UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number: 811-21846

 

CLOUGH GLOBAL OPPORTUNITIES FUND

(Exact name of registrant as specified in charter)

 

1290 Broadway, Suite 1100, Denver, Colorado 80203

(Address of principal executive offices) (Zip code)

 

Sareena Khwaja-Dixon, Esq.

Clough Global Opportunities Fund

1290 Broadway, Suite 1100

Denver, Colorado 80203

(Name and address of agent for service)

 

Registrant’s Telephone Number, including Area Code: (303) 623-2577

 

Date of fiscal year end: October 31

 

Date of reporting period: July 1, 2017 – June 30, 2018

 

 

 

Item 1 – Proxy Voting Record.

 

Vote Summary

 

MAN WAH HOLDINGS LIMITED  
Security G5800U107             Meeting Type   Annual General Meeting
Ticker Symbol               Meeting Date   12-Jul-2017  
ISIN BMG5800U1071             Agenda   708276464 - Management
Record Date 05-Jul-2017             Holding Recon Date   05-Jul-2017  
City / Country   HONG KONG / Bermuda         Vote Deadline Date   04-Jul-2017  
SEDOL(s) B58VHF3 - B58YWF7 - B5WN7S8 - BD8NKV2 - BS7K5D6         Quick Code      
                                       
Item Proposal     Proposed by   Vote   For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0606/LTN201706061274.pdf, Non-Voting              
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting              
1 TO RECEIVE, CONSIDER AND ADOPT THE REPORTS OF THE DIRECTORS AND THE AUDITORS AND THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 MARCH 2017 Management   For     For    
2 TO DECLARE A FINAL DIVIDEND OF HK14 CENTS PER SHARE FOR THE YEAR ENDED 31 MARCH 2017 Management   For     For    
3 TO APPROVE THE RE-ELECTION OF MR. WONG MAN LI AS A DIRECTOR OF THE COMPANY AND THE TERMS OF HIS APPOINTMENT (INCLUDING REMUNERATION) Management   For     For    
4 TO APPROVE THE RE-ELECTION OF MS. HUI WAI HING AS A DIRECTOR OF THE COMPANY AND THE TERMS OF HER APPOINTMENT (INCLUDING REMUNERATION) Management   For     For    
5 TO APPROVE THE RE-ELECTION OF MR. ONG CHOR WEI AS A DIRECTOR OF THE COMPANY AND THE TERMS OF HIS APPOINTMENT (INCLUDING REMUNERATION) Management   For     For    
6 TO APPROVE THE RE-ELECTION OF MR. DING YUAN AS A DIRECTOR OF THE COMPANY AND THE TERMS OF HIS APPOINTMENT (INCLUDING REMUNERATION) Management   For     For    
7 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION Management   For     For    
8 TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES OF THE COMPANY NOT EXCEEDING 20% OF ITS ISSUED SHARES Management   For     For    
9 TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF ITS ISSUED SHARES Management   For     For    
10 TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES PURSUANT TO RESOLUTION NO. 8 BY AN AMOUNT NOT EXCEEDING THE AMOUNT OF THE SHARES REPURCHASED BY THE COMPANY PURSUANT TO RESOLUTION NO. 9 Management   For     For    
CMMT 12 JUNE 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE RECORD-DATE FROM 06 JUL 2017 TO 05 JUL 2017. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. Non-Voting              
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
AL29 AL29   STATE STREET BANK 1,474,000     0 09-Jun-2017 10-Jul-2017
AMERCO  
Security 023586100             Meeting Type   Annual
Ticker Symbol UHAL             Meeting Date   24-Aug-2017  
ISIN US0235861004             Agenda   934658305 - Management
Record Date 26-Jun-2017             Holding Recon Date   26-Jun-2017  
City / Country     / United States         Vote Deadline Date   23-Aug-2017  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. DIRECTOR Management              
    1 EDWARD J. SHOEN       For     For    
    2 JAMES E. ACRIDGE       For     For    
    3 CHARLES J. BAYER       For     For    
    4 JOHN P. BROGAN       For     For    
    5 JOHN M. DODDS       For     For    
    6 JAMES J. GROGAN       For     For    
    7 KARL A. SCHMIDT       For     For    
    8 SAMUEL J. SHOEN       For     For    
2. AN ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. Management   For     For    
3. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. Management   3 Years     For    
4. THE RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. Management   For     For    
5. A PROPOSAL RECEIVED FROM COMPANY STOCKHOLDER PROPONENTS TO RATIFY AND AFFIRM THE DECISIONS AND ACTIONS TAKEN BY THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF THE COMPANY WITH RESPECT TO AMERCO, ITS SUBSIDIARIES, AND ITS VARIOUS CONSTITUENCIES FOR THE FISCAL YEAR ENDED MARCH 31, 2017. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL29 GLO 997AL29 STATE STREET BANK & TRUST CO 8,540     0 15-Jul-2017 25-Aug-2017
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 100     12,700 15-Jul-2017 25-Aug-2017
997AL53 GLO MS PLEDGE 997AL53 STATE STREET BANK & TRUST CO 5,000     0 15-Jul-2017 25-Aug-2017
VIASAT, INC.  
Security 92552V100             Meeting Type   Annual
Ticker Symbol VSAT             Meeting Date   07-Sep-2017  
ISIN US92552V1008             Agenda   934661744 - Management
Record Date 14-Jul-2017             Holding Recon Date   14-Jul-2017  
City / Country     / United States         Vote Deadline Date   06-Sep-2017  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. DIRECTOR Management              
    1 MARK DANKBERG       For     For    
    2 VARSHA RAO       For     For    
    3 HARVEY WHITE       For     For    
2. RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VIASAT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018 Management   For     For    
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Management   For     For    
4. ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION Management   3 Years     Against    
5. AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN Management   For     For    
6. AMENDMENT AND RESTATEMENT OF THE 1996 EQUITY PARTICIPATION PLAN Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 135     147,700 25-Jul-2017 08-Sep-2017
997AL53 GLO MS PLEDGE 997AL53 STATE STREET BANK & TRUST CO 10,000     0 25-Jul-2017 08-Sep-2017
ULVAC, INC.  
Security J94048105             Meeting Type   Annual General Meeting
Ticker Symbol               Meeting Date   28-Sep-2017  
ISIN JP3126190002             Agenda   708511298 - Management
Record Date 30-Jun-2017             Holding Recon Date   30-Jun-2017  
City / Country   KANAGA WA / Japan         Vote Deadline Date   20-Sep-2017  
SEDOL(s) 6599483 - B3BK418         Quick Code   67280  
Item Proposal     Proposed by   Vote   For/Against Management    
  Please reference meeting materials. Non-Voting              
1 Approve Appropriation of Surplus Management   For     For    
2.1 Appoint a Director Obinata, Hisaharu Management   For     For    
2.2 Appoint a Director Iwashita, Setsuo Management   For     For    
2.3 Appoint a Director Bo, Akinori Management   For     For    
2.4 Appoint a Director Motoyoshi, Mitsuru Management   For     For    
2.5 Appoint a Director Fujiyama, Junki Management   For     For    
2.6 Appoint a Director Mihayashi, Akira Management   For     For    
2.7 Appoint a Director Uchida, Norio Management   For     For    
2.8 Appoint a Director Ishida, Kozo Management   For     For    
3 Appoint a Corporate Auditor Utsunomiya, Isao Management   For     For    
4 Appoint a Substitute Corporate Auditor Nonaka, Takao Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
AL29 AL29   STATE STREET BANK 62,700     0 04-Sep-2017 27-Sep-2017
ALIBABA GROUP HOLDING LIMITED  
Security 01609W102             Meeting Type   Annual
Ticker Symbol BABA             Meeting Date   18-Oct-2017  
ISIN US01609W1027             Agenda   934675476 - Management
Record Date 18-Aug-2017             Holding Recon Date   18-Aug-2017  
City / Country     / United States         Vote Deadline Date   10-Oct-2017  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1A. ELECTION OF DIRECTOR: JACK YUN MA (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.) Management   For     For    
1B. ELECTION OF DIRECTOR: MASAYOSHI SON ( TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.) Management   For     For    
1C. ELECTION OF DIRECTOR: WALTER TEH MING KWAUK (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.) Management   For     For    
2. RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 100     28,100 06-Sep-2017 12-Oct-2017
LAM RESEARCH CORPORATION  
Security 512807108             Meeting Type   Annual
Ticker Symbol LRCX             Meeting Date   08-Nov-2017  
ISIN US5128071082             Agenda   934682433 - Management
Record Date 11-Sep-2017             Holding Recon Date   11-Sep-2017  
City / Country     / United States         Vote Deadline Date   07-Nov-2017  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. DIRECTOR Management              
    1 MARTIN B. ANSTICE       For     For    
    2 ERIC K. BRANDT       For     For    
    3 MICHAEL R. CANNON       For     For    
    4 YOUSSEF A. EL-MANSY       For     For    
    5 CHRISTINE A. HECKART       For     For    
    6 YOUNG BUM (YB) KOH       For     For    
    7 CATHERINE P. LEGO       For     For    
    8 STEPHEN G. NEWBERRY       For     For    
    9 ABHIJIT Y. TALWALKAR       For     For    
    10 LIH SHYNG TSAI       For     For    
2. ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF LAM RESEARCH, OR "SAY ON PAY." Management   For     For    
3. ADVISORY VOTE TO APPROVE THE FREQUENCY OF HOLDING FUTURE STOCKHOLDER ADVISORY VOTES ON OUR NAMED EXECUTIVE OFFICER COMPENSATION, OR "SAY ON FREQUENCY." Management   3 Years     Against    
4. RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. Management   For     For    
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING, REGARDING ANNUAL DISCLOSURE OF EEO-1 DATA. Shareholder   Against     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 100     60,700 29-Sep-2017 09-Nov-2017
CHR. HANSEN HOLDING A/S  
Security K1830B107             Meeting Type   Annual General Meeting
Ticker Symbol               Meeting Date   28-Nov-2017  
ISIN DK0060227585             Agenda   708711622 - Management
Record Date 21-Nov-2017             Holding Recon Date   21-Nov-2017  
City / Country   HORSHO LM / Denmark         Vote Deadline Date   17-Nov-2017  
SEDOL(s) B3LL574 - B3SMD32 - B573M11 - B63NJ00 - BHZLC88         Quick Code      
                                       
