2016
|
04-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
100
|
14,616
|
24-Mar-2016
|
04-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
100
|
36,400
|
24-Mar-2016
|
04-May-2016
|
||||||||
|
CABLE ONE, INC.
|
|||||||||||||||
|
Security
|
12685J105
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
CABO
|
Meeting Date
|
03-May-2016
|
||||||||||||
|
ISIN
|
US12685J1051
|
Agenda
|
934361724 - Management
|
||||||||||||
|
Record Date
|
11-Mar-2016
|
Holding Recon Date
|
11-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
02-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: BRAD D. BRIAN
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: KATHARINE B. WEYMOUTH
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
1,200
|
0
|
01-Apr-2016
|
04-May-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
2,000
|
0
|
01-Apr-2016
|
04-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
5,200
|
0
|
01-Apr-2016
|
04-May-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
100
|
1,700
|
01-Apr-2016
|
04-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
3,000
|
0
|
01-Apr-2016
|
04-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
200
|
7,400
|
01-Apr-2016
|
04-May-2016
|
||||||||
|
ESSENT GROUP LTD
|
|||||||||||||||
|
Security
|
G3198U102
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
ESNT
|
Meeting Date
|
03-May-2016
|
||||||||||||
|
ISIN
|
BMG3198U1027
|
Agenda
|
934366813 - Management
|
||||||||||||
|
Record Date
|
18-Mar-2016
|
Holding Recon Date
|
18-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
Bermuda
|
Vote Deadline Date
|
02-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
ROBERT GLANVILLE
|
For
|
For
|
||||||||||||
|
2
|
ALLAN LEVINE
|
For
|
For
|
||||||||||||
|
3
|
ADOLFO MARZOL
|
For
|
For
|
||||||||||||
|
2.
|
REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2016 AND UNTIL THE 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS, AND TO REFER THE DETERMINATION OF THE AUDITORS' COMPENSATION TO THE BOARD OF DIRECTORS.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
PROVIDE A NON-BINDING, ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
PROVIDE A NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION.
|
Management
|
3 Years
|
Against
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
8,300
|
115,400
|
01-Apr-2016
|
04-May-2016
|
||||||||
|
ACTELION LTD., ALLSCHWIL
|
|||||||||||||||
|
Security
|
H0032X135
|
Meeting Type
|
Annual General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
04-May-2016
|
|||||||||||||
|
ISIN
|
CH0010532478
|
Agenda
|
706912765 - Management
|
||||||||||||
|
Record Date
|
22-Apr-2016
|
Holding Recon Date
|
22-Apr-2016
|
||||||||||||
|
City /
|
Country
|
BASEL
|
/
|
Switzerland
|
Vote Deadline Date
|
11-Apr-2016
|
|||||||||
|
SEDOL(s)
|
5937846 - 5954254 - 7123223 - B01DBL5 - B0P9B20 - B1YD5Q2 - B1YD5T5 - B1YLTN1 - B2QTL45
|
Quick Code
|
|||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
CMMT
|
PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE
|
Non-Voting
|
|||||||||||||
|
1.1
|
APPROVAL OF ANNUAL REPORT 2015, CONSOLIDATED FINANCIAL STATEMENTS 2015, STATUTORY FINANCIAL STATEMENTS 2015
|
Management
|
For
|
For
|
|||||||||||
|
1.2
|
CONSULTATIVE VOTE ON THE COMPENSATION REPORT 2015
|
Management
|
For
|
For
|
|||||||||||
|
2
|
APPROPRIATION OF AVAILABLE EARNINGS AND DISTRIBUTION AGAINST RESERVE FROM CAPITAL CONTRIBUTION
|
Management
|
For
|
For
|
|||||||||||
|
3
|
DISCHARGE OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE MANAGEMENT
|
Management
|
For
|
For
|
|||||||||||
|
4
|
REDUCTION OF SHARE CAPITAL BY CANCELLATION OF REPURCHASED SHARES
|
Management
|
For
|
For
|
|||||||||||
|
5
|
EXTENSION OF EXISTING AUTHORIZED CAPITAL
|
Management
|
For
|
For
|
|||||||||||
|
6.1.1
|
RE-ELECTION OF THE BOARD OF DIRECTOR: JEAN- PIERRE GARNIER
|
Management
|
For
|
For
|
|||||||||||
|
6.1.2
|
RE-ELECTION OF THE BOARD OF DIRECTOR: JEAN- PAUL CLOZEL
|
Management
|
For
|
For
|
|||||||||||
|
6.1.3
|
RE-ELECTION OF THE BOARD OF DIRECTOR: JUHANI ANTTILA
|
Management
|
For
|
For
|
|||||||||||
|
6.1.4
|
RE-ELECTION OF THE BOARD OF DIRECTOR: ROBERT BERTOLINI
|
Management
|
For
|
For
|
|||||||||||
|
6.1.5
|
RE-ELECTION OF THE BOARD OF DIRECTOR: JOHN J. GREISCH
|
Management
|
For
|
For
|
|||||||||||
|
6.1.6
|
RE-ELECTION OF THE BOARD OF DIRECTOR: PETER GRUSS
|
Management
|
For
|
For
|
|||||||||||
|
6.1.7
|
RE-ELECTION OF THE BOARD OF DIRECTOR: MICHAEL JACOBI
|
Management
|
For
|
For
|
|||||||||||
|
6.1.8
|
RE-ELECTION OF THE BOARD OF DIRECTOR: JEAN MALO
|
Management
|
For
|
For
|
|||||||||||
|
6.1.9
|
RE-ELECTION OF THE BOARD OF DIRECTOR: DAVID STOUT
|
Management
|
For
|
For
|
|||||||||||
|
6.110
|
RE-ELECTION OF THE BOARD OF DIRECTOR: HERNA VERHAGEN
|
Management
|
For
|
For
|
|||||||||||
|
6.2
|
RE-ELECTION OF THE CHAIRPERSON OF THE BOARD OF DIRECTORS: JEAN-PIERRE GARNIER
|
Management
|
For
|
For
|
|||||||||||
|
6.3.1
|
RE-ELECTION OF THE COMPENSATION COMMITTEE: HERNA VERHAGEN
|
Management
|
For
|
For
|
|||||||||||
|
6.3.2
|
RE-ELECTION OF THE COMPENSATION COMMITTEE: JEAN-PIERRE GARNIER
|
Management
|
For
|
For
|
|||||||||||
|
6.3.3
|
RE-ELECTION OF THE COMPENSATION COMMITTEE: JOHN GREISCH
|
Management
|
For
|
For
|
|||||||||||
|
7.1
|
APPROVAL OF BOARD COMPENSATION (NON- EXECUTIVE DIRECTORS)
|
Management
|
For
|
For
|
|||||||||||
|
7.2
|
APPROVAL OF EXECUTIVE MANAGEMENT COMPENSATION 2017 (MAXIMUM AMOUNT)
|
Management
|
For
|
For
|
|||||||||||
|
8
|
RE-ELECTION OF THE INDEPENDENT PROXY: BDO AG, AARAU
|
Management
|
For
|
For
|
|||||||||||
|
9
|
RE-ELECTION OF THE STATUTORY AUDITORS: ERNST & YOUNG AG, BASEL
|
Management
|
For
|
For
|
|||||||||||
|
10
|
IN THE EVENT OF A NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER OR THE BOARD OF DIRECTORS DURING THE ANNUAL GENERAL MEETING, I INSTRUCT THE INDEPENDENT PROXY TO VOTE ACCORDING TO THE FOLLOWING INSTRUCTION (FOR=VOTE FOR THE PROPOSAL/RECOMMENDATION OF THE SHAREHOLDERS, AGAINST=AGAINST ALL PROPOSALS, ABSTAIN=VOTE FOR THE PROPOSAL/RECOMMENDATION OF THE BOARD OF DIRECTORS)
|
Management
|
For
|
Against
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
5,910
|
0
|
12-Apr-2016
|
03-May-2016
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
9,644
|
0
|
12-Apr-2016
|
03-May-2016
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
24,375
|
0
|
12-Apr-2016
|
03-May-2016
|
|||||||||
|
EVERSOURCE ENERGY
|
|||||||||||||||
|
Security
|
30040W108
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
ES
|
Meeting Date
|
04-May-2016
|
||||||||||||
|
ISIN
|
US30040W1080
|
Agenda
|
934341001 - Management
|
||||||||||||
|
Record Date
|
07-Mar-2016
|
Holding Recon Date
|
07-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
03-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
JOHN S. CLARKESON
|
For
|
For
|
||||||||||||
|
2
|
COTTON M. CLEVELAND
|
For
|
For
|
||||||||||||
|
3
|
SANFORD CLOUD, JR.
|
For
|
For
|
||||||||||||
|
4
|
JAMES S. DISTASIO
|
For
|
For
|
||||||||||||
|
5
|
FRANCIS A. DOYLE
|
For
|
For
|
||||||||||||
|
6
|
CHARLES K. GIFFORD
|
For
|
For
|
||||||||||||
|
7
|
PAUL A. LA CAMERA
|
For
|
For
|
||||||||||||
|
8
|
KENNETH R. LEIBLER
|
For
|
For
|
||||||||||||
|
9
|
THOMAS J. MAY
|
For
|
For
|
||||||||||||
|
10
|
WILLIAM C. VAN FAASEN
|
For
|
For
|
||||||||||||
|
11
|
FREDERICA M. WILLIAMS
|
For
|
For
|
||||||||||||
|
12
|
DENNIS R. WRAASE
|
For
|
For
|
||||||||||||
|
2.
|
TO CONSIDER AN ADVISORY PROPOSAL APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
200
|
43,500
|
19-Mar-2016
|
05-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
1,000
|
72,000
|
19-Mar-2016
|
05-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
400
|
180,000
|
19-Mar-2016
|
05-May-2016
|
||||||||
|
PULTEGROUP, INC.
|
|||||||||||||||
|
Security
|
745867101
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
PHM
|
Meeting Date
|
04-May-2016
|
||||||||||||
|
ISIN
|
US7458671010
|
Agenda
|
934347407 - Management
|
||||||||||||
|
Record Date
|
10-Mar-2016
|
Holding Recon Date
|
10-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
03-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
BRIAN P. ANDERSON
|
For
|
For
|
||||||||||||
|
2
|
BRYCE BLAIR
|
For
|
For
|
||||||||||||
|
3
|
RICHARD W. DREILING
|
For
|
For
|
||||||||||||
|
4
|
RICHARD J. DUGAS, JR.
|
For
|
For
|
||||||||||||
|
5
|
THOMAS J. FOLLIARD
|
For
|
For
|
||||||||||||
|
6
|
CHERYL W. GRISE
|
For
|
For
|
||||||||||||
|
7
|
ANDRE J. HAWAUX
|
For
|
For
|
||||||||||||
|
8
|
DEBRA J. KELLY-ENNIS
|
For
|
For
|
||||||||||||
|
9
|
PATRICK J. O'LEARY
|
For
|
For
|
||||||||||||
|
10
|
JAMES J. POSTL
|
For
|
For
|
||||||||||||
|
2.
|
THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
APPROVAL OF AN AMENDMENT TO EXTEND THE TERM OF OUR AMENDED AND RESTATED SECTION 382 RIGHTS AGREEMENT.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
A SHAREHOLDER PROPOSAL REQUESTING THE ELECTION OF DIRECTORS BY A MAJORITY, RATHER THAN PLURALITY, VOTE, IF PROPERLY PRESENTED AT THE MEETING.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
7,700
|
0
|
07-Apr-2016
|
05-May-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
12,600
|
0
|
07-Apr-2016
|
05-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
31,700
|
0
|
07-Apr-2016
|
05-May-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
500
|
48,000
|
07-Apr-2016
|
05-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
1,000
|
80,000
|
07-Apr-2016
|
05-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
9,100
|
190,000
|
07-Apr-2016
|
05-May-2016
|
||||||||
|
AXALTA COATING SYSTEMS LTD.
|
|||||||||||||||
|
Security
|
G0750C108
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
AXTA
|
Meeting Date
|
04-May-2016
|
||||||||||||
|
ISIN
|
BMG0750C1082
|
Agenda
|
934350137 - Management
|
||||||||||||
|
Record Date
|
11-Mar-2016
|
Holding Recon Date
|
11-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
03-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
ANDREAS C. KRAMVIS
|
For
|
For
|
||||||||||||
|
2
|
GREGORY S. LEDFORD
|
For
|
For
|
||||||||||||
|
3
|
MARTIN W. SUMNER
|
For
|
For
|
||||||||||||
|
2.
|
TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND AUDITOR UNTIL THE CONCLUSION OF THE 2017 ANNUAL GENERAL MEETING OF MEMBERS AND TO DELEGATE AUTHORITY TO THE BOARD OF DIRECTORS OF THE COMPANY, ACTING THROUGH THE AUDIT COMMITTEE, TO FIX THE TERMS AND REMUNERATION THEREOF.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
14,100
|
48,900
|
23-Mar-2016
|
05-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
700
|
122,000
|
23-Mar-2016
|
05-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
69,500
|
237,600
|
23-Mar-2016
|
05-May-2016
|
||||||||
|
HESS CORPORATION
|
|||||||||||||||
|
Security
|
42809H107
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
HES
|
Meeting Date
|
04-May-2016
|
||||||||||||
|
ISIN
|
US42809H1077
|
Agenda
|
934353032 - Management
|
||||||||||||
|
Record Date
|
17-Mar-2016
|
Holding Recon Date
|
17-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
03-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: R.F. CHASE
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: T.J. CHECKI
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: J.B. HESS
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: E.E. HOLIDAY
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: R. LAVIZZO-MOUREY
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: D. MCMANUS
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: K.O. MEYERS
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: J.H. MULLIN III
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: J.H. QUIGLEY
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: F.G. REYNOLDS
|
Management
|
For
|
For
|
|||||||||||
|
1K.
|
ELECTION OF DIRECTOR: W.G. SCHRADER
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
APPROVAL OF THE PERFORMANCE INCENTIVE PLAN FOR SENIOR OFFICERS.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, RECOMMENDING A SCENARIO ANALYSIS REPORT REGARDING CARBON ASSET RISK.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
33,000
|
0
|
24-Mar-2016
|
05-May-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
53,800
|
0
|
24-Mar-2016
|
05-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
135,900
|
0
|
24-Mar-2016
|
05-May-2016
|
||||||||
|
HATTERAS FINANCIAL CORP.
|
|||||||||||||||
|
Security
|
41902R103
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
HTS
|
Meeting Date
|
04-May-2016
|
||||||||||||
|
ISIN
|
US41902R1032
|
Agenda
|
934355973 - Management
|
||||||||||||
|
Record Date
|
02-Mar-2016
|
Holding Recon Date
|
02-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
03-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
MICHAEL R. HOUGH
|
For
|
For
|
||||||||||||
|
2
|
BENJAMIN M. HOUGH
|
For
|
For
|
||||||||||||
|
3
|
DAVID W. BERSON
|
For
|
For
|
||||||||||||
|
4
|
IRA G. KAWALLER
|
For
|
For
|
||||||||||||
|
5
|
VICKI MCELREATH
|
For
|
For
|
||||||||||||
|
6
|
JEFFREY D. MILLER
|
For
|
For
|
||||||||||||
|
7
|
WILLIAM V. NUTT, JR.
|
For
|
For
|
||||||||||||
|
8
|
THOMAS D. WREN
|
For
|
For
|
||||||||||||
|
2.
|
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
84,200
|
0
|
26-Mar-2016
|
05-May-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
37,000
|
0
|
26-Mar-2016
|
05-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
93,400
|
0
|
26-Mar-2016
|
05-May-2016
|
||||||||
|
POOL CORPORATION
|
|||||||||||||||
|
Security
|
73278L105
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
POOL
|
Meeting Date
|
04-May-2016
|
||||||||||||
|
ISIN
|
US73278L1052
|
Agenda
|
934361926 - Management
|
||||||||||||
|
Record Date
|
16-Mar-2016
|
Holding Recon Date
|
16-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
03-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: WILSON B. SEXTON
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: ANDREW W. CODE
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: TIMOTHY M. GRAVEN
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: MANUEL J. PEREZ DE LA MESA
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: HARLAN F. SEYMOUR
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: ROBERT C. SLEDD
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: JOHN E. STOKELY
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: DAVID G. WHALEN
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
RATIFICATION OF THE RETENTION OF ERNST & YOUNG LLP, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
SAY-ON-PAY VOTE: ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
RE-APPROVAL OF THE POOL CORPORATION STRATEGIC PLAN INCENTIVE PROGRAM.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
APPROVAL OF THE POOL CORPORATION AMENDED AND RESTATED 2007 LONG-TERM INCENTIVE PLAN.
|
Management
|
For
|
For
|
|||||||||||
|
6.
|
APPROVAL OF THE POOL CORPORATION EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN.
|
Management
|
For
|
For
|
|||||||||||
|
7.
|
APPROVAL OF THE POOL CORPORATION AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
18,500
|
0
|
31-Mar-2016
|
05-May-2016
|
||||||||
|
ALLERGAN PLC
|
|||||||||||||||
|
Security
|
G0177J108
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
AGN
|
Meeting Date
|
05-May-2016
|
||||||||||||
|
ISIN
|
IE00BY9D5467
|
Agenda
|
934354565 - Management
|
||||||||||||
|
Record Date
|
07-Mar-2016
|
Holding Recon Date
|
07-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
02-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
NESLI BASGOZ, M.D.
|
For
|
For
|
||||||||||||
|
2
|
PAUL M. BISARO
|
For
|
For
|
||||||||||||
|
3
|
JAMES H. BLOEM
|
For
|
For
|
||||||||||||
|
4
|
CHRISTOPHER W. BODINE
|
For
|
For
|
||||||||||||
|
5
|
CHRISTOPHER J. COUGHLIN
|
For
|
For
|
||||||||||||
|
6
|
MICHAEL R. GALLAGHER
|
For
|
For
|
||||||||||||
|
7
|
CATHERINE M. KLEMA
|
For
|
For
|
||||||||||||
|
8
|
PETER J. MCDONNELL, M.D
|
For
|
For
|
||||||||||||
|
9
|
PATRICK J. O'SULLIVAN
|
For
|
For
|
||||||||||||
|
10
|
BRENTON L. SAUNDERS
|
For
|
For
|
||||||||||||
|
11
|
RONALD R. TAYLOR
|
For
|
For
|
||||||||||||
|
12
|
FRED G. WEISS
|
For
|
For
|
||||||||||||
|
2.
|
TO APPROVE, IN A NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016 AND TO AUTHORIZE, IN A BINDING VOTE, THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT AND COMPLIANCE COMMITTEE, TO DETERMINE PRICEWATERHOUSECOOPERS LLP'S REMUNERATION
|
Management
|
For
|
For
|
|||||||||||
|
4A.
|
TO APPROVE THE AMENDMENT OF THE COMPANY'S: MEMORANDUM OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS
|
Management
|
For
|
For
|
|||||||||||
|
4B.
|
TO APPROVE THE AMENDMENT OF THE COMPANY'S: ARTICLES OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS
|
Management
|
For
|
For
|
|||||||||||
|
5A.
|
TO APPROVE THE AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION IN ORDER TO: PROVIDE FOR A PLURALITY VOTING STANDARD IN THE EVENT OF A CONTESTED ELECTION
|
Management
|
For
|
For
|
|||||||||||
|
5B.
|
TO APPROVE THE AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION IN ORDER TO: GRANT THE BOARD OF DIRECTORS SOLE AUTHORITY TO DETERMINE ITS SIZE
|
Management
|
For
|
For
|
|||||||||||
|
6.
|
TO APPROVE THE REDUCTION OF COMPANY CAPITAL
|
Management
|
For
|
For
|
|||||||||||
|
7.
|
TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING AN ANNUAL REPORT ON LOBBYING ACTIVITIES, IF PROPERLY PRESENTED AT THE MEETING
|
Shareholder
|
Against
|
For
|
|||||||||||
|
8.
|
TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN, IF PROPERLY PRESENTED AT THE MEETING
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
1,700
|
0
|
26-Mar-2016
|
04-May-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
2,800
|
0
|
26-Mar-2016
|
04-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
6,900
|
0
|
26-Mar-2016
|
04-May-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
100
|
3,200
|
26-Mar-2016
|
04-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
100
|
5,400
|
26-Mar-2016
|
04-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
100
|
13,600
|
26-Mar-2016
|
04-May-2016
|
||||||||
|
KANSAS CITY SOUTHERN
|
|||||||||||||||
|
Security
|
485170302
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
KSU
|
Meeting Date
|
05-May-2016
|
||||||||||||
|
ISIN
|
US4851703029
|
Agenda
|
934364213 - Management
|
||||||||||||
|
Record Date
|
07-Mar-2016
|
Holding Recon Date
|
07-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
04-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: LU M. CORDOVA
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: TERRENCE P. DUNN
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: ANTONIO O. GARZA, JR.
