UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number: 811-21712

 

CLOUGH GLOBAL EQUITY FUND

(Exact name of registrant as specified in charter)

 

1290 Broadway, Suite 1100, Denver, Colorado 80203

(Address of principal executive offices) (Zip code)

 

Sareena Khwaja-Dixon, Esq.

Clough Global Equity Fund

1290 Broadway, Suite 1100

Denver, Colorado 80203

(Name and address of agent for service)

 

Registrant’s Telephone Number, including Area Code: (303) 623-2577

 

Date of fiscal year end: October 31

 

Date of reporting period: July 1, 2017 – June 30, 2018

 

Item 1 – Proxy Voting Record.

 

Vote Summary

VOYA GBL EQ DIVIDEND AND PREMIUM OPP FD

Security

92912T100

Meeting Type

Annual

Ticker Symbol

IGD

Meeting Date

06-Jul-2017

ISIN

US92912T1007

Agenda

934624429 - Management

Record Date

10-Apr-2017

Holding Recon Date

10-Apr-2017

City /

Country

/

United States

Vote Deadline Date

05-Jul-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

MARTIN J. GAVIN

For

For

2

PATRICK W. KENNY

For

For

3

SHAUN P. MATHEWS

For

For

4

ROGER B. VINCENT

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL28

GLQ

997AL28

STATE STREET BANK & TRUST CO

93,200

0

11-May-2017

07-Jul-2017

MAN WAH HOLDINGS LIMITED

Security

G5800U107

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

12-Jul-2017

ISIN

BMG5800U1071

Agenda

708276464 - Management

Record Date

05-Jul-2017

Holding Recon Date

05-Jul-2017

City /

Country

HONG KONG

/

Bermuda

Vote Deadline Date

04-Jul-2017

SEDOL(s)

B58VHF3 - B58YWF7 - B5WN7S8 - BD8NKV2 - BS7K5D6

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0606/LTN201706061274.pdf,

Non-Voting

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING

Non-Voting

1

TO RECEIVE, CONSIDER AND ADOPT THE REPORTS OF THE DIRECTORS AND THE AUDITORS AND THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 MARCH 2017

Management

For

For

2

TO DECLARE A FINAL DIVIDEND OF HK14 CENTS PER SHARE FOR THE YEAR ENDED 31 MARCH 2017

Management

For

For

3

TO APPROVE THE RE-ELECTION OF MR. WONG MAN LI AS A DIRECTOR OF THE COMPANY AND THE TERMS OF HIS APPOINTMENT (INCLUDING REMUNERATION)

Management

For

For

4

TO APPROVE THE RE-ELECTION OF MS. HUI WAI HING AS A DIRECTOR OF THE COMPANY AND THE TERMS OF HER APPOINTMENT (INCLUDING REMUNERATION)

Management

For

For

5

TO APPROVE THE RE-ELECTION OF MR. ONG CHOR WEI AS A DIRECTOR OF THE COMPANY AND THE TERMS OF HIS APPOINTMENT (INCLUDING REMUNERATION)

Management

For

For

6

TO APPROVE THE RE-ELECTION OF MR. DING YUAN AS A DIRECTOR OF THE COMPANY AND THE TERMS OF HIS APPOINTMENT (INCLUDING REMUNERATION)

Management

For

For

7

TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION

Management

For

For

8

TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES OF THE COMPANY NOT EXCEEDING 20% OF ITS ISSUED SHARES

Management

For

For

9

TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF ITS ISSUED SHARES

Management

For

For

10

TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES PURSUANT TO RESOLUTION NO. 8 BY AN AMOUNT NOT EXCEEDING THE AMOUNT OF THE SHARES REPURCHASED BY THE COMPANY PURSUANT TO RESOLUTION NO. 9

Management

For

For

CMMT

12 JUNE 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE RECORD-DATE FROM 06 JUL 2017 TO 05 JUL 2017. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU.

Non-Voting

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

596,800

0

09-Jun-2017

10-Jul-2017

NATIONAL GRID PLC

Security

636274409

Meeting Type

Annual

Ticker Symbol

NGG

Meeting Date

31-Jul-2017

ISIN

US6362744095

Agenda

934654814 - Management

Record Date

21-Jun-2017

Holding Recon Date

21-Jun-2017

City /

Country

/

United States

Vote Deadline Date

20-Jul-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS

Management

For

For

2.

TO DECLARE A FINAL DIVIDEND

Management

For

For

3.

TO RE-ELECT SIR PETER GERSHON

Management

For

For

4.

TO RE-ELECT JOHN PETTIGREW

Management

For

For

5.

TO RE-ELECT ANDREW BONFIELD

Management

For

For

6.

TO RE-ELECT DEAN SEAVERS

Management

For

For

7.

TO RE-ELECT NICOLA SHAW

Management

For

For

8.

TO RE-ELECT NORA MEAD BROWNELL

Management

For

For

9.

TO RE-ELECT JONATHAN DAWSON

Management

For

For

10.

TO ELECT PIERRE DUFOUR

Management

For

For

11.

TO RE-ELECT THERESE ESPERDY

Management

For

For

12.

TO RE-ELECT PAUL GOLBY

Management

For

For

13.

TO RE-ELECT MARK WILLIAMSON

Management

For

For

14.

TO APPOINT THE AUDITORS DELOITTE LLP

Management

For

For

15.

TO AUTHORISE THE DIRECTORS TO SET THE AUDITORS' REMUNERATION

Management

For

For

16.

TO APPROVE THE DIRECTORS' REMUNERATION POLICY

Management

For

For

17.

TO APPROVE THE DIRECTORS' REMUNERATION REPORT EXCLUDING THE DIRECTORS' REMUNERATION POLICY

Management

For

For

18.

TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS

Management

For

For

19.

TO AUTHORISE THE DIRECTORS TO ALLOT ORDINARY SHARES

Management

For

For

20.

TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION)

Management

For

For

21.

TO DISAPPLY PRE-EMPTION RIGHTS FOR ACQUISITIONS (SPECIAL RESOLUTION)

Management

For

For

22.

TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES (SPECIAL RESOLUTION)

Management

For

For

23.

TO AUTHORISE THE DIRECTORS TO HOLD GENERAL MEETINGS ON 14 CLEAR DAYS NOTICE (SPECIAL RESOLUTION)

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

1,650

40,333

28-Jun-2017

24-Jul-2017

AMERCO

Security

023586100

Meeting Type

Annual

Ticker Symbol

UHAL

Meeting Date

24-Aug-2017

ISIN

US0235861004

Agenda

934658305 - Management

Record Date

26-Jun-2017

Holding Recon Date

26-Jun-2017

City /

Country

/

United States

Vote Deadline Date

23-Aug-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

EDWARD J. SHOEN

For

For

2

JAMES E. ACRIDGE

For

For

3

CHARLES J. BAYER

For

For

4

JOHN P. BROGAN

For

For

5

JOHN M. DODDS

For

For

6

JAMES J. GROGAN

For

For

7

KARL A. SCHMIDT

For

For

8

SAMUEL J. SHOEN

For

For

2.

AN ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.

Management

For

For

3.

AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.

Management

3 Years

For

4.

THE RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018.

Management

For

For

5.

A PROPOSAL RECEIVED FROM COMPANY STOCKHOLDER PROPONENTS TO RATIFY AND AFFIRM THE DECISIONS AND ACTIONS TAKEN BY THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF THE COMPANY WITH RESPECT TO AMERCO, ITS SUBSIDIARIES, AND ITS VARIOUS CONSTITUENCIES FOR THE FISCAL YEAR ENDED MARCH 31, 2017.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL28

GLQ

997AL28

STATE STREET BANK & TRUST CO

5,435

0

15-Jul-2017

25-Aug-2017

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

5,100

0

15-Jul-2017

25-Aug-2017

VIASAT, INC.

Security

92552V100

Meeting Type

Annual

Ticker Symbol

VSAT

Meeting Date

07-Sep-2017

ISIN

US92552V1008

Agenda

934661744 - Management

Record Date

14-Jul-2017

Holding Recon Date

14-Jul-2017

City /

Country

/

United States

Vote Deadline Date

06-Sep-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

MARK DANKBERG

For

For

2

VARSHA RAO

For

For

3

HARVEY WHITE

For

For

2.

RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VIASAT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018

Management

For

For

3.

ADVISORY VOTE ON EXECUTIVE COMPENSATION

Management

For

For

4.

ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION

Management

3 Years

Against

5.

AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN

Management

For

For

6.

AMENDMENT AND RESTATEMENT OF THE 1996 EQUITY PARTICIPATION PLAN

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

142

67,900

25-Jul-2017

08-Sep-2017

ULVAC, INC.

Security

J94048105

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

28-Sep-2017

ISIN

JP3126190002

Agenda

708511298 - Management

Record Date

30-Jun-2017

Holding Recon Date

30-Jun-2017

City /

Country

KANAGA WA

/

Japan

Vote Deadline Date

20-Sep-2017

SEDOL(s)

6599483 - B3BK418

Quick Code

67280

Item

Proposal

Proposed by

Vote

For/Against Management

Please reference meeting materials.

Non-Voting

1

Approve Appropriation of Surplus

Management

For

For

2.1

Appoint a Director Obinata, Hisaharu

Management

For

For

2.2

Appoint a Director Iwashita, Setsuo

Management

For

For

2.3

Appoint a Director Bo, Akinori

Management

For

For

2.4

Appoint a Director Motoyoshi, Mitsuru

Management

For

For

2.5

Appoint a Director Fujiyama, Junki

Management

For

For

2.6

Appoint a Director Mihayashi, Akira

Management

For

For

2.7

Appoint a Director Uchida, Norio

Management

For

For

2.8

Appoint a Director Ishida, Kozo

Management

For

For

3

Appoint a Corporate Auditor Utsunomiya, Isao

Management

For

For

4

Appoint a Substitute Corporate Auditor Nonaka, Takao

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

24,400

0

04-Sep-2017

27-Sep-2017

ALIBABA GROUP HOLDING LIMITED

Security

01609W102

Meeting Type

Annual

Ticker Symbol

BABA

Meeting Date

18-Oct-2017

ISIN

US01609W1027

Agenda

934675476 - Management

Record Date

18-Aug-2017

Holding Recon Date

18-Aug-2017

City /

Country

/

United States

Vote Deadline Date

10-Oct-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: JACK YUN MA (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.)

Management

For

For

1B.

ELECTION OF DIRECTOR: MASAYOSHI SON ( TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.)

Management

For

For

1C.

ELECTION OF DIRECTOR: WALTER TEH MING KWAUK (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.)

Management

For

For

2.

RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL28

GLQ

997AL28

STATE STREET BANK & TRUST CO

500

0

06-Sep-2017

12-Oct-2017

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

300

17,000

06-Sep-2017

12-Oct-2017

LAM RESEARCH CORPORATION

Security

512807108

Meeting Type

Annual

Ticker Symbol

LRCX

Meeting Date

08-Nov-2017

ISIN

US5128071082

Agenda

934682433 - Management

Record Date

11-Sep-2017

Holding Recon Date

11-Sep-2017

City /

Country

/

United States

Vote Deadline Date

07-Nov-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

MARTIN B. ANSTICE

For

For

2

ERIC K. BRANDT

For

For

3

MICHAEL R. CANNON

For

For

4

YOUSSEF A. EL-MANSY

For

For

5

CHRISTINE A. HECKART

For

For

6

YOUNG BUM (YB) KOH

For

For

7

CATHERINE P. LEGO

For

For

8

STEPHEN G. NEWBERRY

For

For

9

ABHIJIT Y. TALWALKAR

For

For

10

LIH SHYNG TSAI

For

For

2.

ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF LAM RESEARCH, OR "SAY ON PAY."

Management

For

For

3.

ADVISORY VOTE TO APPROVE THE FREQUENCY OF HOLDING FUTURE STOCKHOLDER ADVISORY VOTES ON OUR NAMED EXECUTIVE OFFICER COMPENSATION, OR "SAY ON FREQUENCY."

Management

3 Years

Against

4.

RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018.

Management

For

For

5.

STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING, REGARDING ANNUAL DISCLOSURE OF EEO-1 DATA.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

100

19,300

29-Sep-2017

09-Nov-2017

997AL61

GLQ MS PLEDGE

997AL61

STATE STREET BANK & TRUST CO

5,000

0

29-Sep-2017

09-Nov-2017

CHR. HANSEN HOLDING A/S

Security

K1830B107

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

28-Nov-2017

ISIN

DK0060227585

Agenda

708711622 - Management

Record Date

21-Nov-2017

Holding Recon Date

21-Nov-2017

City /

Country

HORSHO LM

/

Denmark

Vote Deadline Date

17-Nov-2017

SEDOL(s)

B3LL574 - B3SMD32 - B573M11 - B63NJ00 - BHZLC88

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU

Non-Voting

CMMT

PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION.

Non-Voting

CMMT

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE

Non-Voting

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS "6.A.A, 6.B.A TO 6.B.F AND 7.A". THANK YOU.

Non-Voting

1

RECEIVE REPORT OF BOARD

Non-Voting

2

ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS

Management

For

For

3

APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF DKK 6.33 PER SHARE

Management

For

For

4

APPROVE REMUNERATION OF DIRECTORS

Management

For

For

5.A

APPROVE CREATION OF DKK 131.9 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS: ARTICLES 5.1 TO 5.4

Management

For

For

5.B

AUTHORIZE SHARE REPURCHASE PROGRAM

Management

For

For

5.C

AMEND ARTICLES RE: REMOVE AGE LIMIT FOR BOARD MEMBERS: ARTICLE 9.2

Management

For

For

5.D

APPROVE GUIDELINES FOR INCENTIVE-BASED COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD

Management

For

For

6.A.A

REELECT OLE ANDERSEN (CHAIRMAN) AS DIRECTOR

Management

For

For

6.B.A

REELECT DOMINIQUE REINICHE AS DIRECTOR

Management

For

For

6.B.B

ELECT JESPER BRANDGAARD AS NEW DIRECTOR

Management

For

For

6.B.C

REELECT LUIS CANTARELL AS DIRECTOR

Management

For

For

6.B.D

ELECT HEIDI KLEINBACH-SAUTER AS NEW DIRECTOR

Management

For

For

6.B.E

REELECT KRISTIAN VILLUMSEN AS DIRECTOR

Management

For

For

6.B.F

REELECT MARK WILSON AS DIRECTOR

Management

For

For

7.A

RATIFY PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITORS

Management

For

For

8

AUTHORIZE EDITORIAL CHANGES TO ADOPTED RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH DANISH AUTHORITIES

Management

For

For

CMMT

23 NOV 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS AND MODIFICATION OF TEXT IN RESOLUTION 7.A. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

Non-Voting

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

11,804

0

03-Nov-2017

20-Nov-2017

MICROSOFT CORPORATION

Security

594918104

Meeting Type

Annual

Ticker Symbol

MSFT

Meeting Date

29-Nov-2017

ISIN

US5949181045

Agenda

934689514 - Management

Record Date

29-Sep-2017

Holding Recon Date

29-Sep-2017

City /

Country

/

United States

Vote Deadline Date

28-Nov-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: WILLIAM H. GATES III

Management

For

For

1B.

ELECTION OF DIRECTOR: REID G. HOFFMAN

Management

For

For

1C.

ELECTION OF DIRECTOR: HUGH F. JOHNSTON

Management

For

For

1D.

ELECTION OF DIRECTOR: TERI L. LIST-STOLL

Management

For

For

1E.

ELECTION OF DIRECTOR: SATYA NADELLA

Management

For

For

1F.

ELECTION OF DIRECTOR: CHARLES H. NOSKI

Management

For

For

1G.

ELECTION OF DIRECTOR: HELMUT PANKE

Management

For

For

1H.

ELECTION OF DIRECTOR: SANDRA E. PETERSON

Management

For

For

1I.

ELECTION OF DIRECTOR: PENNY S. PRITZKER

Management

For

For

1J.

ELECTION OF DIRECTOR: CHARLES W. SCHARF

Management

For

For

1K.

ELECTION OF DIRECTOR: ARNE M. SORENSON

Management

For

For

1L.

ELECTION OF DIRECTOR: JOHN W. STANTON

Management

For

For

1M.

ELECTION OF DIRECTOR: JOHN W. THOMPSON

Management

For

For

1N.

ELECTION OF DIRECTOR: PADMASREE WARRIOR

Management

For

For

2.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

Management

For

For

3.

ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION

Management

3 Years

Against

4.

RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2018

Management

For

For

5.

APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE EXECUTIVE INCENTIVE PLAN

Management

For

For

6.

APPROVAL OF THE MICROSOFT CORPORATION 2017 STOCK PLAN

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL28

GLQ

997AL28

STATE STREET BANK & TRUST CO

15,900

0

17-Oct-2017

30-Nov-2017

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

48,100

0

17-Oct-2017

30-Nov-2017

MICRON TECHNOLOGY, INC.

Security

595112103

Meeting Type

Annual

Ticker Symbol

MU

Meeting Date

17-Jan-2018

ISIN

US5951121038

Agenda

934710345 - Management

Record Date

20-Nov-2017

Holding Recon Date

20-Nov-2017

City /

Country

/

United States

Vote Deadline Date

16-Jan-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.1

ELECTION OF DIRECTOR: ROBERT L. BAILEY

Management

For

For

1.2

ELECTION OF DIRECTOR: RICHARD M. BEYER

Management

For

For

1.3

ELECTION OF DIRECTOR: PATRICK J. BYRNE

Management

For

For

1.4

ELECTION OF DIRECTOR: MERCEDES JOHNSON

Management

For

For

1.5

ELECTION OF DIRECTOR: SANJAY MEHROTRA

Management

For

For

1.6

ELECTION OF DIRECTOR: LAWRENCE N. MONDRY

Management

For

For

1.7

ELECTION OF DIRECTOR: ROBERT E. SWITZ

Management

For

For

2.