Item Proposal     Proposed by   Vote   For/Against Management    
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU Non-Voting              
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. Non-Voting              
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE Non-Voting              
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS "6.A.A, 6.B.A TO 6.B.F AND 7.A". THANK YOU. Non-Voting              
1 RECEIVE REPORT OF BOARD Non-Voting              
2 ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Management   For     For    
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF DKK 6.33 PER SHARE Management   For     For    
4 APPROVE REMUNERATION OF DIRECTORS Management   For     For    
5.A APPROVE CREATION OF DKK 131.9 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS: ARTICLES 5.1 TO 5.4 Management   For     For    
5.B AUTHORIZE SHARE REPURCHASE PROGRAM Management   For     For    
5.C AMEND ARTICLES RE: REMOVE AGE LIMIT FOR BOARD MEMBERS: ARTICLE 9.2 Management   For     For    
5.D APPROVE GUIDELINES FOR INCENTIVE-BASED COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD Management   For     For    
6.A.A REELECT OLE ANDERSEN (CHAIRMAN) AS DIRECTOR Management   For     For    
6.B.A REELECT DOMINIQUE REINICHE AS DIRECTOR Management   For     For    
6.B.B ELECT JESPER BRANDGAARD AS NEW DIRECTOR Management   For     For    
6.B.C REELECT LUIS CANTARELL AS DIRECTOR Management   For     For    
6.B.D ELECT HEIDI KLEINBACH-SAUTER AS NEW DIRECTOR Management   For     For    
6.B.E REELECT KRISTIAN VILLUMSEN AS DIRECTOR Management   For     For    
6.B.F REELECT MARK WILSON AS DIRECTOR Management   For     For    
7.A RATIFY PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITORS Management   For     For    
8 AUTHORIZE EDITORIAL CHANGES TO ADOPTED RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH DANISH AUTHORITIES Management   For     For    
CMMT 23 NOV 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS AND MODIFICATION OF TEXT IN RESOLUTION 7.A. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting              
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
AL29 AL29   STATE STREET BANK 26,101     0 03-Nov-2017 20-Nov-2017
MICROSOFT CORPORATION  
Security 594918104             Meeting Type   Annual
Ticker Symbol MSFT             Meeting Date   29-Nov-2017  
ISIN US5949181045             Agenda   934689514 - Management
Record Date 29-Sep-2017             Holding Recon Date   29-Sep-2017  
City / Country     / United States         Vote Deadline Date   28-Nov-2017  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Management   For     For    
1B. ELECTION OF DIRECTOR: REID G. HOFFMAN Management   For     For    
1C. ELECTION OF DIRECTOR: HUGH F. JOHNSTON Management   For     For    
1D. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Management   For     For    
1E. ELECTION OF DIRECTOR: SATYA NADELLA Management   For     For    
1F. ELECTION OF DIRECTOR: CHARLES H. NOSKI Management   For     For    
1G. ELECTION OF DIRECTOR: HELMUT PANKE Management   For     For    
1H. ELECTION OF DIRECTOR: SANDRA E. PETERSON Management   For     For    
1I. ELECTION OF DIRECTOR: PENNY S. PRITZKER Management   For     For    
1J. ELECTION OF DIRECTOR: CHARLES W. SCHARF Management   For     For    
1K. ELECTION OF DIRECTOR: ARNE M. SORENSON Management   For     For    
1L. ELECTION OF DIRECTOR: JOHN W. STANTON Management   For     For    
1M. ELECTION OF DIRECTOR: JOHN W. THOMPSON Management   For     For    
1N. ELECTION OF DIRECTOR: PADMASREE WARRIOR Management   For     For    
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION Management   For     For    
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION Management   3 Years     Against    
4. RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2018 Management   For     For    
5. APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE EXECUTIVE INCENTIVE PLAN Management   For     For    
6. APPROVAL OF THE MICROSOFT CORPORATION 2017 STOCK PLAN Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 100     89,500 17-Oct-2017 30-Nov-2017
997AL53 GLO MS PLEDGE 997AL53 STATE STREET BANK & TRUST CO 29,600     0 17-Oct-2017 30-Nov-2017
MICRON TECHNOLOGY, INC.  
Security 595112103             Meeting Type   Annual
Ticker Symbol MU             Meeting Date   17-Jan-2018  
ISIN US5951121038             Agenda   934710345 - Management
Record Date 20-Nov-2017             Holding Recon Date   20-Nov-2017  
City / Country     / United States         Vote Deadline Date   16-Jan-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1.1 ELECTION OF DIRECTOR: ROBERT L. BAILEY Management   For     For    
1.2 ELECTION OF DIRECTOR: RICHARD M. BEYER Management   For     For    
1.3 ELECTION OF DIRECTOR: PATRICK J. BYRNE Management   For     For    
1.4 ELECTION OF DIRECTOR: MERCEDES JOHNSON Management   For     For    
1.5 ELECTION OF DIRECTOR: SANJAY MEHROTRA Management   For     For    
1.6 ELECTION OF DIRECTOR: LAWRENCE N. MONDRY Management   For     For    
1.7 ELECTION OF DIRECTOR: ROBERT E. SWITZ Management   For     For    
2. TO APPROVE OUR EMPLOYEE STOCK PURCHASE PLAN WITH 33 MILLION SHARES RESERVED FOR ISSUANCE THEREUNDER. Management   For     For    
3. TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER OUR EXECUTIVE OFFICER PERFORMANCE INCENTIVE PLAN. Management   For     For    
4. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 30, 2018. Management   For     For    
5. TO APPROVE A NON-BINDING RESOLUTION TO APPROVE EXEC COMPENSATION ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). Management   For     For    
6. TO APPROVE, IN A NON-BINDING VOTE, THE FREQUENCY (EVERY ONE, TWO OR THREE YEARS) WITH WHICH OUR SHAREHOLDERS WILL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management   3 Years     Against    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 900     92,800 08-Dec-2017 18-Jan-2018
D.R. HORTON, INC.  
Security 23331A109             Meeting Type   Annual
Ticker Symbol DHI             Meeting Date   24-Jan-2018  
ISIN US23331A1097             Agenda   934714595 - Management
Record Date 27-Nov-2017             Holding Recon Date   27-Nov-2017  
City / Country     / United States         Vote Deadline Date   23-Jan-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1A. ELECTION OF DIRECTOR: DONALD R. HORTON Management   For     For    
1B. ELECTION OF DIRECTOR: BARBARA K. ALLEN Management   For     For    
1C. ELECTION OF DIRECTOR: BRAD S. ANDERSON Management   For     For    
1D. ELECTION OF DIRECTOR: MICHAEL R. BUCHANAN Management   For     For    
1E. ELECTION OF DIRECTOR: MICHAEL W. HEWATT Management   For     For    
2. APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Management   For     For    
3. APPROVAL OF THE ADVISORY VOTE AS TO THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. Management   3 Years     Against    
4. APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER OUR 2017 INCENTIVE BONUS PLAN FOR SECTION 162(M) PURPOSES. Management   For     For    
5. RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 101     63,900 20-Dec-2017 25-Jan-2018
997AL53 GLO MS PLEDGE 997AL53 STATE STREET BANK & TRUST CO 20,000     0 20-Dec-2017 25-Jan-2018
QURATE RETAIL, INC.  
Security 53071M856             Meeting Type   Special
Ticker Symbol LVNTA             Meeting Date   02-Feb-2018  
ISIN US53071M8560             Agenda   934717286 - Management
Record Date 04-Dec-2017             Holding Recon Date   04-Dec-2017  
City / Country     / United States         Vote Deadline Date   01-Feb-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. A proposal to approve the redemption by Liberty Interactive Corporation of each share of Series A Liberty Ventures common stock and Series B Liberty Ventures common stock in exchange for one share of GCI Liberty, Inc. Class A Common Stock and GCI Liberty, Inc. Class B Common Stock, respectively, following the ...(due to space limits, see proxy statement for full proposal). Management   For     For    
2. A proposal to authorize the adjournment of the special meeting by Liberty Interactive Corporation to permit further solicitation of proxies, if necessary or appropriate, if sufficient votes are not represented at the special meeting to approve the other proposal to be presented at the special meeting. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 162     261,100 03-Jan-2018 05-Feb-2018
GOLUB CAPITAL BDC, INC.  
Security 38173M102             Meeting Type   Annual
Ticker Symbol GBDC             Meeting Date   06-Feb-2018  
ISIN US38173M1027             Agenda   934715383 - Management
Record Date 12-Dec-2017             Holding Recon Date   12-Dec-2017  
City / Country     / United States         Vote Deadline Date   05-Feb-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1A) election of class II director: John T. Baily Management   For     For    
1B) election of class II director: Kenneth F. Bernstein Management   For     For    
2) To ratify the selection of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2018. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 313,957     0 22-Dec-2017 07-Feb-2018
LENNAR CORPORATION  
Security 526057104             Meeting Type   Special
Ticker Symbol LEN             Meeting Date   12-Feb-2018  
ISIN US5260571048             Agenda   934719406 - Management
Record Date 04-Jan-2018             Holding Recon Date   04-Jan-2018  
City / Country     / United States         Vote Deadline Date   09-Feb-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. Approval of the issuance of shares of Lennar's Class A and Class B common stock in connection with the merger of CalAtlantic Group, Inc. with a newly formed wholly- owned subsidiary of Lennar, as contemplated by an Agreement and Plan of Merger, dated as of October 29, 2017, by and among CalAtlantic Group, Inc., Lennar and Cheetah Cub Group Corp. Management   For     For    
2. Approval of an amendment to Lennar's certificate of incorporation increasing the number of authorized shares of Lennar's Class A common stock from 300,000,000 shares to 400,000,000 shares. Management   For     For    
3. Approval of an adjournment of the Special Meeting of Stockholders, if necessary, to enable Lennar to solicit additional votes, if at the time of such meeting there are not sufficient votes to approve proposals 1 and 2. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 1,000     38,500 11-Jan-2018 13-Feb-2018
LENNAR CORPORATION  
Security 526057302             Meeting Type   Special
Ticker Symbol LENB             Meeting Date   12-Feb-2018  
ISIN US5260573028             Agenda   934719406 - Management
Record Date 04-Jan-2018             Holding Recon Date   04-Jan-2018  
City / Country     / United States         Vote Deadline Date   09-Feb-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. Approval of the issuance of shares of Lennar's Class A and Class B common stock in connection with the merger of CalAtlantic Group, Inc. with a newly formed wholly- owned subsidiary of Lennar, as contemplated by an Agreement and Plan of Merger, dated as of October 29, 2017, by and among CalAtlantic Group, Inc., Lennar and Cheetah Cub Group Corp. Management   For     For    
2. Approval of an amendment to Lennar's certificate of incorporation increasing the number of authorized shares of Lennar's Class A common stock from 300,000,000 shares to 400,000,000 shares. Management   For     For    
3. Approval of an adjournment of the Special Meeting of Stockholders, if necessary, to enable Lennar to solicit additional votes, if at the time of such meeting there are not sufficient votes to approve proposals 1 and 2. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 2     1,570 11-Jan-2018 13-Feb-2018
APPLE INC.  
Security 037833100             Meeting Type   Annual
Ticker Symbol AAPL             Meeting Date   13-Feb-2018  
ISIN US0378331005             Agenda   934716068 - Management
Record Date 15-Dec-2017             Holding Recon Date   15-Dec-2017  
City / Country     / United States         Vote Deadline Date   12-Feb-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of director: James Bell Management   For     For    
1b. Election of director: Tim Cook Management   For     For    
1c. Election of director: Al Gore Management   For     For    
1d. Election of director: Bob Iger Management   For     For    
1e. Election of director: Andrea Jung Management   For     For    
1f. Election of director: Art Levinson Management   For     For    
1g. Election of director: Ron Sugar Management   For     For    
1h. Election of director: Sue Wagner Management   For     For    
2. Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2018 Management   For     For    
3. Advisory vote to approve executive compensation Management   For     For    
4. Approval of the amended and restated Apple Inc. Non- Employee Director Stock Plan Management   For     For    
5. A shareholder proposal entitled "Shareholder Proxy Access Amendments" Shareholder   Against     For    
6. A shareholder proposal entitled "Human Rights Committee" Shareholder   Against     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 43,890     11,900 03-Jan-2018 14-Feb-2018
GW PHARMACEUTICALS PLC  
Security 36197T103             Meeting Type   Annual
Ticker Symbol GWPH             Meeting Date   14-Mar-2018  
ISIN US36197T1034             Agenda   934729003 - Management
Record Date 05-Feb-2018             Holding Recon Date   05-Feb-2018  
City / Country     / United States         Vote Deadline Date   06-Mar-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
O1 TO RECEIVE, CONSIDER AND ADOPT THE DIRECTORS' AND AUDITORS' REPORTS AND STATEMENT OF ACCOUNTS FOR THE YEAR ENDED 30 SEPTEMBER 2017 AND NOTE THAT THE DIRECTORS DO NOT RECOMMEND PAYMENT OF A DIVIDEND Management   For          
O2 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Management   For          
O3 TO APPROVE THE DIRECTORS' REMUNERATION POLICY Management   For          
O4 TO RE-ELECT JUSTIN GOVER AS A DIRECTOR Management   For          
O5 TO ELECT CATHERINE MACKEY AS A DIRECTOR Management   For          
O6 TO ELECT ALICIA SECOR AS A DIRECTOR Management   For          
O7 TO ELECT WILLIAM WALDEGRAVE AS A DIRECTOR Management   For          
O8 TO RE-APPOINT DELOITTE LLP AS AUDITOR Management   For          
O9 To authorise the Directors to determine the Auditor's remuneration Management   For          
O10 To authorise the Directors to allot shares pursuant to Section 551 of the Companies Act 2006 (the "2006 Act") Management   For          
S11 Subject to the passing of Resolution 10, to authorise the ...(due to space limits, see proxy material for full proposal). Management   For          
S12 To adopt new articles of association of the Company in ...(due to space limits, see proxy material for full proposal). Management   For          
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL29 GLO 997AL29 STATE STREET BANK & TRUST CO 2,200     0 16-Feb-2018 08-Mar-2018
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 7,500     10,000 16-Feb-2018 08-Mar-2018
PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.  
Security Y69790106             Meeting Type   ExtraOrdinary General Meeting
Ticker Symbol               Meeting Date   19-Mar-2018  
ISIN CNE1000003X6             Agenda   708913404 - Management
Record Date 14-Feb-2018             Holding Recon Date   14-Feb-2018  
City / Country   SHENZH EN / China         Vote Deadline Date   13-Mar-2018  
SEDOL(s) B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1         Quick Code      
                                       
Item Proposal     Proposed by   Vote   For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2018/0 129/LTN20180129397.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2018/0 129/LTN20180129431.pdf Non-Voting              
1 RESOLUTION REGARDING THE PROVISION OF ASSURED ENTITLEMENT TO THE H SHAREHOLDERS OF THE COMPANY ONLY FOR THE OVERSEAS LISTING OF PING AN HEALTHCARE AND TECHNOLOGY COMPANY LIMITED Management   For     For    
2 RESOLUTION REGARDING THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
AL29 AL29   STATE STREET BANK 285,200     0 30-Jan-2018 15-Mar-2018
PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.  
Security Y69790106             Meeting Type   Class Meeting
Ticker Symbol               Meeting Date   19-Mar-2018  
ISIN CNE1000003X6             Agenda   708913416 - Management
Record Date 14-Feb-2018             Holding Recon Date   14-Feb-2018  
City / Country   SHENZH EN / China         Vote Deadline Date   09-Mar-2018  
SEDOL(s) B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1         Quick Code      
                                       
Item Proposal     Proposed by   Vote   For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0129/LTN20180129464.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0129/LTN20180129417.pdf Non-Voting              
1 RESOLUTION REGARDING THE PROVISION OF ASSURED ENTITLEMENT TO THE H SHAREHOLDERS OF THE COMPANY ONLY FOR THE OVERSEAS LISTING OF PING AN HEALTHCARE AND TECHNOLOGY COMPANY LIMITED Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
AL29 AL29   STATE STREET BANK 285,200     0 30-Jan-2018 15-Mar-2018
SAMSUNG ELECTRONICS CO LTD, SUWON  
Security Y74718100             Meeting Type   Annual General Meeting
Ticker Symbol               Meeting Date   23-Mar-2018  
ISIN KR7005930003             Agenda   708993072 - Management
Record Date 31-Dec-2017             Holding Recon Date   31-Dec-2017  
City / Country   SEOUL / Korea, Republic Of         Vote Deadline Date   13-Mar-2018  
SEDOL(s) 6771720 - B19VC15 - B74V052         Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1 APPROVAL OF FINANCIAL STATEMENTS Management   For     For    
2.1.1 APPOINTMENT OF OUTSIDE DIRECTOR: KIM JONG HOON Management   For     For    
2.1.2 APPOINTMENT OF OUTSIDE DIRECTOR: KIM SUN WOOK Management   For     For    
2.1.3 APPOINTMENT OF OUTSIDE DIRECTOR: PARK BYUNG KOOK Management   For     For    
2.2.1 APPOINTMENT OF INSIDE DIRECTOR: LEE SANG HOON Management   For     For    
2.2.2 APPOINTMENT OF INSIDE DIRECTOR: KIM KI NAM Management   For     For    
2.2.3 APPOINTMENT OF INSIDE DIRECTOR: KIM HYUN SEOK Management   For     For    
2.2.4 APPOINTMENT OF INSIDE DIRECTOR: KO DONG JIN Management   For     For    
2.3 APPOINTMENT OF MEMBER OF AUDIT COMMITTEE: KIM SUN WOOK Management   For     For    
3 APPROVAL OF REMUNERATION FOR DIRECTOR Management   For     For    
4 STOCK SPLIT AND AMENDMENT OF ARTICLES OF INCORPORATION FOR STOCK SPLIT Management   For     For    
CMMT 27 FEB 2018: THIS AGM IS RELATED TO THE CORPORATE EVENT OF STOCK SPLIT. THANK-YOU Non-Voting              
CMMT 27 FEB 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting              
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
AL29 AL29   STATE STREET BANK 3,724     0 27-Feb-2018 15-Mar-2018
BROADCOM LIMITED  
Security Y09827109             Meeting Type   Special
Ticker Symbol AVGO             Meeting Date   23-Mar-2018  
ISIN SG9999014823             Agenda   934741148 - Management
Record Date 05-Mar-2018             Holding Recon Date   05-Mar-2018  
City / Country     / Malaysia         Vote Deadline Date   21-Mar-2018  
SEDOL(s)           Quick Code      
                                       
Item Proposal     Proposed by   Vote   For/Against Management    
1. To approve the scheme of arrangement under Singapore law among Broadcom, the shareholders of Broadcom and Broadcom Limited, a Delaware corporation, subject to approval of the High Court of the Republic of Singapore, as set forth in Broadcom's notice of, and proxy statement relating to, its Special Meeting. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 174     12,400 13-Mar-2018 23-Mar-2018
JAPAN TOBACCO INC.  
Security J27869106             Meeting Type   Annual General Meeting
Ticker Symbol               Meeting Date   27-Mar-2018  
ISIN JP3726800000             Agenda   708992400 - Management
Record Date 31-Dec-2017             Holding Recon Date   31-Dec-2017  
City / Country   TOKYO / Japan         Vote Deadline Date   19-Mar-2018  
SEDOL(s) 5754357 - 6474535 - B02H525 - B170KG5 - BHZL1B4         Quick Code   29140  
                                       
Item Proposal     Proposed by   Vote   For/Against Management    
  Please reference meeting materials. Non-Voting              
1 Approve Appropriation of Surplus Management   For     For    
2 Amend Articles to: Eliminate the Articles Related to Counselors and Advisors Management   For     For    
3.1 Appoint a Director Tango, Yasutake Management   For     For    
3.2 Appoint a Director Terabatake, Masamichi Management   For     For    
3.3 Appoint a Director Iwai, Mutsuo Management   For     For    
3.4 Appoint a Director Minami, Naohiro Management   For     For    
3.5 Appoint a Director Hirowatari, Kiyohide Management   For     For    
3.6 Appoint a Director Koda, Main Management   For     For    
3.7 Appoint a Director Watanabe, Koichiro Management   For     For    
4 Appoint a Corporate Auditor Nagata, Ryoko Management   For     For    
5 Appoint a Substitute Corporate Auditor Masaki, Michio Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
AL29 AL29   STATE STREET BANK 81,200     0 27-Feb-2018 26-Mar-2018
BROADCOM LIMITED  
Security Y09827109             Meeting Type   Annual
Ticker Symbol AVGO             Meeting Date   04-Apr-2018  
ISIN SG9999014823             Agenda   934729370 - Management
Record Date 12-Feb-2018             Holding Recon Date   12-Feb-2018  
City / Country     / Malaysia         Vote Deadline Date   29-Mar-2018  
SEDOL(s)           Quick Code      
                                       
