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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (Right to Buy) (3) | $ 22.73 | 10/22/2014 | M | 34,791 | (4) | 05/20/2016 | Common Stock | 34,791 | $ 0 | 0 | D | ||||
Option (Right to Buy) (3) | $ 36.135 | 10/22/2014 | M | 24,799 | (5) | 02/07/2019 | Common Stock | 24,799 | $ 0 | 40,201 | D | ||||
Option (Right to Buy) | $ 36.135 | 10/23/2014 | M | 18,533 | (5) | 02/07/2019 | Common Stock | 18,533 | $ 0 | 21,668 | D | ||||
Option (Right to Buy) (3) | $ 45.66 | 10/23/2014 | M | 37,098 | (6) | 02/08/2018 | Common Stock | 37,098 | $ 0 | 0 | D | ||||
Option (Right to Buy) (3) | $ 47.21 | 10/23/2014 | M | 8,534 | (7) | 04/23/2020 | Common Stock | 8,534 | $ 0 | 17,070 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Thomas Deborah C/O HASBRO, INC. 1011 NEWPORT AVENUE PAWTUCKET, RI 02861 |
EVP & Chief Financial Officer |
Tarrant Sibley, P/O/A for Deborah Thomas | 10/24/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 56.87 to 57.76, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). |
(2) | The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 57.30 to 57.81, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2). |
(3) | These options were granted pursuant to an employee stock option plan in compliance with Rule 16b-3 and have tandem tax withholding rights. |
(4) | 33 1/3% of the options became exercisable on the first anniversary of the date of grant and an additional 33 1/3% of the options become exercisable on each anniversary of the date of grant thereafter. |
(5) | 33 1/3% of the option became exercisable on the first anniversary of the date of grant, which grant date is February 8, 2012. An additional 33 1/3% of the options became exercisable on each anniversary of the date of grant thereafter. |
(6) | 33 1/3% of the option became exercisable on the first anniversary of the date of grant, which grant date is February 9, 2011. An additional 33 1/3% of the options became exercisable on each anniversary of the date of grant thereafter. |
(7) | 33 1/3% of the option became exercisable on the first anniversary of the date of grant, which grant date is April 24, 2013. An additional 33 1/3% of the options become exercisable on each anniversary of the date of grant thereafter. |