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: DAVID GARZA-SANTOS
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: THOMAS A. MCDONNELL
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: DAVID L. STARLING
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
APPROVAL OF THE KANSAS CITY SOUTHERN ANNUAL INCENTIVE PLAN FOR PURPOSES OF INTERNAL REVENUE CODE SECTION 162(M).
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
ADVISORY (NON-BINDING) VOTE APPROVING THE 2015 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
APPROVAL OF A STOCKHOLDER PROPOSAL ON PROXY ACCESS WITH DIFFERENT TERMS FROM THE COMPANY'S CURRENT PROXY ACCESS PROVISIONS.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
1,000
|
18,900
|
31-Mar-2016
|
06-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
100
|
26,600
|
31-Mar-2016
|
06-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
16,500
|
66,000
|
31-Mar-2016
|
06-May-2016
|
||||||||
|
997AL61
|
GLQ MS PLEDGE
|
997AL61
|
STATE STREET BANK & TRUST CO
|
6,000
|
0
|
31-Mar-2016
|
06-May-2016
|
||||||||
|
SERVICE CORPORATION INTERNATIONAL
|
|||||||||||||||
|
Security
|
817565104
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
SCI
|
Meeting Date
|
11-May-2016
|
||||||||||||
|
ISIN
|
US8175651046
|
Agenda
|
934351014 - Management
|
||||||||||||
|
Record Date
|
14-Mar-2016
|
Holding Recon Date
|
14-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
10-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
ALAN R. BUCKWALTER
|
For
|
For
|
||||||||||||
|
2
|
VICTOR L. LUND
|
For
|
For
|
||||||||||||
|
3
|
JOHN W. MECOM
|
For
|
For
|
||||||||||||
|
4
|
ELLEN OCHOA
|
For
|
For
|
||||||||||||
|
2.
|
TO APPROVE THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO APPROVE, BY ADVISORY VOTE, NAMED EXECUTIVE OFFICER COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
TO APPROVE THE 2016 EQUITY INCENTIVE PLAN.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
TO APPROVE THE SHAREHOLDER PROPOSAL REGARDING A SENIOR EXECUTIVE STOCK RETENTION REQUIREMENT.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
9,100
|
0
|
01-Apr-2016
|
12-May-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
15,300
|
0
|
01-Apr-2016
|
12-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
38,700
|
0
|
01-Apr-2016
|
12-May-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
700
|
45,000
|
01-Apr-2016
|
12-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
17,900
|
58,600
|
01-Apr-2016
|
12-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
100
|
193,600
|
01-Apr-2016
|
12-May-2016
|
||||||||
|
AMERICAN INTERNATIONAL GROUP, INC.
|
|||||||||||||||
|
Security
|
026874784
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
AIG
|
Meeting Date
|
11-May-2016
|
||||||||||||
|
ISIN
|
US0268747849
|
Agenda
|
934356735 - Management
|
||||||||||||
|
Record Date
|
21-Mar-2016
|
Holding Recon Date
|
21-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
10-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: W. DON CORNWELL
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: PETER R. FISHER
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: JOHN H. FITZPATRICK
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: PETER D. HANCOCK
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: GEORGE L. MILES, JR.
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: HENRY S. MILLER
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: ROBERT S. MILLER
|
Management
|
For
|
For
|
|||||||||||
|
1K.
|
ELECTION OF DIRECTOR: LINDA A. MILLS
|
Management
|
For
|
For
|
|||||||||||
|
1L.
|
ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON
|
Management
|
For
|
For
|
|||||||||||
|
1M.
|
ELECTION OF DIRECTOR: JOHN A. PAULSON
|
Management
|
For
|
For
|
|||||||||||
|
1N.
|
ELECTION OF DIRECTOR: RONALD A. RITTENMEYER
|
Management
|
For
|
For
|
|||||||||||
|
1O.
|
ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND
|
Management
|
For
|
For
|
|||||||||||
|
1P.
|
ELECTION OF DIRECTOR: THERESA M. STONE
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO APPROVE EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
1,400
|
0
|
30-Mar-2016
|
12-May-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
13,800
|
0
|
30-Mar-2016
|
12-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
15,900
|
0
|
30-Mar-2016
|
12-May-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
100
|
6,300
|
30-Mar-2016
|
12-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
100
|
59,500
|
30-Mar-2016
|
12-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
7,900
|
145,000
|
30-Mar-2016
|
12-May-2016
|
||||||||
|
997AL53
|
GLO MS PLEDGE
|
997AL53
|
STATE STREET BANK & TRUST CO
|
69,200
|
0
|
30-Mar-2016
|
12-May-2016
|
||||||||
|
997AL60
|
GLV MS PLEDGE
|
997AL60
|
STATE STREET BANK & TRUST CO
|
45,700
|
0
|
30-Mar-2016
|
12-May-2016
|
||||||||
|
997AL61
|
GLQ MS PLEDGE
|
997AL61
|
STATE STREET BANK & TRUST CO
|
20,000
|
0
|
30-Mar-2016
|
12-May-2016
|
||||||||
|
ALEXION PHARMACEUTICALS, INC.
|
|||||||||||||||
|
Security
|
015351109
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
ALXN
|
Meeting Date
|
11-May-2016
|
||||||||||||
|
ISIN
|
US0153511094
|
Agenda
|
934360859 - Management
|
||||||||||||
|
Record Date
|
15-Mar-2016
|
Holding Recon Date
|
15-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
10-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: LEONARD BELL
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: FELIX BAKER
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: DAVID R. BRENNAN
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: M. MICHELE BURNS
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: DAVID L. HALLAL
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: JOHN T. MOLLEN
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: R. DOUGLAS NORBY
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: ALVIN S. PARVEN
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: ANDREAS RUMMELT
|
Management
|
For
|
For
|
|||||||||||
|
1K.
|
ELECTION OF DIRECTOR: ANN M. VENEMAN
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
APPROVAL OF A NON-BINDING ADVISORY VOTE OF THE 2015 COMPENSATION PAID TO ALEXION'S NAMED EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
RATIFICATION OF APPOINTMENT BY BOARD OF PRICEWATERHOUSECOOPERS LLP AS ALEXION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
TO REQUEST THE BOARD TO AMEND ALEXION'S GOVERNING DOCUMENTS TO GIVE SHAREHOLDERS OWNING 10% OF ALEXION STOCK THE POWER TO CALL A SPECIAL MEETING.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
1,700
|
0
|
01-Apr-2016
|
12-May-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
2,800
|
0
|
01-Apr-2016
|
12-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
7,000
|
0
|
01-Apr-2016
|
12-May-2016
|
||||||||
|
CARTER'S INC.
|
|||||||||||||||
|
Security
|
146229109
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
CRI
|
Meeting Date
|
11-May-2016
|
||||||||||||
|
ISIN
|
US1462291097
|
Agenda
|
934376650 - Management
|
||||||||||||
|
Record Date
|
21-Mar-2016
|
Holding Recon Date
|
21-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
10-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF CLASS I DIRECTOR: VANESSA J. CASTAGNA
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF CLASS I DIRECTOR: WILLIAM J. MONTGORIS
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF CLASS I DIRECTOR: DAVID PULVER
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
APPROVAL OF THE COMPANY'S AMENDED AND RESTATED EQUITY INCENTIVE PLAN.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
APPROVAL OF THE COMPANY'S AMENDED AND RESTATED ANNUAL INCENTIVE COMPENSATION PLAN.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
100
|
11,600
|
08-Apr-2016
|
12-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
400
|
51,500
|
08-Apr-2016
|
12-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
100
|
48,000
|
08-Apr-2016
|
12-May-2016
|
||||||||
|
RADIAN GROUP INC.
|
|||||||||||||||
|
Security
|
750236101
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
RDN
|
Meeting Date
|
11-May-2016
|
||||||||||||
|
ISIN
|
US7502361014
|
Agenda
|
934386156 - Management
|
||||||||||||
|
Record Date
|
16-Mar-2016
|
Holding Recon Date
|
16-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
10-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A)
|
ELECTION OF DIRECTOR: HERBERT WENDER
|
Management
|
For
|
For
|
|||||||||||
|
1B)
|
ELECTION OF DIRECTOR: DAVID C. CARNEY
|
Management
|
For
|
For
|
|||||||||||
|
1C)
|
ELECTION OF DIRECTOR: HOWARD B. CULANG
|
Management
|
For
|
For
|
|||||||||||
|
1D)
|
ELECTION OF DIRECTOR: LISA W. HESS
|
Management
|
For
|
For
|
|||||||||||
|
1E)
|
ELECTION OF DIRECTOR: STEPHEN T. HOPKINS
|
Management
|
For
|
For
|
|||||||||||
|
1F)
|
ELECTION OF DIRECTOR: SANFORD A. IBRAHIM
|
Management
|
For
|
For
|
|||||||||||
|
1G)
|
ELECTION OF DIRECTOR: BRIAN D. MONTGOMERY
|
Management
|
For
|
For
|
|||||||||||
|
1H)
|
ELECTION OF DIRECTOR: GAETANO MUZIO
|
Management
|
For
|
For
|
|||||||||||
|
1I)
|
ELECTION OF DIRECTOR: GREGORY V. SERIO
|
Management
|
For
|
For
|
|||||||||||
|
1J)
|
ELECTION OF DIRECTOR: NOEL J. SPIEGEL
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
TO APPROVE, BY AN ADVISORY, NON-BINDING VOTE, THE OVERALL COMPENSATION OF RADIAN'S NAMED EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
APPROVE AMENDMENT TO CERTIFICATE OF INCORPORATION TO ALLOW STOCKHOLDERS TO REMOVE DIRECTORS WITH OR WITHOUT CAUSE.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
RE-APPROVE THE AMENDMENT TO THE CERTIFICATE OF INCORPORATION RELATING TO RADIAN'S TAX BENEFIT PRESERVATION STRATEGY.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
TO RE-APPROVE THE RADIAN GROUP INC. TAX BENEFIT PRESERVATION PLAN, AS AMENDED.
|
Management
|
For
|
For
|
|||||||||||
|
6.
|
RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
8,100
|
50,000
|
13-Apr-2016
|
12-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
29,200
|
71,000
|
13-Apr-2016
|
12-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
22,100
|
218,000
|
13-Apr-2016
|
12-May-2016
|
||||||||
|
APACHE CORPORATION
|
|||||||||||||||
|
Security
|
037411105
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
APA
|
Meeting Date
|
12-May-2016
|
||||||||||||
|
ISIN
|
US0374111054
|
Agenda
|
934348562 - Management
|
||||||||||||
|
Record Date
|
14-Mar-2016
|
Holding Recon Date
|
14-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
11-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
ELECTION OF DIRECTOR: ANNELL R. BAY
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
ELECTION OF DIRECTOR: JOHN J. CHRISTMANN IV
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
ELECTION OF DIRECTOR: CHANSOO JOUNG
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
ELECTION OF DIRECTOR: WILLIAM C. MONTGOMERY
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
RATIFICATION OF ERNST & YOUNG LLP AS APACHE'S INDEPENDENT AUDITORS
|
Management
|
For
|
For
|
|||||||||||
|
6.
|
ADVISORY VOTE TO APPROVE COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS
|
Management
|
For
|
For
|
|||||||||||
|
7.
|
APPROVAL OF APACHE'S 2016 OMNIBUS COMPENSATION PLAN
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
16,400
|
0
|
29-Mar-2016
|
13-May-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
26,800
|
0
|
29-Mar-2016
|
13-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
67,700
|
0
|
29-Mar-2016
|
13-May-2016
|
||||||||
|
ARES CAPITAL CORPORATION
|
|||||||||||||||
|
Security
|
04010L103
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
ARCC
|
Meeting Date
|
12-May-2016
|
||||||||||||
|
ISIN
|
US04010L1035
|
Agenda
|
934358739 - Management
|
||||||||||||
|
Record Date
|
04-Mar-2016
|
Holding Recon Date
|
04-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
11-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.1
|
ELECTION OF DIRECTOR: R. KIPP DEVEER
|
Management
|
For
|
For
|
|||||||||||
|
1.2
|
ELECTION OF DIRECTOR: DANIEL G. KELLY, JR.
|
Management
|
For
|
For
|
|||||||||||
|
1.3
|
ELECTION OF DIRECTOR: ERIC B. SIEGEL
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
190,400
|
0
|
26-Mar-2016
|
13-May-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
137,300
|
0
|
26-Mar-2016
|
13-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
370,200
|
0
|
26-Mar-2016
|
13-May-2016
|
||||||||
|
NMI HOLDINGS, INC.
|
|||||||||||||||
|
Security
|
629209305
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
NMIH
|
Meeting Date
|
12-May-2016
|
||||||||||||
|
ISIN
|
US6292093050
|
Agenda
|
934359488 - Management
|
||||||||||||
|
Record Date
|
18-Mar-2016
|
Holding Recon Date
|
18-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
11-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
BRADLEY M. SHUSTER
|
For
|
For
|
||||||||||||
|
2
|
MICHAEL EMBLER
|
For
|
For
|
||||||||||||
|
3
|
JAMES G. JONES
|
For
|
For
|
||||||||||||
|
4
|
MICHAEL MONTGOMERY
|
For
|
For
|
||||||||||||
|
5
|
JOHN BRANDON OSMON
|
For
|
For
|
||||||||||||
|
6
|
JAMES H. OZANNE
|
For
|
For
|
||||||||||||
|
7
|
STEVEN L. SCHEID
|
For
|
For
|
||||||||||||
|
2.
|
RATIFY THE APPOINTMENT OF BDO USA, LLP AS NMI HOLDINGS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
177,200
|
0
|
02-Apr-2016
|
13-May-2016
|
||||||||
|
ARES CAPITAL CORPORATION
|
|||||||||||||||
|
Security
|
04010L103
|
Meeting Type
|
Special
|
||||||||||||
|
Ticker Symbol
|
ARCC
|
Meeting Date
|
12-May-2016
|
||||||||||||
|
ISIN
|
US04010L1035
|
Agenda
|
934367954 - Management
|
||||||||||||
|
Record Date
|
04-Mar-2016
|
Holding Recon Date
|
04-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
11-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
TO AUTHORIZE THE COMPANY, WITH THE APPROVAL OF ITS BOARD OF DIRECTORS, TO SELL OR OTHERWISE ISSUE SHARES OF ITS COMMON STOCK AT A PRICE BELOW ITS THEN CURRENT NET ASSET VALUE PER SHARE SUBJECT TO THE LIMITATIONS SET FORTH IN THE PROXY STATEMENT FOR THE SPECIAL MEETING OF STOCKHOLDERS ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL)
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
190,400
|
0
|
01-Apr-2016
|
13-May-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
137,300
|
0
|
01-Apr-2016
|
13-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
370,200
|
0
|
01-Apr-2016
|
13-May-2016
|
||||||||
|
KURA ONCOLOGY, INC.
|
|||||||||||||||
|
Security
|
50127T109
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
KURA
|
Meeting Date
|
12-May-2016
|
||||||||||||
|
ISIN
|
US50127T1097
|
Agenda
|
934376294 - Management
|
||||||||||||
|
Record Date
|
17-Mar-2016
|
Holding Recon Date
|
17-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
11-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
TROY E. WILSON, PHD, JD
|
For
|
For
|
||||||||||||
|
2
|
FAHEEM HASNAIN
|
For
|
For
|
||||||||||||
|
3
|
ROBERT E. HOFFMAN
|
For
|
For
|
||||||||||||
|
4
|
THOMAS MALLEY
|
For
|
For
|
||||||||||||
|
2.
|
TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, AS SET FORTH IN THE PROXY STATEMENT.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
69,700
|
0
|
07-Apr-2016
|
13-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
116,800
|
0
|
07-Apr-2016
|
13-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
288,200
|
0
|
07-Apr-2016
|
13-May-2016
|
||||||||
|
ELECTRONICS FOR IMAGING, INC.
|
|||||||||||||||
|
Security
|
286082102
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
EFII
|
Meeting Date
|
12-May-2016
|
||||||||||||
|
ISIN
|
US2860821022
|
Agenda
|
934377018 - Management
|
||||||||||||
|
Record Date
|
28-Mar-2016
|
Holding Recon Date
|
28-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
11-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
ERIC BROWN
|
For
|
For
|
||||||||||||
|
2
|
GILL COGAN
|
For
|
For
|
||||||||||||
|
3
|
GUY GECHT
|
For
|
For
|
||||||||||||
|
4
|
THOMAS GEORGENS
|
For
|
For
|
||||||||||||
|
5
|
RICHARD A. KASHNOW
|
For
|
For
|
||||||||||||
|
6
|
DAN MAYDAN
|
For
|
For
|
||||||||||||
|
2.
|
TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
10,800
|
24,900
|
07-Apr-2016
|
13-May-2016
|
||||||||
|
997AL61
|
GLQ MS PLEDGE
|
997AL61
|
STATE STREET BANK & TRUST CO
|
3,600
|
0
|
07-Apr-2016
|
13-May-2016
|
||||||||
|
ALLISON TRANSMISSION HOLDINGS, INC.
|
|||||||||||||||
|
Security
|
01973R101
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
ALSN
|
Meeting Date
|
12-May-2016
|
||||||||||||
|
ISIN
|
US01973R1014
|
Agenda
|
934381029 - Management
|
||||||||||||
|
Record Date
|
28-Mar-2016
|
Holding Recon Date
|
28-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
11-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: DAVID F. DENISON TO SERVE UNTIL 2017 ANNUAL MEETING IS PROPOSAL 4 IS APPROVED OR ELSE UNTIL 2019 ANNUAL MEETING IF NOT APPROVED.
