UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

OMB APPROVAL

 

OMB Number:    3235-0578
Expires:    February 28, 2006
Estimated average burden hours per response........20.0

 

 

 

 

FORM N-Q

 

 

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

 

Investment Company Act file number

811-5785

 

 

Colonial Investment Grade Municipal Trust

(Exact name of registrant as specified in charter)

 

One Financial Center, Boston, Massachusetts

02111

(Address of principal executive offices)

(Zip code)

 

 

Vincent Pietropaolo, Esq.
Columbia Management Group, Inc.
One Financial Center
Boston, MA 02111

(Name and address of agent for service)

 

Registrant's telephone number, including area code:

1-617-772-3698

 

 

Date of fiscal year end:

11/30/04

 

 

Date of reporting period:

6/1/04 - 8/31/04

 

 



 

Colonial Investment Grade Municipal Trust

 

 

 

 

 

 

 

 

 

Investment Portfolio

 

 

 

 

 

 

 

 

 

August 31, 2004 (Unaudited)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Par ($)

 

Value ($)

 

Municipal Bonds - 98.0%

 

 

 

 

 

 

 

 

 

EDUCATION - 7.3%

 

 

 

 

 

 

 

 

 

Education - 5.4%

 

 

 

 

 

 

 

 

 

AL University of South Alabama,

 

 

 

 

 

 

 

 

 

Series 1999,

 

 

 

 

 

 

 

 

 

 

 

 

(a)

11/15/18

 

2,500,000

 

1,339,725

 

FL Broward County Educational Facilities

 

 

 

 

 

 

 

 

 

Authority, Nova Southeastern,

 

 

 

 

 

 

 

 

 

Series 2004 B,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

04/01/24

 

155,000

 

159,765

 

IL Chicago, State University Auxiliary

 

 

 

 

 

 

 

 

 

Facilities, Series 1998,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

12/01/23

 

1,085,000

 

1,243,410

 

MA State Development Finance Agency,

 

 

 

 

 

 

 

 

 

Western New England College,

 

 

 

 

 

 

 

 

 

 

 

6.125

%

12/01/32

 

315,000

 

329,326

 

MN University of Minnesota:

 

 

 

 

 

 

 

 

 

Series 1996 A,

 

 

 

 

 

 

 

 

 

 

 

5.750

%

07/01/14

 

500,000

 

584,945

 

Series 1999 A,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

07/01/21

 

2,000,000

 

2,314,040

 

NY St. Lawrence County Industrial

 

 

 

 

 

 

 

 

 

Development Agency,

 

 

 

 

 

 

 

 

 

St. Lawrence University, Series 1998 A,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

07/01/13

 

1,465,000

 

1,642,089

 

TX Texas Tech University,

 

 

 

 

 

 

 

 

 

Series 1999,

 

 

 

 

 

 

 

 

 

 

 

5.000

%

02/15/29

 

2,500,000

 

2,516,800

 

 

 

 

 

Education Total

 

10,130,100

 

 

 

 

 

 

 

 

 

 

 

Prep School - 1.1%

 

 

 

 

 

 

 

 

 

MA State Industrial Finance Agency,

 

 

 

 

 

 

 

 

 

Tabor Academy, Series 1998,

 

 

 

 

 

 

 

 

 

 

 

5.400

%

12/01/28

 

1,000,000

 

1,015,800

 

MO State Health & Educational

 

 

 

 

 

 

 

 

 

Facilities Authority, Central Institute

 

 

 

 

 

 

 

 

 

for the Deaf, Series 1999,

 

 

 

 

 

 

 

 

 

 

 

5.850

%

01/01/22

 

600,000

 

654,906

 

NH State Business Finance Authority,

 

 

 

 

 

 

 

 

 

Proctor Academy,

 

 

 

 

 

 

 

 

 

Series 1998 A,

 

 

 

 

 

 

 

 

 

 

 

5.400

%

06/01/17

 

390,000

 

404,711

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Prep School Total

 

2,075,417

 