TO APPROVE OUR EMPLOYEE STOCK PURCHASE PLAN WITH 33 MILLION SHARES RESERVED FOR ISSUANCE THEREUNDER.

Management

For

For

3.

TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER OUR EXECUTIVE OFFICER PERFORMANCE INCENTIVE PLAN.

Management

For

For

4.

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 30, 2018.

Management

For

For

5.

TO APPROVE A NON-BINDING RESOLUTION TO APPROVE EXEC COMPENSATION ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).

Management

For

For

6.

TO APPROVE, IN A NON-BINDING VOTE, THE FREQUENCY (EVERY ONE, TWO OR THREE YEARS) WITH WHICH OUR SHAREHOLDERS WILL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

3 Years

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

21,000

11,200

08-Dec-2017

18-Jan-2018

997AL61

GLQ MS PLEDGE

997AL61

STATE STREET BANK & TRUST CO

10,000

0

08-Dec-2017

18-Jan-2018

D.R. HORTON, INC.

Security

23331A109

Meeting Type

Annual

Ticker Symbol

DHI

Meeting Date

24-Jan-2018

ISIN

US23331A1097

Agenda

934714595 - Management

Record Date

27-Nov-2017

Holding Recon Date

27-Nov-2017

City /

Country

/

United States

Vote Deadline Date

23-Jan-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: DONALD R. HORTON

Management

For

For

1B.

ELECTION OF DIRECTOR: BARBARA K. ALLEN

Management

For

For

1C.

ELECTION OF DIRECTOR: BRAD S. ANDERSON

Management

For

For

1D.

ELECTION OF DIRECTOR: MICHAEL R. BUCHANAN

Management

For

For

1E.

ELECTION OF DIRECTOR: MICHAEL W. HEWATT

Management

For

For

2.

APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION.

Management

For

For

3.

APPROVAL OF THE ADVISORY VOTE AS TO THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.

Management

3 Years

Against

4.

APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER OUR 2017 INCENTIVE BONUS PLAN FOR SECTION 162(M) PURPOSES.

Management

For

For

5.

RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

121

29,300

20-Dec-2017

25-Jan-2018

997AL61

GLQ MS PLEDGE

997AL61

STATE STREET BANK & TRUST CO

10,800

0

20-Dec-2017

25-Jan-2018

QURATE RETAIL, INC.

Security

53071M856

Meeting Type

Special

Ticker Symbol

LVNTA

Meeting Date

02-Feb-2018

ISIN

US53071M8560

Agenda

934717286 - Management

Record Date

04-Dec-2017

Holding Recon Date

04-Dec-2017

City /

Country

/

United States

Vote Deadline Date

01-Feb-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

A proposal to approve the redemption by Liberty Interactive Corporation of each share of Series A Liberty Ventures common stock and Series B Liberty Ventures common stock in exchange for one share of GCI Liberty, Inc. Class A Common Stock and GCI Liberty, Inc. Class B Common Stock, respectively, following the ...(due to space limits, see proxy statement for full proposal).

Management

For

For

2.

A proposal to authorize the adjournment of the special meeting by Liberty Interactive Corporation to permit further solicitation of proxies, if necessary or appropriate, if sufficient votes are not represented at the special meeting to approve the other proposal to be presented at the special meeting.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

22,401

89,800

03-Jan-2018

05-Feb-2018

997AL61

GLQ MS PLEDGE

997AL61

STATE STREET BANK & TRUST CO

2,520

0

03-Jan-2018

05-Feb-2018

GOLUB CAPITAL BDC, INC.

Security

38173M102

Meeting Type

Annual

Ticker Symbol

GBDC

Meeting Date

06-Feb-2018

ISIN

US38173M1027

Agenda

934715383 - Management

Record Date

12-Dec-2017

Holding Recon Date

12-Dec-2017

City /

Country

/

United States

Vote Deadline Date

05-Feb-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A)

election of class II director: John T. Baily

Management

For

For

1B)

election of class II director: Kenneth F. Bernstein

Management

For

For

2)

To ratify the selection of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2018.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

155,809

0

22-Dec-2017

07-Feb-2018

997AL61

GLQ MS PLEDGE

997AL61

STATE STREET BANK & TRUST CO

30,000

0

22-Dec-2017

07-Feb-2018

LENNAR CORPORATION

Security

526057104

Meeting Type

Special

Ticker Symbol

LEN

Meeting Date

12-Feb-2018

ISIN

US5260571048

Agenda

934719406 - Management

Record Date

04-Jan-2018

Holding Recon Date

04-Jan-2018

City /

Country

/

United States

Vote Deadline Date

09-Feb-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

Approval of the issuance of shares of Lennar's Class A and Class B common stock in connection with the merger of CalAtlantic Group, Inc. with a newly formed wholly- owned subsidiary of Lennar, as contemplated by an Agreement and Plan of Merger, dated as of October 29, 2017, by and among CalAtlantic Group, Inc., Lennar and Cheetah Cub Group Corp.

Management

For

For

2.

Approval of an amendment to Lennar's certificate of incorporation increasing the number of authorized shares of Lennar's Class A common stock from 300,000,000 shares to 400,000,000 shares.

Management

For

For

3.

Approval of an adjournment of the Special Meeting of Stockholders, if necessary, to enable Lennar to solicit additional votes, if at the time of such meeting there are not sufficient votes to approve proposals 1 and 2.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

100

17,900

11-Jan-2018

13-Feb-2018

LENNAR CORPORATION

Security

526057302

Meeting Type

Special

Ticker Symbol

LENB

Meeting Date

12-Feb-2018

ISIN

US5260573028

Agenda

934719406 - Management

Record Date

04-Jan-2018

Holding Recon Date

04-Jan-2018

City /

Country

/

United States

Vote Deadline Date

09-Feb-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

Approval of the issuance of shares of Lennar's Class A and Class B common stock in connection with the merger of CalAtlantic Group, Inc. with a newly formed wholly- owned subsidiary of Lennar, as contemplated by an Agreement and Plan of Merger, dated as of October 29, 2017, by and among CalAtlantic Group, Inc., Lennar and Cheetah Cub Group Corp.

Management

For

For

2.

Approval of an amendment to Lennar's certificate of incorporation increasing the number of authorized shares of Lennar's Class A common stock from 300,000,000 shares to 400,000,000 shares.

Management

For

For

3.

Approval of an adjournment of the Special Meeting of Stockholders, if necessary, to enable Lennar to solicit additional votes, if at the time of such meeting there are not sufficient votes to approve proposals 1 and 2.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

2

714

11-Jan-2018

13-Feb-2018

APPLE INC.

Security

037833100

Meeting Type

Annual

Ticker Symbol

AAPL

Meeting Date

13-Feb-2018

ISIN

US0378331005

Agenda

934716068 - Management

Record Date

15-Dec-2017

Holding Recon Date

15-Dec-2017

City /

Country

/

United States

Vote Deadline Date

12-Feb-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of director: James Bell

Management

For

For

1b.

Election of director: Tim Cook

Management

For

For

1c.

Election of director: Al Gore

Management

For

For

1d.

Election of director: Bob Iger

Management

For

For

1e.

Election of director: Andrea Jung

Management

For

For

1f.

Election of director: Art Levinson

Management

For

For

1g.

Election of director: Ron Sugar

Management

For

For

1h.

Election of director: Sue Wagner

Management

For

For

2.

Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2018

Management

For

For

3.

Advisory vote to approve executive compensation

Management

For

For

4.

Approval of the amended and restated Apple Inc. Non- Employee Director Stock Plan

Management

For

For

5.

A shareholder proposal entitled "Shareholder Proxy Access Amendments"

Shareholder

Against

For

6.

A shareholder proposal entitled "Human Rights Committee"

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

80

17,700

03-Jan-2018

14-Feb-2018

997AL61

GLQ MS PLEDGE

997AL61

STATE STREET BANK & TRUST CO

4,500

0

03-Jan-2018

14-Feb-2018

GW PHARMACEUTICALS PLC

Security

36197T103

Meeting Type

Annual

Ticker Symbol

GWPH

Meeting Date

14-Mar-2018

ISIN

US36197T1034

Agenda

934729003 - Management

Record Date

05-Feb-2018

Holding Recon Date

05-Feb-2018

City /

Country

/

United States

Vote Deadline Date

06-Mar-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

O1

TO RECEIVE, CONSIDER AND ADOPT THE DIRECTORS' AND AUDITORS' REPORTS AND STATEMENT OF ACCOUNTS FOR THE YEAR ENDED 30 SEPTEMBER 2017 AND NOTE THAT THE DIRECTORS DO NOT RECOMMEND PAYMENT OF A DIVIDEND

Management

For

O2

TO APPROVE THE DIRECTORS' REMUNERATION REPORT

Management

For

O3

TO APPROVE THE DIRECTORS' REMUNERATION POLICY

Management

For

O4

TO RE-ELECT JUSTIN GOVER AS A DIRECTOR

Management

For

O5

TO ELECT CATHERINE MACKEY AS A DIRECTOR

Management

For

O6

TO ELECT ALICIA SECOR AS A DIRECTOR

Management

For

O7

TO ELECT WILLIAM WALDEGRAVE AS A DIRECTOR

Management

For

O8

TO RE-APPOINT DELOITTE LLP AS AUDITOR

Management

For

O9

To authorise the Directors to determine the Auditor's remuneration

Management

For

O10

To authorise the Directors to allot shares pursuant to Section 551 of the Companies Act 2006 (the "2006 Act")

Management

For

S11

Subject to the passing of Resolution 10, to authorise the ...(due to space limits, see proxy material for full proposal).

Management

For

S12

To adopt new articles of association of the Company in ...(due to space limits, see proxy material for full proposal).

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL28

GLQ

997AL28

STATE STREET BANK & TRUST CO

900

0

16-Feb-2018

08-Mar-2018

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

7,000

0

16-Feb-2018

08-Mar-2018

PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.

Security

Y69790106

Meeting Type

ExtraOrdinary General Meeting

Ticker Symbol

Meeting Date

19-Mar-2018

ISIN

CNE1000003X6

Agenda

708913404 - Management

Record Date

14-Feb-2018

Holding Recon Date

14-Feb-2018

City /

Country

SHENZH EN

/

China

Vote Deadline Date

13-Mar-2018

SEDOL(s)

B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2018/0 129/LTN20180129397.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2018/0 129/LTN20180129431.pdf

Non-Voting

1

RESOLUTION REGARDING THE PROVISION OF ASSURED ENTITLEMENT TO THE H SHAREHOLDERS OF THE COMPANY ONLY FOR THE OVERSEAS LISTING OF PING AN HEALTHCARE AND TECHNOLOGY COMPANY LIMITED

Management

For

For

2

RESOLUTION REGARDING THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

118,700

0

30-Jan-2018

15-Mar-2018

PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.

Security

Y69790106

Meeting Type

Class Meeting

Ticker Symbol

Meeting Date

19-Mar-2018

ISIN

CNE1000003X6

Agenda

708913416 - Management

Record Date

14-Feb-2018

Holding Recon Date

14-Feb-2018

City /

Country

SHENZH EN

/

China

Vote Deadline Date

09-Mar-2018

SEDOL(s)

B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0129/LTN20180129464.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0129/LTN20180129417.pdf

Non-Voting

1

RESOLUTION REGARDING THE PROVISION OF ASSURED ENTITLEMENT TO THE H SHAREHOLDERS OF THE COMPANY ONLY FOR THE OVERSEAS LISTING OF PING AN HEALTHCARE AND TECHNOLOGY COMPANY LIMITED

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

118,700

0

30-Jan-2018

15-Mar-2018

KKR INCOME OPPORTUNITIES FUND

Security

48249T106

Meeting Type

Annual

Ticker Symbol

KIO

Meeting Date

22-Mar-2018

ISIN

US48249T1060

Agenda

934729469 - Management

Record Date

02-Feb-2018

Holding Recon Date

02-Feb-2018

City /

Country

/

United States

Vote Deadline Date

21-Mar-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

Michael E. Cahill

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL28

GLQ

997AL28

STATE STREET BANK & TRUST CO

43,100

0

17-Feb-2018

23-Mar-2018

SAMSUNG ELECTRONICS CO LTD, SUWON

Security

Y74718100

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

23-Mar-2018

ISIN

KR7005930003

Agenda

708993072 - Management

Record Date

31-Dec-2017

Holding Recon Date

31-Dec-2017

City /

Country

SEOUL

/

Korea, Republic Of

Vote Deadline Date

13-Mar-2018

SEDOL(s)

6771720 - B19VC15 - B74V052

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1

APPROVAL OF FINANCIAL STATEMENTS

Management

For

For

2.1.1

APPOINTMENT OF OUTSIDE DIRECTOR: KIM JONG HOON

Management

For

For

2.1.2

APPOINTMENT OF OUTSIDE DIRECTOR: KIM SUN WOOK

Management

For

For

2.1.3

APPOINTMENT OF OUTSIDE DIRECTOR: PARK BYUNG KOOK

Management

For

For

2.2.1

APPOINTMENT OF INSIDE DIRECTOR: LEE SANG HOON

Management

For

For

2.2.2

APPOINTMENT OF INSIDE DIRECTOR: KIM KI NAM

Management

For

For

2.2.3

APPOINTMENT OF INSIDE DIRECTOR: KIM HYUN SEOK

Management

For

For

2.2.4

APPOINTMENT OF INSIDE DIRECTOR: KO DONG JIN

Management

For

For

2.3

APPOINTMENT OF MEMBER OF AUDIT COMMITTEE: KIM SUN WOOK

Management

For

For

3

APPROVAL OF REMUNERATION FOR DIRECTOR

Management

For

For

4

STOCK SPLIT AND AMENDMENT OF ARTICLES OF INCORPORATION FOR STOCK SPLIT

Management

For

For

CMMT

27 FEB 2018: THIS AGM IS RELATED TO THE CORPORATE EVENT OF STOCK SPLIT. THANK-YOU

Non-Voting

CMMT

27 FEB 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU

Non-Voting

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

1,506

0

27-Feb-2018

15-Mar-2018

BROADCOM LIMITED

Security

Y09827109

Meeting Type

Special

Ticker Symbol

AVGO

Meeting Date

23-Mar-2018

ISIN

SG9999014823

Agenda

934741148 - Management

Record Date

05-Mar-2018

Holding Recon Date

05-Mar-2018

City /

Country

/

Malaysia

Vote Deadline Date

21-Mar-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

To approve the scheme of arrangement under Singapore law among Broadcom, the shareholders of Broadcom and Broadcom Limited, a Delaware corporation, subject to approval of the High Court of the Republic of Singapore, as set forth in Broadcom's notice of, and proxy statement relating to, its Special Meeting.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

179

8,400

13-Mar-2018

23-Mar-2018

JAPAN TOBACCO INC.

Security

J27869106

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

27-Mar-2018

ISIN

JP3726800000

Agenda

708992400 - Management

Record Date

31-Dec-2017

Holding Recon Date

31-Dec-2017

City /

Country

TOKYO

/

Japan

Vote Deadline Date

19-Mar-2018

SEDOL(s)

5754357 - 6474535 - B02H525 - B170KG5 - BHZL1B4

Quick Code

29140

Item

Proposal

Proposed by

Vote

For/Against Management

Please reference meeting materials.

Non-Voting

1

Approve Appropriation of Surplus

Management

For

For

2

Amend Articles to: Eliminate the Articles Related to Counselors and Advisors

Management

For

For

3.1

Appoint a Director Tango, Yasutake

Management

For

For

3.2

Appoint a Director Terabatake, Masamichi

Management

For

For

3.3

Appoint a Director Iwai, Mutsuo

Management

For

For

3.4

Appoint a Director Minami, Naohiro

Management

For

For

3.5

Appoint a Director Hirowatari, Kiyohide

Management

For

For

3.6

Appoint a Director Koda, Main

Management

For

For

3.7

Appoint a Director Watanabe, Koichiro

Management

For

For

4

Appoint a Corporate Auditor Nagata, Ryoko

Management

For

For

5

Appoint a Substitute Corporate Auditor Masaki, Michio

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

32,400

0

27-Feb-2018

26-Mar-2018

WNS (HOLDINGS) LIMITED

Security

92932M101

Meeting Type

Special

Ticker Symbol

WNS

Meeting Date

30-Mar-2018

ISIN

US92932M1018

Agenda

934731135 - Management

Record Date

16-Feb-2018

Holding Recon Date

16-Feb-2018

City /

Country

/

United States

Vote Deadline Date

21-Mar-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

Approval to purchase American Depositary Shares ("ADSs"), each representing one ordinary share of the Company, effective from the date of adoption of this resolution and up to (and excluding) the date of the third anniversary of such date of adoption, subject to a minimum and maximum price and an aggregate limit on the ADSs to be purchased

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL28

GLQ

997AL28

STATE STREET BANK & TRUST CO

3,700

0

24-Feb-2018

23-Mar-2018

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

16,200

0

24-Feb-2018

23-Mar-2018

BROADCOM LIMITED

Security

Y09827109

Meeting Type

Annual

Ticker Symbol

AVGO

Meeting Date

04-Apr-2018

ISIN

SG9999014823

Agenda

934729370 - Management

Record Date

12-Feb-2018

Holding Recon Date

12-Feb-2018

City /

Country

/

Malaysia

Vote Deadline Date

29-Mar-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Mr. Hock E. Tan

Management

For

For

1B.

Election of Director: Mr. James V. Diller

Management

For

For

1C.

Election of Director: Ms. Gayla J. Delly

Management

For

For

1D.

Election of Director: Mr. Lewis C. Eggebrecht

Management

For

For

1E.

Election of Director: Mr. Kenneth Y. Hao

Management

For

For

1F.