Item Proposal     Proposed by   Vote   For/Against Management    
1A. Election of Director: Mr. Hock E. Tan Management   For     For    
1B. Election of Director: Mr. James V. Diller Management   For     For    
1C. Election of Director: Ms. Gayla J. Delly Management   For     For    
1D. Election of Director: Mr. Lewis C. Eggebrecht Management   For     For    
1E. Election of Director: Mr. Kenneth Y. Hao Management   For     For    
1F. Election of Director: Mr. Eddy W. Hartenstein Management   For     For    
1G. Election of Director: Mr. Check Kian Low Management   For     For    
1H. Election of Director: Mr. Donald Macleod Management   For     For    
1I. Election of Director: Mr. Peter J. Marks Management   For     For    
1J. Election of Director: Dr. Henry Samueli Management   For     For    
2. To approve the re-appointment of PricewaterhouseCoopers LLP as Broadcom's independent registered public accounting firm and independent Singapore auditor for the fiscal year ending November 4, 2018 and to authorize the Audit Committee to fix its remuneration, as set forth in Broadcom's notice of, and proxy statement relating to, its 2018 Annual General Meeting. Management   For     For    
3. To approve the general authorization for the directors of Broadcom to allot and issue shares in its capital, as set forth in Broadcom's notice of, and proxy statement relating to, its 2018 Annual General Meeting. Management   For     For    
4. NON-BINDING, ADVISORY VOTE To approve the compensation of Broadcom's named executive officers, as disclosed in "Compensation Discussion and Analysis" and in the compensation tables and accompanying narrative disclosure under "Executive Compensation" in Broadcom's proxy statement relating to its 2018 Annual General Meeting. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 174     12,400 24-Feb-2018 03-Apr-2018
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)  
Security 806857108             Meeting Type   Annual
Ticker Symbol SLB             Meeting Date   04-Apr-2018  
ISIN AN8068571086             Agenda   934735246 - Management
Record Date 07-Feb-2018             Holding Recon Date   07-Feb-2018  
City / Country     / United States         Vote Deadline Date   03-Apr-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1A. Election of Director: Peter L.S. Currie Management   For     For    
1B. Election of Director: Miguel M. Galuccio Management   For     For    
1C. Election of Director: V. Maureen Kempston Darkes Management   For     For    
1D. Election of Director: Paal Kibsgaard Management   For     For    
1E. Election of Director: Nikolay Kudryavtsev Management   For     For    
1F. Election of Director: Helge Lund Management   For     For    
1G. Election of Director: Michael E. Marks Management   For     For    
1H. Election of Director: Indra K. Nooyi Management   For     For    
1I. Election of Director: Lubna S. Olayan Management   For     For    
1J. Election of Director: Leo Rafael Reif Management   For     For    
1K. Election of Director: Henri Seydoux Management   For     For    
2. To approve, on an advisory basis, the Company's executive compensation. Management   For     For    
3. To report on the course of business during the year ended December 31, 2017; and approve our consolidated balance sheet as of December 31, 2017; our consolidated statement of income for the year ended December 31, 2017; and our Board of Directors' declarations of dividends in 2017, as reflected in our 2017 Annual Report to Stockholders. Management   For     For    
4. To ratify the appointment of PricewaterhouseCoopers LLP as independent auditors for 2018. Management   For     For    
5. To approve amended and restated French Sub Plan for purposes of qualification under French Law. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL29 GLO 997AL29 STATE STREET BANK & TRUST CO 58,700     0 06-Mar-2018 05-Apr-2018
997AL53 GLO MS PLEDGE 997AL53 STATE STREET BANK & TRUST CO 30,000     0 06-Mar-2018 05-Apr-2018
AIRBUS SE  
Security N0280G100             Meeting Type   Ordinary General Meeting
Ticker Symbol               Meeting Date   11-Apr-2018  
ISIN NL0000235190             Agenda   709018659 - Management
Record Date 14-Mar-2018             Holding Recon Date   14-Mar-2018  
City / Country   AMSTER DAM / Netherlands         Vote Deadline Date   23-Mar-2018  
SEDOL(s) 4012250 - 4012346 - 4057273 - 7164426 - B01DGJ8 - B043FH6 - B16Q6Y4 - B87GTC1 - BDC50T2 - BF444K0 - BHZLF67         Quick Code      
                                       
Item Proposal     Proposed by   Vote   For/Against Management    
1 ADOPTION OF THE AUDITED ACCOUNTS FOR THE FINANCIAL YEAR 2017 Management   For     For    
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR OF 1.50 PER SHARE Management   For     For    
3 RELEASE FROM LIABILITY OF THE NON-EXECUTIVE MEMBERS OF THE BOARD OF DIRECTORS Management   For     For    
4 RELEASE FROM LIABILITY OF THE EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS Management   For     For    
5 RENEWAL OF THE APPOINTMENT OF ERNST & YOUNG ACCOUNTANTS LLP AS AUDITOR FOR THE FINANCIAL YEAR 2018 Management   For     For    
6 RENEWAL OF THE APPOINTMENT OF MS. MARIA AMPARO MORALEDA MARTINEZ AS A NON- EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS Management   For     For    
7 APPOINTMENT OF MR. VICTOR CHU AS A NON- EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS IN REPLACEMENT OF SIR JOHN PARKER WHOSE MANDATE EXPIRES Management   For     For    
8 APPOINTMENT OF MR. JEAN-PIERRE CLAMADIEU AS A NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS IN REPLACEMENT OF MR. JEAN-CLAUDE TRICHET WHOSE MANDATE EXPIRES Management   For     For    
9 APPOINTMENT OF MR. RENE OBERMANN AS A NON- EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS IN REPLACEMENT OF MR. HANS-PETER KEITEL WHOSE MANDATE EXPIRES Management   For     For    
10 DELEGATION TO THE BOARD OF DIRECTORS OF POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES AND TO LIMIT OR EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF EXISTING SHAREHOLDERS FOR THE PURPOSE OF EMPLOYEE SHARE OWNERSHIP PLANS AND SHARE-RELATED LONG-TERM INCENTIVE PLANS Management   For     For    
11 DELEGATION TO THE BOARD OF DIRECTORS OF POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES AND TO LIMIT OR EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF EXISTING SHAREHOLDERS FOR THE PURPOSE OF FUNDING THE COMPANY AND ITS GROUP COMPANIES Management   For     For    
12 RENEWAL OF THE AUTHORISATION FOR THE BOARD OF DIRECTORS TO REPURCHASE UP TO 10 % OF THE COMPANY'S ISSUED SHARE CAPITAL Management   For     For    
13 CANCELLATION OF SHARES REPURCHASED BY THE COMPANY Management   For     For    
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 886534 AS MEETING SHOULD-BE PROCESSED ONLY WITH VOTABLE ITEMS. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU. Non-Voting              
CMMT 08 MAR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING-TYPE FROM AGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 888594,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. Non-Voting              
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
AL29 AL29   STATE STREET BANK 120,595     0 06-Mar-2018 26-Mar-2018
LENNAR CORPORATION  
Security 526057104             Meeting Type   Annual
Ticker Symbol LEN             Meeting Date   11-Apr-2018  
ISIN US5260571048             Agenda   934730917 - Management
Record Date 14-Feb-2018             Holding Recon Date   14-Feb-2018  
City / Country     / United States         Vote Deadline Date   10-Apr-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. DIRECTOR Management              
    1 Irving Bolotin       For     For    
    2 Steven L. Gerard       For     For    
    3 Theron I. "Tig" Gilliam       For     For    
    4 Sherrill W. Hudson       For     For    
    5 Sidney Lapidus       For     For    
    6 Teri P. McClure       For     For    
    7 Stuart Miller       For     For    
    8 Armando Olivera       For     For    
    9 Donna Shalala       For     For    
    10 Scott Stowell       For     For    
    11 Jeffrey Sonnenfeld       For     For    
2. Ratification of the appointment of Deloitte & Touche LLP as Lennar's independent registered public accounting firm for the fiscal year ending November 30, 2018. Management   For     For    
3. Approval, on an advisory basis, of the compensation of Lennar's named executive officers. Management   For     For    
4. Approval of a stockholder proposal regarding our common stock voting structure. Shareholder   Against     For    
5. Approval of a stockholder proposal regarding providing holders an annual right to convert a limited amount of Class B common stock into Class A common stock. Shareholder   Against     For    
6. Approval of a stockholder proposal regarding a limit on director tenure. Shareholder   Against     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 21,600     33,500 02-Mar-2018 12-Apr-2018
CITIGROUP INC.  
Security 172967424             Meeting Type   Annual
Ticker Symbol C             Meeting Date   24-Apr-2018  
ISIN US1729674242             Agenda   934740401 - Management
Record Date 26-Feb-2018             Holding Recon Date   26-Feb-2018  
City / Country     / United States         Vote Deadline Date   23-Apr-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Director: Michael L. Corbat Management   For     For    
1b. Election of Director: Ellen M. Costello Management   For     For    
1c. Election of Director: John C. Dugan Management   For     For    
1d. Election of Director: Duncan P. Hennes Management   For     For    
1e. Election of Director: Peter B. Henry Management   For     For    
1f. Election of Director: Franz B. Humer Management   For     For    
1g. Election of Director: S. Leslie Ireland Management   For     For    
1h. Election of Director: Renee J. James Management   For     For    
1i. Election of Director: Eugene M. McQuade Management   For     For    
1j. Election of Director: Michael E. O'Neill Management   For     For    
1k. Election of Director: Gary M. Reiner Management   For     For    
1l. Election of Director: Anthony M. Santomero Management   For     For    
1m. Election of Director: Diana L. Taylor Management   For     For    
1n. Election of Director: James S. Turley Management   For     For    
1o. Election of Director: Deborah C. Wright Management   For     For    
1p. Election of Director: Ernesto Zedillo Ponce de Leon Management   For     For    
2. Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2018. Management   For     For    
3. Advisory vote to approve Citi's 2017 executive compensation. Management   For     For    
4. Approval of an amendment to the Citigroup 2014 Stock Incentive Plan authorizing additional shares. Management   For     For    
5. Stockholder proposal requesting a Human and Indigenous Peoples' Rights Policy. Shareholder   Against     For    
6. Stockholder proposal requesting that our Board take the steps necessary to adopt cumulative voting. Shareholder   Against     For    
7. Stockholder proposal requesting a report on lobbying and grassroots lobbying contributions. Shareholder   Against     For    
8. Stockholder proposal requesting an amendment to Citi's proxy access bylaw provisions pertaining to the aggregation limit and the number of candidates. Shareholder   Against     For    
9. Stockholder proposal requesting that the Board adopt a policy prohibiting the vesting of equity-based awards for senior executives due to a voluntary resignation to enter government service. Shareholder   Against     For    
10. Stockholder proposal requesting that the Board amend Citi's bylaws to give holders in the aggregate of 15% of Citi's outstanding common stock the power to call a special meeting. Shareholder   Against     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 127     163,200 15-Mar-2018 25-Apr-2018
997AL53 GLO MS PLEDGE 997AL53 STATE STREET BANK & TRUST CO 4,300     0 15-Mar-2018 25-Apr-2018
BANK OF AMERICA CORPORATION  
Security 060505104             Meeting Type   Annual
Ticker Symbol BAC             Meeting Date   25-Apr-2018  
ISIN US0605051046             Agenda   934737163 - Management
Record Date 02-Mar-2018             Holding Recon Date   02-Mar-2018  
City / Country     / United States         Vote Deadline Date   24-Apr-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1A. Election of Director: Sharon L. Allen Management   For     For    
1B. Election of Director: Susan S. Bies Management   For     For    
1C. Election of Director: Jack O. Bovender, Jr. Management   For     For    
1D. Election of Director: Frank P. Bramble, Sr. Management   For     For    
1E. Election of Director: Pierre J. P. de Weck Management   For     For    
1F. Election of Director: Arnold W. Donald Management   For     For    
1G. Election of Director: Linda P. Hudson Management   For     For    
1H. Election of Director: Monica C. Lozano Management   For     For    
1I. Election of Director: Thomas J. May Management   For     For    
1J. Election of Director: Brian T. Moynihan Management   For     For    
1K. Election of Director: Lionel L. Nowell, III Management   For     For    
1L. Election of Director: Michael D. White Management   For     For    
1M. Election of Director: Thomas D. Woods Management   For     For    
1N. Election of Director: R. David Yost Management   For     For    
1O. Election of Director: Maria T. Zuber Management   For     For    
2. Approving Our Executive Compensation (an Advisory, Non-binding "Say on Pay" Resolution) Management   For     For    
3. Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2018 Management   For     For    
4. Stockholder Proposal - Independent Board Chairman Shareholder   Against     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL29 GLO 997AL29 STATE STREET BANK & TRUST CO 30,000     0 13-Mar-2018 26-Apr-2018
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 1,410     327,000 13-Mar-2018 26-Apr-2018
997AL53 GLO MS PLEDGE 997AL53 STATE STREET BANK & TRUST CO 45,000     0 13-Mar-2018 26-Apr-2018
HALYARD HEALTH, INC.  
Security 40650V100             Meeting Type   Annual
Ticker Symbol HYH             Meeting Date   26-Apr-2018  
ISIN US40650V1008             Agenda   934736870 - Management
Record Date 02-Mar-2018             Holding Recon Date   02-Mar-2018  
City / Country     / United States         Vote Deadline Date   25-Apr-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1A. Election of Class I Director: William A. Hawkins Management   For     For    
1B. Election of Class I Director: Gary D. Blackford Management   For     For    
1C. Election of Class I Director: Patrick J. O'Leary Management   For     For    
2. Ratification of the selection of Deloitte & Touche LLP as the independent registered public accounting firm to audit the Company's 2018 financial statements. Management   For     For    
3. Advisory vote to approve named executive officer compensation. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 21,800     0 10-Mar-2018 27-Apr-2018
997AL53 GLO MS PLEDGE 997AL53 STATE STREET BANK & TRUST CO 20,400     0 10-Mar-2018 27-Apr-2018
PFIZER INC.  
Security 717081103             Meeting Type   Annual
Ticker Symbol PFE             Meeting Date   26-Apr-2018  
ISIN US7170811035             Agenda   934739256 - Management
Record Date 27-Feb-2018             Holding Recon Date   27-Feb-2018  
City / Country     / United States         Vote Deadline Date   25-Apr-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Director: Dennis A. Ausiello Management   For     For    
1b. Election of Director: Ronald E. Blaylock Management   For     For    
1c. Election of Director: Albert Bourla Management   For     For    
1d. Election of Director: W. Don Cornwell Management   For     For    
1e. Election of Director: Joseph J. Echevarria Management   For     For    
1f. Election of Director: Helen H. Hobbs Management   For     For    
1g. Election of Director: James M. Kilts Management   For     For    
1h. Election of Director: Dan R. Littman Management   For     For    
1i. Election of Director: Shantanu Narayen Management   For     For    
1j. Election of Director: Suzanne Nora Johnson Management   For     For    
1k. Election of Director: Ian C. Read Management   For     For    
1l. Election of Director: James C. Smith Management   For     For    
2. Ratify the selection of KPMG LLP as independent registered public accounting firm for 2018 Management   For     For    
3. 2018 Advisory approval of executive compensation Management   For     For    
4. Approval of the Pfizer Inc. French Sub-Plan under the 2014 Stock Plan Management   For     For    
5. Shareholder proposal regarding right to act by written consent Shareholder   Against     For    
6. Shareholder proposal regarding independent chair policy Shareholder   Against     For    
7. Shareholder proposal regarding report on lobbying activities Shareholder   Against     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 100     86,300 16-Mar-2018 27-Apr-2018
BRISTOL-MYERS SQUIBB COMPANY  
Security 110122108             Meeting Type   Annual
Ticker Symbol BMY             Meeting Date   01-May-2018  
ISIN US1101221083             Agenda   934747354 - Management
Record Date 14-Mar-2018             Holding Recon Date   14-Mar-2018  
City / Country     / United States         Vote Deadline Date   30-Apr-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1A. Election of Director: P. J. Arduini Management   For     For    
1B. Election of Director: J. Baselga, M.D., Ph.D. Management   For     For    
1C. Election of Director: R. J. Bertolini Management   For     For    
1D. Election of Director: G. Caforio, M.D. Management   For     For    
1E. Election of Director: M. W. Emmens Management   For     For    
1F. Election of Director: M. Grobstein Management   For     For    
1G. Election of Director: A. J. Lacy Management   For     For    
1H. Election of Director: D. C. Paliwal Management   For     For    
1I. Election of Director: T. R. Samuels Management   For     For    
1J. Election of Director: G. L. Storch Management   For     For    
1K. Election of Director: V. L. Sato, Ph.D. Management   For     For    
1L. Election of Director: K. H. Vousden, Ph.D. Management   For     For    
2. Advisory vote to approve the compensation of our Named Executive Officers Management   For     For    
3. Ratification of the appointment of an independent registered public accounting firm Management   For     For    
4. Shareholder Proposal on Annual Report Disclosing How Risks Related to Public Concern Over Drug Pricing Strategies are Incorporated into Incentive Compensation Plans Shareholder   Against     For    
5. Shareholder Proposal to Lower the Share Ownership Threshold to Call Special Shareholder Meetings Shareholder   Against     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 100     40,600 23-Mar-2018 02-May-2018
997AL53 GLO MS PLEDGE 997AL53 STATE STREET BANK & TRUST CO 2,200     0 23-Mar-2018 02-May-2018
STARWOOD PROPERTY TRUST, INC.  
Security 85571B105             Meeting Type   Annual
Ticker Symbol STWD             Meeting Date   02-May-2018  
ISIN US85571B1052             Agenda   934750476 - Management
Record Date 12-Mar-2018             Holding Recon Date   12-Mar-2018  
City / Country     / United States         Vote Deadline Date   01-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. DIRECTOR Management              
    1 Richard D. Bronson       For     For    
    2 Jeffrey G. Dishner       For     For    
    3 Camille J. Douglas       For     For    
    4 Solomon J. Kumin       For     For    
    5 Barry S. Sternlicht       For     For    
    6 Strauss Zelnick       For     For    
2. To approve, on an advisory basis, the Company's executive compensation as disclosed in the accompanying proxy statement. Management   For     For    
3. To ratify the Audit Committee's appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the calendar year ending December 31, 2018. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 716,286     0 24-Mar-2018 03-May-2018
997AL53 GLO MS PLEDGE 997AL53 STATE STREET BANK & TRUST CO 70,000     0 24-Mar-2018 03-May-2018
GCI LIBERTY, INC.  
Security 36164V305             Meeting Type   Special
Ticker Symbol GLIBA             Meeting Date   07-May-2018  
ISIN US36164V3050             Agenda   934771278 - Management
Record Date 14-Mar-2018             Holding Recon Date   14-Mar-2018  
City / Country     / United States         Vote Deadline Date   04-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. Approve the Agreement and Plan of Merger by and between GCI Liberty, Inc. and GCI Merger Sub, Inc., pursuant to which GCI Liberty, Inc. will merge with and into GCI Merger Sub, Inc., with GCI Merger Sub, Inc. (which shall be renamed GCI Liberty, Inc.) continuing as the surviving corporation and existing under the laws of the State of Delaware. Management   For     For    
2. A proposal to authorize the adjournment of the special meeting by GCI liberty, inc. to permit further solicitation of proxies, if necessary or appropriate, if sufficient votes are not represented at the special meeting to approve the other proposal to be presented at the special meeting. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 27,306     261,100 04-Apr-2018 08-May-2018
997AL53 GLO MS PLEDGE 997AL53 STATE STREET BANK & TRUST CO 32,156     0 04-Apr-2018 08-May-2018
BYD COMPANY LIMITED  
Security Y1023R104             Meeting Type   ExtraOrdinary General Meeting
Ticker Symbol               Meeting Date   09-May-2018  
ISIN CNE100000296             Agenda   709069593 - Management
Record Date 06-Apr-2018             Holding Recon Date   06-Apr-2018  
City / Country   SHENZH EN / China         Vote Deadline Date   30-Apr-2018  
SEDOL(s) 6536651 - B01XKF2 - B0WVS95 - BD8GJR0 - BDDXWZ5         Quick Code      
                                       