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: DAVID C. EVERITT TO SERVE UNTIL 2017 ANNUAL MEETING IS PROPOSAL 4 IS APPROVED OR ELSE UNTIL 2019 ANNUAL MEETING IF NOT APPROVED.
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: JAMES A. STAR TO SERVE UNTIL 2017 ANNUAL MEETING IS PROPOSAL 4 IS APPROVED OR ELSE UNTIL 2019 ANNUAL MEETING IF NOT APPROVED.
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
AN ADVISORY NON-BINDING VOTE TO APPROVE THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
TO APPROVE AN AMENDMENT TO OUR SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY OUR BOARD AND TO PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
61,041
|
0
|
09-Apr-2016
|
13-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
101,477
|
0
|
09-Apr-2016
|
13-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
253,110
|
0
|
09-Apr-2016
|
13-May-2016
|
||||||||
|
WHITING PETROLEUM CORPORATION
|
|||||||||||||||
|
Security
|
966387102
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
WLL
|
Meeting Date
|
17-May-2016
|
||||||||||||
|
ISIN
|
US9663871021
|
Agenda
|
934357422 - Management
|
||||||||||||
|
Record Date
|
22-Mar-2016
|
Holding Recon Date
|
22-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
16-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
THOMAS L. ALLER
|
For
|
For
|
||||||||||||
|
2
|
JAMES E. CATLIN
|
For
|
For
|
||||||||||||
|
3
|
MICHAEL B. WALEN
|
For
|
For
|
||||||||||||
|
2.
|
APPROVAL OF ADVISORY RESOLUTION ON COMPENSATION OF NAMED EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
ADOPTION AND APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS AND PROVIDE FOR ANNUAL ELECTIONS OF DIRECTORS.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
ADOPTION AND APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK.
|
Management
|
For
|
For
|
|||||||||||
|
6.
|
APPROVAL OF AMENDMENT AND RESTATEMENT TO WHITING PETROLEUM CORPORATION 2013 EQUITY INCENTIVE PLAN.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
16,000
|
0
|
05-Apr-2016
|
18-May-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
26,000
|
0
|
05-Apr-2016
|
18-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
65,700
|
0
|
05-Apr-2016
|
18-May-2016
|
||||||||
|
MORGAN STANLEY
|
|||||||||||||||
|
Security
|
617446448
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
MS
|
Meeting Date
|
17-May-2016
|
||||||||||||
|
ISIN
|
US6174464486
|
Agenda
|
934366673 - Management
|
||||||||||||
|
Record Date
|
21-Mar-2016
|
Holding Recon Date
|
21-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
16-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: ERSKINE B. BOWLES
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: ALISTAIR DARLING
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: THOMAS H. GLOCER
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: JAMES P. GORMAN
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: ROBERT H. HERZ
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: NOBUYUKI HIRANO
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: KLAUS KLEINFELD
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: JAMI MISCIK
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: DONALD T. NICOLAISEN
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: HUTHAM S. OLAYAN
|
Management
|
For
|
For
|
|||||||||||
|
1K.
|
ELECTION OF DIRECTOR: JAMES W. OWENS
|
Management
|
For
|
For
|
|||||||||||
|
1L.
|
ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI
|
Management
|
For
|
For
|
|||||||||||
|
1M.
|
ELECTION OF DIRECTOR: PERRY M. TRAQUINA
|
Management
|
For
|
For
|
|||||||||||
|
1N.
|
ELECTION OF DIRECTOR: RAYFORD WILKINS, JR.
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON- BINDING ADVISORY RESOLUTION)
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
TO APPROVE THE AMENDMENT OF THE 2007 EQUITY INCENTIVE COMPENSATION PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES AND ADD PERFORMANCE MEASURES FOR CERTAIN AWARDS
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
SHAREHOLDER PROPOSAL REGARDING A CHANGE IN THE TREATMENT OF ABSTENTIONS FOR PURPOSES OF VOTE-COUNTING
|
Shareholder
|
Against
|
For
|
|||||||||||
|
6.
|
SHAREHOLDER PROPOSAL REGARDING A POLICY TO PROHIBIT VESTING OF DEFERRED EQUITY AWARDS FOR SENIOR EXECUTIVES WHO RESIGN TO ENTER GOVERNMENT SERVICE
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
7,400
|
0
|
02-Apr-2016
|
18-May-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
12,100
|
0
|
02-Apr-2016
|
18-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
30,600
|
0
|
02-Apr-2016
|
18-May-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
1,300
|
78,087
|
02-Apr-2016
|
18-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
600
|
131,596
|
02-Apr-2016
|
18-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
12,613
|
319,000
|
02-Apr-2016
|
18-May-2016
|
||||||||
|
JPMORGAN CHASE & CO.
|
|||||||||||||||
|
Security
|
46625H100
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
JPM
|
Meeting Date
|
17-May-2016
|
||||||||||||
|
ISIN
|
US46625H1005
|
Agenda
|
934367257 - Management
|
||||||||||||
|
Record Date
|
18-Mar-2016
|
Holding Recon Date
|
18-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
16-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: LINDA B. BAMMANN
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: JAMES A. BELL
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: CRANDALL C. BOWLES
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: STEPHEN B. BURKE
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: JAMES S. CROWN
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: JAMES DIMON
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: TIMOTHY P. FLYNN
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: LABAN P. JACKSON, JR.
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: MICHAEL A. NEAL
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: LEE R. RAYMOND
|
Management
|
For
|
For
|
|||||||||||
|
1K.
|
ELECTION OF DIRECTOR: WILLIAM C. WELDON
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
INDEPENDENT BOARD CHAIRMAN - REQUIRE AN INDEPENDENT CHAIR
|
Shareholder
|
Against
|
For
|
|||||||||||
|
5.
|
HOW VOTES ARE COUNTED - COUNT VOTES USING ONLY FOR AND AGAINST AND IGNORE ABSTENTIONS
|
Shareholder
|
Against
|
For
|
|||||||||||
|
6.
|
VESTING FOR GOVERNMENT SERVICE -PROHIBIT VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE
|
Shareholder
|
Against
|
For
|
|||||||||||
|
7.
|
APPOINT A STOCKHOLDER VALUE COMMITTEE - ADDRESS WHETHER DIVESTITURE OF ALL NON- CORE BANKING BUSINESS SEGMENTS WOULD ENHANCE SHAREHOLDER VALUE
|
Shareholder
|
Against
|
For
|
|||||||||||
|
8.
|
CLAWBACK AMENDMENT - DEFER COMPENSATION FOR 10 YEARS TO HELP SATISFY ANY MONETARY PENALTY ASSOCIATED WITH VIOLATION OF LAW
|
Shareholder
|
Against
|
For
|
|||||||||||
|
9.
|
EXECUTIVE COMPENSATION PHILOSOPHY - ADOPT A BALANCED EXECUTIVE COMPENSATION PHILOSOPHY WITH SOCIAL FACTORS TO IMPROVE THE FIRM'S ETHICAL CONDUCT AND PUBLIC REPUTATION
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
100
|
18,100
|
08-Apr-2016
|
18-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
100
|
30,200
|
08-Apr-2016
|
18-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
200
|
75,000
|
08-Apr-2016
|
18-May-2016
|
||||||||
|
WAYFAIR INC.
|
|||||||||||||||
|
Security
|
94419L101
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
W
|
Meeting Date
|
18-May-2016
|
||||||||||||
|
ISIN
|
US94419L1017
|
Agenda
|
934373692 - Management
|
||||||||||||
|
Record Date
|
21-Mar-2016
|
Holding Recon Date
|
21-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
17-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: NEERAJ AGRAWAL
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: JULIE BRADLEY
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: STEVEN CONINE
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: ROBERT GAMGORT
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: MICHAEL KUMIN
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: IAN LANE
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: ROMERO RODRIGUES
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: NIRAJ SHAH
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES.
|
Management
|
3 Years
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
39,400
|
0
|
09-Apr-2016
|
19-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
19,300
|
0
|
09-Apr-2016
|
19-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
200
|
5,300
|
09-Apr-2016
|
19-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
200
|
93,800
|
09-Apr-2016
|
19-May-2016
|
||||||||
|
COMCAST CORPORATION
|
|||||||||||||||
|
Security
|
20030N101
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
CMCSA
|
Meeting Date
|
19-May-2016
|
||||||||||||
|
ISIN
|
US20030N1019
|
Agenda
|
934357460 - Management
|
||||||||||||
|
Record Date
|
10-Mar-2016
|
Holding Recon Date
|
10-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
18-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
KENNETH J. BACON
|
For
|
For
|
||||||||||||
|
2
|
MADELINE S. BELL
|
For
|
For
|
||||||||||||
|
3
|
SHELDON M. BONOVITZ
|
For
|
For
|
||||||||||||
|
4
|
EDWARD D. BREEN
|
For
|
For
|
||||||||||||
|
5
|
JOSEPH J. COLLINS
|
For
|
For
|
||||||||||||
|
6
|
GERALD L. HASSELL
|
For
|
For
|
||||||||||||
|
7
|
JEFFREY A. HONICKMAN
|
For
|
For
|
||||||||||||
|
8
|
EDUARDO MESTRE
|
For
|
For
|
||||||||||||
|
9
|
BRIAN L. ROBERTS
|
For
|
For
|
||||||||||||
|
10
|
JOHNATHAN A. RODGERS
|
For
|
For
|
||||||||||||
|
11
|
DR. JUDITH RODIN
|
For
|
For
|
||||||||||||
|
2.
|
RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
APPROVAL OF OUR AMENDED AND RESTATED 2002 RESTRICTED STOCK PLAN
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
APPROVAL OF OUR AMENDED AND RESTATED 2003 STOCK OPTION PLAN
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
APPROVAL OF THE AMENDED AND RESTATED COMCAST CORPORATION 2002 EMPLOYEE STOCK PURCHASE PLAN
|
Management
|
For
|
For
|
|||||||||||
|
6.
|
APPROVAL OF THE AMENDED AND RESTATED COMCAST- NBCUNIVERSAL 2011 EMPLOYEE STOCK PURCHASE PLAN
|
Management
|
For
|
For
|
|||||||||||
|
7.
|
TO PROVIDE A LOBBYING REPORT
|
Shareholder
|
Against
|
For
|
|||||||||||
|
8.
|
TO PROHIBIT ACCELERATED VESTING OF STOCK UPON A CHANGE IN CONTROL
|
Shareholder
|
Against
|
For
|
|||||||||||
|
9.
|
TO REQUIRE AN INDEPENDENT BOARD CHAIRMAN
|
Shareholder
|
Against
|
For
|
|||||||||||
|
10.
|
TO STOP 100-TO-ONE VOTING POWER
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
1,900
|
0
|
09-Apr-2016
|
20-May-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
3,200
|
0
|
09-Apr-2016
|
20-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
19,900
|
0
|
09-Apr-2016
|
20-May-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
500
|
9,000
|
09-Apr-2016
|
20-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
100
|
26,700
|
09-Apr-2016
|
20-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
200
|
67,000
|
09-Apr-2016
|
20-May-2016
|
||||||||
|
997AL60
|
GLV MS PLEDGE
|
997AL60
|
STATE STREET BANK & TRUST CO
|
9,500
|
0
|
09-Apr-2016
|
20-May-2016
|
||||||||
|
997AL61
|
GLQ MS PLEDGE
|
997AL61
|
STATE STREET BANK & TRUST CO
|
4,800
|
0
|
09-Apr-2016
|
20-May-2016
|
||||||||
|
NORWEGIAN CRUISE LINE HOLDINGS LTD
|
|||||||||||||||
|
Security
|
G66721104
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
NCLH
|
Meeting Date
|
19-May-2016
|
||||||||||||
|
ISIN
|
BMG667211046
|
Agenda
|
934364439 - Management
|
||||||||||||
|
Record Date
|
14-Mar-2016
|
Holding Recon Date
|
14-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
18-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: STEVE MARTINEZ
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: FRANK J. DEL RIO
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: CHAD A. LEAT
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
APPROVAL, ON A NON-BINDING, ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP ("PWC") AS OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016 AND THE DETERMINATION OF PWC'S REMUNERATION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2013 PERFORMANCE INCENTIVE PLAN (THE "PLAN"), INCLUDING AN INCREASE IN THE NUMBER OF SHARES AVAILABLE FOR GRANT UNDER THE PLAN
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
12,000
|
0
|
08-Apr-2016
|
20-May-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
19,600
|
0
|
08-Apr-2016
|
20-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
49,300
|
0
|
08-Apr-2016
|
20-May-2016
|
||||||||
|
CVS HEALTH CORPORATION
|
|||||||||||||||
|
Security
|
126650100
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
CVS
|
Meeting Date
|
19-May-2016
|
||||||||||||
|
ISIN
|
US1266501006
|
Agenda
|
934366584 - Management
|
||||||||||||
|
Record Date
|
24-Mar-2016
|
Holding Recon Date
|
24-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
18-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: RICHARD M. BRACKEN
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: C. DAVID BROWN II
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: DAVID W. DORMAN
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: ANNE M. FINUCANE
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: LARRY J. MERLO
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: JEAN-PIERRE MILLON
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: RICHARD J. SWIFT
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: WILLIAM C. WELDON
|
Management
|
For
|
For
|
|||||||||||
|
1K.
|
ELECTION OF DIRECTOR: TONY L. WHITE
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
STOCKHOLDER PROPOSAL REGARDING A REPORT ON ALIGNMENT OF CORPORATE VALUES AND POLITICAL CONTRIBUTIONS.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
5.
|
STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
100
|
9,000
|
08-Apr-2016
|
20-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
1,000
|
14,000
|
08-Apr-2016
|
20-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
6,300
|
31,100
|
08-Apr-2016
|
20-May-2016
|
||||||||
|
TWO HARBORS INVESTMENT CORP.
|
|||||||||||||||
|
Security
|
90187B101
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
TWO
|
Meeting Date
|
19-May-2016
|
||||||||||||
|
ISIN
|
US90187B1017
|
Agenda
|
934366976 - Management
|
||||||||||||
|
Record Date
|
24-Mar-2016
|
Holding Recon Date
|
24-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
18-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: E. SPENCER ABRAHAM
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: JAMES J. BENDER
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: STEPHEN G. KASNET
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: LISA A. POLLINA
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: WILLIAM ROTH
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: W. REID SANDERS
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: THOMAS E. SIERING
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: BRIAN C. TAYLOR
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: HOPE B. WOODHOUSE
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
ADVISORY VOTE ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
69,300
|
0
|
01-Apr-2016
|
20-May-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
44,900
|
0
|
01-Apr-2016
|
20-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
113,500
|
0
|
01-Apr-2016
|
20-May-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
60,991
|
153,000
|
01-Apr-2016
|
20-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
248,657
|
237,000
|
01-Apr-2016
|
20-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
2,622
|
1,210,000
|
01-Apr-2016
|
20-May-2016
|
||||||||
|
997AL60
|
GLV MS PLEDGE
|
997AL60
|
STATE STREET BANK & TRUST CO
|
37,900
|
0
|
01-Apr-2016
|
20-May-2016
|
||||||||
|
PIONEER NATURAL RESOURCES COMPANY
|
|||||||||||||||
|
Security
|
723787107
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
PXD
|
Meeting Date
|
19-May-2016
|
||||||||||||
|
ISIN
|
US7237871071
|
Agenda
|
934367500 - Management
|
||||||||||||
|
Record Date
|
24-Mar-2016
|
Holding Recon Date
|
24-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
18-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: EDISON C. BUCHANAN
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: ANDREW F. CATES
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: TIMOTHY L. DOVE
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: PHILLIP A. GOBE
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: LARRY R. GRILLOT
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: STACY P. METHVIN
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: ROYCE W. MITCHELL
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: FRANK A. RISCH
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: SCOTT D. SHEFFIELD
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: MONA K. SUTPHEN
|
Management
|
For
|
For
|
|||||||||||
|
1K.
|
ELECTION OF DIRECTOR: J. KENNETH THOMPSON
|
Management
|
For
|
For
|
|||||||||||
|
1L.
|
ELECTION OF DIRECTOR: PHOEBE A. WOOD
|
Management
|
For
|
For
|
|||||||||||
|
1M.
|
ELECTION OF DIRECTOR: MICHAEL D. WORTLEY
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
APPROVAL OF THE AMENDED AND RESTATED 2006 LONG-TERM INCENTIVE PLAN
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
APPROVAL OF THE MATERIAL TERMS OF THE AMENDED AND RESTATED 2006 LONG-TERM INCENTIVE PLAN TO COMPLY WITH THE STOCKHOLDER APPROVAL REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
2,300
|
0
|
08-Apr-2016
|
20-May-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
3,900
|
0
|
08-Apr-2016
|
20-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
9,700
|
0
|
08-Apr-2016
|
20-May-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
900
|
13,100
|
08-Apr-2016
|
20-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
1,000
|
22,000
|
08-Apr-2016
|
20-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
10,230
|
47,000
|
08-Apr-2016
|
20-May-2016
|
||||||||
|
CROWN CASTLE INTERNATIONAL CORP
|
|||||||||||||||
|
Security
|
22822V101
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
CCI
|
Meeting Date
|
19-May-2016
|
||||||||||||
|
ISIN
|
US22822V1017
|
Agenda
|
934367699 - Management
|
||||||||||||
|
Record Date
|
28-Mar-2016
|
Holding Recon Date
|
28-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
18-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: P. ROBERT BARTOLO
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: JAY A. BROWN
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: CINDY CHRISTY
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: ARI Q. FITZGERALD
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: ROBERT E. GARRISON II
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: DALE N. HATFIELD
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: LEE W. HOGAN
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: EDWARD C. HUTCHESON, JR.