Election of Director: Mr. Eddy W. Hartenstein

Management

For

For

1G.

Election of Director: Mr. Check Kian Low

Management

For

For

1H.

Election of Director: Mr. Donald Macleod

Management

For

For

1I.

Election of Director: Mr. Peter J. Marks

Management

For

For

1J.

Election of Director: Dr. Henry Samueli

Management

For

For

2.

To approve the re-appointment of PricewaterhouseCoopers LLP as Broadcom's independent registered public accounting firm and independent Singapore auditor for the fiscal year ending November 4, 2018 and to authorize the Audit Committee to fix its remuneration, as set forth in Broadcom's notice of, and proxy statement relating to, its 2018 Annual General Meeting.

Management

For

For

3.

To approve the general authorization for the directors of Broadcom to allot and issue shares in its capital, as set forth in Broadcom's notice of, and proxy statement relating to, its 2018 Annual General Meeting.

Management

For

For

4.

NON-BINDING, ADVISORY VOTE To approve the compensation of Broadcom's named executive officers, as disclosed in "Compensation Discussion and Analysis" and in the compensation tables and accompanying narrative disclosure under "Executive Compensation" in Broadcom's proxy statement relating to its 2018 Annual General Meeting.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

179

8,400

24-Feb-2018

03-Apr-2018

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

Security

806857108

Meeting Type

Annual

Ticker Symbol

SLB

Meeting Date

04-Apr-2018

ISIN

AN8068571086

Agenda

934735246 - Management

Record Date

07-Feb-2018

Holding Recon Date

07-Feb-2018

City /

Country

/

United States

Vote Deadline Date

03-Apr-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Peter L.S. Currie

Management

For

For

1B.

Election of Director: Miguel M. Galuccio

Management

For

For

1C.

Election of Director: V. Maureen Kempston Darkes

Management

For

For

1D.

Election of Director: Paal Kibsgaard

Management

For

For

1E.

Election of Director: Nikolay Kudryavtsev

Management

For

For

1F.

Election of Director: Helge Lund

Management

For

For

1G.

Election of Director: Michael E. Marks

Management

For

For

1H.

Election of Director: Indra K. Nooyi

Management

For

For

1I.

Election of Director: Lubna S. Olayan

Management

For

For

1J.

Election of Director: Leo Rafael Reif

Management

For

For

1K.

Election of Director: Henri Seydoux

Management

For

For

2.

To approve, on an advisory basis, the Company's executive compensation.

Management

For

For

3.

To report on the course of business during the year ended December 31, 2017; and approve our consolidated balance sheet as of December 31, 2017; our consolidated statement of income for the year ended December 31, 2017; and our Board of Directors' declarations of dividends in 2017, as reflected in our 2017 Annual Report to Stockholders.

Management

For

For

4.

To ratify the appointment of PricewaterhouseCoopers LLP as independent auditors for 2018.

Management

For

For

5.

To approve amended and restated French Sub Plan for purposes of qualification under French Law.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL28

GLQ

997AL28

STATE STREET BANK & TRUST CO

27,800

0

06-Mar-2018

05-Apr-2018

997AL61

GLQ MS PLEDGE

997AL61

STATE STREET BANK & TRUST CO

9,000

0

06-Mar-2018

05-Apr-2018

AIRBUS SE

Security

N0280G100

Meeting Type

Ordinary General Meeting

Ticker Symbol

Meeting Date

11-Apr-2018

ISIN

NL0000235190

Agenda

709018659 - Management

Record Date

14-Mar-2018

Holding Recon Date

14-Mar-2018

City /

Country

AMSTER DAM

/

Netherlands

Vote Deadline Date

23-Mar-2018

SEDOL(s)

4012250 - 4012346 - 4057273 - 7164426 - B01DGJ8 - B043FH6 - B16Q6Y4 - B87GTC1 - BDC50T2 - BF444K0 - BHZLF67

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1

ADOPTION OF THE AUDITED ACCOUNTS FOR THE FINANCIAL YEAR 2017

Management

For

For

2

APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR OF 1.50 PER SHARE

Management

For

For

3

RELEASE FROM LIABILITY OF THE NON-EXECUTIVE MEMBERS OF THE BOARD OF DIRECTORS

Management

For

For

4

RELEASE FROM LIABILITY OF THE EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS

Management

For

For

5

RENEWAL OF THE APPOINTMENT OF ERNST & YOUNG ACCOUNTANTS LLP AS AUDITOR FOR THE FINANCIAL YEAR 2018

Management

For

For

6

RENEWAL OF THE APPOINTMENT OF MS. MARIA AMPARO MORALEDA MARTINEZ AS A NON- EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS

Management

For

For

7

APPOINTMENT OF MR. VICTOR CHU AS A NON- EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS IN REPLACEMENT OF SIR JOHN PARKER WHOSE MANDATE EXPIRES

Management

For

For

8

APPOINTMENT OF MR. JEAN-PIERRE CLAMADIEU AS A NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS IN REPLACEMENT OF MR. JEAN-CLAUDE TRICHET WHOSE MANDATE EXPIRES

Management

For

For

9

APPOINTMENT OF MR. RENE OBERMANN AS A NON- EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS IN REPLACEMENT OF MR. HANS-PETER KEITEL WHOSE MANDATE EXPIRES

Management

For

For

10

DELEGATION TO THE BOARD OF DIRECTORS OF POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES AND TO LIMIT OR EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF EXISTING SHAREHOLDERS FOR THE PURPOSE OF EMPLOYEE SHARE OWNERSHIP PLANS AND SHARE-RELATED LONG-TERM INCENTIVE PLANS

Management

For

For

11

DELEGATION TO THE BOARD OF DIRECTORS OF POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES AND TO LIMIT OR EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF EXISTING SHAREHOLDERS FOR THE PURPOSE OF FUNDING THE COMPANY AND ITS GROUP COMPANIES

Management

For

For

12

RENEWAL OF THE AUTHORISATION FOR THE BOARD OF DIRECTORS TO REPURCHASE UP TO 10 % OF THE COMPANY'S ISSUED SHARE CAPITAL

Management

For

For

13

CANCELLATION OF SHARES REPURCHASED BY THE COMPANY

Management

For

For

CMMT

PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 886534 AS MEETING SHOULD-BE PROCESSED ONLY WITH VOTABLE ITEMS. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU.

Non-Voting

CMMT

08 MAR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING-TYPE FROM AGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 888594,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU.

Non-Voting

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

50,027

0

06-Mar-2018

26-Mar-2018

LENNAR CORPORATION

Security

526057104

Meeting Type

Annual

Ticker Symbol

LEN

Meeting Date

11-Apr-2018

ISIN

US5260571048

Agenda

934730917 - Management

Record Date

14-Feb-2018

Holding Recon Date

14-Feb-2018

City /

Country

/

United States

Vote Deadline Date

10-Apr-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

Irving Bolotin

For

For

2

Steven L. Gerard

For

For

3

Theron I. "Tig" Gilliam

For

For

4

Sherrill W. Hudson

For

For

5

Sidney Lapidus

For

For

6

Teri P. McClure

For

For

7

Stuart Miller

For

For

8

Armando Olivera

For

For

9

Donna Shalala

For

For

10

Scott Stowell

For

For

11

Jeffrey Sonnenfeld

For

For

2.

Ratification of the appointment of Deloitte & Touche LLP as Lennar's independent registered public accounting firm for the fiscal year ending November 30, 2018.

Management

For

For

3.

Approval, on an advisory basis, of the compensation of Lennar's named executive officers.

Management

For

For

4.

Approval of a stockholder proposal regarding our common stock voting structure.

Shareholder

Against

For

5.

Approval of a stockholder proposal regarding providing holders an annual right to convert a limited amount of Class B common stock into Class A common stock.

Shareholder

Against

For

6.

Approval of a stockholder proposal regarding a limit on director tenure.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

9,000

15,200

02-Mar-2018

12-Apr-2018

CITIGROUP INC.

Security

172967424

Meeting Type

Annual

Ticker Symbol

C

Meeting Date

24-Apr-2018

ISIN

US1729674242

Agenda

934740401 - Management

Record Date

26-Feb-2018

Holding Recon Date

26-Feb-2018

City /

Country

/

United States

Vote Deadline Date

23-Apr-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Michael L. Corbat

Management

For

For

1b.

Election of Director: Ellen M. Costello

Management

For

For

1c.

Election of Director: John C. Dugan

Management

For

For

1d.

Election of Director: Duncan P. Hennes

Management

For

For

1e.

Election of Director: Peter B. Henry

Management

For

For

1f.

Election of Director: Franz B. Humer

Management

For

For

1g.

Election of Director: S. Leslie Ireland

Management

For

For

1h.

Election of Director: Renee J. James

Management

For

For

1i.

Election of Director: Eugene M. McQuade

Management

For

For

1j.

Election of Director: Michael E. O'Neill

Management

For

For

1k.

Election of Director: Gary M. Reiner

Management

For

For

1l.

Election of Director: Anthony M. Santomero

Management

For

For

1m.

Election of Director: Diana L. Taylor

Management

For

For

1n.

Election of Director: James S. Turley

Management

For

For

1o.

Election of Director: Deborah C. Wright

Management

For

For

1p.

Election of Director: Ernesto Zedillo Ponce de Leon

Management

For

For

2.

Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2018.

Management

For

For

3.

Advisory vote to approve Citi's 2017 executive compensation.

Management

For

For

4.

Approval of an amendment to the Citigroup 2014 Stock Incentive Plan authorizing additional shares.

Management

For

For

5.

Stockholder proposal requesting a Human and Indigenous Peoples' Rights Policy.

Shareholder

Against

For

6.

Stockholder proposal requesting that our Board take the steps necessary to adopt cumulative voting.

Shareholder

Against

For

7.

Stockholder proposal requesting a report on lobbying and grassroots lobbying contributions.

Shareholder

Against

For

8.

Stockholder proposal requesting an amendment to Citi's proxy access bylaw provisions pertaining to the aggregation limit and the number of candidates.

Shareholder

Against

For

9.

Stockholder proposal requesting that the Board adopt a policy prohibiting the vesting of equity-based awards for senior executives due to a voluntary resignation to enter government service.

Shareholder

Against

For

10.

Stockholder proposal requesting that the Board amend Citi's bylaws to give holders in the aggregate of 15% of Citi's outstanding common stock the power to call a special meeting.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

219

69,300

15-Mar-2018

25-Apr-2018

GALAPAGOS N V

Security

36315X101

Meeting Type

Annual

Ticker Symbol

GLPG

Meeting Date

24-Apr-2018

ISIN

US36315X1019

Agenda

934768269 - Management

Record Date

20-Mar-2018

Holding Recon Date

20-Mar-2018

City /

Country

/

United States

Vote Deadline Date

13-Apr-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

2.

Acknowledgement and approval of the non-consolidated annual accounts of the Company for the financial year ended on 31 December 2017 and approval of the allocation of the annual result as proposed by the board of directors.

Management

For

5.

Acknowledgement and approval of the remuneration report.

Management

For

6.

Release from liability to be granted to the directors and the statutory auditor for the performance of their duties in the course of the financial year ended 31 December 2017.

Management

For

7.1

Re-appointment of Dr. Werner Cautreels as director of the Company.

Management

For

7.2

Re-appointment of Mr. Howard Rowe as director of the Company.

Management

For

8.

Remuneration of directors.

Management

For

9.

Offer of warrants.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

9,800

0

03-Apr-2018

17-Apr-2018

BANK OF AMERICA CORPORATION

Security

060505104

Meeting Type

Annual

Ticker Symbol

BAC

Meeting Date

25-Apr-2018

ISIN

US0605051046

Agenda

934737163 - Management

Record Date

02-Mar-2018

Holding Recon Date

02-Mar-2018

City /

Country

/

United States

Vote Deadline Date

24-Apr-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Sharon L. Allen

Management

For

For

1B.

Election of Director: Susan S. Bies

Management

For

For

1C.

Election of Director: Jack O. Bovender, Jr.

Management

For

For

1D.

Election of Director: Frank P. Bramble, Sr.

Management

For

For

1E.

Election of Director: Pierre J. P. de Weck

Management

For

For

1F.

Election of Director: Arnold W. Donald

Management

For

For

1G.

Election of Director: Linda P. Hudson

Management

For

For

1H.

Election of Director: Monica C. Lozano

Management

For

For

1I.

Election of Director: Thomas J. May

Management

For

For

1J.

Election of Director: Brian T. Moynihan

Management

For

For

1K.

Election of Director: Lionel L. Nowell, III

Management

For

For

1L.

Election of Director: Michael D. White

Management

For

For

1M.

Election of Director: Thomas D. Woods

Management

For

For

1N.

Election of Director: R. David Yost

Management

For

For

1O.

Election of Director: Maria T. Zuber

Management

For

For

2.

Approving Our Executive Compensation (an Advisory, Non-binding "Say on Pay" Resolution)

Management

For

For

3.

Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2018

Management

For

For

4.

Stockholder Proposal - Independent Board Chairman

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

105

167,100

13-Mar-2018

26-Apr-2018

HALYARD HEALTH, INC.

Security

40650V100

Meeting Type

Annual

Ticker Symbol

HYH

Meeting Date

26-Apr-2018

ISIN

US40650V1008

Agenda

934736870 - Management

Record Date

02-Mar-2018

Holding Recon Date

02-Mar-2018

City /

Country

/

United States

Vote Deadline Date

25-Apr-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Class I Director: William A. Hawkins

Management

For

For

1B.

Election of Class I Director: Gary D. Blackford

Management

For

For

1C.

Election of Class I Director: Patrick J. O'Leary

Management

For

For

2.

Ratification of the selection of Deloitte & Touche LLP as the independent registered public accounting firm to audit the Company's 2018 financial statements.

Management

For

For

3.

Advisory vote to approve named executive officer compensation.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

17,500

0

10-Mar-2018

27-Apr-2018

PFIZER INC.

Security

717081103

Meeting Type

Annual

Ticker Symbol

PFE

Meeting Date

26-Apr-2018

ISIN

US7170811035

Agenda

934739256 - Management

Record Date

27-Feb-2018

Holding Recon Date

27-Feb-2018

City /

Country

/

United States

Vote Deadline Date

25-Apr-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Dennis A. Ausiello

Management

For

For

1b.

Election of Director: Ronald E. Blaylock

Management

For

For

1c.

Election of Director: Albert Bourla

Management

For

For

1d.

Election of Director: W. Don Cornwell

Management

For

For

1e.

Election of Director: Joseph J. Echevarria

Management

For

For

1f.

Election of Director: Helen H. Hobbs

Management

For

For

1g.

Election of Director: James M. Kilts

Management

For

For

1h.

Election of Director: Dan R. Littman

Management

For

For

1i.

Election of Director: Shantanu Narayen

Management

For

For

1j.

Election of Director: Suzanne Nora Johnson

Management

For

For

1k.

Election of Director: Ian C. Read

Management

For

For

1l.

Election of Director: James C. Smith

Management

For

For

2.

Ratify the selection of KPMG LLP as independent registered public accounting firm for 2018

Management

For

For

3.

2018 Advisory approval of executive compensation

Management

For

For

4.

Approval of the Pfizer Inc. French Sub-Plan under the 2014 Stock Plan

Management

For

For

5.

Shareholder proposal regarding right to act by written consent

Shareholder

Against

For

6.

Shareholder proposal regarding independent chair policy

Shareholder

Against

For

7.

Shareholder proposal regarding report on lobbying activities

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

100

46,800

16-Mar-2018

27-Apr-2018

TRI POINTE GROUP, INC.

Security

87265H109

Meeting Type

Annual

Ticker Symbol

TPH

Meeting Date

27-Apr-2018

ISIN

US87265H1095

Agenda

934738913 - Management

Record Date

26-Feb-2018

Holding Recon Date

26-Feb-2018

City /

Country

/

United States

Vote Deadline Date

26-Apr-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A

Election of Director: Douglas F. Bauer

Management

For

For

1B

Election of Director: Lawrence B. Burrows

Management

For

For

1C

Election of Director: Daniel S. Fulton

Management

For

For

1D

Election of Director: Steven J. Gilbert

Management

For

For

1E

Election of Director: Constance B. Moore

Management

For

For

1F

Election of Director: Thomas B. Rogers

Management

For

For

2.

Ratification of the appointment of Ernst & Young LLP as TRI Pointe Group, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2018.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

900

28,400

17-Mar-2018

30-Apr-2018

BRISTOL-MYERS SQUIBB COMPANY

Security

110122108

Meeting Type

Annual

Ticker Symbol

BMY

Meeting Date

01-May-2018

ISIN

US1101221083

Agenda

934747354 - Management

Record Date

14-Mar-2018

Holding Recon Date

14-Mar-2018

City /

Country

/

United States

Vote Deadline Date

30-Apr-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: P. J. Arduini

Management

For

For

1B.

Election of Director: J. Baselga, M.D., Ph.D.

Management

For

For

1C.

Election of Director: R. J. Bertolini

Management

For

For

1D.

Election of Director: G. Caforio, M.D.

Management

For

For

1E.

Election of Director: M. W. Emmens

Management

For

For

1F.

Election of Director: M. Grobstein

Management

For

For

1G.

Election of Director: A. J. Lacy

Management

For

For

1H.

Election of Director: D. C. Paliwal

Management

For

For

1I.

Election of Director: T. R. Samuels

Management

For

For

1J.

Election of Director: G. L. Storch

Management

For

For

1K.

Election of Director: V. L. Sato, Ph.D.

Management

For

For

1L.

Election of Director: K. H. Vousden, Ph.D.

Management

For

For

2.

Advisory vote to approve the compensation of our Named Executive Officers

Management

For

For

3.

Ratification of the appointment of an independent registered public accounting firm

Management

For

For

4.

