Miriam Gross, Esq.
Clough Capital Partners L.P.
One Post Office Square, 39th Floor
Boston, MA 02109
Telephone: 617-204-3400
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Clifford J. Alexander, Esq.
K&L Gates LLP
1601 K Street, NW
Washington, DC 20006
Telephone: 202-778-9068
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Transaction Valuation
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Amount of Filing Fee
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$93,475,799.82 (a)
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$11,637.74 (b)
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(a)
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Calculated as the aggregate maximum purchase price to be paid for 6,615,414 shares in the offer, based upon a price of 98.5% of the net asset value per share of $14.35 on October 6, 2017.
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(b)
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Calculated at $124.50 per $1,000,000 of the Transaction Valuation.
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[X] |
Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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Amount Previously Paid: $11,637.74
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Filing Party: Clough Global Equity Fund
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Form or Registration No.: Schedule TO
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Date Filed: October 13, 2017
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[ ] |
Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
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[ ] |
third party tender offer subject to Rule 14d-1.
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[X] |
issuer tender offer subject to Rule 13e-4.
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[ ] |
going-private transaction subject to Rule 13e-3.
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[ ] |
amendment to Schedule 13D under Rule 13d-2.
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Item 12. |
Exhibits.
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Exhibit No.
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Document
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(a)(1)(i)
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Offer to Purchase dated October 13, 2017.*
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(a)(1)(ii)
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Letter of Transmittal (including Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9).*
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(a)(1)(iii)
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Notice of Guaranteed Delivery.*
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(a)(1)(iv)
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Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.*
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(a)(1)(v)
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Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.*
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(a)(1)(vi)
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Letter to Shareholders.*
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(a)(1)(vii)
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Notice of Withdrawal.*
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(a)(5)(i)
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Press Release issued by the Fund dated October 13, 2017.*
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(a)(5)(ii)
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Press Release issued by the Fund dated November 13, 2017.**
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(a)(5)(iii)
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Press Release issued by the Fund dated November 15, 2017.***
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(a)(5)(iv)
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Corrected Press Release issued by the Fund dated December 13, 2017. (filed herewith)
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(e)(1)
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Standstill Agreement between Clough Global Equity Fund and Saba Capital Management, L.P.*
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(e)(2)
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Standstill Agreement between Clough Global Equity Fund and Bulldog Investors, LLC*
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*
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Previously filed as an exhibit to the Schedule TO filed by the Fund with the Commission on October 13, 2017.
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**
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Previously filed as an exhibit to the Schedule TO filed by the Fund with the Commission on November 13, 2017.
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***
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Previously filed as an exhibit to the Schedule TO filed by the Fund with the Commission on November 15, 2017.
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Clough Global Equity Fund
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By:
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/s/ Edmund J. Burke
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Name:
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Edmund J. Burke
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Title:
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President
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Exhibit No.
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Document
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(a)(5)(iv)
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Press Release issued by the Fund dated December 13, 2017.
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