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: J. LANDIS MARTIN
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: ROBERT F. MCKENZIE
|
Management
|
For
|
For
|
|||||||||||
|
1K.
|
ELECTION OF DIRECTOR: ANTHONY J. MELONE
|
Management
|
For
|
For
|
|||||||||||
|
1L.
|
ELECTION OF DIRECTOR: W. BENJAMIN MORELAND
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
THE NON-BINDING, ADVISORY VOTE REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
11,500
|
4,000
|
05-Apr-2016
|
20-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
18,600
|
0
|
05-Apr-2016
|
20-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
47,100
|
17,000
|
05-Apr-2016
|
20-May-2016
|
||||||||
|
997AL61
|
GLQ MS PLEDGE
|
997AL61
|
STATE STREET BANK & TRUST CO
|
6,900
|
0
|
05-Apr-2016
|
20-May-2016
|
||||||||
|
CONTINENTAL RESOURCES, INC.
|
|||||||||||||||
|
Security
|
212015101
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
CLR
|
Meeting Date
|
19-May-2016
|
||||||||||||
|
ISIN
|
US2120151012
|
Agenda
|
934369112 - Management
|
||||||||||||
|
Record Date
|
24-Mar-2016
|
Holding Recon Date
|
24-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
18-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
HAROLD G. HAMM
|
For
|
For
|
||||||||||||
|
2
|
JOHN T. MCNABB, II
|
For
|
For
|
||||||||||||
|
2.
|
RATIFICATION OF SELECTION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
SHAREHOLDER PROPOSAL REPORT ON STEPS TAKEN TO FOSTER BOARD GENDER DIVERSITY.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
4.
|
SHAREHOLDER PROPOSAL REPORT ON MONITORING AND MANAGING THE LEVEL OF METHANE EMISSIONS FROM OPERATIONS.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
5.
|
SHAREHOLDER PROPOSAL REPORT ON RESULTS OF POLICIES AND PRACTICES TO MINIMIZE THE IMPACT OF HYDRAULIC FRACTURING OPERATIONS.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
2,200
|
0
|
08-Apr-2016
|
20-May-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
3,600
|
0
|
08-Apr-2016
|
20-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
9,100
|
0
|
08-Apr-2016
|
20-May-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
37,100
|
0
|
08-Apr-2016
|
20-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
60,200
|
0
|
08-Apr-2016
|
20-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
152,400
|
0
|
08-Apr-2016
|
20-May-2016
|
||||||||
|
WPX ENERGY, INC.
|
|||||||||||||||
|
Security
|
98212B103
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
WPX
|
Meeting Date
|
19-May-2016
|
||||||||||||
|
ISIN
|
US98212B1035
|
Agenda
|
934371422 - Management
|
||||||||||||
|
Record Date
|
28-Mar-2016
|
Holding Recon Date
|
28-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
18-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: JOHN A. CARRIG
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: WILLIAM R. GRANBERRY
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: KELT KINDICK
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: KARL F. KURZ
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: HENRY E. LENTZ
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: WILLIAM G. LOWRIE
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: KIMBERLY S. LUBEL
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: DAVID F. WORK
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
STOCKHOLDER PROPOSAL REGARDING REPORTING OF COMPANY'S EFFORTS TO MONITOR AND MANAGE METHANE EMISSIONS.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
120,100
|
0
|
07-Apr-2016
|
20-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
195,700
|
0
|
07-Apr-2016
|
20-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
494,500
|
0
|
07-Apr-2016
|
20-May-2016
|
||||||||
|
ROYAL CARIBBEAN CRUISES LTD.
|
|||||||||||||||
|
Security
|
V7780T103
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
RCL
|
Meeting Date
|
20-May-2016
|
||||||||||||
|
ISIN
|
LR0008862868
|
Agenda
|
934374769 - Management
|
||||||||||||
|
Record Date
|
30-Mar-2016
|
Holding Recon Date
|
30-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
19-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: JOHN F. BROCK
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: RICHARD D. FAIN
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: WILLIAM L. KIMSEY
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: MARITZA G. MONTIEL
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: ANN S. MOORE
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: EYAL M. OFER
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: THOMAS J. PRITZKER
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: WILLIAM K. REILLY
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: BERNT REITAN
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: VAGN O. SORENSEN
|
Management
|
For
|
For
|
|||||||||||
|
1K.
|
ELECTION OF DIRECTOR: DONALD THOMPSON
|
Management
|
For
|
For
|
|||||||||||
|
1L.
|
ELECTION OF DIRECTOR: ARNE ALEXANDER WILHELMSEN
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
ADVISORY APPROVAL OF THE COMPANY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
APPROVAL OF THE AMENDED AND RESTATED 2008 EQUITY INCENTIVE PLAN.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
THE SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
|
Shareholder
|
Against
|
||||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
7,200
|
0
|
09-Apr-2016
|
23-May-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
11,800
|
0
|
09-Apr-2016
|
23-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
29,800
|
0
|
09-Apr-2016
|
23-May-2016
|
||||||||
|
SANCHEZ ENERGY CORP.
|
|||||||||||||||
|
Security
|
79970Y105
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
SN
|
Meeting Date
|
24-May-2016
|
||||||||||||
|
ISIN
|
US79970Y1055
|
Agenda
|
934398555 - Management
|
||||||||||||
|
Record Date
|
01-Apr-2016
|
Holding Recon Date
|
01-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
23-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
GILBERT A. GARCIA
|
For
|
For
|
||||||||||||
|
2
|
SEAN M. MAHER
|
For
|
For
|
||||||||||||
|
2.
|
PROPOSAL TO AMEND THE COMPANY'S SECOND AMENDED AND RESTATED 2011 LONG TERM INCENTIVE PLAN (THE "PLAN") TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR INCENTIVE AWARDS UNDER THE PLAN BY 5 MILLION ADDITIONAL SHARES OF COMMON STOCK
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
54,700
|
0
|
21-Apr-2016
|
25-May-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
89,300
|
0
|
21-Apr-2016
|
25-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
225,700
|
0
|
21-Apr-2016
|
25-May-2016
|
||||||||
|
TOTAL S.A.
|
|||||||||||||||
|
Security
|
89151E109
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
TOT
|
Meeting Date
|
24-May-2016
|
||||||||||||
|
ISIN
|
US89151E1091
|
Agenda
|
934417797 - Management
|
||||||||||||
|
Record Date
|
22-Apr-2016
|
Holding Recon Date
|
22-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
18-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
APPROVAL OF THE PARENT COMPANY'S FINANCIAL STATEMENTS FOR THE 2015 FISCAL YEAR.
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2015 FISCAL YEAR.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND AND OPTION FOR THE PAYMENT OF THE REMAINING DIVIDEND FOR THE 2015 FISCAL YEAR IN NEW SHARES.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
OPTION FOR THE PAYMENT OF INTERIM DIVIDENDS FOR THE 2016 FISCAL YEAR IN NEW SHARES - DELEGATION OF POWERS TO THE BOARD OF DIRECTORS.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN SHARES OF THE COMPANY.
|
Management
|
For
|
For
|
|||||||||||
|
6.
|
RENEWAL OF THE APPOINTMENT OF MR. GERARD LAMARCHE AS A DIRECTOR.
|
Management
|
For
|
For
|
|||||||||||
|
7.
|
APPOINTMENT OF MS. MARIA VAN DER HOEVEN AS A DIRECTOR.
|
Management
|
For
|
For
|
|||||||||||
|
8.
|
APPOINTMENT OF MR. JEAN LEMIERRE AS A DIRECTOR.
|
Management
|
For
|
For
|
|||||||||||
|
9.
|
APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS (CANDIDATE: MS. RENATA PERYCZ).
|
Management
|
For
|
For
|
|||||||||||
|
9A.
|
APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS (CANDIDATE: MR. CHARLES KELLER) (RESOLUTION NOT APPROVED BY THE BOARD).
|
Shareholder
|
Against
|
Against
|
|||||||||||
|
9B.
|
APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS (CANDIDATE: MR. WERNER GUYOT) (RESOLUTION NOT APPROVED BY THE BOARD).
|
Shareholder
|
Against
|
Against
|
|||||||||||
|
10.
|
RENEWAL OF THE APPOINTMENT OF ERNST AND YOUNG AUDIT AS STATUTORY AUDITORS.
|
Management
|
For
|
For
|
|||||||||||
|
11.
|
RENEWAL OF THE APPOINTMENT OF KPMG S.A. AS STATUTORY AUDITORS.
|
Management
|
For
|
For
|
|||||||||||
|
12.
|
RENEWAL OF THE APPOINTMENT OF AUDITEX AS AN ALTERNATE AUDITOR.
|
Management
|
For
|
For
|
|||||||||||
|
13.
|
APPOINTMENT OF SALUSTRO REYDEL S.A. AS AN ALTERNATE AUDITOR
|
Management
|
For
|
For
|
|||||||||||
|
14.
|
AGREEMENT COVERED BY ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE CONCERNING MR. THIERRY DESMAREST.
|
Management
|
For
|
For
|
|||||||||||
|
15.
|
COMMITMENTS UNDER ARTICLE L. 225-42-1 OF THE FRENCH COMMERCIAL CODE CONCERNING MR. PATRICK POUYANNE.
|
Management
|
For
|
For
|
|||||||||||
|
16.
|
ADVISORY OPINION ON THE ELEMENTS OF COMPENSATION DUE OR GRANTED FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015 TO MR. THIERRY DESMAREST.
|
Management
|
For
|
For
|
|||||||||||
|
17.
|
ADVISORY OPINION ON THE ELEMENTS OF COMPENSATION DUE OR GRANTED FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015 TO MR. PATRICK POUYANNE, CHIEF EXECUTIVE OFFICER UNTIL DECEMBER 18, 2015 AND CHAIRMAN AND CHIEF EXECUTIVE OFFICER SINCE DECEMBER 19, 2015.
|
Management
|
For
|
For
|
|||||||||||
|
18.
|
DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES AND/OR ANY SECURITIES PROVIDING ACCESS TO THE COMPANY'S SHARE CAPITAL WHILE MAINTAINING SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS OR BY CAPITALIZING PREMIUMS, RESERVES, SURPLUSES OR OTHER LINE ITEMS.
|
Management
|
For
|
For
|
|||||||||||
|
19.
|
DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO SHARE CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS.
|
Management
|
For
|
For
|
|||||||||||
|
20.
|
DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE, BY AN OFFER UNDER ARTICLE L. 411-2 II OF THE FRENCH MONETARY AND FINANCIAL CODE, NEW COMMON SHARES AND ANY SECURITIES PROVIDING ACCESS TO THE COMPANY'S SHARE CAPITAL, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS.
|
Management
|
For
|
For
|
|||||||||||
|
21.
|
DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS IN THE CASE OF A SHARE CAPITAL INCREASE WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED.
|
Management
|
For
|
For
|
|||||||||||
|
22.
|
DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO SHARE CAPITAL IN PAYMENT OF SECURITIES THAT WOULD BE CONTRIBUTED TO THE COMPANY, WHICH ENTAILS SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES ISSUED TO REMUNERATE IN-KIND CONTRIBUTIONS.
|
Management
|
For
|
For
|
|||||||||||
|
23.
|
DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL UNDER THE CONDITIONS PROVIDED IN ARTICLES L. 3332-18 AND FOLLOWING OF THE FRENCH LABOR CODE, WHICH ENTAILS SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES ISSUED DUE TO THE SUBSCRIPTION OF SHARES BY GROUP EMPLOYEES.
|
Management
|
For
|
For
|
|||||||||||
|
24.
|
AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS FOR A 38-MONTH PERIOD TO GRANT RESTRICTED SHARES OF THE COMPANY (EXISTING OR TO BE ISSUED) TO SOME OR ALL EMPLOYEES AND EXECUTIVE DIRECTORS OF THE GROUP, AND UNDER WHICH ENTAILS SHAREHOLDERS WAIVE THEIR PREEMPTIVE RIGHT TO SUBSCRIBE SHARES ISSUED IN FAVOR OF THE BENEFICIARIES OF SUCH SHARE ALLOCATIONS.
|
Management
|
For
|
For
|
|||||||||||
|
25.
|
AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS FOR A 38-MONTH PERIOD TO AUTHORIZE SHARE SUBSCRIPTION OR SHARE PURCHASE OPTIONS TO CERTAIN EMPLOYEES AND EXECUTIVE DIRECTORS OF THE GROUP, AND UNDER WHICH SHAREHOLDERS WAIVE THEIR PREEMPTIVE RIGHT TO SUBSCRIBE SHARES ISSUED UNDER STOCK OPTIONS.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
12,000
|
0
|
05-May-2016
|
20-May-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
19,600
|
0
|
05-May-2016
|
20-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
49,500
|
0
|
05-May-2016
|
20-May-2016
|
||||||||
|
PENNYMAC MORTGAGE INVESTMENT TRUST
|
|||||||||||||||
|
Security
|
70931T103
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
PMT
|
Meeting Date
|
25-May-2016
|
||||||||||||
|
ISIN
|
US70931T1034
|
Agenda
|
934373250 - Management
|
||||||||||||
|
Record Date
|
28-Mar-2016
|
Holding Recon Date
|
28-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
24-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
SCOTT W. CARNAHAN
|
For
|
For
|
||||||||||||
|
2
|
FRANK P. WILLEY
|
For
|
For
|
||||||||||||
|
2.
|
TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO APPROVE, BY NON-BINDING VOTE, OUR EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
7,514
|
72,000
|
08-Apr-2016
|
26-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
100
|
133,988
|
08-Apr-2016
|
26-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
100
|
332,191
|
08-Apr-2016
|
26-May-2016
|
||||||||
|
TEAM HEALTH HOLDINGS, INC.
|
|||||||||||||||
|
Security
|
87817A107
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
TMH
|
Meeting Date
|
25-May-2016
|
||||||||||||
|
ISIN
|
US87817A1079
|
Agenda
|
934381055 - Management
|
||||||||||||
|
Record Date
|
28-Mar-2016
|
Holding Recon Date
|
28-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
24-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: H. LYNN MASSINGALE, M.D.
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: MICHAEL D. SNOW
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: EDWIN M. CRAWFORD
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: SCOTT OSTFELD
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
6,600
|
0
|
12-Apr-2016
|
26-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
11,000
|
0
|
12-Apr-2016
|
26-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
27,000
|
0
|
12-Apr-2016
|
26-May-2016
|
||||||||
|
LIBERTY BROADBAND CORPORATION
|
|||||||||||||||
|
Security
|
530307107
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
LBRDA
|
Meeting Date
|
25-May-2016
|
||||||||||||
|
ISIN
|
US5303071071
|
Agenda
|
934382463 - Management
|
||||||||||||
|
Record Date
|
05-Apr-2016
|
Holding Recon Date
|
05-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
24-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
GREGORY B. MAFFEI
|
For
|
For
|
||||||||||||
|
2
|
RICHARD R. GREEN
|
For
|
For
|
||||||||||||
|
2.
|
A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
7,303
|
5,225
|
16-Apr-2016
|
26-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
11,767
|
10,325
|
16-Apr-2016
|
26-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
29,739
|
22,275
|
16-Apr-2016
|
26-May-2016
|
||||||||
|
KERYX BIOPHARMACEUTICALS, INC.
|
|||||||||||||||
|
Security
|
492515101
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
KERX
|
Meeting Date
|
25-May-2016
|
||||||||||||
|
ISIN
|
US4925151015
|
Agenda
|
934385293 - Management
|
||||||||||||
|
Record Date
|
31-Mar-2016
|
Holding Recon Date
|
31-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
24-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
KEVIN J. CAMERON
|
For
|
For
|
||||||||||||
|
2
|
JOHN P. BUTLER
|
For
|
For
|
||||||||||||
|
3
|
STEVE C. GILMAN
|
For
|
For
|
||||||||||||
|
4
|
GREGORY P. MADISON
|
For
|
For
|
||||||||||||
|
5
|
DANIEL P. REGAN
|
For
|
For
|
||||||||||||
|
6
|
MICHAEL ROGERS
|
For
|
For
|
||||||||||||
|
2.
|
THE RATIFICATION OF APPOINTMENT OF UHY LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
THE APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
THE APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO INCREASE OUR AUTHORIZED SHARE CAPITAL BY 50,000,000 SHARES OF COMMON STOCK.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
THE APPROVAL OF OUR AMENDED AND RESTATED 2013 INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES ISSUABLE THEREUNDER FROM 9,500,000 TO 18,000,000 AND TO INSTITUTE A CAP ON DIRECTOR EQUITY COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
21,200
|
0
|
16-Apr-2016
|
26-May-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
35,400
|
0
|
16-Apr-2016
|
26-May-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
87,500
|
0
|
16-Apr-2016
|
26-May-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
100
|
84,500
|
16-Apr-2016
|
26-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
100
|
141,400
|
16-Apr-2016
|
26-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
100,200
|
250,000
|
16-Apr-2016
|
26-May-2016
|
||||||||
|
CHINA MOBILE LIMITED, HONG KONG
|
|||||||||||||||
|
Security
|
Y14965100
|
Meeting Type
|
Annual General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
26-May-2016
|
|||||||||||||
|
ISIN
|
HK0941009539
|
Agenda
|
706912210 - Management
|
||||||||||||
|
Record Date
|
19-May-2016
|
Holding Recon Date
|
19-May-2016
|
||||||||||||
|
City /
|
Country
|
HONG KONG
|
/
|
Hong Kong
|
Vote Deadline Date
|
12-May-2016
|
|||||||||
|
SEDOL(s)
|
5563575 - 6073556 - B01DDV9 - B162JB0 - BP3RPD0 - BRTM834
|
Quick Code
|
|||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
CMMT
|
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE.
|
Non-Voting
|
|||||||||||||
|
CMMT
|
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0411/LTN20160411659.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0411/LTN20160411647.pdf
|
Non-Voting
|
|||||||||||||
|
1
|
TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2015
|
Management
|
For
|
For
|
|||||||||||
|
2
|
TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015: HKD 1.196 PER SHARE
|
Management
|
For
|
For
|
|||||||||||
|
3.I
|
TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. SHANG BING
|
Management
|
For
|
For
|
|||||||||||
|
3.II
|
TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. LI YUE
|
Management
|
For
|
For
|
|||||||||||
|
3.III
|
TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. SHA YUEJIA
|
Management
|
For
|
For
|
|||||||||||
|
3.IV
|
TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. LIU AILI
|
Management
|
For
|
For
|
|||||||||||
|
4
|
TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND US. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION
|
Management
|
For
|
For
|
|||||||||||
|
5
|
TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO BUY BACK SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 5 AS SET OUT IN THE AGM NOTICE
|
Management
|
For
|
For
|
|||||||||||
|
6
|
TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE
|
Management
|
For
|
For
|
|||||||||||
|
7
|
TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES BOUGHT BACK IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
76,500
|
0
|
27-Apr-2016
|
23-May-2016
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
124,500
|
0
|
27-Apr-2016
|
23-May-2016
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
314,500
|
0
|
27-Apr-2016
|
23-May-2016
|
|||||||||
|
HEALTHWAYS, INC.
|
|||||||||||||||
|
Security
|
422245100
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
HWAY
|
Meeting Date
|
26-May-2016
|
||||||||||||
|
ISIN
|
US4222451001
|
Agenda
|
934384215 - Management
|
||||||||||||
|
Record Date
|
31-Mar-2016
|
Holding Recon Date
|
31-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
25-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: MARY JANE ENGLAND, M.D.