 

 

 

 

 

 

 

 

 

 

Student Loan - 0.8%

 

 

 

 

 

 

 

 

 

NE Nebhelp, Inc., Series 1993 A-6, AMT,

 

 

 

 

 

 

 

 

 

 

 

6.450

%

06/01/18

 

1,500,000

 

1,614,720

 

 

 

 

 

Student Loan Total

 

1,614,720

 

 

 

 

 

EDUCATION TOTAL

 

13,820,237

 

 

2



 

HEALTH CARE - 15.0%

 

 

 

 

 

 

 

 

 

Congregate Care Retirement - 2.5%

 

 

 

 

 

 

 

 

 

CA La Verne Certificates of Participation,

 

 

 

 

 

 

 

 

 

Brethren Hillcrest Home,

 

 

 

 

 

 

 

 

 

Series 2003 B,

 

 

 

 

 

 

 

 

 

 

 

6.625

%

02/15/25

 

350,000

 

355,523

 

CT State Development Authority,

 

 

 

 

 

 

 

 

 

Elim Park Baptist, Inc.,

 

 

 

 

 

 

 

 

 

Series 2003,

 

 

 

 

 

 

 

 

 

 

 

5.750

%

12/01/23

 

250,000

 

257,015

 

FL Capital Projects Finance Authority,

 

 

 

 

 

 

 

 

 

Glenridge on Palmer Ranch,

 

 

 

 

 

 

 

 

 

Series 2002 A,

 

 

 

 

 

 

 

 

 

 

 

8.000

%

06/01/32

 

500,000

 

504,035

 

GA Fulton County Residential Care Facilities,

 

 

 

 

 

 

 

 

 

Canterbury Court, Series 2004 A,

 

 

 

 

 

 

 

 

 

 

 

6.125

%

02/15/34

 

250,000

 

249,195

 

HI State Department of Budget & Finance,

 

 

 

 

 

 

 

 

 

Kahala Nui Project,

 

 

 

 

 

 

 

 

 

Series 2003 A:

 

 

 

 

 

 

 

 

 

 

 

7.875

%

11/15/23

 

250,000

 

253,325

 

 

 

8.000

%

11/15/33

 

250,000

 

254,045

 

IL State Health Facilities Authority,

 

 

 

 

 

 

 

 

 

Washington and Jane Smith Community,

 

 

 

 

 

 

 

 

 

Series 2003 A,

 

 

 

 

 

 

 

 

 

 

 

7.000

%

11/15/32

 

250,000

 

250,417

 

MD Westminster Economic Development,

 

 

 

 

 

 

 

 

 

Carroll Lutheran Village,

 

 

 

 

 

 

 

 

 

Series 2004 A,

 

 

 

 

 

 

 

 

 

 

 

5.875

%

05/01/21

 

500,000

 

504,395

 

MO Cole County Industrial Development Authority,

 

 

 

 

 

 

 

 

 

Lutheran Senior Services,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

02/01/35

 

500,000

 

507,205

 

NJ Economic Development Authority,

 

 

 

 

 

 

 

 

 

First Mortgage, Winchester Gardens,

 

 

 

 

 

 

 

 

 

Series 2004 A,

 

 

 

 

 

 

 

 

 

 

 

5.800

%

11/01/31

 

250,000

 

248,757

 

PA Chartiers Valley Industrial & Commercial

 

 

 

 

 

 

 

 

 

Development Authority, Friendship VLG/ South,

 

 

 

 

 

 

 

 

 

Series 2003 A,

 

 

 

 

 

 

 

 

 

 

 

5.250

%

08/15/13

 

500,000

 

509,035

 

PA Delaware County Authority,

 

 

 

 

 

 

 

 

 

Dunwoody Village, Inc.,

 

 

 

 

 

 

 

 

 

Series 2003 A,

 

 

 

 

 

 

 

 

 

 

 

5.375

%

04/01/17

 

250,000

 

264,510

 

TN Shelby County, Health, Education

 

 