Shareholder Proposal on Annual Report Disclosing How Risks Related to Public Concern Over Drug Pricing Strategies are Incorporated into Incentive Compensation Plans

Shareholder

Against

For

5.

Shareholder Proposal to Lower the Share Ownership Threshold to Call Special Shareholder Meetings

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

9,116

20,000

23-Mar-2018

02-May-2018

CARVANA CO.

Security

146869102

Meeting Type

Annual

Ticker Symbol

CVNA

Meeting Date

01-May-2018

ISIN

US1468691027

Agenda

934749081 - Management

Record Date

12-Mar-2018

Holding Recon Date

12-Mar-2018

City /

Country

/

United States

Vote Deadline Date

30-Apr-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

Ernie Garcia, III

For

For

2

Ira Platt

For

For

2.

To ratify the selection of the Grant Thornton LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2018.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

165,500

0

23-Mar-2018

02-May-2018

STARWOOD PROPERTY TRUST, INC.

Security

85571B105

Meeting Type

Annual

Ticker Symbol

STWD

Meeting Date

02-May-2018

ISIN

US85571B1052

Agenda

934750476 - Management

Record Date

12-Mar-2018

Holding Recon Date

12-Mar-2018

City /

Country

/

United States

Vote Deadline Date

01-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

Richard D. Bronson

For

For

2

Jeffrey G. Dishner

For

For

3

Camille J. Douglas

For

For

4

Solomon J. Kumin

For

For

5

Barry S. Sternlicht

For

For

6

Strauss Zelnick

For

For

2.

To approve, on an advisory basis, the Company's executive compensation as disclosed in the accompanying proxy statement.

Management

For

For

3.

To ratify the Audit Committee's appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the calendar year ending December 31, 2018.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

350,500

0

24-Mar-2018

03-May-2018

PHYSICIANS REALTY TRUST

Security

71943U104

Meeting Type

Annual

Ticker Symbol

DOC

Meeting Date

03-May-2018

ISIN

US71943U1043

Agenda

934736337 - Management

Record Date

01-Mar-2018

Holding Recon Date

01-Mar-2018

City /

Country

/

United States

Vote Deadline Date

02-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

John T. Thomas

For

For

2

Tommy G. Thompson

For

For

3

Stanton D. Anderson

For

For

4

Mark A. Baumgartner

For

For

5

Albert C. Black, Jr.

For

For

6

William A. Ebinger MD

For

For

7

Pamela J. Kessler

For

For

8

Richard A. Weiss

For

For

2.

To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018.

Management

For

For

3.

To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in the accompanying proxy statement.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

136,000

0

23-Mar-2018

04-May-2018

GCI LIBERTY, INC.

Security

36164V305

Meeting Type

Special

Ticker Symbol

GLIBA

Meeting Date

07-May-2018

ISIN

US36164V3050

Agenda

934771278 - Management

Record Date

14-Mar-2018

Holding Recon Date

14-Mar-2018

City /

Country

/

United States

Vote Deadline Date

04-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

Approve the Agreement and Plan of Merger by and between GCI Liberty, Inc. and GCI Merger Sub, Inc., pursuant to which GCI Liberty, Inc. will merge with and into GCI Merger Sub, Inc., with GCI Merger Sub, Inc. (which shall be renamed GCI Liberty, Inc.) continuing as the surviving corporation and existing under the laws of the State of Delaware.

Management

For

For

2.

A proposal to authorize the adjournment of the special meeting by GCI liberty, inc. to permit further solicitation of proxies, if necessary or appropriate, if sufficient votes are not represented at the special meeting to approve the other proposal to be presented at the special meeting.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

63,701

59,800

04-Apr-2018

08-May-2018

997AL61

GLQ MS PLEDGE

997AL61

STATE STREET BANK & TRUST CO

15,820

0

04-Apr-2018

08-May-2018

BYD COMPANY LIMITED

Security

Y1023R104

Meeting Type

ExtraOrdinary General Meeting

Ticker Symbol

Meeting Date

09-May-2018

ISIN

CNE100000296

Agenda

709069593 - Management

Record Date

06-Apr-2018

Holding Recon Date

06-Apr-2018

City /

Country

SHENZH EN

/

China

Vote Deadline Date

30-Apr-2018

SEDOL(s)

6536651 - B01XKF2 - B0WVS95 - BD8GJR0 - BDDXWZ5

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0318/LTN20180318017.PDF-,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0318/LTN20180318013.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0318/LTN20180318011.PDF

Non-Voting

1

TO CONSIDER AND APPROVE THE ISSUANCE OF ASSET-BACKED SECURITIES (THE "ABS") OF NOT MORE THAN RMB10 BILLION

Management

For

For

2

TO CONSIDER AND APPROVE THE AUTHORISATION TO THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") OR THE PERSON(S) AUTHORISED BY THE BOARD TO DEAL WITH ALL THE MATTERS IN RELATION TO THE ISSUANCE OF ABS

Management

For

For

3

TO CONSIDER AND APPROVE THE AUTHORISATION TO THE BOARD TO DETERMINE THE PROPOSAL FOR THE ISSUANCE OF DEBT FINANCING INSTRUMENT(S)

Management

For

For

4

TO CONSIDER AND APPROVE THE RESOLUTION ON THE ADJUSTMENT TO AND OPTIMISATION OF THE SCOPE OF INVESTMENT PROJECT UNDER THE NON-PUBLIC ISSUANCE AND THE INTRODUCTION OF NEW IMPLEMENTATION ENTITIES

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

242,100

0

20-Mar-2018

04-May-2018

KINDER MORGAN, INC.

Security

49456B101

Meeting Type

Annual

Ticker Symbol

KMI

Meeting Date

09-May-2018

ISIN

US49456B1017

Agenda

934748990 - Management

Record Date

12-Mar-2018

Holding Recon Date

12-Mar-2018

City /

Country

/

United States

Vote Deadline Date

08-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Richard D. Kinder

Management

For

For

1b.

Election of Director: Steven J. Kean

Management

For

For

1c.

Election of Director: Kimberly A. Dang

Management

For

For

1d.

Election of Director: Ted A. Gardner

Management

For

For

1e.

Election of Director: Anthony W. Hall, Jr.

Management

For

For

1f.

Election of Director: Gary L. Hultquist

Management

For

For

1g.

Election of Director: Ronald L. Kuehn, Jr.

Management

For

For

1h.

Election of Director: Deborah A. Macdonald

Management

For

For

1i.

Election of Director: Michael C. Morgan

Management

For

For

1j.

Election of Director: Arthur C. Reichstetter

Management

For

For

1k.

Election of Director: Fayez Sarofim

Management

For

For

1l.

Election of Director: C. Park Shaper

Management

For

For

1m.

Election of Director: William A. Smith

Management

For

For

1n.

Election of Director: Joel V. Staff

Management

For

For

1o.

Election of Director: Robert F. Vagt

Management

For

For

1p.

Election of Director: Perry M. Waughtal

Management

For

For

2.

Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018

Management

For

For

3.

Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement

Management

For

For

4.

Frequency with which we will hold an advisory vote on the compensation of our named executive officers

Management

3 Years

For

5.

Stockholder proposal relating to a report on methane emissions

Shareholder

Against

For

6.

Stockholder proposal relating to an annual sustainability report

Shareholder

Against

For

7.

Stockholder proposal relating to an assessment of the long-term portfolio impacts of scenarios consistent with global climate change policies

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

39,700

216,300

30-Mar-2018

10-May-2018

CARDIOME PHARMA CORP.

Security

14159U301

Meeting Type

Annual and Special Meeting

Ticker Symbol

CRME

Meeting Date

09-May-2018

ISIN

CA14159U3010

Agenda

934792400 - Management

Record Date

02-Apr-2018

Holding Recon Date

02-Apr-2018

City /

Country

/

Canada

Vote Deadline Date

04-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1

DIRECTOR

Management

1

Richard M. Glickman

For

For

2

W. James O'Shea

For

For

3

William L. Hunter

For

For

4

Mark H. Corrigan

For

For

5

Arthur H. Willms

For

For

6

Robert J. Meyer

For

For

2

Appointment of KPMG LLP, Chartered Professional Accountants as auditors of Cardiome Pharma Corp. for the ensuing year and authorizing the directors to fix their remuneration.

Management

For

For

3

In respect of a special resolution (with or without amendment), the full text of which is set forth in Appendix A to the management information circular of Cardiome Pharma Corp. dated April 6, 2018 (the "Circular"), approving an arrangement under section 192 of the Canada Business Corporations Act made in accordance with the arrangement agreement dated March 19, 2018 among Cardiome Pharma Corp., Correvio Pharma Corp. and Cipher Pharmaceuticals Inc., all as more particularly described in the Circular.

Management

For

For

4

To consider, and if thought fit, approve, with or without amendment, an ordinary resolution to approve a stock option plan for Correvio Pharma Corp., as more particularly described in the Circular.

Management

For

For

5

To consider, and if thought fit, approve, with or without amendment, an ordinary resolution to approve a restricted share unit plan for Correvio Pharma Corp., as more particularly described in the Circular.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

7,000

348,500

19-Apr-2018

10-May-2018

EXPRESS SCRIPTS HOLDING COMPANY

Security

30219G108

Meeting Type

Annual

Ticker Symbol

ESRX

Meeting Date

10-May-2018

ISIN

US30219G1085

Agenda

934745716 - Management

Record Date

13-Mar-2018

Holding Recon Date

13-Mar-2018

City /

Country

/

United States

Vote Deadline Date

09-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Maura C. Breen

Management

For

For

1b.

Election of Director: William J. DeLaney

Management

For

For

1c.

Election of Director: Elder Granger, MD, MG, USA (Retired)

Management

For

For

1d.

Election of Director: Nicholas J. LaHowchic

Management

For

For

1e.

Election of Director: Thomas P. Mac Mahon

Management

For

For

1f.

Election of Director: Kathleen M. Mazzarella

Management

For

For

1g.

Election of Director: Frank Mergenthaler

Management

For

For

1h.

Election of Director: Woodrow A. Myers, Jr., MD

Management

For

For

1i.

Election of Director: Roderick A. Palmore

Management

For

For

1j.

Election of Director: George Paz

Management

For

For

1k.

Election of Director: William L. Roper, MD, MPH

Management

For

For

1l.

Election of Director: Seymour Sternberg

Management

For

For

1m.

Election of Director: Timothy Wentworth

Management

For

For

2.

To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for 2018.

Management

For

For

3.

To approve, by non-binding vote, the compensation of the Company's named executive officers.

Management

For

For

4.

Stockholder proposal requesting the Company to report annually to the Board and stockholders identifying whether there exists a gender pay-gap among the Company's employees and other related disclosures.

Shareholder

Against

For

5.

Stockholder proposal requesting the Board annually review and publicly report on its cyber risk.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

100

17,700

29-Mar-2018

11-May-2018

PULTEGROUP, INC.

Security

745867101

Meeting Type

Annual

Ticker Symbol

PHM

Meeting Date

10-May-2018

ISIN

US7458671010

Agenda

934758636 - Management

Record Date

16-Mar-2018

Holding Recon Date

16-Mar-2018

City /

Country

/

United States

Vote Deadline Date

09-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Brian P. Anderson

Management

For

For

1b.

Election of Director: Bryce Blair

Management

For

For

1c.

Election of Director: Richard W. Dreiling

Management

For

For

1d.

Election of Director: Thomas J. Folliard

Management

For

For

1e.

Election of Director: Cheryl W. Grise

Management

For

For

1f.

Election of Director: Andre J. Hawaux

Management

For

For

1g.

Election of Director: Ryan R. Marshall

Management

For

For

1h.

Election of Director: John R. Peshkin

Management

For

For

1i.

Election of Director: Scott F. Powers

Management

For

For

1j.

Election of Director: William J. Pulte

Management

For

For

2.

The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2018.

Management

For

For

3.

Say on Pay - An advisory vote to approve executive compensation.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

100

27,500

29-Mar-2018

11-May-2018

BOSTON SCIENTIFIC CORPORATION

Security

101137107

Meeting Type

Annual

Ticker Symbol

BSX

Meeting Date

10-May-2018

ISIN

US1011371077

Agenda

934758751 - Management

Record Date

16-Mar-2018

Holding Recon Date

16-Mar-2018

City /

Country

/

United States

Vote Deadline Date

09-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Nelda J. Connors

Management

For

For

1b.

Election of Director: Charles J. Dockendorff

Management

For

For

1c.

Election of Director: Yoshiaki Fujimori

Management

For

For

1d.

Election of Director: Donna A. James

Management

For

For

1e.

Election of Director: Edward J. Ludwig

Management

For

For

1f.

Election of Director: Stephen P. MacMillan

Management

For

For

1g.

Election of Director: Michael F. Mahoney

Management

For

For

1h.

Election of Director: David J. Roux

Management

For

For

1i.

Election of Director: John E. Sununu

Management

For

For

1j.

Election of Director: Ellen M. Zane

Management

For

For

2.

To approve, on a non-binding, advisory basis, named executive officer compensation.

Management

For

For

3.

To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2018 fiscal year.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

13,100

10,900

29-Mar-2018

11-May-2018

997AL61

GLQ MS PLEDGE

997AL61

STATE STREET BANK & TRUST CO

30,000

0

29-Mar-2018

11-May-2018

FAIRWAY ENERGY

Security

30605H108

Meeting Type

Special

Ticker Symbol

FRWYZ

Meeting Date

11-May-2018

ISIN

US30605H1086

Agenda

934807756 - Management

Record Date

05-Apr-2018

Holding Recon Date

05-Apr-2018

City /

Country

/

United States

Vote Deadline Date

10-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

To remove the current director of the Board of Directors of Fairway Energy GP, LLC: Porter Bennett

Shareholder

Against

For

1b.

To remove the current director of the Board of Directors of Fairway Energy GP, LLC: Christopher C. Hilgert

Shareholder

Against

For

1c.

To remove the current director of the Board of Directors of Fairway Energy GP, LLC: J. Chris Jones

Shareholder

Against

For

1d.

To remove the current director of the Board of Directors of Fairway Energy GP, LLC: Arthur L. Smith

Shareholder

Against

For

1e.

To remove the current director of the Board of Directors of Fairway Energy GP, LLC: Nicholas S. Swyka, Jr.

Shareholder

Against

For

1f.

To remove the current director of the Board of Directors of Fairway Energy GP, LLC: William T. Wilson

Shareholder

Against

For

1g.

To remove the current director of the Board of Directors of Fairway Energy GP, LLC: Jim P. Wise

Shareholder

Against

For

2a.

Election of Member of Board of Directors of Fairway Energy GP, LLC: Porter Bennett

Management

For

For

2b.

Election of Member of Board of Directors of Fairway Energy GP, LLC: Christopher C. Hilgert

Management

For

For

2c.

Election of Member of Board of Directors of Fairway Energy GP, LLC: J. Chris Jones

Management

For

For

2d.

Election of Member of Board of Directors of Fairway Energy GP, LLC: Arthur L. Smith

Management

For

For

2e.

Election of Member of Board of Directors of Fairway Energy GP, LLC: Nicholas S. Swyka, Jr.

Management

For

For

2f.

Election of Member of Board of Directors of Fairway Energy GP, LLC: William T. Wilson

Management

For

For

2g.

Election of Member of Board of Directors of Fairway Energy GP, LLC: Jim P. Wise

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL28

GLQ

997AL28

STATE STREET BANK & TRUST CO

217,600

0

27-Apr-2018

14-May-2018

THE GABELLI EQUITY TRUST INC.

Security

362397101

Meeting Type

Annual

Ticker Symbol

GAB

Meeting Date

14-May-2018

ISIN

US3623971013

Agenda

934764867 - Management

Record Date

16-Mar-2018

Holding Recon Date

16-Mar-2018

City /

Country

/

United States

Vote Deadline Date

11-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

Michael J. Ferrantino

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

106,400

0

31-Mar-2018

15-May-2018

ARES CAPITAL CORPORATION

Security

04010L103

Meeting Type

Special

Ticker Symbol

ARCC

Meeting Date

14-May-2018

ISIN

US04010L1035

Agenda

934768358 - Management

Record Date

16-Mar-2018

Holding Recon Date

16-Mar-2018

City /

Country

/

United States

Vote Deadline Date

11-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1

To authorize the Company, with the approval of its board of directors, to sell or otherwise issue shares of its common stock at a price below its then current net asset value per share subject to the limitations set forth in the proxy statement for the special meeting of stockholders.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

390,200

0

03-Apr-2018

15-May-2018

997AL61

GLQ MS PLEDGE

997AL61

STATE STREET BANK & TRUST CO

15,600

0

03-Apr-2018

15-May-2018

ARES CAPITAL CORPORATION

Security

04010L103

Meeting Type

Annual

Ticker Symbol

ARCC

Meeting Date

14-May-2018

ISIN

US04010L1035

Agenda

934771177 - Management

Record Date

16-Mar-2018

Holding Recon Date

16-Mar-2018

City /

Country

/

United States

Vote Deadline Date

11-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Class II Director: Steve Bartlett

Management

For

For

1b.

Election of Class II Director: Robert L. Rosen

Management

For

For

1c.

Election of Class II Director: Bennett Rosenthal

Management

For

For

2.

To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

390,200

0

04-Apr-2018

15-May-2018

997AL61

GLQ MS PLEDGE

997AL61

STATE STREET BANK & TRUST CO

15,600

0

04-Apr-2018

15-May-2018

FIRST REPUBLIC BANK

Security

33616C100

Meeting Type

Annual

Ticker Symbol

FRC

Meeting Date

15-May-2018

ISIN

US33616C1009

Agenda

934753458 - Management

Record Date

16-Mar-2018

Holding Recon Date

16-Mar-2018

City /

Country

/

United States

Vote Deadline Date

14-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: James H. Herbert, II

Management

For

For

1b.