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: ARCHELLE GEORGIOU, M.D.
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: ROBERT J. GRECZYN, JR.
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: PETER A. HUDSON, M.D.
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: BRADLEY S. KARRO
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: PAUL H. KECKLEY, PH.D.
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: CONAN J. LAUGHLIN
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: LEE A. SHAPIRO
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: DONATO J. TRAMUTO
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: KEVIN G. WILLS
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
TO CONSIDER AND ACT UPON A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
3,149
|
111,600
|
16-Apr-2016
|
27-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
15,011
|
172,000
|
16-Apr-2016
|
27-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
7,133
|
475,000
|
16-Apr-2016
|
27-May-2016
|
||||||||
|
997AL61
|
GLQ MS PLEDGE
|
997AL61
|
STATE STREET BANK & TRUST CO
|
4,300
|
0
|
16-Apr-2016
|
27-May-2016
|
||||||||
|
AMSURG CORP.
|
|||||||||||||||
|
Security
|
03232P405
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
AMSG
|
Meeting Date
|
26-May-2016
|
||||||||||||
|
ISIN
|
US03232P4054
|
Agenda
|
934406148 - Management
|
||||||||||||
|
Record Date
|
08-Apr-2016
|
Holding Recon Date
|
08-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
25-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.1
|
ELECTION OF CLASS I DIRECTOR: JAMES A. DEAL
|
Management
|
For
|
For
|
|||||||||||
|
1.2
|
ELECTION OF CLASS I DIRECTOR: STEVEN I. GERINGER
|
Management
|
For
|
For
|
|||||||||||
|
1.3
|
ELECTION OF CLASS I DIRECTOR: CLAIRE M. GULMI
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
APPROVAL OF THE AMENDED AND RESTATED AMSURG CORP. 2014 EQUITY AND INCENTIVE PLAN.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
2,600
|
6,200
|
27-Apr-2016
|
27-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
14,300
|
0
|
27-Apr-2016
|
27-May-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
16,200
|
20,000
|
27-Apr-2016
|
27-May-2016
|
||||||||
|
CERNER CORPORATION
|
|||||||||||||||
|
Security
|
156782104
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
CERN
|
Meeting Date
|
27-May-2016
|
||||||||||||
|
ISIN
|
US1567821046
|
Agenda
|
934401580 - Management
|
||||||||||||
|
Record Date
|
30-Mar-2016
|
Holding Recon Date
|
30-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
26-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: GERALD E. BISBEE, JR., PH.D.
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: DENIS A. CORTESE, M.D.
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: LINDA M. DILLMAN
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CERNER CORPORATION FOR 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE CERNER CORPORATION PERFORMANCE-BASED COMPENSATION PLAN.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
6,100
|
0
|
23-Apr-2016
|
23-Apr-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
10,000
|
0
|
23-Apr-2016
|
23-Apr-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
25,400
|
0
|
23-Apr-2016
|
23-Apr-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
100
|
8,700
|
23-Apr-2016
|
23-Apr-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
100
|
14,400
|
23-Apr-2016
|
23-Apr-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
100
|
36,100
|
23-Apr-2016
|
23-Apr-2016
|
||||||||
|
SHIRE PLC
|
|||||||||||||||
|
Security
|
82481R106
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
SHPG
|
Meeting Date
|
27-May-2016
|
||||||||||||
|
ISIN
|
US82481R1068
|
Agenda
|
934410856 - Management
|
||||||||||||
|
Record Date
|
21-Apr-2016
|
Holding Recon Date
|
21-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
19-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1
|
APPROVAL OF THE MERGER, ALLOTMENT OF SHARES AND INCREASE IN BORROWING LIMIT THAT: (A) THE PROPOSED COMBINATION BY THE COMPANY, THROUGH ITS WHOLLY-OWNED SUBSIDIARY, BEARTRACKS, INC., WITH THE OUTSTANDING COMMON STOCK WITH BAXALTA INC. (THE "MERGER"), ON THE TERMS AND CONDITIONS SET OUT IN THE MERGER AGREEMENT (AS DEFINED IN, AND PARTICULARS OF WHICH ARE SUMMARISED IN, THE CIRCULAR OF THE COMPANY DATED 18 APRIL 2016), TOGETHER WITH ALL OTHER AGREEMENTS AND ANCILLARY ARRANGEMENTS ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL)
|
Management
|
For
|
For
|
|||||||||||
|
2
|
AUTHORITY TO ALLOT SHARES THAT, SUBJECT TO AND CONDITIONAL UPON THE MERGER HAVING BEEN IMPLEMENTED AND THE NEW ORDINARY SHARES IN THE COMPANY HAVING BEEN ISSUED PURSUANT THERETO, ANY PREVIOUS AUTHORITY TO ALLOT RELEVANT SECURITIES (AS DEFINED IN THE ARTICLES), CONFERRED ON THE DIRECTORS BY SHAREHOLDERS PURSUANT TO ARTICLE 10 OF THE ARTICLES (INCLUDING ANY UNUSED AUTHORITY CONFERRED BY RESOLUTION 1 ABOVE) BE CANCELLED AND THE AUTHORITY TO ALLOT RELEVANT SECURITIES CONFERRED ON THE ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL)
|
Management
|
For
|
For
|
|||||||||||
|
3
|
DISAPPLICATION OF PRE-EMPTION RIGHTS: THAT, SUBJECT TO THE PASSING OF RESOLUTION 2 AND SUBJECT TO AND CONDITIONAL UPON THE MERGER HAVING BEEN IMPLEMENTED AND THE NEW ORDINARY SHARES IN THE COMPANY HAVING BEEN ISSUED PURSUANT THERETO, ANY PREVIOUS AUTHORITY TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ARTICLES) WHOLLY FOR CASH CONFERRED ON THE DIRECTORS BY SHAREHOLDERS PURSUANT TO ARTICLE 10 OF THE ARTICLES OF ASSOCIATION BE CANCELLED AND THE AUTHORITY TO ALLOT EQUITY ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL)
|
Management
|
For
|
For
|
|||||||||||
|
4
|
PURCHASE OF OWN SHARES: THAT, SUBJECT TO AND CONDITIONAL UPON THE MERGER HAVING BEEN IMPLEMENTED AND THE NEW ORDINARY SHARES IN THE COMPANY HAVING BEEN ISSUED PURSUANT THERETO, ANY PREVIOUS AUTHORITY CONFERRED ON THE COMPANY TO MAKE MARKET PURCHASES OF ITS SHARES AND TO HOLD TREASURY SHARES BE CANCELLED AND THE COMPANY BE GENERALLY AND UNCONDITIONALLY AUTHORISED: (A) PURSUANT TO ARTICLE 57 OF THE COMPANIES (JERSEY) LAW 1991 TO MAKE MARKET PURCHASES OF ORDINARY SHARES IN THE ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL)
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
15,100
|
0
|
29-Apr-2016
|
23-May-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
3,700
|
0
|
29-Apr-2016
|
23-May-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
6,000
|
0
|
29-Apr-2016
|
23-May-2016
|
||||||||
|
WILLIAM LYON HOMES
|
|||||||||||||||
|
Security
|
552074700
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
WLH
|
Meeting Date
|
31-May-2016
|
||||||||||||
|
ISIN
|
US5520747008
|
Agenda
|
934389885 - Management
|
||||||||||||
|
Record Date
|
08-Apr-2016
|
Holding Recon Date
|
08-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
27-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
DOUGLAS K. AMMERMAN
|
For
|
For
|
||||||||||||
|
2
|
MICHAEL BARR
|
For
|
For
|
||||||||||||
|
3
|
THOMAS F. HARRISON
|
For
|
For
|
||||||||||||
|
4
|
GARY H. HUNT
|
For
|
For
|
||||||||||||
|
5
|
GENERAL WILLIAM LYON
|
For
|
For
|
||||||||||||
|
6
|
WILLIAM H. LYON
|
For
|
For
|
||||||||||||
|
7
|
MATTHEW R. NIEMANN
|
For
|
For
|
||||||||||||
|
8
|
LYNN CARLSON SCHELL
|
For
|
For
|
||||||||||||
|
2.
|
RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF WILLIAM LYON HOMES FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
ADVISORY (NON-BINDING) VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE PROXY MATERIALS.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
71,200
|
0
|
22-Apr-2016
|
01-Jun-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
179,676
|
0
|
22-Apr-2016
|
01-Jun-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
43,700
|
0
|
22-Apr-2016
|
01-Jun-2016
|
||||||||
|
DYNAVAX TECHNOLOGIES CORPORATION
|
|||||||||||||||
|
Security
|
268158201
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
DVAX
|
Meeting Date
|
31-May-2016
|
||||||||||||
|
ISIN
|
US2681582019
|
Agenda
|
934407607 - Management
|
||||||||||||
|
Record Date
|
06-Apr-2016
|
Holding Recon Date
|
06-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
27-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
DENNIS A. CARSON, M.D.
|
For
|
For
|
||||||||||||
|
2
|
EDDIE GRAY
|
For
|
For
|
||||||||||||
|
3
|
LAURA BREGE
|
For
|
For
|
||||||||||||
|
2.
|
TO AMEND AND RESTATE THE DYNAVAX TECHNOLOGIES CORPORATION 2011 EQUITY INCENTIVE PLAN TO, AMONG OTHER THINGS, INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THAT PLAN BY 3,200,000, AND TO APPROVE THE AWARD LIMITS AND OTHER TERMS APPLICABLE TO AWARDS INTENDED TO QUALIFY AS "PERFORMANCE-BASED COMPENSATION" FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO AMEND AND RESTATE THE DYNAVAX TECHNOLOGIES CORPORATION 2014 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THAT PLAN BY 200,000.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
7,400
|
0
|
28-Apr-2016
|
01-Jun-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
19,900
|
0
|
28-Apr-2016
|
01-Jun-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
45,200
|
0
|
28-Apr-2016
|
01-Jun-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
999
|
112,000
|
28-Apr-2016
|
01-Jun-2016
|
||||||||
|
ALBANY MOLECULAR RESEARCH, INC.
|
|||||||||||||||
|
Security
|
012423109
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
AMRI
|
Meeting Date
|
01-Jun-2016
|
||||||||||||
|
ISIN
|
US0124231095
|
Agenda
|
934411884 - Management
|
||||||||||||
|
Record Date
|
14-Apr-2016
|
Holding Recon Date
|
14-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
31-May-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
THOMAS E. D'AMBRA, PH.D
|
For
|
For
|
||||||||||||
|
2
|
DAVID H. DEMING
|
For
|
For
|
||||||||||||
|
3
|
GERARDO GUTIERREZ
|
For
|
For
|
||||||||||||
|
2.
|
A RATIFICATION OF THE COMPANY'S SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
PROPOSAL TO APPROVE THE SENIOR EXECUTIVE CASH INCENTIVE BONUS PLAN.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
10,000
|
49,500
|
30-Apr-2016
|
02-Jun-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
98,800
|
0
|
30-Apr-2016
|
02-Jun-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
42,360
|
205,000
|
30-Apr-2016
|
02-Jun-2016
|
||||||||
|
ACCELERON PHARMA INC.
|
|||||||||||||||
|
Security
|
00434H108
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
XLRN
|
Meeting Date
|
02-Jun-2016
|
||||||||||||
|
ISIN
|
US00434H1086
|
Agenda
|
934388718 - Management
|
||||||||||||
|
Record Date
|
04-Apr-2016
|
Holding Recon Date
|
04-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
01-Jun-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
TOM MANIATIS, PH.D.
|
For
|
For
|
||||||||||||
|
2
|
RICHARD F. POPS
|
For
|
For
|
||||||||||||
|
3
|
JOSEPH S. ZAKRZEWSKI
|
For
|
For
|
||||||||||||
|
2.
|
TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO APPROVE THE ACCELERON PHARMA INC. SHORT-TERM INCENTIVE COMPENSATION PLAN.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
7,100
|
0
|
16-Apr-2016
|
03-Jun-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
11,600
|
0
|
16-Apr-2016
|
03-Jun-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
28,796
|
0
|
16-Apr-2016
|
03-Jun-2016
|
||||||||
|
PARSLEY ENERGY, INC.
|
|||||||||||||||
|
Security
|
701877102
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
PE
|
Meeting Date
|
02-Jun-2016
|
||||||||||||
|
ISIN
|
US7018771029
|
Agenda
|
934394709 - Management
|
||||||||||||
|
Record Date
|
11-Apr-2016
|
Holding Recon Date
|
11-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
01-Jun-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: DAVID H. SMITH
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: RANDOLPH NEWCOMER, JR.
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: WILLIAM BROWNING
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
TO APPROVE, ON A NON-BINDING ADVISORY BASIS, HOW FREQUENTLY THE COMPANY SHOULD SEEK AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
|
Management
|
3 Years
|
Against
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
46,500
|
0
|
23-Apr-2016
|
03-Jun-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
191,300
|
0
|
23-Apr-2016
|
03-Jun-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
75,600
|
0
|
23-Apr-2016
|
03-Jun-2016
|
||||||||
|
SALESFORCE.COM, INC.
|
|||||||||||||||
|
Security
|
79466L302
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
CRM
|
Meeting Date
|
02-Jun-2016
|
||||||||||||
|
ISIN
|
US79466L3024
|
Agenda
|
934395903 - Management
|
||||||||||||
|
Record Date
|
07-Apr-2016
|
Holding Recon Date
|
07-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
01-Jun-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: MARC BENIOFF
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: KEITH BLOCK
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: CRAIG CONWAY
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: ALAN HASSENFELD
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: NEELIE KROES
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: COLIN POWELL
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: SANFORD ROBERTSON
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: JOHN V. ROOS
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: LAWRENCE TOMLINSON
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: ROBIN WASHINGTON
|
Management
|
For
|
For
|
|||||||||||
|
1K.
|
ELECTION OF DIRECTOR: MAYNARD WEBB
|
Management
|
For
|
For
|
|||||||||||
|
1L.
|
ELECTION OF DIRECTOR: SUSAN WOJCICKI
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
APPROVAL OF THE AMENDMENT AND RESTATEMENT OF CERTIFICATE OF INCORPORATION TO CLARIFY PROVISIONS RELATED TO REMOVAL OF DIRECTORS
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
STOCKHOLDER PROPOSAL FOR POLICY LIMITING CHANGE IN CONTROL BENEFITS
|
Shareholder
|
Against
|
For
|
|||||||||||
|
6.
|
STOCKHOLDER PROPOSAL FOR SHARE RETENTION POLICY FOR SENIOR EXECUTIVES
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
10,400
|
0
|
22-Apr-2016
|
03-Jun-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
9,800
|
0
|
22-Apr-2016
|
03-Jun-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
24,800
|
0
|
22-Apr-2016
|
03-Jun-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
100
|
4,200
|
22-Apr-2016
|
03-Jun-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
700
|
16,000
|
22-Apr-2016
|
03-Jun-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
100
|
41,100
|
22-Apr-2016
|
03-Jun-2016
|
||||||||
|
CONCHO RESOURCES INC
|
|||||||||||||||
|
Security
|
20605P101
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
CXO
|
Meeting Date
|
02-Jun-2016
|
||||||||||||
|
ISIN
|
US20605P1012
|
Agenda
|
934397274 - Management
|
||||||||||||
|
Record Date
|
04-Apr-2016
|
Holding Recon Date
|
04-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
01-Jun-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
GARY A. MERRIMAN
|
For
|
For
|
||||||||||||
|
2
|
RAY M. POAGE
|
For
|
For
|
||||||||||||
|
2.
|
TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION ("SAY-ON-PAY").