Item Proposal     Proposed by   Vote   For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0318/LTN20180318017.PDF-,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0318/LTN20180318013.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0318/LTN20180318011.PDF Non-Voting              
1 TO CONSIDER AND APPROVE THE ISSUANCE OF ASSET-BACKED SECURITIES (THE "ABS") OF NOT MORE THAN RMB10 BILLION Management   For     For    
2 TO CONSIDER AND APPROVE THE AUTHORISATION TO THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") OR THE PERSON(S) AUTHORISED BY THE BOARD TO DEAL WITH ALL THE MATTERS IN RELATION TO THE ISSUANCE OF ABS Management   For     For    
3 TO CONSIDER AND APPROVE THE AUTHORISATION TO THE BOARD TO DETERMINE THE PROPOSAL FOR THE ISSUANCE OF DEBT FINANCING INSTRUMENT(S) Management   For     For    
4 TO CONSIDER AND APPROVE THE RESOLUTION ON THE ADJUSTMENT TO AND OPTIMISATION OF THE SCOPE OF INVESTMENT PROJECT UNDER THE NON-PUBLIC ISSUANCE AND THE INTRODUCTION OF NEW IMPLEMENTATION ENTITIES Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
AL29 AL29   STATE STREET BANK 585,600     0 20-Mar-2018 04-May-2018
KINDER MORGAN, INC.  
Security 49456B101             Meeting Type   Annual
Ticker Symbol KMI             Meeting Date   09-May-2018  
ISIN US49456B1017             Agenda   934748990 - Management
Record Date 12-Mar-2018             Holding Recon Date   12-Mar-2018  
City / Country     / United States         Vote Deadline Date   08-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Director: Richard D. Kinder Management   For     For    
1b. Election of Director: Steven J. Kean Management   For     For    
1c. Election of Director: Kimberly A. Dang Management   For     For    
1d. Election of Director: Ted A. Gardner Management   For     For    
1e. Election of Director: Anthony W. Hall, Jr. Management   For     For    
1f. Election of Director: Gary L. Hultquist Management   For     For    
1g. Election of Director: Ronald L. Kuehn, Jr. Management   For     For    
1h. Election of Director: Deborah A. Macdonald Management   For     For    
1i. Election of Director: Michael C. Morgan Management   For     For    
1j. Election of Director: Arthur C. Reichstetter Management   For     For    
1k. Election of Director: Fayez Sarofim Management   For     For    
1l. Election of Director: C. Park Shaper Management   For     For    
1m. Election of Director: William A. Smith Management   For     For    
1n. Election of Director: Joel V. Staff Management   For     For    
1o. Election of Director: Robert F. Vagt Management   For     For    
1p. Election of Director: Perry M. Waughtal Management   For     For    
2. Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018 Management   For     For    
3. Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement Management   For     For    
4. Frequency with which we will hold an advisory vote on the compensation of our named executive officers Management   3 Years     For    
5. Stockholder proposal relating to a report on methane emissions Shareholder   Against     For    
6. Stockholder proposal relating to an annual sustainability report Shareholder   Against     For    
7. Stockholder proposal relating to an assessment of the long-term portfolio impacts of scenarios consistent with global climate change policies Shareholder   Against     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL29 GLO 997AL29 STATE STREET BANK & TRUST CO 50,000     0 30-Mar-2018 10-May-2018
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 44,300     425,000 30-Mar-2018 10-May-2018
997AL53 GLO MS PLEDGE 997AL53 STATE STREET BANK & TRUST CO 100,000     0 30-Mar-2018 10-May-2018
CARDIOME PHARMA CORP.  
Security 14159U301             Meeting Type   Annual and Special Meeting
Ticker Symbol CRME             Meeting Date   09-May-2018  
ISIN CA14159U3010             Agenda   934792400 - Management
Record Date 02-Apr-2018             Holding Recon Date   02-Apr-2018  
City / Country     / Canada         Vote Deadline Date   04-May-2018  
SEDOL(s)           Quick Code      
                                       
Item Proposal     Proposed by   Vote   For/Against Management    
1 DIRECTOR Management              
    1 Richard M. Glickman       For     For    
    2 W. James O'Shea       For     For    
    3 William L. Hunter       For     For    
    4 Mark H. Corrigan       For     For    
    5 Arthur H. Willms       For     For    
    6 Robert J. Meyer       For     For    
2 Appointment of KPMG LLP, Chartered Professional Accountants as auditors of Cardiome Pharma Corp. for the ensuing year and authorizing the directors to fix their remuneration. Management   For     For    
3 In respect of a special resolution (with or without amendment), the full text of which is set forth in Appendix A to the management information circular of Cardiome Pharma Corp. dated April 6, 2018 (the "Circular"), approving an arrangement under section 192 of the Canada Business Corporations Act made in accordance with the arrangement agreement dated March 19, 2018 among Cardiome Pharma Corp., Correvio Pharma Corp. and Cipher Pharmaceuticals Inc., all as more particularly described in the Circular. Management   For     For    
4 To consider, and if thought fit, approve, with or without amendment, an ordinary resolution to approve a stock option plan for Correvio Pharma Corp., as more particularly described in the Circular. Management   For     For    
5 To consider, and if thought fit, approve, with or without amendment, an ordinary resolution to approve a restricted share unit plan for Correvio Pharma Corp., as more particularly described in the Circular. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 2,348     883,533 19-Apr-2018 10-May-2018
EXPRESS SCRIPTS HOLDING COMPANY  
Security 30219G108             Meeting Type   Annual
Ticker Symbol ESRX             Meeting Date   10-May-2018  
ISIN US30219G1085             Agenda   934745716 - Management
Record Date 13-Mar-2018             Holding Recon Date   13-Mar-2018  
City / Country     / United States         Vote Deadline Date   09-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Director: Maura C. Breen Management   For     For    
1b. Election of Director: William J. DeLaney Management   For     For    
1c. Election of Director: Elder Granger, MD, MG, USA (Retired) Management   For     For    
1d. Election of Director: Nicholas J. LaHowchic Management   For     For    
1e. Election of Director: Thomas P. Mac Mahon Management   For     For    
1f. Election of Director: Kathleen M. Mazzarella Management   For     For    
1g. Election of Director: Frank Mergenthaler Management   For     For    
1h. Election of Director: Woodrow A. Myers, Jr., MD Management   For     For    
1i. Election of Director: Roderick A. Palmore Management   For     For    
1j. Election of Director: George Paz Management   For     For    
1k. Election of Director: William L. Roper, MD, MPH Management   For     For    
1l. Election of Director: Seymour Sternberg Management   For     For    
1m. Election of Director: Timothy Wentworth Management   For     For    
2. To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for 2018. Management   For     For    
3. To approve, by non-binding vote, the compensation of the Company's named executive officers. Management   For     For    
4. Stockholder proposal requesting the Company to report annually to the Board and stockholders identifying whether there exists a gender pay-gap among the Company's employees and other related disclosures. Shareholder   Against     For    
5. Stockholder proposal requesting the Board annually review and publicly report on its cyber risk. Shareholder   Against     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 100     44,300 29-Mar-2018 11-May-2018
PULTEGROUP, INC.  
Security 745867101             Meeting Type   Annual
Ticker Symbol PHM             Meeting Date   10-May-2018  
ISIN US7458671010             Agenda   934758636 - Management
Record Date 16-Mar-2018             Holding Recon Date   16-Mar-2018  
City / Country     / United States         Vote Deadline Date   09-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Director: Brian P. Anderson Management   For     For    
1b. Election of Director: Bryce Blair Management   For     For    
1c. Election of Director: Richard W. Dreiling Management   For     For    
1d. Election of Director: Thomas J. Folliard Management   For     For    
1e. Election of Director: Cheryl W. Grise Management   For     For    
1f. Election of Director: Andre J. Hawaux Management   For     For    
1g. Election of Director: Ryan R. Marshall Management   For     For    
1h. Election of Director: John R. Peshkin Management   For     For    
1i. Election of Director: Scott F. Powers Management   For     For    
1j. Election of Director: William J. Pulte Management   For     For    
2. The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2018. Management   For     For    
3. Say on Pay - An advisory vote to approve executive compensation. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 100     54,700 29-Mar-2018 11-May-2018
BOSTON SCIENTIFIC CORPORATION  
Security 101137107             Meeting Type   Annual
Ticker Symbol BSX             Meeting Date   10-May-2018  
ISIN US1011371077             Agenda   934758751 - Management
Record Date 16-Mar-2018             Holding Recon Date   16-Mar-2018  
City / Country     / United States         Vote Deadline Date   09-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Director: Nelda J. Connors Management   For     For    
1b. Election of Director: Charles J. Dockendorff Management   For     For    
1c. Election of Director: Yoshiaki Fujimori Management   For     For    
1d. Election of Director: Donna A. James Management   For     For    
1e. Election of Director: Edward J. Ludwig Management   For     For    
1f. Election of Director: Stephen P. MacMillan Management   For     For    
1g. Election of Director: Michael F. Mahoney Management   For     For    
1h. Election of Director: David J. Roux Management   For     For    
1i. Election of Director: John E. Sununu Management   For     For    
1j. Election of Director: Ellen M. Zane Management   For     For    
2. To approve, on a non-binding, advisory basis, named executive officer compensation. Management   For     For    
3. To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2018 fiscal year. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 100     11,200 29-Mar-2018 11-May-2018
997AL53 GLO MS PLEDGE 997AL53 STATE STREET BANK & TRUST CO 30,000     0 29-Mar-2018 11-May-2018
FAIRWAY ENERGY  
Security 30605H108             Meeting Type   Special
Ticker Symbol FRWYZ             Meeting Date   11-May-2018  
ISIN US30605H1086             Agenda   934807756 - Management
Record Date 05-Apr-2018             Holding Recon Date   05-Apr-2018  
City / Country     / United States         Vote Deadline Date   10-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1a. To remove the current director of the Board of Directors of Fairway Energy GP, LLC: Porter Bennett Shareholder   Against     For    
1b. To remove the current director of the Board of Directors of Fairway Energy GP, LLC: Christopher C. Hilgert Shareholder   Against     For    
1c. To remove the current director of the Board of Directors of Fairway Energy GP, LLC: J. Chris Jones Shareholder   Against     For    
1d. To remove the current director of the Board of Directors of Fairway Energy GP, LLC: Arthur L. Smith Shareholder   Against     For    
1e. To remove the current director of the Board of Directors of Fairway Energy GP, LLC: Nicholas S. Swyka, Jr. Shareholder   Against     For    
1f. To remove the current director of the Board of Directors of Fairway Energy GP, LLC: William T. Wilson Shareholder   Against     For    
1g. To remove the current director of the Board of Directors of Fairway Energy GP, LLC: Jim P. Wise Shareholder   Against     For    
2a. Election of Member of Board of Directors of Fairway Energy GP, LLC: Porter Bennett Management   For     For    
2b. Election of Member of Board of Directors of Fairway Energy GP, LLC: Christopher C. Hilgert Management   For     For    
2c. Election of Member of Board of Directors of Fairway Energy GP, LLC: J. Chris Jones Management   For     For    
2d. Election of Member of Board of Directors of Fairway Energy GP, LLC: Arthur L. Smith Management   For     For    
2e. Election of Member of Board of Directors of Fairway Energy GP, LLC: Nicholas S. Swyka, Jr. Management   For     For    
2f. Election of Member of Board of Directors of Fairway Energy GP, LLC: William T. Wilson Management   For     For    
2g. Election of Member of Board of Directors of Fairway Energy GP, LLC: Jim P. Wise Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL29 GLO 997AL29 STATE STREET BANK & TRUST CO 536,000     0 27-Apr-2018 14-May-2018
ARES CAPITAL CORPORATION  
Security 04010L103             Meeting Type   Special
Ticker Symbol ARCC             Meeting Date   14-May-2018  
ISIN US04010L1035             Agenda   934768358 - Management
Record Date 16-Mar-2018             Holding Recon Date   16-Mar-2018  
City / Country     / United States         Vote Deadline Date   11-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1 To authorize the Company, with the approval of its board of directors, to sell or otherwise issue shares of its common stock at a price below its then current net asset value per share subject to the limitations set forth in the proxy statement for the special meeting of stockholders. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 773,900     0 03-Apr-2018 15-May-2018
ARES CAPITAL CORPORATION  
Security 04010L103             Meeting Type   Annual
Ticker Symbol ARCC             Meeting Date   14-May-2018  
ISIN US04010L1035             Agenda   934771177 - Management
Record Date 16-Mar-2018             Holding Recon Date   16-Mar-2018  
City / Country     / United States         Vote Deadline Date   11-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Class II Director: Steve Bartlett Management   For     For    
1b. Election of Class II Director: Robert L. Rosen Management   For     For    
1c. Election of Class II Director: Bennett Rosenthal Management   For     For    
2. To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 773,900     0 04-Apr-2018 15-May-2018
FIRST REPUBLIC BANK  
Security 33616C100             Meeting Type   Annual
Ticker Symbol FRC             Meeting Date   15-May-2018  
ISIN US33616C1009             Agenda   934753458 - Management
Record Date 16-Mar-2018             Holding Recon Date   16-Mar-2018  
City / Country     / United States         Vote Deadline Date   14-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Director: James H. Herbert, II Management   For     For    
1b. Election of Director: Katherine August-deWilde Management   For     For    
1c. Election of Director: Thomas J. Barrack, Jr. Management   For     For    
1d. Election of Director: Frank J. Fahrenkopf, Jr. Management   For     For    
1e. Election of Director: L. Martin Gibbs Management   For     For    
1f. Election of Director: Boris Groysberg Management   For     For    
1g. Election of Director: Sandra R. Hernandez Management   For     For    
1h. Election of Director: Pamela J. Joyner Management   For     For    
1i. Election of Director: Reynold Levy Management   For     For    
1j. Election of Director: Duncan L. Niederauer Management   For     For    
1k. Election of Director: George G.C. Parker Management   For     For    
1l. Election of Director: Cheryl Spielman Management   For     For    
2. To ratify the appointment of KPMG LLP as independent auditor of First Republic Bank for the fiscal year ended December 31, 2018. Management   For     For    
3. To approve, by advisory (non-binding) vote, the compensation of our executive officers (a "say on pay" vote). Management   For     For    
4. A shareholder proposal requesting that First Republic Bank prepare a diversity report to include specific additional disclosure relating to EEOC-defined metrics and details on related policies and programs. Shareholder   Against     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 100     36,400 03-Apr-2018 16-May-2018
JPMORGAN CHASE & CO.  
Security 46625H100             Meeting Type   Annual
Ticker Symbol JPM             Meeting Date   15-May-2018  
ISIN US46625H1005             Agenda   934764463 - Management
Record Date 16-Mar-2018             Holding Recon Date   16-Mar-2018  
City / Country     / United States         Vote Deadline Date   14-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Director: Linda B. Bammann Management   For     For    
1b. Election of Director: James A. Bell Management   For     For    
1c. Election of Director: Stephen B. Burke Management   For     For    
1d. Election of Director: Todd A. Combs Management   For     For    
1e. Election of Director: James S. Crown Management   For     For    
1f. Election of Director: James Dimon Management   For     For    
1g. Election of Director: Timothy P. Flynn Management   For     For    
1h. Election of Director: Mellody Hobson Management   For     For    
1i. Election of Director: Laban P. Jackson Jr. Management   For     For    
1j. Election of Director: Michael A. Neal Management   For     For    
1k. Election of Director: Lee R. Raymond Management   For     For    
1l. Election of Director: William C. Weldon Management   For     For    
2. Ratification of special meeting provisions in the Firm's By- Laws Management   For     For    
3. Advisory resolution to approve executive compensation Management   For     For    
4. Approval of Amended and Restated Long-Term Incentive Plan effective May 15, 2018 Management   For     For    
5. Ratification of independent registered public accounting firm Management   For     For    
6. Independent Board chairman Shareholder   Against     For    
7. Vesting for government service Shareholder   Against     For    
8. Proposal to report on investments tied to genocide Shareholder   Against     For    
9. Cumulative Voting Shareholder   Against     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 300     112,400 06-Apr-2018 16-May-2018
997AL53 GLO MS PLEDGE 997AL53 STATE STREET BANK & TRUST CO 6,700     0 06-Apr-2018 16-May-2018
TENCENT HOLDINGS LIMITED  
Security G87572163             Meeting Type   Annual General Meeting
Ticker Symbol               Meeting Date   16-May-2018  
ISIN KYG875721634             Agenda   709223553 - Management
Record Date 10-May-2018             Holding Recon Date   10-May-2018  
City / Country   HONG KONG / Cayman Islands         Vote Deadline Date   09-May-2018  
SEDOL(s) BD8NG70 - BDDXGP3 - BMMV2K8 - BMN9869 - BMNDJT1 - BP3RXY7         Quick Code      
                                       
