UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

_____________________________________________

SCHEDULE 13D/A

 

Under the Securities Exchange Act of 1934

(Amendment No. 3)*

 

VMware, Inc

(Name of Issuer)

Class A Common Stock, par value $0.01 per share

(Title of Class of Securities)

268648102

(CUSIP Number)

_____________________________________________

D. Bruce Sewell

Senior Vice President and General Counsel

Cary I. Klafter

Corporate Secretary

Intel Corporation

2200 Mission College Boulevard

Santa Clara, CA 95052

(408) 765-8080

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

December 10, 2008

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g)), check the following box o.

Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(Continued on following pages)

(Page 1 of 6 Pages)

 

 


 

CUSIP No. 268648102

13D/A

 

 

 

 

1

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

INTEL CORPORATION

94-1672743

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:

(a)          o
(b)          x

 

3

SEC USE ONLY

 

 

4

SOURCE OF FUNDS

WC

 

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e):


o

 

6

CITIZENSHIP OR PLACE OF ORGANIZATION:

Delaware

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH

7

SOLE VOTING POWER:

6,143,476

 

8

SHARED VOTING POWER:

0

 

9

SOLE DISPOSITIVE POWER:

6,143,476

 

10

SHARED DISPOSITIVE POWER:

0

 

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON:

6,143,476

 

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:


o

 

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):

6.9%*

 

14

TYPE OF REPORTING PERSON:

CO

 

 

 

*

The calculation of the percentage is based on 89,602,066 shares of Class A Common Stock issued and outstanding on October 29, 2008, as reported in VMware’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 5, 2008.

 

Page 2 of 6

 


AMENDMENT NO. 3 TO SCHEDULE 13D

 

This Amendment No. 3 amends and supplements that certain Schedule 13D filed on September 4, 2007, as amended to date (the “Schedule 13D”), by Intel Corporation, a Delaware corporation (the “Reporting Person”), relating to the Class A Common Stock, par value $0.01 per share (the “Common Stock”), of VMware, Inc., a Delaware corporation (the “Company”). Capitalized terms used herein and not otherwise defined in this Amendment No. 3 shall have the meanings set forth in the Schedule 13D. Except as specifically set forth herein, the Schedule 13D remains unmodified.

 

Item 4. Purpose of Transaction.

 

Item 4 of the Schedule 13D is hereby amended to add the following information under the subheading Sale of Common Stock in the Open Market:

 

Between December 5, 2008 and December 12, 2008, Intel Capital, the Reporting Person’s wholly-owned subsidiary, sold an aggregate of 967,398 shares of the Common Stock in the open market, for a total price of $23,212,561.04, at the per share price ranging from $23.26 to $24.50.

 

Item 4 of the Schedule 13D is hereby further amended such that the paragraph in Item 4 beginning with “Other than the plan to sell up to 3,750,000 shares of Common Stock” is amended and restated in its entirety by the following:

 

Other than the plan to sell up to 3,750,000 shares of the Common Stock disclosed in Amendment No. 1 to the Schedule 13D filed on November 3, 2008, Intel Capital does not have any other plans or proposals relating to the Common Stock. Pursuant to this plan, between November 4, 2008 and December 12, 2008, Intel Capital sold an aggregate of 2,356,524 shares of the Common Stock in the open market. Intel Capital currently holds 6,143,476 shares of the Common Stock.

 

Item 5. Interest in Securities of the Issuer.

 

The first paragraph appearing after subsection (e) of Item 5 of the Schedule 13D is hereby amended and restated in its entirety by the following:

 

* The Reporting Person does not directly own the Common Stock of the Company. By reason of the provisions of Rule 13d-3 under the Securities Exchange Act, as amended (the “Act”), the Reporting Person is deemed to own beneficially 6,143,476 shares of the Common Stock that are owned directly by Intel Capital, a wholly-owned subsidiary of the Reporting Person.

 

 

Page 3 of 6

 

 


SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: December 12, 2008

 

INTEL CORPORATION

 

By: /s/Arvind Sodhani

Name: Arvind Sodhani

Title: Executive Vice President

 

 

 

Page 4 of 6

 

 


Schedule A

DIRECTORS AND EXECUTIVE OFFICERS

The name, citizenship, business address, and present principal occupation or employment of each of the directors and executive officers of the Reporting Person are as set forth below.