 

 

 

 

 

 

 

& Housing Facilities Board,

 

 

 

 

 

 

 

 

 

Germantown Village,

 

 

 

 

 

 

 

 

 

Series 2003 A,

 

 

 

 

 

 

 

 

 

 

 

7.250

%

12/01/34

 

150,000

 

153,869

 

TX Abilene Health Facilities Development

 

 

 

 

 

 

 

 

 

Corp., Sears Methodist Retirement

 

 

 

 

 

 

 

 

 

Obligation Group,

 

 

 

 

 

 

 

 

 

Series 2003 A,

 

 

 

 

 

 

 

 

 

 

 

7.000

%

11/15/33

 

200,000

 

206,996

 

WI State Health & Educational Facilities

 

 

 

 

 

 

 

 

 

Authority, Three Pillars Senior

 

 

 

 

 

 

 

 

 

Communities, Series 2003,

 

 

 

 

 

 

 

 

 

 

 

5.600

%

08/15/23

 

300,000

 

301,248

 

 

 

Congregate Care Retirement Total

 

4,819,570

 

 

3



 

Health Services - 0.2%

 

 

 

 

 

 

 

 

 

MA State Health & Educational

 

 

 

 

 

 

 

 

 

Facilities Authority,

 

 

 

 

 

 

 

 

 

Civic Investments, Inc., Series 2002 A,

 

 

 

 

 

 

 

 

 

 

 

9.000

%

12/15/15

 

250,000

 

286,603

 

 

 

Health Services Total

 

286,603

 

 

 

 

 

 

 

 

 

 

 

Hospitals - 10.0%

 

 

 

 

 

 

 

 

 

AZ Yavapai County Industrial Development

 

 

 

 

 

 

 

 

 

Authority Hospital Facilities,

 

 

 

 

 

 

 

 

 

Yavapai Regional Medical Center,

 

 

 

 

 

 

 

 

 

Series 2003 A,

 

 

 

 

 

 

 

 

 

 

 

6.000

%

08/01/33

 

150,000

 

153,208

 

CA Health Facilities Financing,

 

 

 

 

 

 

 

 

 

Catholic Healthcare West,

 

 

 

 

 

 

 

 

 

Series 2004 I,

 

 

 

 

 

 

 

 

 

 

 

4.950

%

07/01/26

 

200,000

 

203,336

 

CA Rancho Mirage Joint Powers,

 

 

 

 

 

 

 

 

 

Eisenhower Medical Center,

 

 

 

 

 

 

 

 

 

 

 

5.625

%

07/01/29

 

1,000,000

 

1,029,210

 

CA Statewide Communities Development Authority,

 

 

 

 

 

 

 

 

 

Kaiser Permanente,

 

 

 

 

 

 

 

 

 

Series 2004 I,

 

 

 

 

 

 

 

 

 

 

 

3.450

%

04/01/35

 

250,000

 

247,130

 

CO Health Facilities Authority,

 

 

 

 

 

 

 

 

 

National Jewish Medical & Research

 

 

 

 

 

 

 

 

 

Center, Series 1998 B,

 

 

 

 

 

 

 

 

 

 

 

5.375

%

01/01/29

 

250,000

 

233,137

 

FL Orange County Health Facilities Authority,

 

 

 

 

 

 

 

 

 

Orlando Regional Healthcare System:

 

 

 

 

 

 

 

 

 

Series 1996 C,

 

 

 

 

 

 

 

 

 

 

 

6.250

%

10/01/13

 

720,000

 

864,828

 

Series 1999,

 

 

 

 

 

 

 

 

 

 

 

6.000

%

10/01/26

 

175,000

 

183,025

 

Series 2002,

 

 

 

 

 

 

 

 

 

 

 

5.750

%

12/01/32

 

150,000

 

155,565

 

FL South Broward Hospital District,

 

 

 

 

 

 

 

 

 

Series 2002,

 

 

 

 

 

 

 

 

 

 

 

5.625

%

05/01/32

 

