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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock (1) | (2) | 07/10/2002 | A | 0.812 | (3) | (3) | Common Stock | 0.812 | $ 15.25 | 0.812 | D | ||||
Phantom Stock (1) | (2) | 10/09/2002 | A | 1.118 | (3) | (3) | Common Stock | 1.118 | $ 11.16 | 1.118 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ROBISON SHANE V 3000 HANOVER STREET PALO ALTO, CA 94304 |
EVP, CTO |
/s/David Ritenour, Attorney-in-fact | 11/19/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This amended Form 4 is being filed to correct an error in the original filing. Table I of the original filing incorrectly reported that the reporting person beneficially owned an aggregate of 1.93 shares of common stock held by a Rabbi trust formed to support HPQ's obligations under a non-qualified deferred compensation plan in which the reporting person maintains a phantom stock account. Those shares are no longer included in column 5 of Table I and are now being correctly reported as an aggregate of 1.93 shares of phantom stock in Table II. |
(2) | Each share of phantom stock represents the right to receive the cash value of one share of HP common stock. |
(3) | Shares of phantom stock are payable in cash following the termination of the reporting person's employment with HPQ at times previously designated by the reporting person when the contribution to the plan was made. The reporting person may convert his phantom stock account into an alternative investment account at any time. |