Item Proposal     Proposed by   Vote   For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0410/LTN20180410937.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0410/LTN20180410939.PDF Non-Voting              
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting              
1 TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2017 Management   For     For    
2 TO DECLARE A FINAL DIVIDEND Management   For     For    
3.A TO RE-ELECT MR LI DONG SHENG AS DIRECTOR Management   For     For    
3.B TO RE-ELECT MR IAIN FERGUSON BRUCE AS DIRECTOR Management   For     For    
3.C TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION Management   For     For    
4 APPROVE PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION Management   For     For    
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES Management   For     For    
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES Management   For     For    
CMMT PLEASE NOTE THAT RESOLUTION 7 IS CONDITIONAL UPON PASSING OF RESOLUTION NO 5-AND 6. THANK YOU Non-Voting              
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED Management   For     For    
CMMT 16 APR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT IN RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting              
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
AL29 AL29   STATE STREET BANK 32,100     0 12-Apr-2018 10-May-2018
ALIGN TECHNOLOGY, INC.  
Security 016255101             Meeting Type   Annual
Ticker Symbol ALGN             Meeting Date   16-May-2018  
ISIN US0162551016             Agenda   934756567 - Management
Record Date 21-Mar-2018             Holding Recon Date   21-Mar-2018  
City / Country     / United States         Vote Deadline Date   15-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Director: Kevin J. Dallas Management   For     For    
1b. Election of Director: Joseph M. Hogan Management   For     For    
1c. Election of Director: Joseph Lacob Management   For     For    
1d. Election of Director: C. Raymond Larkin, Jr. Management   For     For    
1e. Election of Director: George J. Morrow Management   For     For    
1f. Election of Director: Thomas M. Prescott Management   For     For    
1g. Election of Director: Andrea L. Saia Management   For     For    
1h. Election of Director: Greg J. Santora Management   For     For    
1i. Election of Director: Susan E. Siegel Management   For     For    
1j. Election of Director: Warren S. Thaler Management   For     For    
2. Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Align Technology, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2018. Management   For     For    
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 2,040     9,200 07-Apr-2018 17-May-2018
WAYFAIR INC  
Security 94419L101             Meeting Type   Annual
Ticker Symbol W             Meeting Date   16-May-2018  
ISIN US94419L1017             Agenda   934760225 - Management
Record Date 21-Mar-2018             Holding Recon Date   21-Mar-2018  
City / Country     / United States         Vote Deadline Date   15-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Director: Niraj Shah Management   For     For    
1b. Election of Director: Steven Conine Management   For     For    
1c. Election of Director: Julie Bradley Management   For     For    
1d. Election of Director: Robert Gamgort Management   For     For    
1e. Election of Director: Michael Kumin Management   For     For    
1f. Election of Director: James Miller Management   For     For    
1g. Election of Director: Jeffrey Naylor Management   For     For    
1h. Election of Director: Romero Rodrigues Management   For     For    
2. To ratify the appointment of Ernst & Young LLP as the Corporation's independent registered public accountants for the fiscal year ending December 31, 2018. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 200     26,300 05-Apr-2018 17-May-2018
COUNTRY GARDEN HOLDINGS COMPANY LIMITED  
Security G24524103             Meeting Type   Annual General Meeting
Ticker Symbol               Meeting Date   17-May-2018  
ISIN KYG245241032             Agenda   709260448 - Management
Record Date 11-May-2018             Holding Recon Date   11-May-2018  
City / Country   HONG KONG / Cayman Islands         Vote Deadline Date   07-May-2018  
SEDOL(s) B1VKYN6 - B1W6YY4 - B1WGSJ7 - BD8NKW3 - BP3RTG1         Quick Code      
                                       
Item Proposal     Proposed by   Vote   For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0413/LTN20180413461.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0413/LTN20180413423.pdf Non-Voting              
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting              
1 TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2017 Management   For     For    
2 TO DECLARE A FINAL DIVIDEND OF RMB24.95 CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2017 Management   For     For    
3A1 TO RE-ELECT MR. YEUNG KWOK YEUNG AS AN EXECUTIVE DIRECTOR OF THE COMPANY Management   For     For    
3A2 TO RE-ELECT MS. YANG ZIYING AS AN EXECUTIVE DIRECTOR OF THE COMPANY Management   For     For    
3A3 TO RE-ELECT MR. YANG ZHICHENG AS AN EXECUTIVE DIRECTOR OF THE COMPANY Management   For     For    
3A4 TO RE-ELECT MR. TONG WUI TUNG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management   For     For    
3A5 TO RE-ELECT MR. HUANG HONGYAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY Management   For     For    
3.B TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE DIRECTORS' REMUNERATION OF THE COMPANY Management   For     For    
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION Management   For     For    
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE NEW SHARES NOT EXCEEDING 20% OF THE ISSUED SHARES OF THE COMPANY Management   For     For    
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO BUY BACK SHARES NOT EXCEEDING 10% OF THE ISSUED SHARES OF THE COMPANY Management   For     For    
7 TO EXTEND THE GENERAL MANDATE TO BE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE NEW SHARES OF THE COMPANY BY ADDING TO IT THE NUMBER OF SHARES BOUGHT BACK UNDER THE GENERAL MANDATE TO BUY BACK SHARES OF THE COMPANY Management   For     For    
8 TO APPROVE THE ADOPTION OF THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
AL29 AL29   STATE STREET BANK 2,285,000     0 14-Apr-2018 11-May-2018
COUNTRY GARDEN HOLDINGS COMPANY LIMITED  
Security G24524103             Meeting Type   ExtraOrdinary General Meeting
Ticker Symbol               Meeting Date   17-May-2018  
ISIN KYG245241032             Agenda   709355881 - Management
Record Date 11-May-2018             Holding Recon Date   11-May-2018  
City / Country   HONG KONG / Cayman Islands         Vote Deadline Date   07-May-2018  
SEDOL(s) B1VKYN6 - B1W6YY4 - B1WGSJ7 - BD8NKW3 - BP3RTG1         Quick Code      
                                       
Item Proposal     Proposed by   Vote   For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0427/LTN20180427840.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0427/LTN20180427986.PDF Non-Voting              
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1 AND 2, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting              
1 TO APPROVE THE CGS SHARE OPTION SCHEME (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 30 APRIL 2018) Management   For     For    
2 TO APPROVE THE GRANT OF SHARE OPTIONS TO MR. MO BIN UNDER THE CGS SHARE OPTION SCHEME Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
AL29 AL29   STATE STREET BANK 2,285,000     0 28-Apr-2018 11-May-2018
TPG SPECIALTY LENDING, INC.  
Security 87265K102             Meeting Type   Special
Ticker Symbol TSLX             Meeting Date   17-May-2018  
ISIN US87265K1025             Agenda   934771038 - Management
Record Date 19-Mar-2018             Holding Recon Date   19-Mar-2018  
City / Country     / United States         Vote Deadline Date   16-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. To approve a proposal to authorize the Company to sell or otherwise issue shares of its common stock at a price below its then-current net asset value per share in one or more offerings, in each case subject to the approval of its board of directors and subject to the conditions set forth in the accompanying proxy statement. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 95,948     0 04-Apr-2018 18-May-2018
TPG SPECIALTY LENDING, INC.  
Security 87265K102             Meeting Type   Annual
Ticker Symbol TSLX             Meeting Date   17-May-2018  
ISIN US87265K1025             Agenda   934771317 - Management
Record Date 19-Mar-2018             Holding Recon Date   19-Mar-2018  
City / Country     / United States         Vote Deadline Date   16-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. DIRECTOR Management              
    1 Richard Higginbotham       For     For    
    2 Ronald Tanemura       For     For    
2. To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 95,948     0 04-Apr-2018 18-May-2018
VERTEX PHARMACEUTICALS INCORPORATED  
Security 92532F100             Meeting Type   Annual
Ticker Symbol VRTX             Meeting Date   17-May-2018  
ISIN US92532F1003             Agenda   934800574 - Management
Record Date 29-Mar-2018             Holding Recon Date   29-Mar-2018  
City / Country     / United States         Vote Deadline Date   16-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1.1 Election of Class I Director: Sangeeta N. Bhatia Management   For     For    
1.2 Election of Class I Director: Jeffrey M. Leiden Management   For     For    
1.3 Election of Class I Director: Bruce I. Sachs Management   For     For    
2. Amendments to our charter and by-laws to eliminate supermajority provisions. Management   For     For    
3. Amendment and restatement of our 2013 Stock and Option Plan, to among other things, increase the number of shares available under the plan by 8.0 million shares. Management   For     For    
4. Ratification of Ernst & Young LLP as our Independent Registered Public Accounting firm for the year ending December 31, 2018. Management   For     For    
5. Advisory vote on named executive officer compensation. Management   For     For    
6. Shareholder proposal, if properly presented at the meeting, requesting that we prepare a report on the risks to us of rising drug prices. Shareholder   Against     For    
7. Shareholder proposal, if properly presented at the meeting, requesting that we prepare a report on our policies and activities with respect to lobbying. Shareholder   Against     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 650     17,300 24-Apr-2018 18-May-2018
AMGEN INC.  
Security 031162100             Meeting Type   Annual
Ticker Symbol AMGN             Meeting Date   22-May-2018  
ISIN US0311621009             Agenda   934775101 - Management
Record Date 23-Mar-2018             Holding Recon Date   23-Mar-2018  
City / Country     / United States         Vote Deadline Date   21-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Director: Dr. Wanda M. Austin Management   For     For    
1b. Election of Director: Mr. Robert A. Bradway Management   For     For    
1c. Election of Director: Dr. Brian J. Druker Management   For     For    
1d. Election of Director: Mr. Robert A. Eckert Management   For     For    
1e. Election of Director: Mr. Greg C. Garland Management   For     For    
1f. Election of Director: Mr. Fred Hassan Management   For     For    
1g. Election of Director: Dr. Rebecca M. Henderson Management   For     For    
1h. Election of Director: Mr. Frank C. Herringer Management   For     For    
1i. Election of Director: Mr. Charles M. Holley, Jr. Management   For     For    
1j. Election of Director: Dr. Tyler Jacks Management   For     For    
1k. Election of Director: Ms. Ellen J. Kullman Management   For     For    
1l. Election of Director: Dr. Ronald D. Sugar Management   For     For    
1m. Election of Director: Dr. R. Sanders Williams Management   For     For    
2. Advisory vote to approve our executive compensation. Management   For     For    
3. To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2018. Management   For     For    
4. Stockholder proposal for an annual report on the extent to which risks related to public concern over drug pricing strategies are integrated into our executive incentive compensation. Shareholder   Against     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 100     18,600 12-Apr-2018 23-May-2018
PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.  
Security Y69790106             Meeting Type   Annual General Meeting
Ticker Symbol               Meeting Date   23-May-2018  
ISIN CNE1000003X6             Agenda   709365577 - Management
Record Date 20-Apr-2018             Holding Recon Date   20-Apr-2018  
City / Country   SHENZH EN / China         Vote Deadline Date   14-May-2018  
SEDOL(s) B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1         Quick Code      
                                       