1,000,000

 

1,049,900

 

IL Southwestern Illinois Development

 

 

 

 

 

 

 

 

 

Authority, Anderson Hospital,

 

 

 

 

 

 

 

 

 

Series 1999,

 

 

 

 

 

 

 

 

 

 

 

5.375

%

08/15/15

 

380,000

 

387,919

 

IL State Development Finance Authority,

 

 

 

 

 

 

 

 

 

Adventist Health System, Series 1999,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

11/15/20

 

900,000

 

928,134

 

IL State Health Facilities Authority,

 

 

 

 

 

 

 

 

 

Swedish American Hospital, Series 2000,

 

 

 

 

 

 

 

 

 

 

 

6.875

%

11/15/30

 

500,000

 

549,395

 

IN Health Facilities Financing Authority

 

 

 

 

 

 

 

 

 

Hospital, Community Foundation

 

 

 

 

 

 

 

 

 

Northwest, Series 2004 A,

 

 

 

 

 

 

 

 

 

 

 

6.000

%

03/01/34

 

150,000

 

146,556

 

KS University Hospital Authority,

 

 

 

 

 

 

 

 

 

Kansas University Health System,

 

 

 

 

 

 

 

 

 

Series 2002,

 

 

 

 

 

 

 

 

 

 

 

5.625

%

09/01/32

 

500,000

 

506,905

 

 

4



 

LA State Public Facilities Authority,

 

 

 

 

 

 

 

 

 

Touro Infirmary, Series 1999 A,

 

 

 

 

 

 

 

 

 

 

 

5.625

%

08/15/29

 

500,000

 

503,625

 

MA State Health & Educational

 

 

 

 

 

 

 

 

 

Facilities Authority:

 

 

 

 

 

 

 

 

 

Milford-Whitinsville Regional,

 

 

 

 

 

 

 

 

 

Series 1998 C,

 

 

 

 

 

 

 

 

 

 

 

5.750

%

07/15/13

 

500,000

 

505,215

 

South Shore Hospital,

 

 

 

 

 

 

 

 

 

Series 1999 F,

 

 

 

 

 

 

 

 

 

 

 

5.750

%

07/01/29

 

1,000,000

 

1,026,010

 

MD State Health & Higher Educational

 

 

 

 

 

 

 

 

 

Facilities Authority:

 

 

 

 

 

 

 

 

 

Adventist Healthcare,

 

 

 

 

 

 

 

 

 

Series 2003 A:

 

 

 

 

 

 

 

 

 

 

 

5.000

%

01/01/16

 

250,000

 

251,280

 

 

 

5.750

%

01/01/25

 

250,000

 

253,582

 

Lifebridge Health,

 

 

 

 

 

 

 

 

 

Series 2004 A,

 

 

 

 

 

 

 

 

 

 

 

5.125

%

07/01/34

 

500,000

 

503,385

 

University of Maryland Medical System,

 

 

 

 

 

 

 

 

 

Series 2000,

 

 

 

 

 

 

 

 

 

 

 

6.750

%

07/01/30

 

250,000

 

281,720

 

MI State Hospital Finance Authority,

 

 

 

 

 

 

 

 

 

Oakwood Obligated Group,

 

 

 

 

 

 

 

 

 

Series 2003,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

11/01/18

 

400,000

 

423,644

 

MN St. Paul Housing & Redevelopment

 

 

 

 

 

 

 

 

 

Authority, HealthEast, Inc.:

 

 

 

 

 

 

 

 

 

Series 1993 B,

 

 

 

 

 

 

 

 

 

 

 

6.625

%

11/01/17

 

240,000

 

241,846

 

Series 1997 A,

 

 

 

 

 

 

 

 

 

 

 

5.700

%

11/01/15

 

250,000

 

246,110

 

NH Health & Education Facilities Authority,

 

 

 

 

 

 

 

 

 

Catholic Medical Center, Series 1989,

 

 

 

 

 

 

 

 

 

 

 

6.125

%

07/01/32

 