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
6,000
|
0
|
20-Apr-2016
|
03-Jun-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
15,700
|
0
|
20-Apr-2016
|
03-Jun-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
24,900
|
0
|
20-Apr-2016
|
03-Jun-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
200
|
14,700
|
20-Apr-2016
|
03-Jun-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
2,000
|
17,000
|
20-Apr-2016
|
03-Jun-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
1,000
|
61,000
|
20-Apr-2016
|
03-Jun-2016
|
||||||||
|
TRI POINTE GROUP, INC.
|
|||||||||||||||
|
Security
|
87265H109
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
TPH
|
Meeting Date
|
03-Jun-2016
|
||||||||||||
|
ISIN
|
US87265H1095
|
Agenda
|
934391715 - Management
|
||||||||||||
|
Record Date
|
11-Apr-2016
|
Holding Recon Date
|
11-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
02-Jun-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
DOUGLAS F. BAUER
|
For
|
For
|
||||||||||||
|
2
|
LAWRENCE B. BURROWS
|
For
|
For
|
||||||||||||
|
3
|
DANIEL S. FULTON
|
For
|
For
|
||||||||||||
|
4
|
STEVEN J. GILBERT
|
For
|
For
|
||||||||||||
|
5
|
CHRISTOPHER D. GRAHAM
|
For
|
For
|
||||||||||||
|
6
|
CONSTANCE B. MOORE
|
For
|
For
|
||||||||||||
|
7
|
THOMAS B. ROGERS
|
For
|
For
|
||||||||||||
|
8
|
BARRY S. STERNLICHT
|
For
|
For
|
||||||||||||
|
2.
|
RATIFICATION OF THE AMENDMENT TO TRI POINTE GROUP, INC.'S 2013 LONG-TERM INCENTIVE PLAN, AS AMENDED, IMPOSING CERTAIN LIMITATIONS ON AWARDS MADE UNDER THE PLAN TO NON- EMPLOYEE DIRECTORS.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS TRI POINTE GROUP, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
22,700
|
0
|
23-Apr-2016
|
06-Jun-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
37,000
|
0
|
23-Apr-2016
|
06-Jun-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
93,202
|
0
|
23-Apr-2016
|
06-Jun-2016
|
||||||||
|
IMAX CORPORATION
|
|||||||||||||||
|
Security
|
45245E109
|
Meeting Type
|
Annual and Special Meeting
|
||||||||||||
|
Ticker Symbol
|
IMAX
|
Meeting Date
|
06-Jun-2016
|
||||||||||||
|
ISIN
|
CA45245E1097
|
Agenda
|
934409233 - Management
|
||||||||||||
|
Record Date
|
08-Apr-2016
|
Holding Recon Date
|
08-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
Canada
|
Vote Deadline Date
|
01-Jun-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
01
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
NEIL S. BRAUN
|
For
|
For
|
||||||||||||
|
2
|
ERIC A. DEMIRIAN
|
For
|
For
|
||||||||||||
|
3
|
RICHARD L. GELFOND
|
For
|
For
|
||||||||||||
|
4
|
DAVID W. LEEBRON
|
For
|
For
|
||||||||||||
|
5
|
MICHAEL LYNNE
|
For
|
For
|
||||||||||||
|
6
|
MICHAEL MACMILLAN
|
For
|
For
|
||||||||||||
|
7
|
I. MARTIN POMPADUR
|
For
|
For
|
||||||||||||
|
8
|
DANA SETTLE
|
For
|
For
|
||||||||||||
|
9
|
DARREN THROOP
|
For
|
For
|
||||||||||||
|
10
|
BRADLEY J. WECHSLER
|
For
|
For
|
||||||||||||
|
02
|
IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. NOTE: VOTING WITHHOLD IS THE EQUIVALENT TO VOTING ABSTAIN.
|
Management
|
For
|
For
|
|||||||||||
|
03
|
IN RESPECT OF THE APPROVAL OF THE AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN AS SET FORTH IN APPENDIX "A" TO THE PROXY CIRCULAR AND PROXY STATEMENT. NOTE: VOTING WITHHOLD IS THE EQUIVALENT TO VOTING ABSTAIN.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
40,700
|
0
|
18-May-2016
|
07-Jun-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
19,300
|
59,400
|
18-May-2016
|
07-Jun-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
24,095
|
110,000
|
18-May-2016
|
07-Jun-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
92,800
|
231,800
|
18-May-2016
|
07-Jun-2016
|
||||||||
|
LADDER CAPITAL CORP
|
|||||||||||||||
|
Security
|
505743104
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
LADR
|
Meeting Date
|
07-Jun-2016
|
||||||||||||
|
ISIN
|
US5057431042
|
Agenda
|
934395864 - Management
|
||||||||||||
|
Record Date
|
11-Apr-2016
|
Holding Recon Date
|
11-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
06-Jun-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
ALAN FISHMAN
|
For
|
For
|
||||||||||||
|
2
|
JONATHAN BILZIN
|
For
|
For
|
||||||||||||
|
2.
|
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
22,610
|
0
|
29-Apr-2016
|
08-Jun-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
8,304
|
0
|
29-Apr-2016
|
08-Jun-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
32,492
|
0
|
29-Apr-2016
|
08-Jun-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
130,392
|
0
|
29-Apr-2016
|
08-Jun-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
220,207
|
0
|
29-Apr-2016
|
08-Jun-2016
|
||||||||
|
ALPHABET INC
|
|||||||||||||||
|
Security
|
02079K305
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
GOOGL
|
Meeting Date
|
08-Jun-2016
|
||||||||||||
|
ISIN
|
US02079K3059
|
Agenda
|
934406667 - Management
|
||||||||||||
|
Record Date
|
11-Apr-2016
|
Holding Recon Date
|
11-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
07-Jun-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
LARRY PAGE
|
For
|
For
|
||||||||||||
|
2
|
SERGEY BRIN
|
For
|
For
|
||||||||||||
|
3
|
ERIC E. SCHMIDT
|
For
|
For
|
||||||||||||
|
4
|
L. JOHN DOERR
|
For
|
For
|
||||||||||||
|
5
|
DIANE B. GREENE
|
For
|
For
|
||||||||||||
|
6
|
JOHN L. HENNESSY
|
For
|
For
|
||||||||||||
|
7
|
ANN MATHER
|
For
|
For
|
||||||||||||
|
8
|
ALAN R. MULALLY
|
For
|
For
|
||||||||||||
|
9
|
PAUL S. OTELLINI
|
For
|
For
|
||||||||||||
|
10
|
K. RAM SHRIRAM
|
For
|
For
|
||||||||||||
|
11
|
SHIRLEY M. TILGHMAN
|
For
|
For
|
||||||||||||
|
2.
|
THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
THE APPROVAL OF AMENDMENTS TO ALPHABET'S 2012 STOCK PLAN TO ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
THE APPROVAL OF AN AMENDMENT TO THE FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GOOGLE INC., ALPHABET'S WHOLLY OWNED SUBSIDIARY, TO REMOVE A PROVISION THAT REQUIRES THE VOTE OF THE STOCKHOLDERS OF ALPHABET, IN ADDITION TO THE VOTE OF ALPHABET (AS SOLE STOCKHOLDER), IN ORDER FOR GOOGLE TO TAKE CERTAIN ACTIONS.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
6.
|
A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
7.
|
A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
8.
|
A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
9.
|
A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD POLICY, IF PROPERLY PRESENTED AT THE MEETING.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
10.
|
A STOCKHOLDER PROPOSAL REGARDING A REPORT ON GENDER PAY, IF PROPERLY PRESENTED AT THE MEETING.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
210
|
2,340
|
30-Apr-2016
|
09-Jun-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
2,485
|
1,723
|
30-Apr-2016
|
09-Jun-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
5,950
|
4,637
|
30-Apr-2016
|
09-Jun-2016
|
||||||||
|
ATLAS MARA LTD
|
|||||||||||||||
|
Security
|
G0697K106
|
Meeting Type
|
Annual General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
09-Jun-2016
|
|||||||||||||
|
ISIN
|
VGG0697K1066
|
Agenda
|
707103812 - Management
|
||||||||||||
|
Record Date
|
07-Jun-2016
|
Holding Recon Date
|
07-Jun-2016
|
||||||||||||
|
City /
|
Country
|
NEW YORK
|
/
|
Virgin Islands (British)
|
Vote Deadline Date
|
01-Jun-2016
|
|||||||||
|
SEDOL(s)
|
BH2RCH8 - BJ36RS4
|
Quick Code
|
|||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1
|
THAT THE DIRECTORS' REPORT AND ACCOUNTS AND THE AUDITORS' REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 BE AND ARE RECEIVED
|
Management
|
For
|
For
|
|||||||||||
|
2
|
THAT MR. ARNOLD EKPE BE RE-APPOINTED AS A DIRECTOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING
|
Management
|
For
|
For
|
|||||||||||
|
3
|
THAT MR. JOHN F. VITALO BE RE-APPOINTED AS A DIRECTOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING
|
Management
|
For
|
For
|
|||||||||||
|
4
|
THAT MS. RACHEL F. ROBBINS BE RE-APPOINTED AS A DIRECTOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING
|
Management
|
For
|
For
|
|||||||||||
|
5
|
THAT MR. TONYE COLE BE RE-APPOINTED AS A DIRECTOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING
|
Management
|
For
|
For
|
|||||||||||
|
6
|
THAT MS. OLUFUNKE OPEKE BE RE-APPOINTED AS A DIRECTOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING
|
Management
|
For
|
For
|
|||||||||||
|
7
|
THAT MR. AMADOU RAIMI BE RE-APPOINTED AS A DIRECTOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING
|
Management
|
For
|
For
|
|||||||||||
|
8
|
THAT MR. EDUARDO CHIVAMBO MONDLANE, JR. BE RE-APPOINTED AS A DIRECTOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING
|
Management
|
For
|
For
|
|||||||||||
|
9
|
THAT MR. ROBERT E. DIAMOND, JR. BE RE- APPOINTED AS A DIRECTOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING
|
Management
|
For
|
For
|
|||||||||||
|
10
|
THAT MR. ASHISH J. THAKKAR BE RE-APPOINTED AS A DIRECTOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING
|
Management
|
For
|
For
|
|||||||||||
|
11
|
THAT PURSUANT TO ARTICLE 3.11 OF THE ARTICLES, THE DIRECTORS BE AND ARE GIVEN THE POWER TO ISSUE OR SELL FROM TREASURY EQUITY OF ANY CLASS FOR CASH AS IF THE PROVISIONS OF ARTICLE 3.2 OF THE ARTICLES DO NOT APPLY TO THE ISSUE OR SALE FROM TREASURY
|
Management
|
For
|
For
|
|||||||||||
|
CMMT
|
17 MAY 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF THE RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
|
Non-Voting
|
|||||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
165,358
|
0
|
03-Jun-2016
|
03-Jun-2016
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
275,798
|
0
|
03-Jun-2016
|
03-Jun-2016
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
688,344
|
0
|
03-Jun-2016
|
03-Jun-2016
|
|||||||||
|
NETFLIX, INC.
|
|||||||||||||||
|
Security
|
64110L106
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
NFLX
|
Meeting Date
|
09-Jun-2016
|
||||||||||||
|
ISIN
|
US64110L1061
|
Agenda
|
934405968 - Management
|
||||||||||||
|
Record Date
|
11-Apr-2016
|
Holding Recon Date
|
11-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
08-Jun-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
TIMOTHY M. HALEY
|
For
|
For
|
||||||||||||
|
2
|
LESLIE KILGORE
|
For
|
For
|
||||||||||||
|
3
|
ANN MATHER
|
For
|
For
|
||||||||||||
|
2.
|
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE OFFICER COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
STOCKHOLDER PROPOSAL REGARDING DIRECTOR ELECTION MAJORITY VOTE STANDARD, IF PROPERLY PRESENTED AT THE MEETING.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
5.
|
STOCKHOLDER PROPOSAL REGARDING A PROXY ACCESS BYLAW, IF PROPERLY PRESENTED AT THE MEETING.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
6.
|
STOCKHOLDER PROPOSAL REGARDING A SIMPLE MAJORITY VOTE, IF PROPERLY PRESENTED AT THE MEETING.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
7.
|
STOCKHOLDER PROPOSAL REGARDING ELECTING EACH DIRECTOR ANNUALLY, IF PROPERLY PRESENTED AT THE MEETING.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
4,300
|
0
|
27-Apr-2016
|
10-Jun-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
7,100
|
0
|
27-Apr-2016
|
10-Jun-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
17,800
|
0
|
27-Apr-2016
|
10-Jun-2016
|
||||||||
|
INTREXON CORPORATION
|
|||||||||||||||
|
Security
|
46122T102
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
XON
|
Meeting Date
|
09-Jun-2016
|
||||||||||||
|
ISIN
|
US46122T1025
|
Agenda
|
934406807 - Management
|
||||||||||||
|
Record Date
|
18-Apr-2016
|
Holding Recon Date
|
18-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
08-Jun-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: RANDAL J. KIRK
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: CESAR L. ALVAREZ
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: STEVEN FRANK
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: JEFFREY B. KINDLER
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: DEAN J. MITCHELL
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: ROBERT B. SHAPIRO
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: JAMES S. TURLEY
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO APPROVE A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
TO APPROVE THE AMENDMENT TO THE AMENDED AND RESTATED INTREXON CORPORATION 2013 OMNIBUS INCENTIVE PLAN, WHICH PROVIDES FOR THE ISSUANCE OF AN ADDITIONAL THREE MILLION SHARES OF COMMON STOCK UNDER THE PLAN.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
11,200
|
0
|
30-Apr-2016
|
10-Jun-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
404
|
10,400
|
30-Apr-2016
|
10-Jun-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
6,959
|
0
|
30-Apr-2016
|
10-Jun-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
2,872
|
42,000
|
30-Apr-2016
|
10-Jun-2016
|
||||||||
|
INTRA-CELLULAR THERAPIES INC
|
|||||||||||||||
|
Security
|
46116X101
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
ITCI
|
Meeting Date
|
14-Jun-2016
|
||||||||||||
|
ISIN
|
US46116X1019
|
Agenda
|
934404877 - Management
|
||||||||||||
|
Record Date
|
20-Apr-2016
|
Holding Recon Date
|
20-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
13-Jun-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
SHARON MATES, PH.D.
|
For
|
For
|
||||||||||||
|
2
|
RORY B. RIGGS
|
For
|
For
|
||||||||||||
|
3
|
ROBERT L. VAN NOSTRAND
|
For
|
For
|
||||||||||||
|
2.
|
PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO APPROVE BY AN ADVISORY VOTE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
TO APPROVE BY AN ADVISORY VOTE THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
|
Management
|
3 Years
|
Against
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
19,100
|
0
|
06-May-2016
|
15-Jun-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
31,700
|
0
|
06-May-2016
|
15-Jun-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
79,000
|
0
|
06-May-2016
|
15-Jun-2016
|
||||||||
|
SINOPHARM GROUP CO LTD, SHANGHAI
|
|||||||||||||||
|
Security
|
Y8008N107
|
Meeting Type
|
Annual General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
16-Jun-2016
|
|||||||||||||
|
ISIN
|
CNE100000FN7
|
Agenda
|
707134223 - Management
|
||||||||||||
|
Record Date
|
16-May-2016
|
Holding Recon Date
|
16-May-2016
|
||||||||||||
|
City /
|
Country
|
SHANGH AI
|
/
|
China
|
Vote Deadline Date
|
02-Jun-2016
|
|||||||||
|
SEDOL(s)
|
B3ZVDV0 - B4M8B73 - B5NVZ21 - BP3RXT2
|
Quick Code
|
|||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
CMMT
|
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 638168 DUE TO ADDITION OF- RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.
|
Non-Voting
|
|||||||||||||
|
CMMT
|
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0429/LTN20160429681.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0530/LTN20160530405.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0429/LTN20160429777.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0530/LTN20160530419.pdf
|
Non-Voting
|
|||||||||||||
|
CMMT
|
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE
|
Non-Voting
|
|||||||||||||
|
1
|
TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") FOR THE YEAR ENDED 31 DECEMBER 2015
|
Management
|
For
|
For
|
|||||||||||
|
2
|
TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY (THE "SUPERVISORY COMMITTEE") FOR THE YEAR ENDED 31 DECEMBER 2015
|
Management
|
For
|
For
|
|||||||||||
|
3
|
TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2015 AND THE AUDITORS' REPORT
|
Management
|
For
|
For
|
|||||||||||
|
4
|
TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN AND PAYMENT OF THE FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015: RMB0.41 PER SHARE
|
Management
|
For
|
For
|
|||||||||||
|
5
|
TO CONSIDER AND AUTHORIZE THE BOARD TO DETERMINE THE REMUNERATION OF THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") FOR THE YEAR ENDING 31 DECEMBER 2016
|
Management
|
For
|
For
|
|||||||||||
|
6
|
TO CONSIDER AND AUTHORIZE THE SUPERVISORY COMMITTEE TO DETERMINE THE REMUNERATION OF THE SUPERVISORS OF THE COMPANY (THE "SUPERVISORS") FOR THE YEAR ENDING 31 DECEMBER 2016
|
Management
|
For
|
For
|
|||||||||||
|
7
|
TO CONSIDER AND APPROVE THE DELEGATION OF THE POWER TO THE BOARD TO APPROVE THE GUARANTEES IN FAVOR OF THIRD PARTIES WITH AN AGGREGATE TOTAL VALUE OF NOT MORE THAN 30% OF THE LATEST AUDITED TOTAL ASSETS OF THE COMPANY OVER A PERIOD OF 12 MONTHS; AND IF THE ABOVE DELEGATION IS NOT CONSISTENT WITH, COLLIDES WITH OR CONFLICTS WITH THE REQUIREMENTS UNDER THE RULES GOVERNING THE LISTING OF SECURITIES (THE "HONG KONG LISTING RULES") ON THE STOCK EXCHANGE OF HONG KONG LIMITED (THE "HONG KONG STOCK EXCHANGE") OR OTHER REQUIREMENTS OF THE HONG KONG STOCK EXCHANGE, THE REQUIREMENTS UNDER THE HONG KONG LISTING RULES OR OTHER REQUIREMENTS OF THE HONG KONG STOCK EXCHANGE SHOULD BE FOLLOWED
|
Management
|
For
|
For
|
|||||||||||
|
8
|
TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE APPOINTMENT OF MR. WU YIJIAN AS A NON- EXECUTIVE DIRECTOR, TO AUTHORISE THE BOARD TO DETERMINE HIS REMUNERATION, AND TO AUTHORISE ANY EXECUTIVE DIRECTOR TO EXECUTE A SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS ON BEHALF OF THE COMPANY
|
Management
|
For
|
For
|
|||||||||||
|
9
|
TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE: "THAT: (A) THE COMPANY BE AND IS HEREBY AUTHORISED TO ISSUE DEBT FINANCING INSTRUMENTS (THE "DEBT FINANCING INSTRUMENTS") WITH THE AGGREGATE AMOUNT LIMIT FOR ALL BONDS FOR WHICH REGISTRATION IS APPLIED FOR BEING NO MORE THAN RMB20 BILLION; (B) THE GENERAL MANAGER OF THE COMPANY, BE AND IS HEREBY AUTHORIZED TO DEAL WITH ALL THE MATTERS IN RELATION TO THE PROPOSED ISSUE OF DEBT FINANCING INSTRUMENTS IN ITS/HIS SOLE DISCRETION, INCLUDING BUT NOT LIMITED TO: (I) ACCORDING TO LAWS, REGULATIONS, AND THE SPECIFIC CONDITIONS OF THE COMPANY AND DEBT MARKET, TO FORMULATE, ADJUST AND IMPLEMENT THE SPECIFIC PLANS, TERMS AND CONDITIONS FOR THE ISSUE OF THE DEBT FINANCING INSTRUMENTS, INCLUDING, AMONG OTHERS, DETERMINATION OF THE CATEGORY(IES) OF ISSUE, THE SIZE OF ISSUE, THE METHOD OF ISSUE (INCLUDING THE ISSUE AMOUNT IN EACH TRANCHE), THE TERMS OF ISSUE, INTEREST RATE, USE OF PROCEEDS, GUARANTEE AND DEBT SECURITY ARRANGEMENTS; (II) TO FORMULATE,
|
Management
|
For
|
For
|
|||||||||||
|
APPROVE, EXECUTE, MODIFY AND ANNOUNCE THE LEGAL DOCUMENTS RELATING TO THE ISSUE, AND MAKE THE APPROPRIATE ADJUSTMENT OR SUPPLEMENT TO THE FILINGS PURSUANT TO THE REQUIREMENTS OF THE REGULATORY AUTHORITIES; (III) TO SELECT THE BOND TRUSTEE(S), EXECUTE BOND TRUSTEE MANAGEMENT AGREEMENT(S) AND PROMULGATE THE RULES FOR BONDHOLDERS' GENERAL MEETING; (IV) TO MAKE CORRESPONDING ADJUSTMENTS TO THE RELEVANT MATTERS OR DETERMINE WHETHER TO CONTINUE THE ISSUE IN ACCORDANCE WITH THE PRACTICAL SITUATION IN THE CASE OF ANY CHANGES IN OPINIONS FROM REGULATORY AUTHORITIES, THE POLICIES AND MARKET CONDITIONS EXCEPT WHERE RE-VOTING AT A GENERAL MEETING IS REQUIRED BY ANY RELEVANT LAWS AND REGULATIONS AND THE ARTICLES OF ASSOCIATION OF THE COMPANY; (V) TO DEAL WITH ALL RELEVANT MATTERS IN RELATION TO THE REPORTING AND LISTING OF THE DEBT FINANCING INSTRUMENTS; (VI) TO DETERMINE THE ENGAGEMENT OF NECESSARY INTERMEDIARY AGENCIES IN RELATION TO THE ISSUE OF THE DEBT FINANCING INSTRUMENTS; AND (VII) TO DEAL WITH OTHER SPECIFIC MATTERS IN RELATION TO THE ISSUE OF DEBT FINANCING INSTRUMENTS
|
|||||||||||||||
|
10
|
TO CONSIDER AND APPROVE TO GRANT A GENERAL MANDATE TO THE BOARD TO EXERCISE THE POWER OF THE COMPANY TO ALLOT, ISSUE AND/OR DEAL WITH DOMESTIC SHARES AND/OR H SHARES
|
Management
|
For
|
For
|
|||||||||||
|
11
|
TO CONSIDER AND APPROVE THE APPOINTMENT OF ERNST & YOUNG HUA MING LLP AS THE DOMESTIC AUDITOR OF THE COMPANY (TO REPLACE PRICEWATERHOUSECOOPERS ZHONG TIAN LLP) TO HOLD OFFICE UNTIL CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, AND TO RATIFY AND CONFIRM ITS REMUNERATION DETERMINED BY THE AUDIT COMMITTEE OF THE BOARD OF THE COMPANY
|
Management
|
For
|
For
|
|||||||||||
|
12
|
TO CONSIDER AND APPROVE THE APPOINTMENT OF ERNST & YOUNG AS THE INTERNATIONAL AUDITOR OF THE COMPANY (TO REPLACE PRICEWATERHOUSECOOPERS CERTIFIED PUBLIC ACCOUNTANTS, HONG KONG) TO HOLD OFFICE UNTIL CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, AND TO RATIFY AND CONFIRM ITS REMUNERATION DETERMINED BY THE AUDIT COMMITTEE OF THE BOARD OF THE COMPANY
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
142,400
|
0
|
31-May-2016
|
13-Jun-2016
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
236,800
|
0
|
31-May-2016
|
13-Jun-2016
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
583,600
|
0
|
31-May-2016
|
13-Jun-2016
|
|||||||||
|
MONOLITHIC POWER SYSTEMS, INC.