Election of Director: Katherine August-deWilde

Management

For

For

1c.

Election of Director: Thomas J. Barrack, Jr.

Management

For

For

1d.

Election of Director: Frank J. Fahrenkopf, Jr.

Management

For

For

1e.

Election of Director: L. Martin Gibbs

Management

For

For

1f.

Election of Director: Boris Groysberg

Management

For

For

1g.

Election of Director: Sandra R. Hernandez

Management

For

For

1h.

Election of Director: Pamela J. Joyner

Management

For

For

1i.

Election of Director: Reynold Levy

Management

For

For

1j.

Election of Director: Duncan L. Niederauer

Management

For

For

1k.

Election of Director: George G.C. Parker

Management

For

For

1l.

Election of Director: Cheryl Spielman

Management

For

For

2.

To ratify the appointment of KPMG LLP as independent auditor of First Republic Bank for the fiscal year ended December 31, 2018.

Management

For

For

3.

To approve, by advisory (non-binding) vote, the compensation of our executive officers (a "say on pay" vote).

Management

For

For

4.

A shareholder proposal requesting that First Republic Bank prepare a diversity report to include specific additional disclosure relating to EEOC-defined metrics and details on related policies and programs.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

5,100

0

03-Apr-2018

16-May-2018

997AL61

GLQ MS PLEDGE

997AL61

STATE STREET BANK & TRUST CO

10,000

0

03-Apr-2018

16-May-2018

JPMORGAN CHASE & CO.

Security

46625H100

Meeting Type

Annual

Ticker Symbol

JPM

Meeting Date

15-May-2018

ISIN

US46625H1005

Agenda

934764463 - Management

Record Date

16-Mar-2018

Holding Recon Date

16-Mar-2018

City /

Country

/

United States

Vote Deadline Date

14-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Linda B. Bammann

Management

For

For

1b.

Election of Director: James A. Bell

Management

For

For

1c.

Election of Director: Stephen B. Burke

Management

For

For

1d.

Election of Director: Todd A. Combs

Management

For

For

1e.

Election of Director: James S. Crown

Management

For

For

1f.

Election of Director: James Dimon

Management

For

For

1g.

Election of Director: Timothy P. Flynn

Management

For

For

1h.

Election of Director: Mellody Hobson

Management

For

For

1i.

Election of Director: Laban P. Jackson Jr.

Management

For

For

1j.

Election of Director: Michael A. Neal

Management

For

For

1k.

Election of Director: Lee R. Raymond

Management

For

For

1l.

Election of Director: William C. Weldon

Management

For

For

2.

Ratification of special meeting provisions in the Firm's By- Laws

Management

For

For

3.

Advisory resolution to approve executive compensation

Management

For

For

4.

Approval of Amended and Restated Long-Term Incentive Plan effective May 15, 2018

Management

For

For

5.

Ratification of independent registered public accounting firm

Management

For

For

6.

Independent Board chairman

Shareholder

Against

For

7.

Vesting for government service

Shareholder

Against

For

8.

Proposal to report on investments tied to genocide

Shareholder

Against

For

9.

Cumulative Voting

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

100

48,000

06-Apr-2018

16-May-2018

ARBOR REALTY TRUST, INC.

Security

038923108

Meeting Type

Annual

Ticker Symbol

ABR

Meeting Date

15-May-2018

ISIN

US0389231087

Agenda

934785467 - Management

Record Date

02-Apr-2018

Holding Recon Date

02-Apr-2018

City /

Country

/

United States

Vote Deadline Date

14-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

William Helmreich

For

For

2

William C. Green

For

For

2.

Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm of Arbor Realty Trust, Inc. for fiscal year 2018.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

172,300

0

12-Apr-2018

16-May-2018

TENCENT HOLDINGS LIMITED

Security

G87572163

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

16-May-2018

ISIN

KYG875721634

Agenda

709223553 - Management

Record Date

10-May-2018

Holding Recon Date

10-May-2018

City /

Country

HONG KONG

/

Cayman Islands

Vote Deadline Date

09-May-2018

SEDOL(s)

BD8NG70 - BDDXGP3 - BMMV2K8 - BMN9869 - BMNDJT1 - BP3RXY7

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0410/LTN20180410937.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0410/LTN20180410939.PDF

Non-Voting

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING

Non-Voting

1

TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2017

Management

For

For

2

TO DECLARE A FINAL DIVIDEND

Management

For

For

3.A

TO RE-ELECT MR LI DONG SHENG AS DIRECTOR

Management

For

For

3.B

TO RE-ELECT MR IAIN FERGUSON BRUCE AS DIRECTOR

Management

For

For

3.C

TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION

Management

For

For

4

APPROVE PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

Management

For

For

5

TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES

Management

For

For

6

TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES

Management

For

For

CMMT

PLEASE NOTE THAT RESOLUTION 7 IS CONDITIONAL UPON PASSING OF RESOLUTION NO 5-AND 6. THANK YOU

Non-Voting

7

TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED

Management

For

For

CMMT

16 APR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT IN RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

Non-Voting

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

13,400

0

12-Apr-2018

10-May-2018

ALIGN TECHNOLOGY, INC.

Security

016255101

Meeting Type

Annual

Ticker Symbol

ALGN

Meeting Date

16-May-2018

ISIN

US0162551016

Agenda

934756567 - Management

Record Date

21-Mar-2018

Holding Recon Date

21-Mar-2018

City /

Country

/

United States

Vote Deadline Date

15-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Kevin J. Dallas

Management

For

For

1b.

Election of Director: Joseph M. Hogan

Management

For

For

1c.

Election of Director: Joseph Lacob

Management

For

For

1d.

Election of Director: C. Raymond Larkin, Jr.

Management

For

For

1e.

Election of Director: George J. Morrow

Management

For

For

1f.

Election of Director: Thomas M. Prescott

Management

For

For

1g.

Election of Director: Andrea L. Saia

Management

For

For

1h.

Election of Director: Greg J. Santora

Management

For

For

1i.

Election of Director: Susan E. Siegel

Management

For

For

1j.

Election of Director: Warren S. Thaler

Management

For

For

2.

Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Align Technology, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2018.

Management

For

For

3.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

1,550

2,900

07-Apr-2018

17-May-2018

WAYFAIR INC

Security

94419L101

Meeting Type

Annual

Ticker Symbol

W

Meeting Date

16-May-2018

ISIN

US94419L1017

Agenda

934760225 - Management

Record Date

21-Mar-2018

Holding Recon Date

21-Mar-2018

City /

Country

/

United States

Vote Deadline Date

15-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Niraj Shah

Management

For

For

1b.

Election of Director: Steven Conine

Management

For

For

1c.

Election of Director: Julie Bradley

Management

For

For

1d.

Election of Director: Robert Gamgort

Management

For

For

1e.

Election of Director: Michael Kumin

Management

For

For

1f.

Election of Director: James Miller

Management

For

For

1g.

Election of Director: Jeffrey Naylor

Management

For

For

1h.

Election of Director: Romero Rodrigues

Management

For

For

2.

To ratify the appointment of Ernst & Young LLP as the Corporation's independent registered public accountants for the fiscal year ending December 31, 2018.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

100

10,900

05-Apr-2018

17-May-2018

COUNTRY GARDEN HOLDINGS COMPANY LIMITED

Security

G24524103

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

17-May-2018

ISIN

KYG245241032

Agenda

709260448 - Management

Record Date

11-May-2018

Holding Recon Date

11-May-2018

City /

Country

HONG KONG

/

Cayman Islands

Vote Deadline Date

07-May-2018

SEDOL(s)

B1VKYN6 - B1W6YY4 - B1WGSJ7 - BD8NKW3 - BP3RTG1

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0413/LTN20180413461.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0413/LTN20180413423.pdf

Non-Voting

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING

Non-Voting

1

TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2017

Management

For

For

2

TO DECLARE A FINAL DIVIDEND OF RMB24.95 CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2017

Management

For

For

3A1

TO RE-ELECT MR. YEUNG KWOK YEUNG AS AN EXECUTIVE DIRECTOR OF THE COMPANY

Management

For

For

3A2

TO RE-ELECT MS. YANG ZIYING AS AN EXECUTIVE DIRECTOR OF THE COMPANY

Management

For

For

3A3

TO RE-ELECT MR. YANG ZHICHENG AS AN EXECUTIVE DIRECTOR OF THE COMPANY

Management

For

For

3A4

TO RE-ELECT MR. TONG WUI TUNG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY

Management

For

For

3A5

TO RE-ELECT MR. HUANG HONGYAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY

Management

For

For

3.B

TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE DIRECTORS' REMUNERATION OF THE COMPANY

Management

For

For

4

TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION

Management

For

For

5

TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE NEW SHARES NOT EXCEEDING 20% OF THE ISSUED SHARES OF THE COMPANY

Management

For

For

6

TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO BUY BACK SHARES NOT EXCEEDING 10% OF THE ISSUED SHARES OF THE COMPANY

Management

For

For

7

TO EXTEND THE GENERAL MANDATE TO BE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE NEW SHARES OF THE COMPANY BY ADDING TO IT THE NUMBER OF SHARES BOUGHT BACK UNDER THE GENERAL MANDATE TO BUY BACK SHARES OF THE COMPANY

Management

For

For

8

TO APPROVE THE ADOPTION OF THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

953,000

0

14-Apr-2018

11-May-2018

COUNTRY GARDEN HOLDINGS COMPANY LIMITED

Security

G24524103

Meeting Type

ExtraOrdinary General Meeting

Ticker Symbol

Meeting Date

17-May-2018

ISIN

KYG245241032

Agenda

709355881 - Management

Record Date

11-May-2018

Holding Recon Date

11-May-2018

City /

Country

HONG KONG

/

Cayman Islands

Vote Deadline Date

07-May-2018

SEDOL(s)

B1VKYN6 - B1W6YY4 - B1WGSJ7 - BD8NKW3 - BP3RTG1

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0427/LTN20180427840.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0427/LTN20180427986.PDF

Non-Voting

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1 AND 2, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING

Non-Voting

1

TO APPROVE THE CGS SHARE OPTION SCHEME (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 30 APRIL 2018)

Management

For

For

2

TO APPROVE THE GRANT OF SHARE OPTIONS TO MR. MO BIN UNDER THE CGS SHARE OPTION SCHEME

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

953,000

0

28-Apr-2018

11-May-2018

COMMUNITY HEALTHCARE TRUST INCORPORATED

Security

20369C106

Meeting Type

Annual

Ticker Symbol

CHCT

Meeting Date

17-May-2018

ISIN

US20369C1062

Agenda

934766885 - Management

Record Date

16-Mar-2018

Holding Recon Date

16-Mar-2018

City /

Country

/

United States

Vote Deadline Date

16-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

Alan Gardner

For

For

2

Claire Gulmi

For

For

3

Robert Hensley

For

For

4

Lawrence Van Horn

For

For

5

Timothy Wallace

For

For

2.

To ratify the appointment of BDO USA, LLP as the Company's independent registered public accountants for 2018.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

45,800

0

03-Apr-2018

18-May-2018

TPG SPECIALTY LENDING, INC.

Security

87265K102

Meeting Type

Special

Ticker Symbol

TSLX

Meeting Date

17-May-2018

ISIN

US87265K1025

Agenda

934771038 - Management

Record Date

19-Mar-2018

Holding Recon Date

19-Mar-2018

City /

Country

/

United States

Vote Deadline Date

16-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

To approve a proposal to authorize the Company to sell or otherwise issue shares of its common stock at a price below its then-current net asset value per share in one or more offerings, in each case subject to the approval of its board of directors and subject to the conditions set forth in the accompanying proxy statement.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

49,500

0

04-Apr-2018

18-May-2018

TPG SPECIALTY LENDING, INC.

Security

87265K102

Meeting Type

Annual

Ticker Symbol

TSLX

Meeting Date

17-May-2018

ISIN

US87265K1025

Agenda

934771317 - Management

Record Date

19-Mar-2018

Holding Recon Date

19-Mar-2018

City /

Country

/

United States

Vote Deadline Date

16-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

Richard Higginbotham

For

For

2

Ronald Tanemura

For

For

2.

To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

49,500

0

04-Apr-2018

18-May-2018

VERTEX PHARMACEUTICALS INCORPORATED

Security

92532F100

Meeting Type

Annual

Ticker Symbol

VRTX

Meeting Date

17-May-2018

ISIN

US92532F1003

Agenda

934800574 - Management

Record Date

29-Mar-2018

Holding Recon Date

29-Mar-2018

City /

Country

/

United States

Vote Deadline Date

16-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.1

Election of Class I Director: Sangeeta N. Bhatia

Management

For

For

1.2

Election of Class I Director: Jeffrey M. Leiden

Management

For

For

1.3

Election of Class I Director: Bruce I. Sachs

Management

For

For

2.

Amendments to our charter and by-laws to eliminate supermajority provisions.

Management

For

For

3.

Amendment and restatement of our 2013 Stock and Option Plan, to among other things, increase the number of shares available under the plan by 8.0 million shares.

Management

For

For

4.

Ratification of Ernst & Young LLP as our Independent Registered Public Accounting firm for the year ending December 31, 2018.

Management

For

For

5.

Advisory vote on named executive officer compensation.

Management

For

For

6.

Shareholder proposal, if properly presented at the meeting, requesting that we prepare a report on the risks to us of rising drug prices.

Shareholder

Against

For

7.

Shareholder proposal, if properly presented at the meeting, requesting that we prepare a report on our policies and activities with respect to lobbying.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

4,450

2,900

24-Apr-2018

18-May-2018

AMGEN INC.

Security

031162100

Meeting Type

Annual

Ticker Symbol

AMGN

Meeting Date

22-May-2018

ISIN

US0311621009

Agenda

934775101 - Management

Record Date

23-Mar-2018

Holding Recon Date

23-Mar-2018

City /

Country

/

United States

Vote Deadline Date

21-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Dr. Wanda M. Austin

Management

For

For

1b.

Election of Director: Mr. Robert A. Bradway

Management

For

For

1c.

Election of Director: Dr. Brian J. Druker

Management

For

For

1d.

Election of Director: Mr. Robert A. Eckert

Management

For

For

1e.

Election of Director: Mr. Greg C. Garland

Management

For

For

1f.

Election of Director: Mr. Fred Hassan

Management

For

For

1g.

Election of Director: Dr. Rebecca M. Henderson

Management

For

For

1h.

Election of Director: Mr. Frank C. Herringer

Management

For

For

1i.

Election of Director: Mr. Charles M. Holley, Jr.

Management

For

For

1j.

Election of Director: Dr. Tyler Jacks

Management

For

For

1k.

Election of Director: Ms. Ellen J. Kullman

Management

For

For

1l.

Election of Director: Dr. Ronald D. Sugar

Management

For

For

1m.

Election of Director: Dr. R. Sanders Williams

Management

For

For

2.

Advisory vote to approve our executive compensation.

Management

For

For

3.

To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2018.

Management

For

For

4.

Stockholder proposal for an annual report on the extent to which risks related to public concern over drug pricing strategies are integrated into our executive incentive compensation.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

100

7,600

12-Apr-2018

23-May-2018

PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.

Security

Y69790106

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

23-May-2018

ISIN

CNE1000003X6

Agenda

709365577 - Management

Record Date

20-Apr-2018

Holding Recon Date

20-Apr-2018

City /

Country

SHENZH EN

/

China

Vote Deadline Date

14-May-2018

SEDOL(s)

B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 898423 DUE TO ADDITION OF- RESOLUTIONS 10 AND 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU

Non-Voting

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0403/LTN201804031156.PDF,

Non-Voting

1

TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2017

Management

For

For

2

TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2017

Management

For

For

3

TO CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2017 AND ITS SUMMARY

Management

For

For

4

TO CONSIDER AND APPROVE THE REPORT OF FINAL ACCOUNTS OF THE COMPANY FOR THE YEAR 2017 INCLUDING THE AUDIT REPORT AND AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2017

Management

For

For

5

TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2017 AND THE PROPOSED DISTRIBUTION OF FINAL DIVIDENDS

Management

For

For

6

TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF AUDITORS OF THE COMPANY FOR THE YEAR 2018, RE- APPOINTING PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE PRC AUDITOR AND PRICEWATERHOUSECOOPERS AS THE

Management

For

For

INTERNATIONAL AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND AUTHORIZING THE BOARD TO RE-AUTHORIZE THE MANAGEMENT OF THE COMPANY TO FIX THEIR REMUNERATION

7.1

TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. MA MINGZHE AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD

Management

For

For

7.2

TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. SUN JIANYI AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD

Management

For

For

7.3

TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. REN HUICHUAN AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD

Management

For

For

7.4

TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. YAO JASON BO AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD

Management

For

For

7.5

TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. LEE YUANSIONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD

Management

For

For

7.6

TO CONSIDER AND APPROVE THE RE-ELECTION OF MS. CAI FANGFANG AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD

Management

For

For

7.7

TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. SOOPAKIJ CHEARAVANONT AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD

Management

For

For

7.8

TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. YANG XIAOPING AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD

Management

For

For

7.9

TO CONSIDER AND APPROVE THE ELECTION OF MR. WANG YONGJIAN AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD

Management

For

For

7.10

TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. LIU CHONG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD

Management

For

For

7.11

TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. YIP DICKY PETER AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD

Management

For

For

7.12

TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. WONG OSCAR SAI HUNG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD

Management

For

For

7.13

TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. SUN DONGDONG AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD

Management

For

For

7.14

TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. GE MING AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD

Management

For

For

7.15

TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. OUYANG HUI AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD

Management

For

For

8.1

TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. GU LIJI AS AN INDEPENDENT SUPERVISOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 9TH SESSION OF THE SUPERVISORY COMMITTEE

Management

For

For

8.2

TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. HUANG BAOKUI AS AN INDEPENDENT SUPERVISOR OF THE COMPANY TO HOLD NO OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 9TH SESSION OF THE SUPERVISORY COMMITTEE

Management

For

For

8.3

TO CONSIDER AND APPROVE THE RE-ELECTION OF MS. ZHANG WANGJIN AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 9TH SESSION OF THE SUPERVISORY COMMITTEE

Management

For

For

9

TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED GRANT OF THE GENERAL MANDATE BY THE GENERAL MEETING TO THE BOARD TO ISSUE H SHARES, I.E. THE GRANT OF A GENERAL MANDATE TO THE BOARD TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL H SHARES NOT EXCEEDING 20% OF THE AGGREGATE

Management

For

For

NOMINAL AMOUNT OF THE H SHARES OF THE COMPANY IN ISSUE, REPRESENTING UP TO LIMIT OF 8.15% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE, AT A DISCOUNT (IF ANY) OF NO MORE THAN 10% (RATHER THAN 20% AS LIMITED UNDER THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED) TO THE BENCHMARK PRICE (AS DEFINED IN THE MATERIALS FOR THE COMPANY'S 2017 ANNUAL GENERAL MEETING) AND AUTHORIZE THE BOARD TO MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUANCE OF H SHARES

10

TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE 30TH ANNIVERSARY SPECIAL DIVIDEND OF THE COMPANY

Management

For

For

11

TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE SHANGHAI JAHWA EQUITY INCENTIVE SCHEME

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

145,200

0

01-May-2018

17-May-2018

SERVICE CORPORATION INTERNATIONAL

Security

817565104

Meeting Type

Annual

Ticker Symbol

SCI

Meeting Date

23-May-2018

ISIN

US8175651046

Agenda

934762142 - Management

Record Date

26-Mar-2018

Holding Recon Date

26-Mar-2018

City /

Country

/

United States

Vote Deadline Date

22-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

Anthony L. Coelho

For

For

2

Jakki L. Haussler

For

For

3

Sara Martinez Tucker

For

For

4

Marcus A. Watts

For

For

5

Edward E. Williams

For

For

2.