Item Proposal     Proposed by   Vote   For/Against Management    
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 898423 DUE TO ADDITION OF- RESOLUTIONS 10 AND 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU Non-Voting              
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0403/LTN201804031156.PDF, Non-Voting              
1 TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2017 Management   For     For    
2 TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2017 Management   For     For    
3 TO CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2017 AND ITS SUMMARY Management   For     For    
4 TO CONSIDER AND APPROVE THE REPORT OF FINAL ACCOUNTS OF THE COMPANY FOR THE YEAR 2017 INCLUDING THE AUDIT REPORT AND AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2017 Management   For     For    
5 TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2017 AND THE PROPOSED DISTRIBUTION OF FINAL DIVIDENDS Management   For     For    
6 TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF AUDITORS OF THE COMPANY FOR THE YEAR 2018, RE- APPOINTING PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE PRC AUDITOR AND PRICEWATERHOUSECOOPERS AS THE Management   For     For    
  INTERNATIONAL AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND AUTHORIZING THE BOARD TO RE-AUTHORIZE THE MANAGEMENT OF THE COMPANY TO FIX THEIR REMUNERATION                    
7.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. MA MINGZHE AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD Management   For     For    
7.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. SUN JIANYI AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD Management   For     For    
7.3 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. REN HUICHUAN AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD Management   For     For    
7.4 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. YAO JASON BO AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD Management   For     For    
7.5 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. LEE YUANSIONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD Management   For     For    
7.6 TO CONSIDER AND APPROVE THE RE-ELECTION OF MS. CAI FANGFANG AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD Management   For     For    
7.7 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. SOOPAKIJ CHEARAVANONT AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD Management   For     For    
7.8 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. YANG XIAOPING AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD Management   For     For    
7.9 TO CONSIDER AND APPROVE THE ELECTION OF MR. WANG YONGJIAN AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD Management   For     For    
7.10 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. LIU CHONG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD Management   For     For    
7.11 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. YIP DICKY PETER AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD Management   For     For    
7.12 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. WONG OSCAR SAI HUNG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD Management   For     For    
7.13 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. SUN DONGDONG AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD Management   For     For    
7.14 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. GE MING AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD Management   For     For    
7.15 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. OUYANG HUI AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD Management   For     For    
8.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. GU LIJI AS AN INDEPENDENT SUPERVISOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 9TH SESSION OF THE SUPERVISORY COMMITTEE Management   For     For    
8.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. HUANG BAOKUI AS AN INDEPENDENT SUPERVISOR OF THE COMPANY TO HOLD NO OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 9TH SESSION OF THE SUPERVISORY COMMITTEE Management   For     For    
8.3 TO CONSIDER AND APPROVE THE RE-ELECTION OF MS. ZHANG WANGJIN AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 9TH SESSION OF THE SUPERVISORY COMMITTEE Management   For     For    
9 TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED GRANT OF THE GENERAL MANDATE BY THE GENERAL MEETING TO THE BOARD TO ISSUE H SHARES, I.E. THE GRANT OF A GENERAL MANDATE TO THE BOARD TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL H SHARES NOT EXCEEDING 20% OF THE AGGREGATE Management   For     For    
  NOMINAL AMOUNT OF THE H SHARES OF THE COMPANY IN ISSUE, REPRESENTING UP TO LIMIT OF 8.15% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE, AT A DISCOUNT (IF ANY) OF NO MORE THAN 10% (RATHER THAN 20% AS LIMITED UNDER THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED) TO THE BENCHMARK PRICE (AS DEFINED IN THE MATERIALS FOR THE COMPANY'S 2017 ANNUAL GENERAL MEETING) AND AUTHORIZE THE BOARD TO MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUANCE OF H SHARES                    
10 TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE 30TH ANNIVERSARY SPECIAL DIVIDEND OF THE COMPANY Management   For     For    
11 TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE SHANGHAI JAHWA EQUITY INCENTIVE SCHEME Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
AL29 AL29   STATE STREET BANK 349,200     0 01-May-2018 17-May-2018
ILLUMINA, INC.  
Security 452327109             Meeting Type   Annual
Ticker Symbol ILMN             Meeting Date   23-May-2018  
ISIN US4523271090             Agenda   934776696 - Management
Record Date 29-Mar-2018             Holding Recon Date   29-Mar-2018  
City / Country     / United States         Vote Deadline Date   22-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Director: Jay T. Flatley Management   For     For    
1b. Election of Director: John W. Thompson Management   For     For    
1c. Election of Director: Gary S. Guthart, Ph.D. Management   For     For    
2. To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 30, 2018. Management   For     For    
3. To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. Management   For     For    
4. To approve, on an advisory basis, a stockholder proposal to elect each director annually. Shareholder   Against     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 120     14,800 07-Apr-2018 24-May-2018
MORGAN STANLEY  
Security 617446448             Meeting Type   Annual
Ticker Symbol MS             Meeting Date   24-May-2018  
ISIN US6174464486             Agenda   934776901 - Management
Record Date 26-Mar-2018             Holding Recon Date   26-Mar-2018  
City / Country     / United States         Vote Deadline Date   23-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Director: Elizabeth Corley Management   For     For    
1b. Election of Director: Alistair Darling Management   For     For    
1c. Election of Director: Thomas H. Glocer Management   For     For    
1d. Election of Director: James P. Gorman Management   For     For    
1e. Election of Director: Robert H. Herz Management   For     For    
1f. Election of Director: Nobuyuki Hirano Management   For     For    
1g. Election of Director: Jami Miscik Management   For     For    
1h. Election of Director: Dennis M. Nally Management   For     For    
1i. Election of Director: Hutham S. Olayan Management   For     For    
1j. Election of Director: Ryosuke Tamakoshi Management   For     For    
1k. Election of Director: Perry M. Traquina Management   For     For    
1l. Election of Director: Rayford Wilkins, Jr. Management   For     For    
2. To ratify the appointment of Deloitte & Touche LLP as independent auditor Management   For     For    
3. To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) Management   For     For    
4. Shareholder proposal regarding a policy to prohibit vesting of deferred equity awards for senior executives who resign to enter government service Shareholder   Against     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 36,800     0 07-Apr-2018 25-May-2018
AMAZON.COM, INC.  
Security 023135106             Meeting Type   Annual
Ticker Symbol AMZN             Meeting Date   30-May-2018  
ISIN US0231351067             Agenda   934793224 - Management
Record Date 05-Apr-2018             Holding Recon Date   05-Apr-2018  
City / Country     / United States         Vote Deadline Date   29-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Director: Jeffrey P. Bezos Management   For     For    
1b. Election of Director: Tom A. Alberg Management   For     For    
1c. Election of Director: Jamie S. Gorelick Management   For     For    
1d. Election of Director: Daniel P. Huttenlocher Management   For     For    
1e. Election of Director: Judith A. McGrath Management   For     For    
1f. Election of Director: Jonathan J. Rubinstein Management   For     For    
1g. Election of Director: Thomas O. Ryder Management   For     For    
1h. Election of Director: Patricia Q. Stonesifer Management   For     For    
1i. Election of Director: Wendell P. Weeks Management   For     For    
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS Management   For     For    
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management   For     For    
4. SHAREHOLDER PROPOSAL REGARDING DIVERSE BOARD CANDIDATES Shareholder   Against     For    
5. SHAREHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN INDEPENDENT BOARD CHAIR Shareholder   Against     For    
6. SHAREHOLDER PROPOSAL REGARDING VOTE- COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS Shareholder   Against     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 119     8,300 20-Apr-2018 31-May-2018
GLOBAL MEDICAL REIT INC.  
Security 37954A204             Meeting Type   Annual
Ticker Symbol GMRE             Meeting Date   30-May-2018  
ISIN US37954A2042             Agenda   934794048 - Management
Record Date 04-Apr-2018             Holding Recon Date   04-Apr-2018  
City / Country     / United States         Vote Deadline Date   29-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. DIRECTOR Management              
    1 Jeffrey Busch       For     For    
    2 Henry Cole       For     For    
    3 Matthew L. Cypher, Ph.D       For     For    
    4 Zhang Jingguo       For     For    
    5 Ronald Marston       For     For    
    6 Dr. Roscoe Moore       For     For    
    7 Zhang Huiqi       For     For    
    8 Lori Beth Wittman       For     For    
2. Advisory vote to approve the compensation of the Company's named executive officers. Management   For     For    
3. Advisory vote on the frequency of the advisory vote on the compensation of the Company's named executive officers. Management   3 Years     Against    
4. To ratify the appointment of MaloneBailey, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 310,000     0 21-Apr-2018 31-May-2018
CRISPR THERAPEUTICS AG  
Security H17182108             Meeting Type   Annual
Ticker Symbol CRSP             Meeting Date   30-May-2018  
ISIN CH0334081137             Agenda   934795420 - Management
Record Date 02-Apr-2018             Holding Recon Date   02-Apr-2018  
City / Country     / Switzerland         Vote Deadline Date   29-May-2018  
SEDOL(s)           Quick Code      
                                       
Item Proposal     Proposed by   Vote   For/Against Management    
1. The approval of the annual report, the consolidated financial statements and the statutory financial statements of the Company for the year ended December 31, 2017. Management   For     For    
2. The approval of the appropriation of financial results. Management   For     For    
3. The discharge of the members of the Board of Directors and Executive Committee. Management   For     For    
4a. Re-election of the member to the Board of Director: Rodger Novak, M.D. (as member and Chairman) Management   For     For    
4b. Election of the member to the Board of Director: Samarth Kulkarni, Ph.D. Management   For     For    
4c. Re-election of the member to the Board of Director: Bradley Bolzon, Ph.D. Management   For     For    
4d. Re-election of the member to the Board of Director: Ali Behbahani, M.D. Management   For     For    
4e. Re-election of the member to the Board of Director: Pablo Cagnoni, M.D. Management   For     For    
4f. Re-election of the member to the Board of Director: Kurt von Emster Management   For     For    
4g. Re-election of the member to the Board of Director: Simeon J. George, M.D. Management   For     For    
4h. Re-election of the member to the Board of Director: Thomas Woiwode, Ph.D. Management   For     For    
5a. Re-election of the member of the Compensation Committee: Thomas Woiwode, Ph.D. Management   For     For    
5b. Re-election of the member of the Compensation Committee: Pablo Cagnoni, M.D. Management   For     For    
5c. Re-election of the member of the Compensation Committee: Simeon J. George, M.D. Management   For     For    
6a. Binding vote on total non-performance-related compensation for members of the Board of Directors from the 2018 Annual General Meeting to the 2019 annual general meeting of shareholders. Management   For     For    
6b. Binding vote on equity for members of the Board of Directors from the 2018 Annual General Meeting to the 2019 annual general meeting of shareholders. Management   For     For    
6c. Binding vote on total non-performance-related compensation for members of the Executive Committee from July 1, 2018 to June 30, 2019. Management   For     For    
6d. Binding vote on total variable compensation for members of the Executive Committee for the current year ending December 31, 2018. Management   For     For    
6e. Binding vote on equity for members of the Executive Committee from the 2018 Annual General Meeting to the 2019 annual general meeting of shareholders. Management   For     For    
7. The approval of an increase in the Conditional Share Capital for Employee Benefit Plans. Management   For     For    
8. The approval of the CRISPR Therapeutics AG 2018 Stock Option and Incentive Plan. Management   For     For    
9. The approval of increasing the maximum number of authorized share capital and extending the date by which the Board of Directors may increase authorized share capital. Management   For     For    
10. The re-election of the independent voting rights representative. Management   For     For    
11. The re-election of the auditors. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL29 GLO 997AL29 STATE STREET BANK & TRUST CO 126,900     0 19-Apr-2018 31-May-2018
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 610     94,600 19-Apr-2018 31-May-2018
FACEBOOK, INC.  
Security 30303M102             Meeting Type   Annual
Ticker Symbol FB             Meeting Date   31-May-2018  
ISIN US30303M1027             Agenda   934793034 - Management
Record Date 06-Apr-2018             Holding Recon Date   06-Apr-2018  
City / Country     / United States         Vote Deadline Date   30-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. DIRECTOR Management              
    1 Marc L. Andreessen       For     For    
    2 Erskine B. Bowles       For     For    
    3 Kenneth I. Chenault       For     For    
    4 S. D. Desmond-Hellmann       For     For    
    5 Reed Hastings       For     For    
    6 Jan Koum       For     For    
    7 Sheryl K. Sandberg       For     For    
    8 Peter A. Thiel       For     For    
    9 Mark Zuckerberg       For     For    
2. To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2018. Management   For     For    
3. A stockholder proposal regarding change in stockholder voting. Shareholder   Against     For    
4. A stockholder proposal regarding a risk oversight committee. Shareholder   Against     For    
5. A stockholder proposal regarding simple majority vote. Shareholder   Against     For    
6. A stockholder proposal regarding a content governance report. Shareholder   Against     For    
7. A stockholder proposal regarding median pay by gender. Shareholder   Against     For    
8. A stockholder proposal regarding tax principles. Shareholder   Against     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 2,455     18,500 18-Apr-2018 01-Jun-2018
997AL53 GLO MS PLEDGE 997AL53 STATE STREET BANK & TRUST CO 4,320     0 18-Apr-2018 01-Jun-2018
SIENNA BIOPHARMACEUTICALS, INC.  
Security 82622H108             Meeting Type   Annual
Ticker Symbol SNNA             Meeting Date   01-Jun-2018  
ISIN US82622H1086             Agenda   934791268 - Management
Record Date 10-Apr-2018             Holding Recon Date   10-Apr-2018  
City / Country     / United States         Vote Deadline Date   31-May-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. DIRECTOR Management              
    1 F.C. Beddingfield       For     For    
    2 Todd Harris       For     For    
2. Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2018. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL29 GLO 997AL29 STATE STREET BANK & TRUST CO 47,656     0 20-Apr-2018 04-Jun-2018
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 53,344     0 20-Apr-2018 04-Jun-2018
997AL53 GLO MS PLEDGE 997AL53 STATE STREET BANK & TRUST CO 27,600     0 20-Apr-2018 04-Jun-2018
APELLIS PHARMACEUTICALS INC.  
Security 03753U106             Meeting Type   Annual
Ticker Symbol APLS             Meeting Date   04-Jun-2018  
ISIN US03753U1060             Agenda   934798755 - Management
Record Date 10-Apr-2018             Holding Recon Date   10-Apr-2018  
City / Country     / United States         Vote Deadline Date   01-Jun-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. DIRECTOR Management              
    1 Stephanie M. O'Brien       For     For    
2. To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2018. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL29 GLO 997AL29 STATE STREET BANK & TRUST CO 51,061     0 26-Apr-2018 05-Jun-2018
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 77,739     0 26-Apr-2018 05-Jun-2018
LADDER CAPITAL CORP  
Security 505743104             Meeting Type   Annual
Ticker Symbol LADR             Meeting Date   05-Jun-2018  
ISIN US5057431042             Agenda   934787497 - Management
Record Date 09-Apr-2018             Holding Recon Date   09-Apr-2018  
City / Country     / United States         Vote Deadline Date   04-Jun-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. Reelection of Douglas Durst to the Board of Directors. Management   For     For    
2. Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018. Management   For     For    
3. Approval of a non-binding, advisory resolution to approve our executive compensation ("Say on Pay"). Management   For     For    
4. Approval of a non-binding, advisory resolution on the frequency of future advisory stockholder votes to approve executive compensation ("Say on Frequency"). Management   3 Years     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 205,942     0 27-Apr-2018 06-Jun-2018
BIOMARIN PHARMACEUTICAL INC.  
Security 09061G101             Meeting Type   Annual
Ticker Symbol BMRN             Meeting Date   05-Jun-2018  
ISIN US09061G1013             Agenda   934791129 - Management
Record Date 09-Apr-2018             Holding Recon Date   09-Apr-2018  
City / Country     / United States         Vote Deadline Date   04-Jun-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. DIRECTOR Management              
    1 Jean-Jacques Bienaime       For     For    
    2 Willard Dere       For     For    
    3 Michael Grey       For     For    
    4 Elaine J. Heron       For     For    
    5 Robert J. Hombach       For     For    
    6 V. Bryan Lawlis       For     For    
    7 Alan J. Lewis       For     For    
    8 Richard A. Meier       For     For    
    9 David E.I. Pyott       For     For    
    10 Dennis J. Slamon       For     For    
2. To ratify the selection of KPMG LLP as the independent registered public accounting firm for BioMarin for the fiscal year ending December 31, 2018. Management   For     For    
3. To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 100     9,100 26-Apr-2018 06-Jun-2018
COGNIZANT TECHNOLOGY SOLUTIONS CORP.  
Security 192446102             Meeting Type   Annual
Ticker Symbol CTSH             Meeting Date   05-Jun-2018  
ISIN US1924461023             Agenda   934795141 - Management
Record Date 09-Apr-2018             Holding Recon Date   09-Apr-2018  
City / Country     / United States         Vote Deadline Date   04-Jun-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Director: Zein Abdalla Management   For     For    
1b. Election of Director: Betsy S. Atkins Management   For     For    
1c. Election of Director: Maureen Breakiron-Evans Management   For     For    
1d. Election of Director: Jonathan Chadwick Management   For     For    
1e. Election of Director: John M. Dineen Management   For     For    
1f. Election of Director: Francisco D'Souza Management   For     For    
1g. Election of Director: John N. Fox, Jr. Management   For     For    
1h. Election of Director: John E. Klein Management   For     For    
1i. Election of Director: Leo S. Mackay, Jr. Management   For     For    
1j. Election of Director: Michael Patsalos-Fox Management   For     For    
1k. Election of Director: Joseph M. Velli Management   For     For    
2. Approve, on an advisory (non-binding) basis, the compensation of the Company's named executive officers. Management   For     For    
3. Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. Management   For     For    
4. Approve an amendment and restatement of the Company's 2004 Employee Stock Purchase Plan. Management   For     For    
5a. Approve the proposal to eliminate the supermajority voting requirements in the Company's Certificate of Incorporation with respect to: Amending the Company's By-laws. Management   For     For    
5b. Approve the proposal to eliminate the supermajority voting requirements in the Company's Certificate of Incorporation with respect to: Removing directors. Management   For     For    
5c. Approve the proposal to eliminate the supermajority voting requirements in the Company's Certificate of Incorporation with respect to: Amending certain provisions of the Company's Certificate of Incorporation. Management   For     For    
6. Stockholder proposal requesting that the Board of Directors take the steps necessary to permit stockholder action by written consent. Shareholder   Against     For    
7. Stockholder proposal requesting that the Board of Directors take the steps necessary to lower the ownership threshold for stockholders to call a special meeting. Shareholder   Against     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 500     30,900 21-Apr-2018 06-Jun-2018
997AL53 GLO MS PLEDGE 997AL53 STATE STREET BANK & TRUST CO 2,800     0 21-Apr-2018 06-Jun-2018
CHINA LIFE INSURANCE COMPANY LIMITED  
Security Y1477R204             Meeting Type   Annual General Meeting
Ticker Symbol               Meeting Date   06-Jun-2018  
ISIN CNE1000002L3             Agenda   709513914 - Management
Record Date 04-May-2018             Holding Recon Date   04-May-2018  
City / Country   BEIJING / China         Vote Deadline Date   31-May-2018  
SEDOL(s) 6718976 - B02W3K4 - B06KKF8 - BD8NLW0 - BP3RS75         Quick Code      
                                       
