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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): September 5, 2007
ADVENTRX Pharmaceuticals, Inc.
(Exact Name of Registrant as Specified in Charter)
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Delaware
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001-32157
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84-1318182 |
(State or Other Jurisdiction of
Incorporation)
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(Commission File No.)
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(IRS Employer Identification No.) |
6725 Mesa Ridge Road, Suite 100
San Diego, CA 92121
(Address of Principal Executive Offices and Zip Code)
N/A
(Former name or former address if changed since last report)
Registrants telephone number, including area code: (858) 552-0866
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c)) |
TABLE OF CONTENTS
Item 7.01. Regulation FD Disclosure.
Evan M. Levine, Chief Executive Officer of ADVENTRX Pharmaceuticals, Inc. (ADVENTRX), and other
executive officers will present the information reflected in the slides attached as Exhibit 99.1 to
this Current Report on Form 8-K (this Report) commencing September 5, 2007 at various investor
conferences and analyst meetings.
The information in this Report, including the slides attached hereto as Exhibit 99.1, is being
furnished pursuant to this Item 7.01 and shall not be deemed filed for purposes of Section 18 of
the Securities Exchange Act of 1934 (the Exchange Act) or otherwise subject to the liabilities of
that section, and it shall not be deemed incorporated by reference in any filing under the
Securities Act of 1933 or under the Exchange Act, whether made before or after the date hereof,
except as expressly set forth by specific reference in such filing to this Report.
By filing this Report and furnishing this information, ADVENTRX makes no admission as to the
materiality of any information in this Report. The information contained in the slides is summary
information that is intended to be considered in the context of ADVENTRXs filings with the
Securities and Exchange Commission (the SEC) and other public announcements that ADVENTRX makes,
by press release or otherwise, from time to time. ADVENTRX does not intend and undertakes no duty
or obligation to publicly update or revise the information contained in this Report, although it
may do so from time to time as its management believes is appropriate. Any such updating or
revision may be made through the filing of other reports or documents with the SEC, through press
releases or through other public disclosure.
ADVENTRX cautions you that information included in the slides attached hereto as Exhibit 99.1 that
are not a description of historical facts constitutes forward-looking statements that involve risks
and assumptions that, if they do materialize or do not prove to be accurate, could cause ADVENTRXs
results to differ materially from historical results or those expressed or implied by such
forward-looking statements. These risks and uncertainties include, but are not limited to:
ADVENTRXs ability to raise sufficient capital to fund the projects necessary to meet its
anticipated or stated goals; the potential to attract a strategic partner and the terms of any
related transaction; the ability to timely enroll subjects in ADVENTRXs current and anticipated
clinical trials; the results of pending clinical trials for ADVENTRXs product candidates; the
potential for ADVENTRXs product candidates to receive regulatory approval for one or more
indications, and the uncertain process of seeking regulatory approval; other difficulties or delays
in developing, testing, manufacturing and marketing and obtaining regulatory approval for
ADVENTRXs product candidates; the market potential for ADVENTRXs product candidates, and its
ability to compete in those markets; unexpected adverse side effects or inadequate therapeutic
efficacy of ADVENTRXs products that could delay or prevent regulatory approval or
commercialization; the risk that preclinical and clinical results are not indicative of the success
of subsequent clinical trials and that products will not perform as preclinical and clinical data
suggests or as otherwise anticipated; the potential for regulatory authorities to require
additional preclinical work or other clinical requirements to support regulatory filings; the scope
and validity of patent protection for ADVENTRXs product candidates; and other risks and
uncertainties more fully described in ADVENTRXs press releases and periodic filings with the
Securities and Exchange Commission. ADVENTRXs public filings with the Securities and Exchange
Commission are available at http://www.sec.gov.
You are cautioned not to place undue reliance on these forward-looking statements, which speak only
as of the date when made. All forward-looking statements are qualified in their entirety by this
cautionary statement. ADVENTRX does not intend and assumes no obligation to update or revise any
forward-looking statement, including any information included in the slides attached hereto as
Exhibit 99.1, to reflect events or circumstances arising after the date on which it was made. This
caution is made under the safe harbor provisions of Section 21E of the Securities Exchange Act of
1934.
Item 9.01. Financial Statements and Exhibits.
The list of exhibits called for by this Item is incorporated by reference to the Index to
Exhibits filed with this report.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
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ADVENTRX Pharmaceuticals, Inc.
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Dated: September 5, 2007 |
By: |
/s/ Evan M. Levine
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Name: |
Evan M. Levine |
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Title: |
Chief Executive Officer |
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INDEX TO EXHIBITS
99.1 Presentation Slides