To approve the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year ending December 31, 2018.

Management

For

For

3.

To approve, by advisory vote, named executive officer compensation.

Management

For

For

4.

To approve the declassification of the Board of Directors.

Management

For

For

5.

To approve the elimination of certain supermajority vote requirements in our restated articles of incorporation and bylaws.

Management

For

For

6.

To approve the reduction of the supermajority vote requirement to approve business combinations with interested shareholders.

Management

For

For

7.

To approve the shareholder proposal to require independent board chairman.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

100

22,900

13-Apr-2018

24-May-2018

ILLUMINA, INC.

Security

452327109

Meeting Type

Annual

Ticker Symbol

ILMN

Meeting Date

23-May-2018

ISIN

US4523271090

Agenda

934776696 - Management

Record Date

29-Mar-2018

Holding Recon Date

29-Mar-2018

City /

Country

/

United States

Vote Deadline Date

22-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Jay T. Flatley

Management

For

For

1b.

Election of Director: John W. Thompson

Management

For

For

1c.

Election of Director: Gary S. Guthart, Ph.D.

Management

For

For

2.

To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 30, 2018.

Management

For

For

3.

To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement.

Management

For

For

4.

To approve, on an advisory basis, a stockholder proposal to elect each director annually.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

150

6,000

07-Apr-2018

24-May-2018

MORGAN STANLEY

Security

617446448

Meeting Type

Annual

Ticker Symbol

MS

Meeting Date

24-May-2018

ISIN

US6174464486

Agenda

934776901 - Management

Record Date

26-Mar-2018

Holding Recon Date

26-Mar-2018

City /

Country

/

United States

Vote Deadline Date

23-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Elizabeth Corley

Management

For

For

1b.

Election of Director: Alistair Darling

Management

For

For

1c.

Election of Director: Thomas H. Glocer

Management

For

For

1d.

Election of Director: James P. Gorman

Management

For

For

1e.

Election of Director: Robert H. Herz

Management

For

For

1f.

Election of Director: Nobuyuki Hirano

Management

For

For

1g.

Election of Director: Jami Miscik

Management

For

For

1h.

Election of Director: Dennis M. Nally

Management

For

For

1i.

Election of Director: Hutham S. Olayan

Management

For

For

1j.

Election of Director: Ryosuke Tamakoshi

Management

For

For

1k.

Election of Director: Perry M. Traquina

Management

For

For

1l.

Election of Director: Rayford Wilkins, Jr.

Management

For

For

2.

To ratify the appointment of Deloitte & Touche LLP as independent auditor

Management

For

For

3.

To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote)

Management

For

For

4.

Shareholder proposal regarding a policy to prohibit vesting of deferred equity awards for senior executives who resign to enter government service

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL61

GLQ MS PLEDGE

997AL61

STATE STREET BANK & TRUST CO

15,200

0

07-Apr-2018

25-May-2018

AMAZON.COM, INC.

Security

023135106

Meeting Type

Annual

Ticker Symbol

AMZN

Meeting Date

30-May-2018

ISIN

US0231351067

Agenda

934793224 - Management

Record Date

05-Apr-2018

Holding Recon Date

05-Apr-2018

City /

Country

/

United States

Vote Deadline Date

29-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Jeffrey P. Bezos

Management

For

For

1b.

Election of Director: Tom A. Alberg

Management

For

For

1c.

Election of Director: Jamie S. Gorelick

Management

For

For

1d.

Election of Director: Daniel P. Huttenlocher

Management

For

For

1e.

Election of Director: Judith A. McGrath

Management

For

For

1f.

Election of Director: Jonathan J. Rubinstein

Management

For

For

1g.

Election of Director: Thomas O. Ryder

Management

For

For

1h.

Election of Director: Patricia Q. Stonesifer

Management

For

For

1i.

Election of Director: Wendell P. Weeks

Management

For

For

2.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS

Management

For

For

3.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

Management

For

For

4.

SHAREHOLDER PROPOSAL REGARDING DIVERSE BOARD CANDIDATES

Shareholder

Against

For

5.

SHAREHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN INDEPENDENT BOARD CHAIR

Shareholder

Against

For

6.

SHAREHOLDER PROPOSAL REGARDING VOTE- COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

175

3,600

20-Apr-2018

31-May-2018

GLOBAL MEDICAL REIT INC.

Security

37954A204

Meeting Type

Annual

Ticker Symbol

GMRE

Meeting Date

30-May-2018

ISIN

US37954A2042

Agenda

934794048 - Management

Record Date

04-Apr-2018

Holding Recon Date

04-Apr-2018

City /

Country

/

United States

Vote Deadline Date

29-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

Jeffrey Busch

For

For

2

Henry Cole

For

For

3

Matthew L. Cypher, Ph.D

For

For

4

Zhang Jingguo

For

For

5

Ronald Marston

For

For

6

Dr. Roscoe Moore

For

For

7

Zhang Huiqi

For

For

8

Lori Beth Wittman

For

For

2.

Advisory vote to approve the compensation of the Company's named executive officers.

Management

For

For

3.

Advisory vote on the frequency of the advisory vote on the compensation of the Company's named executive officers.

Management

3 Years

Against

4.

To ratify the appointment of MaloneBailey, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

121,000

0

21-Apr-2018

31-May-2018

CRISPR THERAPEUTICS AG

Security

H17182108

Meeting Type

Annual

Ticker Symbol

CRSP

Meeting Date

30-May-2018

ISIN

CH0334081137

Agenda

934795420 - Management

Record Date

02-Apr-2018

Holding Recon Date

02-Apr-2018

City /

Country

/

Switzerland

Vote Deadline Date

29-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

The approval of the annual report, the consolidated financial statements and the statutory financial statements of the Company for the year ended December 31, 2017.

Management

For

For

2.

The approval of the appropriation of financial results.

Management

For

For

3.

The discharge of the members of the Board of Directors and Executive Committee.

Management

For

For

4a.

Re-election of the member to the Board of Director: Rodger Novak, M.D. (as member and Chairman)

Management

For

For

4b.

Election of the member to the Board of Director: Samarth Kulkarni, Ph.D.

Management

For

For

4c.

Re-election of the member to the Board of Director: Bradley Bolzon, Ph.D.

Management

For

For

4d.

Re-election of the member to the Board of Director: Ali Behbahani, M.D.

Management

For

For

4e.

Re-election of the member to the Board of Director: Pablo Cagnoni, M.D.

Management

For

For

4f.

Re-election of the member to the Board of Director: Kurt von Emster

Management

For

For

4g.

Re-election of the member to the Board of Director: Simeon J. George, M.D.

Management

For

For

4h.

Re-election of the member to the Board of Director: Thomas Woiwode, Ph.D.

Management

For

For

5a.

Re-election of the member of the Compensation Committee: Thomas Woiwode, Ph.D.

Management

For

For

5b.

Re-election of the member of the Compensation Committee: Pablo Cagnoni, M.D.

Management

For

For

5c.

Re-election of the member of the Compensation Committee: Simeon J. George, M.D.

Management

For

For

6a.

Binding vote on total non-performance-related compensation for members of the Board of Directors from the 2018 Annual General Meeting to the 2019 annual general meeting of shareholders.

Management

For

For

6b.

Binding vote on equity for members of the Board of Directors from the 2018 Annual General Meeting to the 2019 annual general meeting of shareholders.

Management

For

For

6c.

Binding vote on total non-performance-related compensation for members of the Executive Committee from July 1, 2018 to June 30, 2019.

Management

For

For

6d.

Binding vote on total variable compensation for members of the Executive Committee for the current year ending December 31, 2018.

Management

For

For

6e.

Binding vote on equity for members of the Executive Committee from the 2018 Annual General Meeting to the 2019 annual general meeting of shareholders.

Management

For

For

7.

The approval of an increase in the Conditional Share Capital for Employee Benefit Plans.

Management

For

For

8.

The approval of the CRISPR Therapeutics AG 2018 Stock Option and Incentive Plan.

Management

For

For

9.

The approval of increasing the maximum number of authorized share capital and extending the date by which the Board of Directors may increase authorized share capital.

Management

For

For

10.

The re-election of the independent voting rights representative.

Management

For

For

11.

The re-election of the auditors.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL28

GLQ

997AL28

STATE STREET BANK & TRUST CO

49,700

0

19-Apr-2018

31-May-2018

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

167

36,300

19-Apr-2018

31-May-2018

GTT COMMUNICATIONS, INC.

Security

362393100

Meeting Type

Annual

Ticker Symbol

GTT

Meeting Date

30-May-2018

ISIN

US3623931009

Agenda

934816717 - Management

Record Date

02-Apr-2018

Holding Recon Date

02-Apr-2018

City /

Country

/

United States

Vote Deadline Date

29-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

Richard D. Calder, Jr.

For

For

2

H. Brian Thompson

For

For

3

S. Joseph Bruno

For

For

4

Rhodric C. Hackman

For

For

5

Howard E. Janzen

For

For

6

Nick Adamo

For

For

7

Theodore B. Smith, III

For

For

8

Elizabeth Satin

For

For

9

Julius Erving

For

For

2.

Proposal to approve the non-binding advisory resolution relating to the compensation of our named executive officers.

Management

For

For

3.

Proposal to approve, for purposes of Section 312.03 of the New York Stock Exchange Listed Company Manual, the issuance of the shares of common stock issuable upon the conversion of the Series A Preferred Stock.

Management

For

For

4.

Proposal to approve the 2018 Stock Option and Incentive Plan.

Management

For

For

5.

Ratification of the appointment of CohnReznick LLP as our independent registered public accounting firm for current fiscal year ending December 31, 2018.

Management

For

For

6.

Proposal to approve and authorize any adjournments of the Annual Meeting, if necessary or appropriate, to permit the solicitation of additional proxies if there are not sufficient votes at the time of the Annual Meeting to adopt Proposal number 3.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL28

GLQ

997AL28

STATE STREET BANK & TRUST CO

2,000

0

04-May-2018

31-May-2018

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

21,100

0

04-May-2018

31-May-2018

LOGMEIN, INC

Security

54142L109

Meeting Type

Annual

Ticker Symbol

LOGM

Meeting Date

31-May-2018

ISIN

US54142L1098

Agenda

934777864 - Management

Record Date

02-Apr-2018

Holding Recon Date

02-Apr-2018

City /

Country

/

United States

Vote Deadline Date

30-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A

Election of Class III Director: Michael K. Simon

Management

For

For

1B

Election of Class III Director: Edwin J. Gillis

Management

For

For

1C

Election of Class III Director: Sara C. Andrews

Management

For

For

2.

Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year ending December 31, 2018.

Management

For

For

3.

Advisory vote for the approval of the Company's executive compensation.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

1,300

21,600

14-Apr-2018

01-Jun-2018

FACEBOOK, INC.

Security

30303M102

Meeting Type

Annual

Ticker Symbol

FB

Meeting Date

31-May-2018

ISIN

US30303M1027

Agenda

934793034 - Management

Record Date

06-Apr-2018

Holding Recon Date

06-Apr-2018

City /

Country

/

United States

Vote Deadline Date

30-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

Marc L. Andreessen

For

For

2

Erskine B. Bowles

For

For

3

Kenneth I. Chenault

For

For

4

S. D. Desmond-Hellmann

For

For

5

Reed Hastings

For

For

6

Jan Koum

For

For

7

Sheryl K. Sandberg

For

For

8

Peter A. Thiel

For

For

9

Mark Zuckerberg

For

For

2.

To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2018.

Management

For

For

3.

A stockholder proposal regarding change in stockholder voting.

Shareholder

Against

For

4.

A stockholder proposal regarding a risk oversight committee.

Shareholder

Against

For

5.

A stockholder proposal regarding simple majority vote.

Shareholder

Against

For

6.

A stockholder proposal regarding a content governance report.

Shareholder

Against

For

7.

A stockholder proposal regarding median pay by gender.

Shareholder

Against

For

8.

A stockholder proposal regarding tax principles.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

2,285

7,500

18-Apr-2018

01-Jun-2018

997AL61

GLQ MS PLEDGE

997AL61

STATE STREET BANK & TRUST CO

690

0

18-Apr-2018

01-Jun-2018

TELADOC, INC.

Security

87918A105

Meeting Type

Annual

Ticker Symbol

TDOC

Meeting Date

31-May-2018

ISIN

US87918A1051

Agenda

934793058 - Management

Record Date

06-Apr-2018

Holding Recon Date

06-Apr-2018

City /

Country

/

United States

Vote Deadline Date

30-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

Approve an amendment to Teladoc's Certificate of Incorporation to increase the number of authorized shares of common stock.

Management

For

For

2.

DIRECTOR

Management

1

Ms. Helen Darling

For

For

2

Mr. William H. Frist MD

For

For

3

Mr. Michael Goldstein

For

For

4

Mr. Jason Gorevic

For

For

5

Mr. Brian McAndrews

For

For

6

Mr. Thomas G. McKinley

For

For

7

Mr. Arneek Multani

For

For

8

Mr. Kenneth H. Paulus

For

For

9

Mr. David Shedlarz

For

For

10

Mr. David B. Snow, Jr.

For

For

3.

Approve, on an advisory basis, the compensation of Teladoc's named executive officers.

Management

For

For

4.

Approve, on an advisory basis, the frequency of future advisory votes on the compensation of Teladoc's named executive officers.

Management

3 Years

Against

5.

Ratify the appointment of Ernst & Young LLP as Teladoc's independent registered public accounting firm for the fiscal year ending December 31, 2018.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

18,500

50,300

21-Apr-2018

01-Jun-2018

LIBERTY ALL-STAR EQUITY FUND

Security

530158104

Meeting Type

Special

Ticker Symbol

USA

Meeting Date

31-May-2018

ISIN

US5301581048

Agenda

934799620 - Management

Record Date

02-Mar-2018

Holding Recon Date

02-Mar-2018

City /

Country

/

United States

Vote Deadline Date

30-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

To approve new fund management agreements between each Fund and ALPS Advisors.

Management

For

For

2c.

To approve new portfolio management agreements among each Fund, ALPS Advisors and each of the current portfolio managers of the Funds, as follows: Sustainable Growth Advisers, LP

Management

For

For

2d.

To approve new portfolio management agreements among each Fund, ALPS Advisors and each of the current portfolio managers of the Funds, as follows: Aristotle Capital Management, LLC

Management

For

For

2e.

To approve new portfolio management agreements: Macquarie Investment Management

Management

For

For

2f.

To approve new portfolio management agreements among each Fund, ALPS Advisors and each of the current portfolio managers of the Funds, as follows: Pzena Investment Management, LLC

Management

For

For

2g.

To approve new portfolio management agreements among each Fund, ALPS Advisors and each of the current portfolio managers of the Funds, as follows: TCW Investment Management Company

Management

For

For

3.

To approve a new portfolio management agreement among each Fund, ALPS Advisors and Sustainable Growth Advisers, LP, a current portfolio manager of the Funds.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

102,400

0

21-Apr-2018

01-Jun-2018

SIENNA BIOPHARMACEUTICALS, INC.

Security

82622H108

Meeting Type

Annual

Ticker Symbol

SNNA

Meeting Date

01-Jun-2018

ISIN

US82622H1086

Agenda

934791268 - Management

Record Date

10-Apr-2018

Holding Recon Date

10-Apr-2018

City /

Country

/

United States

Vote Deadline Date

31-May-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

F.C. Beddingfield

For

For

2

Todd Harris

For

For

2.

Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2018.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL28

GLQ

997AL28

STATE STREET BANK & TRUST CO

19,144

0

20-Apr-2018

04-Jun-2018

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

33,256

0

20-Apr-2018

04-Jun-2018

APELLIS PHARMACEUTICALS INC.