Item Proposal     Proposed by   Vote   For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0411/LTN20180411439.PDF,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0517/LTN20180517255.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0517/LTN20180517251.PDF Non-Voting              
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 899818 DUE TO ADDITION OF- RESOLUTION 23. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU Non-Voting              
1 TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2017 Management   For     For    
2 TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2017 Management   For     For    
3 TO CONSIDER AND APPROVE THE FINANCIAL REPORT OF THE COMPANY FOR THE YEAR 2017 Management   For     For    
4 TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2017: FINAL DIVIDEND OF RMB0.40 PER SHARE Management   For     For    
5 TO CONSIDER AND APPROVE THE REMUNERATION OF THE DIRECTORS AND SUPERVISORS OF THE COMPANY Management   For     For    
6 TO CONSIDER AND APPROVE THE ELECTION OF MR. YANG MINGSHENG AS AN EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY Management   For     For    
7 TO CONSIDER AND APPROVE THE ELECTION OF MR. LIN DAIREN AS AN EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY Management   For     For    
8 TO CONSIDER AND APPROVE THE ELECTION OF MR. XU HENGPING AS AN EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY Management   For     For    
9 TO CONSIDER AND APPROVE THE ELECTION OF MR. XU HAIFENG AS AN EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY Management   For     For    
10 TO CONSIDER AND APPROVE THE ELECTION OF MR. YUAN CHANGQING AS A NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY Management   For     For    
11 TO CONSIDER AND APPROVE THE ELECTION OF MR. LIU HUIMIN AS A NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY Management   For     For    
12 TO CONSIDER AND APPROVE THE ELECTION OF MR. YIN ZHAOJUN AS A NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY Management   For     For    
13 TO CONSIDER AND APPROVE THE ELECTION OF MR. SU HENGXUAN AS A NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY Management   For     For    
14 TO CONSIDER AND APPROVE THE ELECTION OF MR. CHANG TSO TUNG STEPHEN AS AN INDEPENDENT DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY Management   For     For    
15 TO CONSIDER AND APPROVE THE ELECTION OF MR. ROBINSON DRAKE PIKE AS AN INDEPENDENT DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY Management   For     For    
16 TO CONSIDER AND APPROVE THE ELECTION OF MR. TANG XIN AS AN INDEPENDENT DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY Management   For     For    
17 TO CONSIDER AND APPROVE THE ELECTION OF MS. LEUNG OI-SIE ELSIE AS AN INDEPENDENT DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY Management   For     For    
18 TO CONSIDER AND APPROVE THE ELECTION OF MR. JIA YUZENG AS A NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE SIXTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY Management   For     For    
19 TO CONSIDER AND APPROVE THE ELECTION OF MR. SHI XIANGMING AS A NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE SIXTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY Management   For     For    
20 TO CONSIDER AND APPROVE THE ELECTION OF MR. LUO ZHAOHUI AS A NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF THE SIXTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY Management   For     For    
21 TO CONSIDER AND APPROVE THE REMUNERATION OF AUDITORS OF THE COMPANY FOR THE YEAR 2017 AND THE APPOINTMENT OF AUDITORS OF THE COMPANY FOR THE YEAR 2018: ERNST & YOUNG HUA MING LLP Management   For     For    
22 TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW H SHARES OF THE COMPANY OF AN AMOUNT OF NOT MORE THAN 20% OF THE H SHARES IN ISSUE AS AT THE DATE OF PASSING OF THIS SPECIAL RESOLUTION Management   For     For    
23 TO CONSIDER AND APPROVE THE ENTRUSTED INVESTMENT AND MANAGEMENT AGREEMENT FOR ALTERNATIVE INVESTMENTS WITH INSURANCE FUNDS PROPOSED TO BE ENTERED INTO BETWEEN THE COMPANY AND CHINA LIFE INVESTMENT HOLDING COMPANY LIMITED, THE TRANSACTIONS CONTEMPLATED THEREUNDER AND THE ANNUAL CAPS FOR THE THREE YEARS ENDING 31 DECEMBER 2021 RELATING THERETO Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
AL29 AL29   STATE STREET BANK 681,000     0 18-May-2018 01-Jun-2018
CLOVIS ONCOLOGY, INC.  
Security 189464100             Meeting Type   Annual
Ticker Symbol CLVS             Meeting Date   07-Jun-2018  
ISIN US1894641000             Agenda   934803013 - Management
Record Date 09-Apr-2018             Holding Recon Date   09-Apr-2018  
City / Country     / United States         Vote Deadline Date   06-Jun-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. DIRECTOR Management              
    1 Patrick J. Mahaffy       For     For    
    2 M. James Barrett, Ph.D.       For     For    
    3 Thorlef Spickschen       For     For    
2. Approval and ratification of our Non-Employee Director Compensation Policy. Management   For     For    
3. Approval of an advisory proposal on compensation of the Company's named executive officers, as disclosed in the attached proxy statement. Management   For     For    
4. Approval of an advisory proposal on the preferred frequency of the stockholder vote on the compensation of the Company's named executive officers. Management   3 Years     Against    
5. Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2018. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 24,500     17,300 28-Apr-2018 08-Jun-2018
LONGFOR PROPERTIES CO. LTD.  
Security G5635P109             Meeting Type   Annual General Meeting
Ticker Symbol               Meeting Date   08-Jun-2018  
ISIN KYG5635P1090             Agenda   709344256 - Management
Record Date 04-Jun-2018             Holding Recon Date   04-Jun-2018  
City / Country   HONG KONG / Cayman Islands         Vote Deadline Date   01-Jun-2018  
SEDOL(s) B42PLN0 - B56KLY9 - BD8NH77 - BP3RW84 - BZ77XY3         Quick Code      
                                       
Item Proposal     Proposed by   Vote   For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0425/LTN201804251203.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0425/LTN201804251230.PDF Non-Voting              
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting              
1 TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2017 Management   For     For    
2.A TO DECLARE A FINAL DIVIDEND OF RMB0.473 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2017 Management   For     For    
2.B TO DECLARE A SPECIAL DIVIDEND OF RMB0.085 PER SHARE FOR THE 25TH ANNIVERSARY OF THE COMPANY Management   For     For    
3.1 TO RE-ELECT MR. ZHAO YI AS DIRECTOR Management   For     For    
3.2 TO RE-ELECT MR. FREDERICK PETER CHURCHOUSE AS DIRECTOR Management   For     For    
3.3 TO RE-ELECT MR. CHAN CHI ON, DEREK AS DIRECTOR Management   For     For    
3.4 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION Management   For     For    
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE AUDITORS' REMUNERATION Management   For     For    
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES OF THE COMPANY Management   For     For    
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY Management   For     For    
7 TO EXTEND THE GENERAL MANDATE TO BE GIVEN TO THE DIRECTORS TO ISSUE SHARES Management   For     For    
8 THAT SUBJECT TO AND CONDITIONAL UPON THE APPROVAL OF THE REGISTRAR OF COMPANIES IN THE CAYMAN ISLANDS, THE ENGLISH NAME OF THE COMPANY BE CHANGED FROM "LONGFOR PROPERTIES CO. LTD." TO "LONGFOR GROUP HOLDINGS LIMITED" AND THE DUAL FOREIGN NAME IN CHINESE OF THE COMPANY BE CHANGED FROM ( AS SPECIFIED ) TO (AS SPECIFIED ) (THE "CHANGE OF COMPANY NAME") WITH EFFECT FROM THE DATE ON WHICH THE CERTIFICATE OF INCORPORATION ON CHANGE OF NAME IS ISSUED BY THE REGISTRAR OF COMPANIES IN THE CAYMAN ISLANDS, AND THAT ANY ONE OR MORE OF THE DIRECTORS OR THE COMPANY SECRETARY OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO DO ALL SUCH ACTS, DEEDS AND THINGS AND EXECUTE ALL DOCUMENTS AS HE/SHE/THEY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO THE CHANGE OF COMPANY NAME AND THE RELATED CHANGE OF THE ENGLISH AND CHINESE STOCK SHORT NAMES FOR TRADING IN THE SHARES OF THE COMPANY AND TO ATTEND TO ANY NECESSARY REGISTRATION AND/OR FILING FOR AND ON BEHALF OF THE COMPANY Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
AL29 AL29   STATE STREET BANK 1,018,500     0 27-Apr-2018 04-Jun-2018
CREDIT ACCEPTANCE CORPORATION  
Security 225310101             Meeting Type   Annual
Ticker Symbol CACC             Meeting Date   08-Jun-2018  
ISIN US2253101016             Agenda   934799391 - Management
Record Date 12-Apr-2018             Holding Recon Date   12-Apr-2018  
City / Country     / United States         Vote Deadline Date   07-Jun-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. DIRECTOR Management              
    1 Glenda J. Flanagan       For     For    
    2 Brett A. Roberts       For     For    
    3 Thomas N. Tryforos       For     For    
    4 Scott J. Vassalluzzo       For     For    
2. Advisory vote to approve named executive officer compensation. Management   For     For    
3. Ratification of the selection of Grant Thornton LLP as Credit Acceptance Corporation's independent registered public accounting firm for 2018. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL29 GLO 997AL29 STATE STREET BANK & TRUST CO 5,000     0 27-Apr-2018 11-Jun-2018
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 1,000     0 27-Apr-2018 11-Jun-2018
997AL53 GLO MS PLEDGE 997AL53 STATE STREET BANK & TRUST CO 10,840     0 27-Apr-2018 11-Jun-2018
SALESFORCE.COM, INC.  
Security 79466L302             Meeting Type   Annual
Ticker Symbol CRM             Meeting Date   12-Jun-2018  
ISIN US79466L3024             Agenda   934814939 - Management
Record Date 18-Apr-2018             Holding Recon Date   18-Apr-2018  
City / Country     / United States         Vote Deadline Date   11-Jun-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Director: Marc Benioff Management   For     For    
1b. Election of Director: Keith Block Management   For     For    
1c. Election of Director: Craig Conway Management   For     For    
1d. Election of Director: Alan Hassenfeld Management   For     For    
1e. Election of Director: Neelie Kroes Management   For     For    
1f. Election of Director: Colin Powell Management   For     For    
1g. Election of Director: Sanford Robertson Management   For     For    
1h. Election of Director: John V. Roos Management   For     For    
1i. Election of Director: Bernard Tyson Management   For     For    
1j. Election of Director: Robin Washington Management   For     For    
1k. Election of Director: Maynard Webb Management   For     For    
1l. Election of Director: Susan Wojcicki Management   For     For    
2. Amendment and restatement of our Certificate of Incorporation to allow stockholders to request special meetings of the stockholders. Management   For     For    
3. Amendment and restatement of our 2013 Equity Incentive Plan to, among other things, increase the number of shares authorized for issuance by 40 million shares. Management   For     For    
4. Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2019. Management   For     For    
5. An advisory vote to approve the fiscal 2018 compensation of our named executive officers. Management   For     For    
6. A stockholder proposal requesting the elimination of supermajority voting requirements. Shareholder   Against     For    
7. A stockholder proposal requesting a report on Salesforce's criteria for investing in, operating in and withdrawing from high-risk regions. Shareholder   Against     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 1,600     18,100 03-May-2018 13-Jun-2018
KEYENCE CORPORATION  
Security J32491102             Meeting Type   Annual General Meeting
Ticker Symbol               Meeting Date   13-Jun-2018  
ISIN JP3236200006             Agenda   709542953 - Management
Record Date 20-Mar-2018             Holding Recon Date   20-Mar-2018  
City / Country   OSAKA / Japan         Vote Deadline Date   05-Jun-2018  
SEDOL(s) 5998735 - 6490995 - B02HPZ8         Quick Code   68610  
                                       