|
|||||||||||||||
|
Security
|
609839105
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
MPWR
|
Meeting Date
|
16-Jun-2016
|
||||||||||||
|
ISIN
|
US6098391054
|
Agenda
|
934417672 - Management
|
||||||||||||
|
Record Date
|
19-Apr-2016
|
Holding Recon Date
|
19-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
15-Jun-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
MICHAEL R. HSING
|
For
|
For
|
||||||||||||
|
2
|
HERBERT CHANG
|
For
|
For
|
||||||||||||
|
3
|
EUGEN ELMIGER
|
For
|
For
|
||||||||||||
|
2.
|
VOTE TO RATIFY DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
PROPOSAL TO APPROVE THE ADVISORY (NON- BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
7,600
|
0
|
05-May-2016
|
17-Jun-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
13,700
|
0
|
05-May-2016
|
17-Jun-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
14,900
|
0
|
05-May-2016
|
17-Jun-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
600
|
56,000
|
05-May-2016
|
17-Jun-2016
|
||||||||
|
SONY CORPORATION
|
|||||||||||||||
|
Security
|
J76379106
|
Meeting Type
|
Annual General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
17-Jun-2016
|
|||||||||||||
|
ISIN
|
JP3435000009
|
Agenda
|
707130376 - Management
|
||||||||||||
|
Record Date
|
31-Mar-2016
|
Holding Recon Date
|
31-Mar-2016
|
||||||||||||
|
City /
|
Country
|
TOKYO
|
/
|
Japan
|
Vote Deadline Date
|
01-Jun-2016
|
|||||||||
|
SEDOL(s)
|
0821687 - 4823203 - 5485602 - 6821506 - B01DR28 - B0K3NH6 - B0ZMMV5
|
Quick Code
|
67580
|
||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
Please reference meeting materials.
|
Non-Voting
|
||||||||||||||
|
1.1
|
Appoint a Director Hirai, Kazuo
|
Management
|
For
|
For
|
|||||||||||
|
1.2
|
Appoint a Director Yoshida, Kenichiro
|
Management
|
For
|
For
|
|||||||||||
|
1.3
|
Appoint a Director Nagayama, Osamu
|
Management
|
For
|
For
|
|||||||||||
|
1.4
|
Appoint a Director Nimura, Takaaki
|
Management
|
For
|
For
|
|||||||||||
|
1.5
|
Appoint a Director Harada, Eiko
|
Management
|
For
|
For
|
|||||||||||
|
1.6
|
Appoint a Director Ito, Joichi
|
Management
|
For
|
For
|
|||||||||||
|
1.7
|
Appoint a Director Tim Schaaff
|
Management
|
For
|
For
|
|||||||||||
|
1.8
|
Appoint a Director Matsunaga, Kazuo
|
Management
|
For
|
For
|
|||||||||||
|
1.9
|
Appoint a Director Miyata, Koichi
|
Management
|
For
|
For
|
|||||||||||
|
1.10
|
Appoint a Director John V. Roos
|
Management
|
For
|
For
|
|||||||||||
|
1.11
|
Appoint a Director Sakurai, Eriko
|
Management
|
For
|
For
|
|||||||||||
|
2
|
Approve Issuance of Share Acquisition Rights as Stock Options for Executive Officers and Employees of the Company and Directors and Employees of the Company's Subsidiaries
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
11,400
|
0
|
30-May-2016
|
16-Jun-2016
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
18,700
|
0
|
30-May-2016
|
16-Jun-2016
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
47,100
|
0
|
30-May-2016
|
16-Jun-2016
|
|||||||||
|
VERACYTE, INC.
|
|||||||||||||||
|
Security
|
92337F107
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
VCYT
|
Meeting Date
|
17-Jun-2016
|
||||||||||||
|
ISIN
|
US92337F1075
|
Agenda
|
934411466 - Management
|
||||||||||||
|
Record Date
|
21-Apr-2016
|
Holding Recon Date
|
21-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
16-Jun-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
BRIAN G. ATWOOD
|
For
|
For
|
||||||||||||
|
2
|
KARIN EASTHAM
|
For
|
For
|
||||||||||||
|
3
|
JESSE I. TREU
|
For
|
For
|
||||||||||||
|
2.
|
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
4,000
|
0
|
07-May-2016
|
20-Jun-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
7,600
|
0
|
07-May-2016
|
20-Jun-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
16,322
|
0
|
07-May-2016
|
20-Jun-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
100
|
67,556
|
07-May-2016
|
20-Jun-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
100
|
127,335
|
07-May-2016
|
20-Jun-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
98,505
|
182,954
|
07-May-2016
|
20-Jun-2016
|
||||||||
|
SIGNET JEWELERS LIMITED
|
|||||||||||||||
|
Security
|
G81276100
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
SIG
|
Meeting Date
|
17-Jun-2016
|
||||||||||||
|
ISIN
|
BMG812761002
|
Agenda
|
934416202 - Management
|
||||||||||||
|
Record Date
|
25-Apr-2016
|
Holding Recon Date
|
25-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United Kingdom
|
Vote Deadline Date
|
16-Jun-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: H. TODD STITZER
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: VIRGINIA DROSOS
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: DALE HILPERT
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: MARK LIGHT
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: HELEN MCCLUSKEY
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: MARIANNE MILLER PARRS
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: THOMAS PLASKETT
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: ROBERT STACK
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: EUGENIA ULASEWICZ
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: RUSSELL WALLS
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR OF THE COMPANY.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
7,500
|
0
|
05-May-2016
|
20-Jun-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
14,900
|
0
|
05-May-2016
|
20-Jun-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
37,200
|
0
|
05-May-2016
|
20-Jun-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
3,650
|
7,400
|
05-May-2016
|
20-Jun-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
446
|
25,000
|
05-May-2016
|
20-Jun-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
646
|
63,000
|
05-May-2016
|
20-Jun-2016
|
||||||||
|
997AL60
|
GLV MS PLEDGE
|
997AL60
|
STATE STREET BANK & TRUST CO
|
6,000
|
0
|
05-May-2016
|
20-Jun-2016
|
||||||||
|
SONY CORPORATION
|
|||||||||||||||
|
Security
|
835699307
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
SNE
|
Meeting Date
|
17-Jun-2016
|
||||||||||||
|
ISIN
|
US8356993076
|
Agenda
|
934428841 - Management
|
||||||||||||
|
Record Date
|
30-Mar-2016
|
Holding Recon Date
|
30-Mar-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
10-Jun-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR: KAZUO HIRAI
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR: KENICHIRO YOSHIDA
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR: OSAMU NAGAYAMA
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR: TAKAAKI NIMURA
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR: EIKOH HARADA
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR: JOICHI ITO
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR: TIM SCHAAFF
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR: KAZUO MATSUNAGA
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR: KOICHI MIYATA
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR: JOHN V. ROOS
|
Management
|
For
|
For
|
|||||||||||
|
1K.
|
ELECTION OF DIRECTOR: ERIKO SAKURAI
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
TO ISSUE STOCK ACQUISITION RIGHTS FOR THE PURPOSE OF GRANTING STOCK OPTIONS.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
23,400
|
0
|
25-May-2016
|
14-Jun-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
38,100
|
0
|
25-May-2016
|
14-Jun-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
96,100
|
0
|
25-May-2016
|
14-Jun-2016
|
||||||||
|
FACEBOOK INC.
|
|||||||||||||||
|
Security
|
30303M102
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
FB
|
Meeting Date
|
20-Jun-2016
|
||||||||||||
|
ISIN
|
US30303M1027
|
Agenda
|
934444946 - Management
|
||||||||||||
|
Record Date
|
29-Apr-2016
|
Holding Recon Date
|
29-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
17-Jun-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
MARC L. ANDREESSEN
|
For
|
For
|
||||||||||||
|
2
|
ERSKINE B. BOWLES
|
For
|
For
|
||||||||||||
|
3
|
S.D. DESMOND-HELLMANN
|
For
|
For
|
||||||||||||
|
4
|
REED HASTINGS
|
For
|
For
|
||||||||||||
|
5
|
JAN KOUM
|
For
|
For
|
||||||||||||
|
6
|
SHERYL K. SANDBERG
|
For
|
For
|
||||||||||||
|
7
|
PETER A. THIEL
|
For
|
For
|
||||||||||||
|
8
|
MARK ZUCKERBERG
|
For
|
For
|
||||||||||||
|
2.
|
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO HOLD A NON-BINDING ADVISORY VOTE ON THE COMPENSATION PROGRAM FOR OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
TO RATIFY OUR GRANT OF RESTRICTED STOCK UNITS (RSUS) TO OUR NON-EMPLOYEE DIRECTORS DURING THE YEAR ENDED DECEMBER 31, 2013.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
TO RATIFY OUR GRANT OF RSUS TO OUR NON- EMPLOYEE DIRECTORS DURING THE YEARS ENDED DECEMBER 31, 2014 AND 2015.
|
Management
|
For
|
For
|
|||||||||||
|
6.
|
TO APPROVE OUR ANNUAL COMPENSATION PROGRAM FOR NON-EMPLOYEE DIRECTORS.
|
Management
|
For
|
For
|
|||||||||||
|
7A.
|
TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ESTABLISH THE CLASS C CAPITAL STOCK AND TO MAKE CERTAIN CLARIFYING CHANGES.
|
Management
|
For
|
For
|
|||||||||||
|
7B.
|
TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK FROM 5,000,000,000 TO 20,000,000,000.
|
Management
|
For
|
For
|
|||||||||||
|
7C.
|
TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE EQUAL TREATMENT OF SHARES OF CLASS A COMMON STOCK, CLASS B COMMON STOCK, AND CLASS C CAPITAL STOCK IN CONNECTION WITH DIVIDENDS AND DISTRIBUTIONS, CERTAIN TRANSACTIONS, AND UPON OUR LIQUIDATION, DISSOLUTION, OR WINDING UP.
|
Management
|
For
|
For
|
|||||||||||
|
7D.
|
TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR ADDITIONAL EVENTS UPON WHICH ALL OF OUR SHARES OF CLASS B COMMON STOCK WILL AUTOMATICALLY CONVERT TO CLASS A COMMON STOCK, TO PROVIDE FOR ADDITIONAL INSTANCES WHERE CLASS B COMMON STOCK WOULD NOT CONVERT TO CLASS A COMMON STOCK IN CONNECTION WITH CERTAIN TRANSFERS, AND TO MAKE CERTAIN RELATED CHANGES TO THE CLASS B COMMON STOCK CONVERSION PROVISIONS.
|
Management
|
For
|
For
|
|||||||||||
|
8.
|
TO AMEND AND RESTATE OUR 2012 EQUITY INCENTIVE PLAN.
|
Management
|
For
|
For
|
|||||||||||
|
9.
|
A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
10.
|
A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL SUSTAINABILITY REPORT.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
11.
|
A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
12.
|
A STOCKHOLDER PROPOSAL REGARDING AN INTERNATIONAL PUBLIC POLICY COMMITTEE.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
13.
|
A STOCKHOLDER PROPOSAL REGARDING A GENDER PAY EQUITY REPORT.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
6,700
|
0
|
04-Jun-2016
|
21-Jun-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
27,600
|
0
|
04-Jun-2016
|
21-Jun-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
100
|
5,100
|
04-Jun-2016
|
21-Jun-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
11,300
|
27,300
|
04-Jun-2016
|
21-Jun-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
170
|
67,700
|
04-Jun-2016
|
21-Jun-2016
|
||||||||
|
997AL60
|
GLV MS PLEDGE
|
997AL60
|
STATE STREET BANK & TRUST CO
|
11,300
|
0
|
04-Jun-2016
|
21-Jun-2016
|
||||||||
|
SEIBU HOLDINGS INC.
|
|||||||||||||||
|
Security
|
J7030Q119
|
Meeting Type
|
Annual General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
21-Jun-2016
|
|||||||||||||
|
ISIN
|
JP3417200007
|
Agenda
|
707131176 - Management
|
||||||||||||
|
Record Date
|
31-Mar-2016
|
Holding Recon Date
|
31-Mar-2016
|
||||||||||||
|
City /
|
Country
|
SAITAMA
|
/
|
Japan
|
Vote Deadline Date
|
13-Jun-2016
|
|||||||||
|
SEDOL(s)
|
BKY6H35 - BLTVHX2
|
Quick Code
|
90240
|
||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
Please reference meeting materials.
|
Non-Voting
|
||||||||||||||
|
1
|
Approve Appropriation of Surplus
|
Management
|
For
|
For
|
|||||||||||
|
2
|
Approve Reduction of Capital Reserve
|
Management
|
For
|
For
|
|||||||||||
|
3.1
|
Appoint a Director Goto, Takashi
|
Management
|
For
|
For
|
|||||||||||
|
3.2
|
Appoint a Director Takahashi, Kaoru
|
Management
|
For
|
For
|
|||||||||||
|
3.3
|
Appoint a Director Uwano, Akihisa
|
Management
|
For
|
For
|
|||||||||||
|
3.4
|
Appoint a Director Nishii, Tomoyuki
|
Management
|
For
|
For
|
|||||||||||
|
3.5
|
Appoint a Director Goto, Fumiyasu
|
Management
|
For
|
For
|
|||||||||||
|
3.6
|
Appoint a Director Nishiyama, Ryuichiro
|
Management
|
For
|
For
|
|||||||||||
|
3.7
|
Appoint a Director Wakabayashi, Hisashi
|
Management
|
For
|
For
|
|||||||||||
|
3.8
|
Appoint a Director Akasaka, Shigeyoshi
|
Management
|
For
|
For
|
|||||||||||
|
3.9
|
Appoint a Director Kitamura, Kimio
|
Management
|
For
|
For
|
|||||||||||
|
3.10
|
Appoint a Director Nakamura, Hitoshi
|
Management
|
For
|
For
|
|||||||||||
|
3.11
|
Appoint a Director Shinden, Chikara
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
67,100
|
0
|
31-May-2016
|
20-Jun-2016
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
111,600
|
0
|
31-May-2016
|
20-Jun-2016
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
278,100
|
0
|
31-May-2016
|
20-Jun-2016
|
|||||||||
|
CARDIOME PHARMA CORP.
|
|||||||||||||||
|
Security
|
14159U301
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
CRME
|
Meeting Date
|
21-Jun-2016
|
||||||||||||
|
ISIN
|
CA14159U3010
|
Agenda
|
934437864 - Management
|
||||||||||||
|
Record Date
|
17-May-2016
|
Holding Recon Date
|
17-May-2016
|
||||||||||||
|
City /
|
Country
|
/
|
Canada
|
Vote Deadline Date
|
16-Jun-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
01
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
RICHARD M. GLICKMAN
|
For
|
For
|
||||||||||||
|
2
|
W. JAMES O'SHEA
|
For
|
For
|
||||||||||||
|
3
|
WILLIAM L. HUNTER
|
For
|
For
|
||||||||||||
|
4
|
MARK H. CORRIGAN
|
For
|
For
|
||||||||||||
|
5
|
ARTHUR H. WILLMS
|
For
|
For
|
||||||||||||
|
6
|
ROBERT J. MEYER
|
For
|
For
|
||||||||||||
|
02
|
APPOINTMENT OF KPMG LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL27
|
GLV
|
997AL27
|
STATE STREET BANK & TRUST CO
|
2,600
|
0
|
28-May-2016
|
22-Jun-2016
|
||||||||
|
997AL28
|
GLQ
|
997AL28
|
STATE STREET BANK & TRUST CO
|
4,400
|
0
|
28-May-2016
|
22-Jun-2016
|
||||||||
|
997AL29
|
GLO
|
997AL29
|
STATE STREET BANK & TRUST CO
|
10,899
|
0
|
28-May-2016
|
22-Jun-2016
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
12,100
|
139,000
|
28-May-2016
|
22-Jun-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
18,900
|
233,900
|
28-May-2016
|
22-Jun-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
47,971
|
576,000
|
28-May-2016
|
22-Jun-2016
|
||||||||
|
CORINDUS VASCULAR ROBOTICS, INC.
