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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
options | $ 4.89 | 01/03/2005 | 01/06/2005(1) | M(2) | 10,000 | (3) | 08/25/2005 | common stock | 10,000 | $ 44.3674 | 0 | D | |||
options | $ 7.5 | 01/03/2005 | 01/06/2005(1) | M(2) | 18,000 | (3) | 12/31/2005 | common stock | 18,000 | $ 44.3674 | 87,750 | D | |||
options | $ 7.5 | 01/04/2005 | 01/07/2005(1) | M(2) | 7,000 | (3) | 12/31/2005 | common stock | 7,000 | $ 44.4006 | 80,750 | D | |||
options | $ 7.5 | 01/05/2005 | 01/10/2005(1) | M(2) | 13,890 | (3) | 12/31/2005 | common stock | 13,890 | $ 45.0008 | 66,860 | D | |||
options | $ 7.5 | 01/06/2005 | 01/11/2005(1) | M(2) | 1,400 | (3) | 12/31/2005 | common stock | 1,400 | $ 45 | 65,460 | D | |||
options | $ 13.55 | (3) | 03/29/2006 | common stock | 697,500 | 697,500 | D | ||||||||
options | $ 24.33 | (3) | 04/01/2008 | common stock | 630,000 | 630,000 | D | ||||||||
options | $ 28.67 | (3) | 02/23/2008 | common stock | 52,328 | 52,328 | D | ||||||||
options | $ 31.25 | (3) | 05/22/2008 | common stock | 100,000 | 100,000 | D | ||||||||
options | $ 3.59 | (3) | 12/01/2009 | common stock | 605,683 | 605,683 | D | ||||||||
options | $ 19.43 | (3) | 12/14/2011 | common stock | 100,000 | 2,250,971 (4) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BECKER DOUGLAS L 1001 FLEET STREET BALTIMORE, MD 21202 |
X | Chairman and CEO |
Douglas L. Becker | 01/07/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Trade Settelement Date. |
(2) | Exercise on Non-Qualified stock options pursuant to a 10b5-1 plan. |
(3) | All options currently exercisable. |
(4) | Represents grand total of all stock options owned. |
(5) | Gift of a total of 4,329 shares from Grantor Retained Annuity Trust # 11 as follows: 2,435 to Baltimore Community Foundation 609 shares to United Way of Central Maryland 432 shares to Unviersity of Maryland Foundation, Inc. 609 shares to The American Visionary Art Museum 244 shares to Teach for America |
(6) | not applicable - this was a gift of shares. |
(7) | Gift of 460 shares out of Grantor Retained Annuity Trust # 11 to CAMPAIGN FOR WASHINGTON'S COLLEGE. |
(8) | Gift of 584 shares out of Grantor Retained Annuity Trust # 11 to PORT DISCOVERY. |
(9) | Transaction deemed executed on date of actual transfer. |