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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): January 14, 2008
ADVENTRX Pharmaceuticals, Inc.
(Exact Name of Registrant as Specified in Charter)
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Delaware
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001-32157
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84-1318182 |
(State or Other
Jurisdiction of
Incorporation)
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(Commission File No.)
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(IRS Employer Identification No.) |
6725 Mesa Ridge Road, Suite 100
San Diego, CA 92121
(Address of Principal Executive Offices and Zip Code)
N/A
(Former name or former address if changed since last report)
Registrants telephone number, including area code: (858) 552-0866
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c)) |
TABLE OF CONTENTS
Item 8.01. Other Events.
On January 14, 2008, ADVENTRX Pharmaceuticals, Inc. issued a press release announcing safety
results from its marketing-enabling bioequivalence clinical study of ANX-530 (vinorelbine emulsion)
and that it intends to submit to the U.S. Food and Drug Administration (FDA) a Section 505(b)(2)
New Drug Application (NDA) for ANX-530 in the fourth quarter of 2008, as well as hold a pre-NDA
meeting with the FDA in the second quarter of 2008. The press release is attached hereto as
Exhibit 99.1 and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
The list of exhibits called for by this Item is incorporated by reference to the Index to
Exhibits filed with this report.
Forward-Looking Statements
Certain statements in this Form 8-K and the attached press release are forward-looking statements
that involve a number of risks and uncertainties. Such forward-looking statements include
statements about the safety of ANX-530 and the timeframe in which it intends to submit to the FDA a
Section 505(b)(2) NDA for ANX-530. Actual events or results may differ materially from our
expectations. Factors that could cause actual results to differ materially from the forward-looking
statements include, but are not limited to: the risk of investigator bias in reporting adverse
events as a result of the studys open-label nature, including bias that increased the reporting of
adverse events associated with Navelbine® and/or that decreased the reporting of adverse events
associated with ANX-530; the risk the FDA will determine that ANX-530 and Navelbine are not
bioequivalent, including as a result of performing pharmacokinetic equivalence analysis based a
patient population other than the population on which ADVENTRX based its analysis; difficulties or
delays in manufacturing, marketing and obtaining regulatory approval for ANX-530, including
validating commercial manufacturers and suppliers and the potential for automatic injunctions
regarding FDA approval of ANX-530 and other challenges by patent holders during the Section
505(b)(2) process; the risk that ADVENTRX will be unable to raise sufficient capital to fund the
projects necessary to meet its goals, including funding the continued development and
commercialization of ANX-530; the potential for regulatory authorities to require additional
preclinical work or other clinical requirements to support regulatory filings; patent and
non-patent exclusivity covering Navelbine; ADVENTRXs lack of long-term agreements with suppliers
of ANX-530 components and contract manufacturers of ANX-530, including its inability to timely
secure commercial quantities of ANX-530 or its components on commercially reasonable terms, or at
all; uncertainty under Section 505(b)(2) resulting from legal action against the FDA and the
potential that future interpretations of Section 505(b)(2) could delay or prevent the FDA from
approving any Section 505(b)(2) NDA; and other risks and uncertainties more fully described in
ADVENTRXs press releases and periodic filings with the Securities and Exchange Commission.
ADVENTRXs public filings with the Securities and Exchange Commission are available at
http://www.sec.gov.
You are cautioned not to place undue reliance on these forward-looking statements, which speak
only as of the date when made. ADVENTRX does not intend to revise or update any forward-looking
statement set forth in this press release to reflect events or circumstances arising after the date
on which it was made.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
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ADVENTRX Pharmaceuticals, Inc. |
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Dated: January 14, 2008
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By:
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/s/ Evan M. Levine |
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Name: Evan M. Levine |
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Title: Chief Executive Officer |
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INDEX TO EXHIBITS
99.1 |
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Press release, dated January 14, 2008 |