Directors:

 

Name

 

Present Principal Occupation or Employment

 

Present Business Address

 

Citizenship

Craig R. Barrett

 

Chairman of the Board

 

2200 Mission College Blvd.

Santa Clara, CA 95052

 

 

U.S.A

Paul S. Otellini

 

President and Chief Executive Officer

 

2200 Mission College Blvd.

Santa Clara, CA 95052

 

 

U.S.A

Charlene Barshefsky

 

Senior International Partner, Wilmer Cutler Pickering Hale & Dorr LLP

 

 

1875 Pennsylvania Avenue, NW

Washington, DC 20006

 

 

U.S.A

Susan L. Decker

 

President, Yahoo! Inc.

 

701 First Avenue
Sunnyvale, CA 94089

 

 

U.S.A

Reed E. Hundt

 

Principal, Charles Ross Partners, LLC

 

1909 K Street NW, Suite 820

Washington, DC 20006

 

 

U.S.A

James D. Plummer

 

John M. Fluke Professor of Electrical Engineering; Frederick E. Terman Dean of the School of Engineering, Stanford University

 

 

Stanford University

Terman 214, Mail Code 4027

Stanford, CA 94305

 

U.S.A

David S. Pottruck

 

Chairman and Chief Executive Officer, Red Eagle Ventures, Inc.

 

 

201 Spear Street

Suite 1150

San Francisco, CA 94105

 

 

U.S.A

Jane E. Shaw

 

Retired Chairman and Chief Executive Officer, Aerogen, Inc.

 

 

2200 Mission College Blvd.

Santa Clara, CA 95052

 

U.S.A / U.K.

John L. Thornton

 

Professor and Director of Global Leadership
Tsinghua University in Beijing

 

 

712 Fifth Avenue, 23rd Floor

New York, NY 10019

 

 

U.S.A

David B. Yoffie

 

Max and Doris Starr Professor of International Business Administration, Harvard Business School

 

 

Harvard Business School

Morgan Hall 215, Soldiers Field Park Rd.

Boston, MA 02163

 

U.S.A

Carol A. Bartz

 

Executive Chairman of the Board of Directors of Autodesk, Inc.

 

111 McInnis Parkway

San Rafael, California 94903

 

U.S.A

 

 

 

Page 5 of 6

 

 


Non-Director Executives:

 

Name

 

Present Principal Occupation or Employment

 

Present Business Address

 

Citizenship

Andy D. Bryant

 

Executive Vice President

Finance and Enterprise Services
Chief Administrative Officer

 

 

2200 Mission College Blvd.

Santa Clara, CA 95052

 

U.S.A

Sean M. Maloney

 

Executive Vice President

Chief Sales and Marketing Officer

 

 

2200 Mission College Blvd.

Santa Clara, CA 95052

 

U.K.

David Perlmutter

 

Executive Vice President

General Manager, Mobility Group

 

 

2200 Mission College Blvd.

Santa Clara, CA 95052

 

U.S.A

Arvind Sodhani

 

Executive Vice President

President, Intel Capital

 

 

2200 Mission College Blvd.

Santa Clara, CA 95052

 

U.S.A

Robert J. Baker

 

Senior Vice President

General Manager, Technology and Manufacturing Group

 

 

2200 Mission College Blvd.

Santa Clara, CA 95052

 

U.S.A

Patrick P. Gelsinger

 

Senior Vice President

General Manager, Digital Enterprise Group

 

 

2200 Mission College Blvd.

Santa Clara, CA 95052

 

U.S.A

William M. Holt

 

Senior Vice President

General Manager, Technology and Manufacturing Group

 

 

2200 Mission College Blvd.

Santa Clara, CA 95052

 

U.S.A

D. Bruce Sewell

 

Senior Vice President

General Counsel

 

 

2200 Mission College Blvd.

Santa Clara, CA 95052

 

U.S.A

Stacy J. Smith

 

Vice President

Chief Financial Officer

 

 

2200 Mission College Blvd.

Santa Clara, CA 95052

 

U.S.A

Thomas M. Kilroy

 

Vice President

General Manager, Digital Enterprise Group

 

2200 Mission College Blvd.

Santa Clara, CA 95052

 

U.S.A

 

 

 

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