Security

03753U106

Meeting Type

Annual

Ticker Symbol

APLS

Meeting Date

04-Jun-2018

ISIN

US03753U1060

Agenda

934798755 - Management

Record Date

10-Apr-2018

Holding Recon Date

10-Apr-2018

City /

Country

/

United States

Vote Deadline Date

01-Jun-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

Stephanie M. O'Brien

For

For

2.

To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2018.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

27,600

0

26-Apr-2018

05-Jun-2018

997AL61

GLQ MS PLEDGE

997AL61

STATE STREET BANK & TRUST CO

26,100

0

26-Apr-2018

05-Jun-2018

LADDER CAPITAL CORP

Security

505743104

Meeting Type

Annual

Ticker Symbol

LADR

Meeting Date

05-Jun-2018

ISIN

US5057431042

Agenda

934787497 - Management

Record Date

09-Apr-2018

Holding Recon Date

09-Apr-2018

City /

Country

/

United States

Vote Deadline Date

04-Jun-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

Reelection of Douglas Durst to the Board of Directors.

Management

For

For

2.

Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018.

Management

For

For

3.

Approval of a non-binding, advisory resolution to approve our executive compensation ("Say on Pay").

Management

For

For

4.

Approval of a non-binding, advisory resolution on the frequency of future advisory stockholder votes to approve executive compensation ("Say on Frequency").

Management

3 Years

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

87,779

0

27-Apr-2018

06-Jun-2018

997AL61

GLQ MS PLEDGE

997AL61

STATE STREET BANK & TRUST CO

30,000

0

27-Apr-2018

06-Jun-2018

BIOMARIN PHARMACEUTICAL INC.

Security

09061G101

Meeting Type

Annual

Ticker Symbol

BMRN

Meeting Date

05-Jun-2018

ISIN

US09061G1013

Agenda

934791129 - Management

Record Date

09-Apr-2018

Holding Recon Date

09-Apr-2018

City /

Country

/

United States

Vote Deadline Date

04-Jun-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

Jean-Jacques Bienaime

For

For

2

Willard Dere

For

For

3

Michael Grey

For

For

4

Elaine J. Heron

For

For

5

Robert J. Hombach

For

For

6

V. Bryan Lawlis

For

For

7

Alan J. Lewis

For

For

8

Richard A. Meier

For

For

9

David E.I. Pyott

For

For

10

Dennis J. Slamon

For

For

2.

To ratify the selection of KPMG LLP as the independent registered public accounting firm for BioMarin for the fiscal year ending December 31, 2018.

Management

For

For

3.

To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

3,700

3,700

26-Apr-2018

06-Jun-2018

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

Security

192446102

Meeting Type

Annual

Ticker Symbol

CTSH

Meeting Date

05-Jun-2018

ISIN

US1924461023

Agenda

934795141 - Management

Record Date

09-Apr-2018

Holding Recon Date

09-Apr-2018

City /

Country

/

United States

Vote Deadline Date

04-Jun-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Zein Abdalla

Management

For

For

1b.

Election of Director: Betsy S. Atkins

Management

For

For

1c.

Election of Director: Maureen Breakiron-Evans

Management

For

For

1d.

Election of Director: Jonathan Chadwick

Management

For

For

1e.

Election of Director: John M. Dineen

Management

For

For

1f.

Election of Director: Francisco D'Souza

Management

For

For

1g.

Election of Director: John N. Fox, Jr.

Management

For

For

1h.

Election of Director: John E. Klein

Management

For

For

1i.

Election of Director: Leo S. Mackay, Jr.

Management

For

For

1j.

Election of Director: Michael Patsalos-Fox

Management

For

For

1k.

Election of Director: Joseph M. Velli

Management

For

For

2.

Approve, on an advisory (non-binding) basis, the compensation of the Company's named executive officers.

Management

For

For

3.

Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018.

Management

For

For

4.

Approve an amendment and restatement of the Company's 2004 Employee Stock Purchase Plan.

Management

For

For

5a.

Approve the proposal to eliminate the supermajority voting requirements in the Company's Certificate of Incorporation with respect to: Amending the Company's By-laws.

Management

For

For

5b.

Approve the proposal to eliminate the supermajority voting requirements in the Company's Certificate of Incorporation with respect to: Removing directors.

Management

For

For

5c.

Approve the proposal to eliminate the supermajority voting requirements in the Company's Certificate of Incorporation with respect to: Amending certain provisions of the Company's Certificate of Incorporation.

Management

For

For

6.

Stockholder proposal requesting that the Board of Directors take the steps necessary to permit stockholder action by written consent.

Shareholder

Against

For

7.

Stockholder proposal requesting that the Board of Directors take the steps necessary to lower the ownership threshold for stockholders to call a special meeting.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

4,800

7,900

21-Apr-2018

06-Jun-2018

997AL61

GLQ MS PLEDGE

997AL61

STATE STREET BANK & TRUST CO

800

0

21-Apr-2018

06-Jun-2018

CHINA LIFE INSURANCE COMPANY LIMITED

Security

Y1477R204

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

06-Jun-2018

ISIN

CNE1000002L3

Agenda

709513914 - Management

Record Date

04-May-2018

Holding Recon Date

04-May-2018

City /

Country

BEIJING

/

China

Vote Deadline Date

31-May-2018

SEDOL(s)

6718976 - B02W3K4 - B06KKF8 - BD8NLW0 - BP3RS75

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0411/LTN20180411439.PDF,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0517/LTN20180517255.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0517/LTN20180517251.PDF

Non-Voting

CMMT

PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 899818 DUE TO ADDITION OF- RESOLUTION 23. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU

Non-Voting

1

TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2017

Management

For

For

2

TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2017

Management

For

For

3

TO CONSIDER AND APPROVE THE FINANCIAL REPORT OF THE COMPANY FOR THE YEAR 2017

Management

For

For

4

TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2017: FINAL DIVIDEND OF RMB0.40 PER SHARE

Management

For

For

5

TO CONSIDER AND APPROVE THE REMUNERATION OF THE DIRECTORS AND SUPERVISORS OF THE COMPANY

Management

For

For

6

TO CONSIDER AND APPROVE THE ELECTION OF MR. YANG MINGSHENG AS AN EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY

Management

For

For

7

TO CONSIDER AND APPROVE THE ELECTION OF MR. LIN DAIREN AS AN EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY

Management

For

For

8

TO CONSIDER AND APPROVE THE ELECTION OF MR. XU HENGPING AS AN EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY

Management

For

For

9

TO CONSIDER AND APPROVE THE ELECTION OF MR. XU HAIFENG AS AN EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY

Management

For

For

10

TO CONSIDER AND APPROVE THE ELECTION OF MR. YUAN CHANGQING AS A NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY

Management

For

For

11

TO CONSIDER AND APPROVE THE ELECTION OF MR. LIU HUIMIN AS A NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY

Management

For

For

12

TO CONSIDER AND APPROVE THE ELECTION OF MR. YIN ZHAOJUN AS A NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY

Management

For

For

13

TO CONSIDER AND APPROVE THE ELECTION OF MR. SU HENGXUAN AS A NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY

Management

For

For

14

TO CONSIDER AND APPROVE THE ELECTION OF MR. CHANG TSO TUNG STEPHEN AS AN INDEPENDENT DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY

Management

For

For

15

TO CONSIDER AND APPROVE THE ELECTION OF MR. ROBINSON DRAKE PIKE AS AN INDEPENDENT DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY

Management

For

For

16

TO CONSIDER AND APPROVE THE ELECTION OF MR. TANG XIN AS AN INDEPENDENT DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY

Management

For

For

17

TO CONSIDER AND APPROVE THE ELECTION OF MS. LEUNG OI-SIE ELSIE AS AN INDEPENDENT DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY

Management

For

For

18

TO CONSIDER AND APPROVE THE ELECTION OF MR. JIA YUZENG AS A NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE SIXTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY

Management

For

For

19

TO CONSIDER AND APPROVE THE ELECTION OF MR. SHI XIANGMING AS A NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE SIXTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY

Management

For

For

20

TO CONSIDER AND APPROVE THE ELECTION OF MR. LUO ZHAOHUI AS A NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE SIXTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY

Management

For

For

21

TO CONSIDER AND APPROVE THE REMUNERATION OF AUDITORS OF THE COMPANY FOR THE YEAR 2017 AND THE APPOINTMENT OF AUDITORS OF THE COMPANY FOR THE YEAR 2018: ERNST & YOUNG HUA MING LLP

Management

For

For

22

TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW H SHARES OF THE COMPANY OF AN AMOUNT OF NOT MORE THAN 20% OF THE H SHARES IN ISSUE AS AT THE DATE OF PASSING OF THIS SPECIAL RESOLUTION

Management

For

For

23

TO CONSIDER AND APPROVE THE ENTRUSTED INVESTMENT AND MANAGEMENT AGREEMENT FOR ALTERNATIVE INVESTMENTS WITH INSURANCE FUNDS PROPOSED TO BE ENTERED INTO BETWEEN THE COMPANY AND CHINA LIFE INVESTMENT HOLDING COMPANY LIMITED, THE TRANSACTIONS CONTEMPLATED THEREUNDER AND THE ANNUAL CAPS FOR THE THREE YEARS ENDING 31 DECEMBER 2021 RELATING THERETO

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

284,000

0

18-May-2018

01-Jun-2018

TCG BDC INC.

Security

872280102

Meeting Type

Annual

Ticker Symbol

CGBD

Meeting Date

06-Jun-2018

ISIN

US8722801029

Agenda

934807251 - Management

Record Date

23-Apr-2018

Holding Recon Date

23-Apr-2018

City /

Country

/

United States

Vote Deadline Date

05-Jun-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1)

DIRECTOR

Management

1

Eliot P.S. Merrill

For

For

2

Nigel D.T. Andrews

For

For

2)

To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2018.

Management

For

For

3)

To consider and vote upon a proposal to approve the application of a minimum asset coverage ratio of 150% to the Company, which would permit the Company to double the maximum amount of leverage that it is permitted to incur.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

100

62,400

28-Apr-2018

07-Jun-2018

CLOVIS ONCOLOGY, INC.

Security

189464100

Meeting Type

Annual

Ticker Symbol

CLVS

Meeting Date

07-Jun-2018

ISIN

US1894641000

Agenda

934803013 - Management

Record Date

09-Apr-2018

Holding Recon Date

09-Apr-2018

City /

Country

/

United States

Vote Deadline Date

06-Jun-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

Patrick J. Mahaffy

For

For

2

M. James Barrett, Ph.D.

For

For

3

Thorlef Spickschen

For

For

2.

Approval and ratification of our Non-Employee Director Compensation Policy.

Management

For

For

3.

Approval of an advisory proposal on compensation of the Company's named executive officers, as disclosed in the attached proxy statement.

Management

For

For

4.

Approval of an advisory proposal on the preferred frequency of the stockholder vote on the compensation of the Company's named executive officers.

Management

3 Years

Against

5.

Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2018.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

100

17,000

28-Apr-2018

08-Jun-2018

LONGFOR PROPERTIES CO. LTD.

Security

G5635P109

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

08-Jun-2018

ISIN

KYG5635P1090

Agenda

709344256 - Management

Record Date

04-Jun-2018

Holding Recon Date

04-Jun-2018

City /

Country

HONG KONG

/

Cayman Islands

Vote Deadline Date

01-Jun-2018

SEDOL(s)

B42PLN0 - B56KLY9 - BD8NH77 - BP3RW84 - BZ77XY3

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0425/LTN201804251203.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0425/LTN201804251230.PDF

Non-Voting

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING

Non-Voting

1

TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2017

Management

For

For

2.A

TO DECLARE A FINAL DIVIDEND OF RMB0.473 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2017

Management

For

For

2.B

TO DECLARE A SPECIAL DIVIDEND OF RMB0.085 PER SHARE FOR THE 25TH ANNIVERSARY OF THE COMPANY

Management

For

For

3.1

TO RE-ELECT MR. ZHAO YI AS DIRECTOR

Management

For

For

3.2

TO RE-ELECT MR. FREDERICK PETER CHURCHOUSE AS DIRECTOR

Management

For

For

3.3

TO RE-ELECT MR. CHAN CHI ON, DEREK AS DIRECTOR

Management

For

For

3.4

TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION

Management

For

For

4

TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE AUDITORS' REMUNERATION

Management

For

For

5

TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES OF THE COMPANY

Management

For

For

6

TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY

Management

For

For

7

TO EXTEND THE GENERAL MANDATE TO BE GIVEN TO THE DIRECTORS TO ISSUE SHARES

Management

For

For

8

THAT SUBJECT TO AND CONDITIONAL UPON THE APPROVAL OF THE REGISTRAR OF COMPANIES IN THE CAYMAN ISLANDS, THE ENGLISH NAME OF THE COMPANY BE CHANGED FROM "LONGFOR PROPERTIES CO. LTD." TO "LONGFOR GROUP HOLDINGS LIMITED" AND THE DUAL FOREIGN NAME IN CHINESE OF THE COMPANY BE CHANGED FROM ( AS SPECIFIED ) TO (AS SPECIFIED ) (THE "CHANGE OF COMPANY NAME") WITH EFFECT FROM THE DATE ON WHICH THE CERTIFICATE OF INCORPORATION ON CHANGE OF NAME IS ISSUED BY THE REGISTRAR OF COMPANIES IN THE CAYMAN ISLANDS, AND THAT ANY ONE OR MORE OF THE DIRECTORS OR THE COMPANY SECRETARY OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO DO ALL SUCH ACTS, DEEDS AND THINGS AND EXECUTE ALL DOCUMENTS AS HE/SHE/THEY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO THE CHANGE OF COMPANY NAME AND THE RELATED CHANGE OF THE ENGLISH AND CHINESE STOCK SHORT NAMES FOR TRADING IN THE SHARES OF THE COMPANY AND TO ATTEND TO ANY NECESSARY REGISTRATION AND/OR FILING FOR AND ON BEHALF OF THE COMPANY

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

426,000

0

27-Apr-2018

04-Jun-2018

CREDIT ACCEPTANCE CORPORATION

Security

225310101

Meeting Type

Annual

Ticker Symbol

CACC

Meeting Date

08-Jun-2018

ISIN

US2253101016

Agenda

934799391 - Management

Record Date

12-Apr-2018

Holding Recon Date

12-Apr-2018

City /

Country

/

United States

Vote Deadline Date

07-Jun-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

Glenda J. Flanagan

For

For

2

Brett A. Roberts

For

For

3

Thomas N. Tryforos

For

For

4

Scott J. Vassalluzzo

For

For

2.

Advisory vote to approve named executive officer compensation.

Management

For

For

3.

Ratification of the selection of Grant Thornton LLP as Credit Acceptance Corporation's independent registered public accounting firm for 2018.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL28

GLQ

997AL28

STATE STREET BANK & TRUST CO

800

0

27-Apr-2018

11-Jun-2018

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

120

4,100

27-Apr-2018

11-Jun-2018

997AL61

GLQ MS PLEDGE

997AL61

STATE STREET BANK & TRUST CO

2,000

0

27-Apr-2018

11-Jun-2018

SALESFORCE.COM, INC.

Security

79466L302

Meeting Type

Annual

Ticker Symbol

CRM

Meeting Date

12-Jun-2018

ISIN

US79466L3024

Agenda

934814939 - Management

Record Date

18-Apr-2018

Holding Recon Date

18-Apr-2018

City /

Country

/

United States

Vote Deadline Date

11-Jun-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Marc Benioff

Management

For

For

1b.

Election of Director: Keith Block

Management

For

For

1c.

Election of Director: Craig Conway

Management

For

For

1d.

Election of Director: Alan Hassenfeld

Management

For

For

1e.

Election of Director: Neelie Kroes

Management

For

For

1f.

Election of Director: Colin Powell

Management

For

For

1g.

Election of Director: Sanford Robertson

Management

For

For

1h.

Election of Director: John V. Roos

Management

For

For

1i.

Election of Director: Bernard Tyson

Management

For

For

1j.

Election of Director: Robin Washington

Management

For

For

1k.

Election of Director: Maynard Webb

Management

For

For

1l.

Election of Director: Susan Wojcicki

Management

For

For

2.

Amendment and restatement of our Certificate of Incorporation to allow stockholders to request special meetings of the stockholders.

Management

For

For

3.

Amendment and restatement of our 2013 Equity Incentive Plan to, among other things, increase the number of shares authorized for issuance by 40 million shares.

Management

For

For

4.

Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2019.

Management

For

For

5.

An advisory vote to approve the fiscal 2018 compensation of our named executive officers.

Management

For

For

6.

A stockholder proposal requesting the elimination of supermajority voting requirements.

Shareholder

Against

For

7.