Item Proposal     Proposed by   Vote   For/Against Management    
1 Approve Appropriation of Surplus Management   For     For    
2.1 Appoint a Director Takizaki, Takemitsu Management   For     For    
2.2 Appoint a Director Yamamoto, Akinori Management   For     For    
2.3 Appoint a Director Kimura, Keiichi Management   For     For    
2.4 Appoint a Director Ideno, Tomohide Management   For     For    
2.5 Appoint a Director Yamaguchi, Akiji Management   For     For    
2.6 Appoint a Director Miki, Masayuki Management   For     For    
2.7 Appoint a Director Kanzawa, Akira Management   For     For    
2.8 Appoint a Director Fujimoto, Masato Management   For     For    
2.9 Appoint a Director Tanabe, Yoichi Management   For     For    
3 Appoint a Substitute Corporate Auditor Yamamoto, Masaharu Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
AL29 AL29   STATE STREET BANK 5,500     0 26-May-2018 05-Jun-2018
CELGENE CORPORATION  
Security 151020104             Meeting Type   Annual
Ticker Symbol CELG             Meeting Date   13-Jun-2018  
ISIN US1510201049             Agenda   934805637 - Management
Record Date 19-Apr-2018             Holding Recon Date   19-Apr-2018  
City / Country     / United States         Vote Deadline Date   12-Jun-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. DIRECTOR Management              
    1 Mark J. Alles       For     For    
    2 R W Barker, D.Phil, OBE       For     For    
    3 Hans E. Bishop       For     For    
    4 Michael W. Bonney       For     For    
    5 Michael D. Casey       For     For    
    6 Carrie S. Cox       For     For    
    7 Michael A. Friedman, MD       For     For    
    8 Julia A. Haller, M.D.       For     For    
    9 P. A. Hemingway Hall       For     For    
    10 James J. Loughlin       For     For    
    11 Ernest Mario, Ph.D.       For     For    
    12 John H. Weiland       For     For    
2. Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. Management   For     For    
3. Approval, by non-binding vote, of executive compensation of the Company's named executive officers. Management   For     For    
4. Advisory vote on stockholder proposal to request the Company's Board of Directors to amend the Company's proxy access by-law provision to eliminate the limit on the number of stockholders that can aggregate their shares to achieve the holding requirement for nomination of directors, described in more detail in the proxy statement. Shareholder   Against     For    
5. Advisory vote on stockholder proposal to request the Company's Board of Directors to adopt a policy and amend the Company's governing documents to require that the Chairman of the Board be an independent member, described in more detail in the proxy statement. Shareholder   Against     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 100     32,200 01-May-2018 14-Jun-2018
MONOLITHIC POWER SYSTEMS, INC.  
Security 609839105             Meeting Type   Annual
Ticker Symbol MPWR             Meeting Date   14-Jun-2018  
ISIN US6098391054             Agenda   934810575 - Management
Record Date 17-Apr-2018             Holding Recon Date   17-Apr-2018  
City / Country     / United States         Vote Deadline Date   13-Jun-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. DIRECTOR Management              
    1 Eugen Elmiger       For     For    
    2 Jeff Zhou       For     For    
2. Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. Management   For     For    
3. Approve, on an advisory basis, the executive compensation. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 14,900     0 05-May-2018 15-Jun-2018
997AL53 GLO MS PLEDGE 997AL53 STATE STREET BANK & TRUST CO 15,000     0 05-May-2018 15-Jun-2018
INTRA-CELLULAR THERAPIES INC  
Security 46116X101             Meeting Type   Annual
Ticker Symbol ITCI             Meeting Date   18-Jun-2018  
ISIN US46116X1019             Agenda   934813379 - Management
Record Date 26-Apr-2018             Holding Recon Date   26-Apr-2018  
City / Country     / United States         Vote Deadline Date   15-Jun-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. DIRECTOR Management              
    1 Christopher Alafi, Ph.D       For     For    
    2 Joel S. Marcus       For     For    
2. To approve the Intra-Cellular Therapies, Inc. 2018 Equity Incentive Plan. Management   For     For    
3. To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. Management   For     For    
4. To approve by an advisory vote the compensation of our named executive officers, as disclosed in the proxy statement. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL29 GLO 997AL29 STATE STREET BANK & TRUST CO 18,700     0 05-May-2018 19-Jun-2018
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 187,474     0 05-May-2018 19-Jun-2018
SERVICENOW, INC.  
Security 81762P102             Meeting Type   Annual
Ticker Symbol NOW             Meeting Date   19-Jun-2018  
ISIN US81762P1021             Agenda   934814472 - Management
Record Date 20-Apr-2018             Holding Recon Date   20-Apr-2018  
City / Country     / United States         Vote Deadline Date   18-Jun-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1a. Election of Director: Susan L. Bostrom Management   For     For    
1b. Election of Director: Jonathan C. Chadwick Management   For     For    
1c. Election of Director: Frederic B. Luddy Management   For     For    
1d. Election of Director: Jeffrey A. Miller Management   For     For    
2. To approve, on an advisory basis, the compensation of our Named Executive Officers. Management   For     For    
3. Ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2018. Management   For     For    
4. To amend our 2012 Equity Incentive Plan to include a limit on non-employee director compensation. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL29 GLO 997AL29 STATE STREET BANK & TRUST CO 5,850     0 03-May-2018 20-Jun-2018
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 120     27,500 03-May-2018 20-Jun-2018
997AL53 GLO MS PLEDGE 997AL53 STATE STREET BANK & TRUST CO 5,200     0 03-May-2018 20-Jun-2018
BLACKSTONE MORTGAGE TRUST, INC  
Security 09257W100             Meeting Type   Annual
Ticker Symbol BXMT             Meeting Date   20-Jun-2018  
ISIN US09257W1009             Agenda   934800079 - Management
Record Date 13-Apr-2018             Holding Recon Date   13-Apr-2018  
City / Country     / United States         Vote Deadline Date   19-Jun-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. DIRECTOR Management              
    1 Michael B. Nash       For     For    
    2 Stephen D. Plavin       For     For    
    3 Leonard W. Cotton       For     For    
    4 Thomas E. Dobrowski       For     For    
    5 Martin L. Edelman       For     For    
    6 Henry N. Nassau       For     For    
    7 Jonathan L. Pollack       For     For    
    8 Lynne B. Sagalyn       For     For    
2. Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. Management   For     For    
3. Advisory Vote on Executive Compensation: To approve in a non-binding, advisory vote, the compensation paid to our named executive officers. Management   For     For    
4. Approve the Blackstone Mortgage Trust, Inc. 2018 Stock Incentive Plan. Management   For     For    
5. Approve the Blackstone Mortgage Trust, Inc. 2018 Manager Incentive Plan. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 314,700     0 24-Apr-2018 21-Jun-2018
997AL53 GLO MS PLEDGE 997AL53 STATE STREET BANK & TRUST CO 50,000     0 24-Apr-2018 21-Jun-2018
GCI LIBERTY, INC.  
Security 36164V305             Meeting Type   Annual
Ticker Symbol GLIBA             Meeting Date   25-Jun-2018  
ISIN US36164V3050             Agenda   934834551 - Management
Record Date 14-May-2018             Holding Recon Date   14-May-2018  
City / Country     / United States         Vote Deadline Date   22-Jun-2018  
SEDOL(s)           Quick Code      
Item Proposal     Proposed by   Vote   For/Against Management    
1. DIRECTOR Management              
    1 John C. Malone       For     For    
    2 Gregory B. Maffei       For     For    
    3 Ronald A. Duncan       For     For    
    4 Gregg L. Engles       For     For    
    5 Donne F. Fisher       For     For    
    6 Richard R. Green       For     For    
    7 Sue Ann Hamilton       For     For    
2. A proposal to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2018. Management   For     For    
3. A proposal to adopt the GCI Liberty, Inc. 2018 Omnibus Incentive Plan. Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
997AL49 GLO BNP PLEDGE 997AL49 STATE STREET BANK & TRUST CO 78,106     261,100 25-May-2018 26-Jun-2018
997AL53 GLO MS PLEDGE 997AL53 STATE STREET BANK & TRUST CO 32,156     0 25-May-2018 26-Jun-2018
POSTAL SAVINGS BANK OF CHINA CO., LTD.  
Security ADPV37746             Meeting Type   Annual General Meeting
Ticker Symbol               Meeting Date   28-Jun-2018  
ISIN CNE1000029W3             Agenda   709483995 - Management
Record Date 28-May-2018             Holding Recon Date   28-May-2018  
City / Country   BEIJING / China         Vote Deadline Date   22-Jun-2018  
SEDOL(s)           Quick Code      
                                       
Item Proposal     Proposed by   Vote   For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0514/LTN20180514043.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0514/LTN20180514033.pdf Non-Voting              
1 TO CONSIDER AND APPROVE THE 2017 WORK REPORT OF THE BOARD OF DIRECTORS Management   For     For    
2 TO CONSIDER AND APPROVE THE 2017 WORK REPORT OF THE BOARD OF SUPERVISORS Management   For     For    
3 TO CONSIDER AND APPROVE THE FINAL FINANCIAL ACCOUNTS FOR 2017 Management   For     For    
4 TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN FOR 2017: RMB1.471 PER TEN SHARES (TAX INCLUSIVE). Management   For     For    
5 TO CONSIDER AND APPROVE THE BUDGET PLAN OF FIXED ASSETS INVESTMENT FOR 2018 Management   For     For    
6 TO CONSIDER AND APPROVE THE APPOINTMENT OF ACCOUNTING FIRMS FOR 2018 Management   For     For    
7 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. LI GUOHUA AS A NON-EXECUTIVE DIRECTOR Management   For     For    
8 TO CONSIDER AND APPROVE REMUNERATION SETTLEMENT PLAN FOR DIRECTORS AND SUPERVISORS FOR 2016 Management   For     For    
9 TO CONSIDER AND APPROVE THE GENERAL MANDATE BY THE SHAREHOLDERS' MEETING TO THE BOARD OF DIRECTORS ON SHARE ISSUANCE Management   For     For    
10 TO CONSIDER AND APPROVE THE EXTENSION OF THE VALID PERIOD OF THE PLAN FOR INITIAL PUBLIC OFFERING AND LISTING OF A SHARES Management   For     For    
11 TO CONSIDER AND APPROVE THE EXTENSION OF THE VALID PERIOD OF THE AUTHORIZATION TO DEAL WITH SPECIFIC MATTERS IN RESPECT OF INITIAL PUBLIC OFFERING AND LISTING OF A SHARES Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
AL29 AL29   STATE STREET BANK 4,036,000     0 15-May-2018 25-Jun-2018
POSTAL SAVINGS BANK OF CHINA CO., LTD.  
Security ADPV37746             Meeting Type   Class Meeting
Ticker Symbol               Meeting Date   28-Jun-2018  
ISIN CNE1000029W3             Agenda   709484000 - Management
Record Date 28-May-2018             Holding Recon Date   28-May-2018  
City / Country   BEIJING / China         Vote Deadline Date   22-Jun-2018  
SEDOL(s)           Quick Code      
                                       
Item Proposal     Proposed by   Vote   For/Against Management    
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0514/LTN20180514039.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0514/LTN20180514049.PDF Non-Voting              
1 TO CONSIDER AND APPROVE THE EXTENSION OF THE VALID PERIOD OF THE PLAN FOR INITIAL PUBLIC OFFERING AND LISTING OF A SHARES Management   For     For    
2 TO CONSIDER AND APPROVE THE EXTENSION OF THE VALID PERIOD OF THE AUTHORIZATION TO DEAL WITH SPECIFIC MATTERS IN RESPECT OF INITIAL PUBLIC OFFERING AND LISTING OF A SHARES Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
AL29 AL29   STATE STREET BANK 4,036,000     0 15-May-2018 25-Jun-2018
PANASONIC CORPORATION  
Security J6354Y104             Meeting Type   Annual General Meeting
Ticker Symbol               Meeting Date   28-Jun-2018  
ISIN JP3866800000             Agenda   709579378 - Management
Record Date 31-Mar-2018             Holding Recon Date   31-Mar-2018  
City / Country   OSAKA / Japan         Vote Deadline Date   20-Jun-2018  
SEDOL(s) 4572431 - 4572851 - 5485323 - 6572707 - B02HTD4 - B125TL3 - BJ04QS4         Quick Code   67520  
                                       
Item Proposal     Proposed by   Vote   For/Against Management    
  Please reference meeting materials. Non-Voting              
1.1 Appoint a Director Nagae, Shusaku Management   For     For    
1.2 Appoint a Director Matsushita, Masayuki Management   For     For    
1.3 Appoint a Director Tsuga, Kazuhiro Management   For     For    
1.4 Appoint a Director Ito, Yoshio Management   For     For    
1.5 Appoint a Director Sato, Mototsugu Management   For     For    
1.6 Appoint a Director Higuchi, Yasuyuki Management   For     For    
1.7 Appoint a Director Oku, Masayuki Management   For     For    
1.8 Appoint a Director Tsutsui, Yoshinobu Management   For     For    
1.9 Appoint a Director Ota, Hiroko Management   For     For    
1.10 Appoint a Director Toyama, Kazuhiko Management   For     For    
1.11 Appoint a Director Umeda, Hirokazu Management   For     For    
1.12 Appoint a Director Laurence W. Bates Management   For     For    
2.1 Appoint a Corporate Auditor Sato, Yoshio Management   For     For    
2.2 Appoint a Corporate Auditor Kinoshita, Toshio Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
AL29 AL29   STATE STREET BANK 380,800     0 04-Jun-2018 27-Jun-2018
NINTENDO CO.,LTD.  
Security J51699106             Meeting Type   Annual General Meeting
Ticker Symbol               Meeting Date   28-Jun-2018  
ISIN JP3756600007             Agenda   709587060 - Management
Record Date 31-Mar-2018             Holding Recon Date   31-Mar-2018  
City / Country   KYOTO / Japan         Vote Deadline Date   20-Jun-2018  
SEDOL(s) 5334209 - 6639550 - B02JMD1 - B0ZGTW7 - BDSCVX8 - BRTM8H8         Quick Code   79740  
                                       
Item Proposal     Proposed by   Vote   For/Against Management    
  Please reference meeting materials. Non-Voting              
1 Approve Appropriation of Surplus Management   For     For    
2.1 Appoint a Director except as Supervisory Committee Members Miyamoto, Shigeru Management   For     For    
2.2 Appoint a Director except as Supervisory Committee Members Takahashi, Shinya Management   For     For    
2.3 Appoint a Director except as Supervisory Committee Members Furukawa, Shuntaro Management   For     For    
2.4 Appoint a Director except as Supervisory Committee Members Shiota, Ko Management   For     For    
2.5 Appoint a Director except as Supervisory Committee Members Shibata, Satoru Management   For     For    
3.1 Appoint a Director as Supervisory Committee Members Noguchi, Naoki Management   For     For    
3.2 Appoint a Director as Supervisory Committee Members Mizutani, Naoki Management   For     For    
3.3 Appoint a Director as Supervisory Committee Members Umeyama, Katsuhiro Management   For     For    
3.4 Appoint a Director as Supervisory Committee Members Yamazaki, Masao Management   For     For    
                                       
Account Number Account Name Internal Account Custodian Ballot Shares     Unavailable Shares Vote Date Date Confirmed
AL29 AL29   STATE STREET BANK 9,975     0 06-Jun-2018 27-Jun-2018

 

 

SIGNATURE

 

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  Clough Global Opportunities Fund  
       
  By: /s/ Edmund J. Burke  
    Edmund J. Burke  
    President  
       
  Date: August 17, 2018