|
|||||||||||||||
|
Security
|
218730109
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
CVRS
|
Meeting Date
|
23-Jun-2016
|
||||||||||||
|
ISIN
|
US2187301096
|
Agenda
|
934428790 - Management
|
||||||||||||
|
Record Date
|
05-May-2016
|
Holding Recon Date
|
05-May-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
22-Jun-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1.
|
REINCORPORATION OF THE COMPANY TO THE STATE OF DELAWARE
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
ESTABLISHMENT OF A CLASSIFIED BOARD OF DIRECTORS
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
PROHIBITING STOCKHOLDER ACTION BY WRITTEN CONSENT
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
REQUIRING A SUPER-MAJORITY VOTE OF STOCKHOLDERS TO TAKE CERTAIN ACTIONS
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
DIRECTOR
|
Management
|
|||||||||||||
|
1
|
HILLEL BACHRACH#
|
For
|
For
|
||||||||||||
|
2
|
DAVID R. WHITE#
|
For
|
For
|
||||||||||||
|
3
|
GERARD WINKELS#
|
For
|
For
|
||||||||||||
|
4
|
JEFFREY G. GOLD$
|
For
|
For
|
||||||||||||
|
5
|
CAMPBELL D. ROGERS, MD$
|
For
|
For
|
||||||||||||
|
6
|
JEFFREY C. LIGHTCAP*
|
For
|
For
|
||||||||||||
|
7
|
MICHAEL Y. MASHAAL, MD*
|
For
|
For
|
||||||||||||
|
8
|
MARK J. TOLAND*
|
For
|
For
|
||||||||||||
|
6.
|
AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2014 STOCK AWARD PLAN
|
Management
|
For
|
For
|
|||||||||||
|
7.
|
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL45
|
GLV BNP PLEDGE
|
997AL45
|
STATE STREET BANK & TRUST CO
|
146,900
|
0
|
19-May-2016
|
24-Jun-2016
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
245,000
|
0
|
19-May-2016
|
24-Jun-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
106,800
|
500,000
|
19-May-2016
|
24-Jun-2016
|
||||||||
|
NIPPON TELEGRAPH AND TELEPHONE CORPORATION
|
|||||||||||||||
|
Security
|
J59396101
|
Meeting Type
|
Annual General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
24-Jun-2016
|
|||||||||||||
|
ISIN
|
JP3735400008
|
Agenda
|
707140517 - Management
|
||||||||||||
|
Record Date
|
31-Mar-2016
|
Holding Recon Date
|
31-Mar-2016
|
||||||||||||
|
City /
|
Country
|
TOKYO
|
/
|
Japan
|
Vote Deadline Date
|
16-Jun-2016
|
|||||||||
|
SEDOL(s)
|
0641186 - 5168602 - 6641373 - B1570S0 - BJ04L23
|
Quick Code
|
94320
|
||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
Please reference meeting materials.
|
Non-Voting
|
||||||||||||||
|
1
|
Approve Appropriation of Surplus
|
Management
|
For
|
For
|
|||||||||||
|
2.1
|
Appoint a Director Miura, Satoshi
|
Management
|
For
|
For
|
|||||||||||
|
2.2
|
Appoint a Director Unoura, Hiroo
|
Management
|
For
|
For
|
|||||||||||
|
2.3
|
Appoint a Director Shinohara, Hiromichi
|
Management
|
For
|
For
|
|||||||||||
|
2.4
|
Appoint a Director Sawada, Jun
|
Management
|
For
|
For
|
|||||||||||
|
2.5
|
Appoint a Director Kobayashi, Mitsuyoshi
|
Management
|
For
|
For
|
|||||||||||
|
2.6
|
Appoint a Director Shimada, Akira
|
Management
|
For
|
For
|
|||||||||||
|
2.7
|
Appoint a Director Okuno, Tsunehisa
|
Management
|
For
|
For
|
|||||||||||
|
2.8
|
Appoint a Director Kuriyama, Hiroki
|
Management
|
For
|
For
|
|||||||||||
|
2.9
|
Appoint a Director Hiroi, Takashi
|
Management
|
For
|
For
|
|||||||||||
|
2.10
|
Appoint a Director Sakamoto, Eiichi
|
Management
|
For
|
For
|
|||||||||||
|
2.11
|
Appoint a Director Shirai, Katsuhiko
|
Management
|
For
|
For
|
|||||||||||
|
2.12
|
Appoint a Director Sakakibara, Sadayuki
|
Management
|
For
|
For
|
|||||||||||
|
3
|
Appoint a Corporate Auditor Maezawa, Takao
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
19,000
|
0
|
01-Jun-2016
|
23-Jun-2016
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
31,800
|
0
|
01-Jun-2016
|
23-Jun-2016
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
80,200
|
0
|
01-Jun-2016
|
23-Jun-2016
|
|||||||||
|
CARMAX, INC.
|
|||||||||||||||
|
Security
|
143130102
|
Meeting Type
|
Annual
|
||||||||||||
|
Ticker Symbol
|
KMX
|
Meeting Date
|
28-Jun-2016
|
||||||||||||
|
ISIN
|
US1431301027
|
Agenda
|
934424401 - Management
|
||||||||||||
|
Record Date
|
22-Apr-2016
|
Holding Recon Date
|
22-Apr-2016
|
||||||||||||
|
City /
|
Country
|
/
|
United States
|
Vote Deadline Date
|
27-Jun-2016
|
||||||||||
|
SEDOL(s)
|
Quick Code
|
||||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
1A.
|
ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL SHAREHOLDERS' MEETING: RONALD E. BLAYLOCK
|
Management
|
For
|
For
|
|||||||||||
|
1B.
|
ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL SHAREHOLDERS' MEETING: ALAN B. COLBERG
|
Management
|
For
|
For
|
|||||||||||
|
1C.
|
ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL SHAREHOLDERS' MEETING: THOMAS J. FOLLIARD
|
Management
|
For
|
For
|
|||||||||||
|
1D.
|
ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL SHAREHOLDERS' MEETING: RAKESH GANGWAL
|
Management
|
For
|
For
|
|||||||||||
|
1E.
|
ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL SHAREHOLDERS' MEETING: JEFFREY E. GARTEN
|
Management
|
For
|
For
|
|||||||||||
|
1F.
|
ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL SHAREHOLDERS' MEETING: SHIRA GOODMAN
|
Management
|
For
|
For
|
|||||||||||
|
1G.
|
ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL SHAREHOLDERS' MEETING: W. ROBERT GRAFTON
|
Management
|
For
|
For
|
|||||||||||
|
1H.
|
ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL SHAREHOLDERS' MEETING: EDGAR H. GRUBB
|
Management
|
For
|
For
|
|||||||||||
|
1I.
|
ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL SHAREHOLDERS' MEETING: MARCELLA SHINDER
|
Management
|
For
|
For
|
|||||||||||
|
1J.
|
ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL SHAREHOLDERS' MEETING: MITCHELL D. STEENROD
|
Management
|
For
|
For
|
|||||||||||
|
1K.
|
ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL SHAREHOLDERS' MEETING: WILLIAM R. TIEFEL
|
Management
|
For
|
For
|
|||||||||||
|
2.
|
TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
|
Management
|
For
|
For
|
|||||||||||
|
3.
|
TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
|||||||||||
|
4.
|
TO APPROVE THE CARMAX, INC. 2002 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED.
|
Management
|
For
|
For
|
|||||||||||
|
5.
|
TO VOTE ON A SHAREHOLDER PROPOSAL FOR A REPORT ON POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING.
|
Shareholder
|
Against
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
997AL47
|
GLQ BNP PLEDGE
|
997AL47
|
STATE STREET BANK & TRUST CO
|
200
|
28,000
|
12-May-2016
|
29-Jun-2016
|
||||||||
|
997AL49
|
GLO BNP PLEDGE
|
997AL49
|
STATE STREET BANK & TRUST CO
|
200
|
72,000
|
12-May-2016
|
29-Jun-2016
|
||||||||
|
FUJIFILM HOLDINGS CORPORATION
|
|||||||||||||||
|
Security
|
J14208102
|
Meeting Type
|
Annual General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
29-Jun-2016
|
|||||||||||||
|
ISIN
|
JP3814000000
|
Agenda
|
707160379 - Management
|
||||||||||||
|
Record Date
|
31-Mar-2016
|
Holding Recon Date
|
31-Mar-2016
|
||||||||||||
|
City /
|
Country
|
TOKYO
|
/
|
Japan
|
Vote Deadline Date
|
13-Jun-2016
|
|||||||||
|
SEDOL(s)
|
5477591 - 6356525 - B0222J6 - B0ZGTR2 - BHZL2M2
|
Quick Code
|
49010
|
||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
Please reference meeting materials.
|
Non-Voting
|
||||||||||||||
|
1
|
Approve Appropriation of Surplus
|
Management
|
For
|
For
|
|||||||||||
|
2.1
|
Appoint a Director Komori, Shigetaka
|
Management
|
For
|
For
|
|||||||||||
|
2.2
|
Appoint a Director Sukeno, Kenji
|
Management
|
For
|
For
|
|||||||||||
|
2.3
|
Appoint a Director Tamai, Koichi
|
Management
|
For
|
For
|
|||||||||||
|
2.4
|
Appoint a Director Toda, Yuzo
|
Management
|
For
|
For
|
|||||||||||
|
2.5
|
Appoint a Director Takahashi, Toru
|
Management
|
For
|
For
|
|||||||||||
|
2.6
|
Appoint a Director Ishikawa, Takatoshi
|
Management
|
For
|
For
|
|||||||||||
|
2.7
|
Appoint a Director Miyazaki, Go
|
Management
|
For
|
For
|
|||||||||||
|
2.8
|
Appoint a Director Yamamoto, Tadahito
|
Management
|
For
|
For
|
|||||||||||
|
2.9
|
Appoint a Director Kitayama, Teisuke
|
Management
|
For
|
For
|
|||||||||||
|
2.10
|
Appoint a Director Inoue, Hiroshi
|
Management
|
For
|
For
|
|||||||||||
|
2.11
|
Appoint a Director Shibata, Norio
|
Management
|
For
|
For
|
|||||||||||
|
2.12
|
Appoint a Director Yoshizawa, Masaru
|
Management
|
For
|
For
|
|||||||||||
|
3.1
|
Appoint a Corporate Auditor Matsushita, Mamoru
|
Management
|
For
|
For
|
|||||||||||
|
3.2
|
Appoint a Corporate Auditor Uchida, Shiro
|
Management
|
For
|
For
|
|||||||||||
|
4
|
Appoint Accounting Auditors
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
14,100
|
0
|
06-Jun-2016
|
28-Jun-2016
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
23,000
|
0
|
06-Jun-2016
|
28-Jun-2016
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
57,200
|
0
|
06-Jun-2016
|
28-Jun-2016
|
|||||||||
|
NINTENDO CO.,LTD.
|
|||||||||||||||
|
Security
|
J51699106
|
Meeting Type
|
Annual General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
29-Jun-2016
|
|||||||||||||
|
ISIN
|
JP3756600007
|
Agenda
|
707161802 - Management
|
||||||||||||
|
Record Date
|
31-Mar-2016
|
Holding Recon Date
|
31-Mar-2016
|
||||||||||||
|
City /
|
Country
|
KYOTO
|
/
|
Japan
|
Vote Deadline Date
|
13-Jun-2016
|
|||||||||
|
SEDOL(s)
|
5334209 - 6639550 - B02JMD1 - B0ZGTW7 - BRTM8H8
|
Quick Code
|
79740
|
||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
Please reference meeting materials.
|
Non-Voting
|
||||||||||||||
|
1
|
Approve Appropriation of Surplus
|
Management
|
For
|
For
|
|||||||||||
|
2
|
Amend Articles to: Expand Business Lines, Increase the Board of Directors Size to 20, Transition to a Company with Supervisory Committee, Revise Directors with Title
|
Management
|
For
|
For
|
|||||||||||
|
3.1
|
Appoint a Director except as Supervisory Committee Members Kimishima, Tatsumi
|
Management
|
For
|
For
|
|||||||||||
|
3.2
|
Appoint a Director except as Supervisory Committee Members Takeda, Genyo
|
Management
|
For
|
For
|
|||||||||||
|
3.3
|
Appoint a Director except as Supervisory Committee Members Miyamoto, Shigeru
|
Management
|
For
|
For
|
|||||||||||
|
3.4
|
Appoint a Director except as Supervisory Committee Members Takahashi, Shinya
|
Management
|
For
|
For
|
|||||||||||
|
3.5
|
Appoint a Director except as Supervisory Committee Members Furukawa, Shuntaro
|
Management
|
For
|
For
|
|||||||||||
|
4.1
|
Appoint a Director as Supervisory Committee Members Noguchi, Naoki
|
Management
|
For
|
For
|
|||||||||||
|
4.2
|
Appoint a Director as Supervisory Committee Members Mizutani, Naoki
|
Management
|
For
|
For
|
|||||||||||
|
4.3
|
Appoint a Director as Supervisory Committee Members Mitamura, Yoshimi
|
Management
|
For
|
For
|
|||||||||||
|
4.4
|
Appoint a Director as Supervisory Committee Members Umeyama, Katsuhiro
|
Management
|
For
|
For
|
|||||||||||
|
5
|
Amend the Compensation to be received by Directors except as Supervisory Committee Members
|
Management
|
For
|
For
|
|||||||||||
|
6
|
Amend the Compensation to be received by Directors as Supervisory Committee Members
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
6,200
|
0
|
07-Jun-2016
|
28-Jun-2016
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
10,100
|
0
|
07-Jun-2016
|
28-Jun-2016
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
25,400
|
0
|
07-Jun-2016
|
28-Jun-2016
|
|||||||||
|
KEISEI ELECTRIC RAILWAY CO.,LTD.
|
|||||||||||||||
|
Security
|
J32233108
|
Meeting Type
|
Annual General Meeting
|
||||||||||||
|
Ticker Symbol
|
Meeting Date
|
29-Jun-2016
|
|||||||||||||
|
ISIN
|
JP3278600006
|
Agenda
|
707162032 - Management
|
||||||||||||
|
Record Date
|
31-Mar-2016
|
Holding Recon Date
|
31-Mar-2016
|
||||||||||||
|
City /
|
Country
|
CHIBA
|
/
|
Japan
|
Vote Deadline Date
|
21-Jun-2016
|
|||||||||
|
SEDOL(s)
|
5893067 - 6487425 - B02HNY3 - BHZL6D1
|
Quick Code
|
90090
|
||||||||||||
|
Item
|
Proposal
|
Proposed by
|
Vote
|
For/Against Management
|
|||||||||||
|
Please reference meeting materials.
|
Non-Voting
|
||||||||||||||
|
1
|
Approve Appropriation of Surplus
|
Management
|
For
|
For
|
|||||||||||
|
2
|
Approve Share Consolidation
|
Management
|
For
|
For
|
|||||||||||
|
3.1
|
Appoint a Director Saigusa, Norio
|
Management
|
For
|
For
|
|||||||||||
|
3.2
|
Appoint a Director Hirata, Kenichiro
|
Management
|
For
|
For
|
|||||||||||
|
3.3
|
Appoint a Director Kobayashi, Toshiya
|
Management
|
For
|
For
|
|||||||||||
|
3.4
|
Appoint a Director Mashimo, Yukihito
|
Management
|
For
|
For
|
|||||||||||
|
3.5
|
Appoint a Director Matsukami, Eiichiro
|
Management
|
For
|
For
|
|||||||||||
|
3.6
|
Appoint a Director Saito, Takashi
|
Management
|
For
|
For
|
|||||||||||
|
3.7
|
Appoint a Director Kato, Masaya
|
Management
|
For
|
For
|
|||||||||||
|
3.8
|
Appoint a Director Miyajima, Hiroyuki
|
Management
|
For
|
For
|
|||||||||||
|
3.9
|
Appoint a Director Serizawa, Hiroyuki
|
Management
|
For
|
For
|
|||||||||||
|
3.10
|
Appoint a Director Akai, Fumiya
|
Management
|
For
|
For
|
|||||||||||
|
3.11
|
Appoint a Director Furukawa, Yasunobu
|
Management
|
For
|
For
|
|||||||||||
|
3.12
|
Appoint a Director Shinozaki, Atsushi
|
Management
|
For
|
For
|
|||||||||||
|
3.13
|
Appoint a Director Amano, Takao
|
Management
|
For
|
For
|
|||||||||||
|
3.14
|
Appoint a Director Kawasumi, Makoto
|
Management
|
For
|
For
|
|||||||||||
|
3.15
|
Appoint a Director Toshima, Susumu
|
Management
|
For
|
For
|
|||||||||||
|
4.1
|
Appoint a Corporate Auditor Kawakami, Mamoru
|
Management
|
For
|
For
|
|||||||||||
|
4.2
|
Appoint a Corporate Auditor Matsuyama, Yasuomi
|
Management
|
For
|
For
|
|||||||||||
|
5
|
Approve Continuance of Policy regarding Large-scale Purchases of Company Shares (Anti-Takeover Defense Measures)
|
Management
|
For
|
For
|
|||||||||||
|
Account Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable Shares
|
Vote Date
|
Date Confirmed
|
||||||||
|
AL27
|
AL27
|
STATE STREET BANK
|
84,000
|
0
|
07-Jun-2016
|
28-Jun-2016
|
|||||||||
|
AL28
|
AL28
|
STATE STREET BANK
|
141,000
|
0
|
07-Jun-2016
|
28-Jun-2016
|
|||||||||
|
AL29
|
AL29
|
STATE STREET BANK
|
349,000
|
0
|
07-Jun-2016
|
28-Jun-2016
|
|||||||||
|
Clough Global Equity Fund
|
|||
|
By:
|
/s/ Edmund J. Burke
|
||
|
Edmund J. Burke
|
|||
|
President
|
|||
|
Date:
|
August 22, 2016
|
||