A stockholder proposal requesting a report on Salesforce's criteria for investing in, operating in and withdrawing from high-risk regions.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

3,200

0

03-May-2018

13-Jun-2018

997AL61

GLQ MS PLEDGE

997AL61

STATE STREET BANK & TRUST CO

2,800

0

03-May-2018

13-Jun-2018

ZOOPLUS AG, UNTERFOEHRING

Security

D9866J108

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

13-Jun-2018

ISIN

DE0005111702

Agenda

709336324 - Management

Record Date

22-May-2018

Holding Recon Date

22-May-2018

City /

Country

MUENCH EN

/

Germany

Vote Deadline Date

05-Jun-2018

SEDOL(s)

B2R9XL5 - B44JJB4 - B540B74 - BDQZMW5 - BHZKW18

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU

Non-Voting

CMMT

PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 23 MAY 2018,-WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS-DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE-WITH THE GERMAN LAW. THANK YOU

Non-Voting

CMMT

COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 29.05.2018. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE

Non-Voting

1

PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS AND THE APPROVED- CONSOLIDATED FINANCIAL STATEMENT FOR THE 2017 FINANCIAL YEAR; THE MANAGEMENT- REPORTS FOR THE COMPANY AND THE GROUP FOR THE 2017 FINANCIAL YEAR; THE REPORT-OF

Non-Voting

THE SUPERVISORY BOARD FOR THE 2017 FINANCIAL YEAR, AND THE EXPLANATORY-REPORT OF THE MANAGEMENT BOARD ON THE DISCLOSURES PURSUANT TO SECTIONS 289A-(1) AND 315A (1) OF THE GERMAN COMMERCIAL CODE (HANDELSGESETZBUCH - HGB)

2

APPROPRIATION OF RETAINED PROFITS FOR THE 2017 FINANCIAL YEAR: EUR 2,856,498.50 RECORDED IN THE COMPANY'S FINANCIAL STATEMENTS AS OF DECEMBER 31, 2017 BE CARRIED FORWARD

Management

For

For

3

RESOLUTION ON THE DISCHARGE OF THE MANAGEMENT BOARD FOR THE 2017 FINANCIAL YEAR

Management

For

For

4

RESOLUTION ON THE DISCHARGE OF THE SUPERVISORY BOARD FOR THE 2017 FINANCIAL YEAR

Management

For

For

5

ELECTION OF THE AUDITOR OF THE ANNUAL FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2018 FINANCIAL YEAR: PRICEWATERHOUSECOOPERS GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, FRANKFURT/MAIN

Management

For

For

6

RESOLUTION ON THE AUTHORIZATION TO GRANT SUBSCRIPTION RIGHTS TO MEMBERS OF THE MANAGEMENT BOARD OF ZOOPLUS AG AND MANAGEMENT BODIES OF AFFILIATED COMPANIES IN GERMANY AND ABROAD, SELECTED EXECUTIVES AND EMPLOYEES OF ZOOPLUS AG AND AFFILIATED COMPANIES IN GERMANY AND ABROAD (2018 STOCK OPTION PROGRAM), AS WELL AS TO CREATE CONDITIONAL CAPITAL 2018/I AND AMEND THE ARTICLES OF ASSOCIATION

Management

For

For

7

RESOLUTION ON THE CANCELLATION OF CONDITIONAL CAPITAL 2010/I

Management

For

For

8

RESOLUTION ON THE CREATION OF NEW CONDITIONAL CAPITAL 2018/II AND AUTHORIZATION OF THE MANAGEMENT BOARD TO ISSUE CONVERTIBLE BONDS / BONDS WITH WARRANTS EXCLUDING SHAREHOLDERS SUBSCRIPTION RIGHTS AND AMEND THE ARTICLES OF ASSOCIATION

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

6,862

0

26-Apr-2018

05-Jun-2018

KEYENCE CORPORATION

Security

J32491102

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

13-Jun-2018

ISIN

JP3236200006

Agenda

709542953 - Management

Record Date

20-Mar-2018

Holding Recon Date

20-Mar-2018

City /

Country

OSAKA

/

Japan

Vote Deadline Date

05-Jun-2018

SEDOL(s)

5998735 - 6490995 - B02HPZ8

Quick Code

68610

Item

Proposal

Proposed by

Vote

For/Against Management

1

Approve Appropriation of Surplus

Management

For

For

2.1

Appoint a Director Takizaki, Takemitsu

Management

For

For

2.2

Appoint a Director Yamamoto, Akinori

Management

For

For

2.3

Appoint a Director Kimura, Keiichi

Management

For

For

2.4

Appoint a Director Ideno, Tomohide

Management

For

For

2.5

Appoint a Director Yamaguchi, Akiji

Management

For

For

2.6

Appoint a Director Miki, Masayuki

Management

For

For

2.7

Appoint a Director Kanzawa, Akira

Management

For

For

2.8

Appoint a Director Fujimoto, Masato

Management

For

For

2.9

Appoint a Director Tanabe, Yoichi

Management

For

For

3

Appoint a Substitute Corporate Auditor Yamamoto, Masaharu

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

2,300

0

26-May-2018

05-Jun-2018

CELGENE CORPORATION

Security

151020104

Meeting Type

Annual

Ticker Symbol

CELG

Meeting Date

13-Jun-2018

ISIN

US1510201049

Agenda

934805637 - Management

Record Date

19-Apr-2018

Holding Recon Date

19-Apr-2018

City /

Country

/

United States

Vote Deadline Date

12-Jun-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

Mark J. Alles

For

For

2

R W Barker, D.Phil, OBE

For

For

3

Hans E. Bishop

For

For

4

Michael W. Bonney

For

For

5

Michael D. Casey

For

For

6

Carrie S. Cox

For

For

7

Michael A. Friedman, MD

For

For

8

Julia A. Haller, M.D.

For

For

9

P. A. Hemingway Hall

For

For

10

James J. Loughlin

For

For

11

Ernest Mario, Ph.D.

For

For

12

John H. Weiland

For

For

2.

Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018.

Management

For

For

3.

Approval, by non-binding vote, of executive compensation of the Company's named executive officers.

Management

For

For

4.

Advisory vote on stockholder proposal to request the Company's Board of Directors to amend the Company's proxy access by-law provision to eliminate the limit on the number of stockholders that can aggregate their shares to achieve the holding requirement for nomination of directors, described in more detail in the proxy statement.

Shareholder

Against

For

5.

Advisory vote on stockholder proposal to request the Company's Board of Directors to adopt a policy and amend the Company's governing documents to require that the Chairman of the Board be an independent member, described in more detail in the proxy statement.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

100

13,100

01-May-2018

14-Jun-2018

MONOLITHIC POWER SYSTEMS, INC.

Security

609839105

Meeting Type

Annual

Ticker Symbol

MPWR

Meeting Date

14-Jun-2018

ISIN

US6098391054

Agenda

934810575 - Management

Record Date

17-Apr-2018

Holding Recon Date

17-Apr-2018

City /

Country

/

United States

Vote Deadline Date

13-Jun-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

Eugen Elmiger

For

For

2

Jeff Zhou

For

For

2.

Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018.

Management

For

For

3.

Approve, on an advisory basis, the executive compensation.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

12,300

0

05-May-2018

15-Jun-2018

INTRA-CELLULAR THERAPIES INC

Security

46116X101

Meeting Type

Annual

Ticker Symbol

ITCI

Meeting Date

18-Jun-2018

ISIN

US46116X1019

Agenda

934813379 - Management

Record Date

26-Apr-2018

Holding Recon Date

26-Apr-2018

City /

Country

/

United States

Vote Deadline Date

15-Jun-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

Christopher Alafi, Ph.D

For

For

2

Joel S. Marcus

For

For

2.

To approve the Intra-Cellular Therapies, Inc. 2018 Equity Incentive Plan.

Management

For

For

3.

To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018.

Management

For

For

4.

To approve by an advisory vote the compensation of our named executive officers, as disclosed in the proxy statement.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL28

GLQ

997AL28

STATE STREET BANK & TRUST CO

7,500

0

05-May-2018

19-Jun-2018

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

69,300

0

05-May-2018

19-Jun-2018

997AL61

GLQ MS PLEDGE

997AL61

STATE STREET BANK & TRUST CO

5,300

0

05-May-2018

19-Jun-2018

SERVICENOW, INC.

Security

81762P102

Meeting Type

Annual

Ticker Symbol

NOW

Meeting Date

19-Jun-2018

ISIN

US81762P1021

Agenda

934814472 - Management

Record Date

20-Apr-2018

Holding Recon Date

20-Apr-2018

City /

Country

/

United States

Vote Deadline Date

18-Jun-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Susan L. Bostrom

Management

For

For

1b.

Election of Director: Jonathan C. Chadwick

Management

For

For

1c.

Election of Director: Frederic B. Luddy

Management

For

For

1d.

Election of Director: Jeffrey A. Miller

Management

For

For

2.

To approve, on an advisory basis, the compensation of our Named Executive Officers.

Management

For

For

3.

Ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2018.

Management

For

For

4.

To amend our 2012 Equity Incentive Plan to include a limit on non-employee director compensation.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL28

GLQ

997AL28

STATE STREET BANK & TRUST CO

2,400

0

03-May-2018

20-Jun-2018

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

110

13,500

03-May-2018

20-Jun-2018

BLACKSTONE MORTGAGE TRUST, INC

Security

09257W100

Meeting Type

Annual

Ticker Symbol

BXMT

Meeting Date

20-Jun-2018

ISIN

US09257W1009

Agenda

934800079 - Management

Record Date

13-Apr-2018

Holding Recon Date

13-Apr-2018

City /

Country

/

United States

Vote Deadline Date

19-Jun-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

Michael B. Nash

For

For

2

Stephen D. Plavin

For

For

3

Leonard W. Cotton

For

For

4

Thomas E. Dobrowski

For

For

5

Martin L. Edelman

For

For

6

Henry N. Nassau

For

For

7

Jonathan L. Pollack

For

For

8

Lynne B. Sagalyn

For

For

2.

Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018.

Management

For

For

3.

Advisory Vote on Executive Compensation: To approve in a non-binding, advisory vote, the compensation paid to our named executive officers.

Management

For

For

4.

Approve the Blackstone Mortgage Trust, Inc. 2018 Stock Incentive Plan.

Management

For

For

5.

Approve the Blackstone Mortgage Trust, Inc. 2018 Manager Incentive Plan.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

210,100

0

24-Apr-2018

21-Jun-2018

997AL61

GLQ MS PLEDGE

997AL61

STATE STREET BANK & TRUST CO

10,800

0

24-Apr-2018

21-Jun-2018

BOX INC

Security

10316T104

Meeting Type

Annual

Ticker Symbol

BOX

Meeting Date

20-Jun-2018

ISIN

US10316T1043

Agenda

934818329 - Management

Record Date

27-Apr-2018

Holding Recon Date

27-Apr-2018

City /

Country

/

United States

Vote Deadline Date

19-Jun-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

Dana Evan

For

For

2

Steven Krausz

For

For

3

Aaron Levie

For

For

2.

To approve, on an advisory basis, the compensation of our named executive officers.

Management

For

For

3.

Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2019.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

33,700

0

09-May-2018

21-Jun-2018

997AL61

GLQ MS PLEDGE

997AL61

STATE STREET BANK & TRUST CO

12,400

0

09-May-2018

21-Jun-2018

GCI LIBERTY, INC.

Security

36164V305

Meeting Type

Annual

Ticker Symbol

GLIBA

Meeting Date

25-Jun-2018

ISIN

US36164V3050

Agenda

934834551 - Management

Record Date

14-May-2018

Holding Recon Date

14-May-2018

City /

Country

/

United States

Vote Deadline Date

22-Jun-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

John C. Malone

For

For

2

Gregory B. Maffei

For

For

3

Ronald A. Duncan

For

For

4

Gregg L. Engles

For

For

5

Donne F. Fisher

For

For

6

Richard R. Green

For

For

7

Sue Ann Hamilton

For

For

2.

A proposal to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2018.

Management

For

For

3.

A proposal to adopt the GCI Liberty, Inc. 2018 Omnibus Incentive Plan.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL47

GLQ BNP PLEDGE

997AL47

STATE STREET BANK & TRUST CO

37,021

123,400

25-May-2018

26-Jun-2018

POSTAL SAVINGS BANK OF CHINA CO., LTD.

Security

ADPV37746

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

28-Jun-2018

ISIN

CNE1000029W3

Agenda

709483995 - Management

Record Date

28-May-2018

Holding Recon Date

28-May-2018

City /

Country

BEIJING

/

China

Vote Deadline Date

22-Jun-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0514/LTN20180514043.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0514/LTN20180514033.pdf

Non-Voting

1

TO CONSIDER AND APPROVE THE 2017 WORK REPORT OF THE BOARD OF DIRECTORS

Management

For

For

2

TO CONSIDER AND APPROVE THE 2017 WORK REPORT OF THE BOARD OF SUPERVISORS

Management

For

For

3

TO CONSIDER AND APPROVE THE FINAL FINANCIAL ACCOUNTS FOR 2017

Management

For

For

4

TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN FOR 2017: RMB1.471 PER TEN SHARES (TAX INCLUSIVE).

Management

For

For

5

TO CONSIDER AND APPROVE THE BUDGET PLAN OF FIXED ASSETS INVESTMENT FOR 2018

Management

For

For

6

TO CONSIDER AND APPROVE THE APPOINTMENT OF ACCOUNTING FIRMS FOR 2018

Management

For

For

7

TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. LI GUOHUA AS A NON-EXECUTIVE DIRECTOR

Management

For

For

8

TO CONSIDER AND APPROVE REMUNERATION SETTLEMENT PLAN FOR DIRECTORS AND SUPERVISORS FOR 2016

Management

For

For

9

TO CONSIDER AND APPROVE THE GENERAL MANDATE BY THE SHAREHOLDERS' MEETING TO THE BOARD OF DIRECTORS ON SHARE ISSUANCE

Management

For

For

10

TO CONSIDER AND APPROVE THE EXTENSION OF THE VALID PERIOD OF THE PLAN FOR INITIAL PUBLIC OFFERING AND LISTING OF A SHARES

Management

For

For

11

TO CONSIDER AND APPROVE THE EXTENSION OF THE VALID PERIOD OF THE AUTHORIZATION TO DEAL WITH SPECIFIC MATTERS IN RESPECT OF INITIAL PUBLIC OFFERING AND LISTING OF A SHARES

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

1,677,000

0

15-May-2018

25-Jun-2018

POSTAL SAVINGS BANK OF CHINA CO., LTD.

Security

ADPV37746

Meeting Type

Class Meeting

Ticker Symbol

Meeting Date

28-Jun-2018

ISIN

CNE1000029W3

Agenda

709484000 - Management

Record Date

28-May-2018

Holding Recon Date

28-May-2018

City /

Country

BEIJING

/

China

Vote Deadline Date

22-Jun-2018

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0514/LTN20180514039.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0514/LTN20180514049.PDF

Non-Voting

1

TO CONSIDER AND APPROVE THE EXTENSION OF THE VALID PERIOD OF THE PLAN FOR INITIAL PUBLIC OFFERING AND LISTING OF A SHARES

Management

For

For

2

TO CONSIDER AND APPROVE THE EXTENSION OF THE VALID PERIOD OF THE AUTHORIZATION TO DEAL WITH SPECIFIC MATTERS IN RESPECT OF INITIAL PUBLIC OFFERING AND LISTING OF A SHARES

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

1,677,000

0

15-May-2018

25-Jun-2018

PANASONIC CORPORATION

Security

J6354Y104

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

28-Jun-2018

ISIN

JP3866800000

Agenda

709579378 - Management

Record Date

31-Mar-2018

Holding Recon Date

31-Mar-2018

City /

Country

OSAKA

/

Japan

Vote Deadline Date

20-Jun-2018

SEDOL(s)

4572431 - 4572851 - 5485323 - 6572707 - B02HTD4 - B125TL3 - BJ04QS4

Quick Code

67520

Item

Proposal

Proposed by

Vote

For/Against Management

Please reference meeting materials.

Non-Voting

1.1

Appoint a Director Nagae, Shusaku

Management

For

For

1.2

Appoint a Director Matsushita, Masayuki

Management

For

For

1.3

Appoint a Director Tsuga, Kazuhiro

Management

For

For

1.4

Appoint a Director Ito, Yoshio

Management

For

For

1.5

Appoint a Director Sato, Mototsugu

Management

For

For

1.6

Appoint a Director Higuchi, Yasuyuki

Management

For

For

1.7

Appoint a Director Oku, Masayuki

Management

For

For

1.8

Appoint a Director Tsutsui, Yoshinobu

Management

For

For

1.9

Appoint a Director Ota, Hiroko

Management

For

For

1.10

Appoint a Director Toyama, Kazuhiko

Management

For

For

1.11

Appoint a Director Umeda, Hirokazu

Management

For

For

1.12

Appoint a Director Laurence W. Bates

Management

For

For

2.1

Appoint a Corporate Auditor Sato, Yoshio

Management

For

For

2.2

Appoint a Corporate Auditor Kinoshita, Toshio

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

152,900

0

04-Jun-2018

27-Jun-2018

NINTENDO CO.,LTD.

Security

J51699106

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

28-Jun-2018

ISIN

JP3756600007

Agenda

709587060 - Management

Record Date

31-Mar-2018

Holding Recon Date

31-Mar-2018

City /

Country

KYOTO

/

Japan

Vote Deadline Date

20-Jun-2018

SEDOL(s)

5334209 - 6639550 - B02JMD1 - B0ZGTW7 - BDSCVX8 - BRTM8H8

Quick Code

79740

Item

Proposal

Proposed by

Vote

For/Against Management

Please reference meeting materials.

Non-Voting

1

Approve Appropriation of Surplus

Management

For

For

2.1

Appoint a Director except as Supervisory Committee Members Miyamoto, Shigeru

Management

For

For

2.2

Appoint a Director except as Supervisory Committee Members Takahashi, Shinya

Management

For

For

2.3

Appoint a Director except as Supervisory Committee Members Furukawa, Shuntaro

Management

For

For

2.4

Appoint a Director except as Supervisory Committee Members Shiota, Ko

Management

For

For

2.5

Appoint a Director except as Supervisory Committee Members Shibata, Satoru

Management

For

For

3.1

Appoint a Director as Supervisory Committee Members Noguchi, Naoki

Management

For

For

3.2

Appoint a Director as Supervisory Committee Members Mizutani, Naoki

Management

For

For

3.3

Appoint a Director as Supervisory Committee Members Umeyama, Katsuhiro

Management

For

For

3.4

Appoint a Director as Supervisory Committee Members Yamazaki, Masao

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL28

AL28

STATE STREET BANK

3,819

0

06-Jun-2018

27-Jun-2018

 

 

SIGNATURE

 

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

	Clough Global Equity Fund
	By:	/s/ Edmund J. Burke
		Edmund J. Burke
		President
	Date:	August 17, 2018