500,000

 

510,125

 

NJ Health Care Facilities,

 

 

 

 

 

 

 

 

 

Capital Health System, Inc.,

 

 

 

 

 

 

 

 

 

Series 2003 A,

 

 

 

 

 

 

 

 

 

 

 

5.750

%

07/01/23

 

350,000

 

369,044

 

NV Henderson, Catholic Healthcare West:

 

 

 

 

 

 

 

 

 

Series 1998,

 

 

 

 

 

 

 

 

 

 

 

5.375

%

07/01/26

 

250,000

 

241,265

 

Series 1999 A,

 

 

 

 

 

 

 

 

 

 

 

6.750

%

07/01/20

 

500,000

 

544,595

 

NY New York State Dormitory Authority,

 

 

 

 

 

 

 

 

 

North Shore Long Island Jewish

 

 

 

 

 

 

 

 

 

Medical Center, Series 2003,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

05/01/33

 

100,000

 

103,332

 

OH Lakewood Hospital Improvement,

 

 

 

 

 

 

 

 

 

Lakewood Hospital Association,

 

 

 

 

 

 

 

 

 

Series 2003,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

02/15/14

 

385,000

 

413,194

 

RI State Health & Educational Building Corp.,

 

 

 

 

 

 

 

 

 

Hospital Financing,

 

 

 

 

 

 

 

 

 

Lifespan Obligated Group,

 

 

 

 

 

 

 

 

 

 

 

6.375

%

08/15/21

 

500,000

 

528,990

 

 

5



 

SC Jobs Economic Development Authority,

 

 

 

 

 

 

 

 

 

Bon Secours Health Systems, Inc.,

 

 

 

 

 

 

 

 

 

Series 2002 A,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

11/15/23

 

500,000

 

505,215

 

SC Lexington County Health Services

 

 

 

 

 

 

 

 

 

District, Inc., Hospital Revenue,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

11/01/23

 

500,000

 

514,830

 

SD State Health & Educational Facilities Authority,

 

 

 

 

 

 

 

 

 

Sioux Valley Hospital,

 

 

 

 

 

 

 

 

 

Series 2004 A,

 

 

 

 

 

 

 

 

 

 

 

5.250

%

11/01/34

(b)

250,000

 

246,552

 

TN Metropolitan Government, Nashville

 

 

 

 

 

 

 

 

 

& Davidson Counties, Meharry

 

 

 

 

 

 

 

 

 

Medical College, Series 1996,

 

 

 

 

 

 

 

 

 

 

 

6.000

%

12/01/16

 

1,575,000

 

1,870,864

 

TX Comal County Health Facilities

 

 

 

 

 

 

 

 

 

Development, McKenna Memorial,

 

 

 

 

 

 

 

 

 

Series 2002 A,

 

 

 

 

 

 

 

 

 

 

 

6.250

%

02/01/32

 

500,000

 

509,790

 

VA Augusta County Industrial Development

 

 

 

 

 

 

 

 

 

Authority, Augusta Health Care, Inc.,

 

 

 

 

 

 

 

 

 

Series 2003,

 

 

 

 

 

 

 

 

 

 

 

5.250

%

09/01/19

 

1,000,000

 

1,091,470

 

WI State Health & Educational

 

 

 

 

 

 

 

 

 

Facilities Authority:

 

 

 

 

 

 

 

 

 

Aurora Health Care, Inc.,

 

 

 

 

 

 

 

 

 

Series 2003,

 

 

 

 

 

 

 

 

 

 

 

6.400

%

04/15/33

 

175,000

 

183,627

 

Fort Healthcare, Inc.,

 

 

 

 

 

 

 

 

 

 

 

5.375

%

05/01/18

 

385,000

 

387,333

 

 

 

Hospitals Total

 

18,894,891

 

 

 

 

 

 

 

 

 

 

 

Intermediate Care Facilities - 0.2%

 

 

 

 

 

 

 

 

 

IL State Development Finance Authority,

 

 

 

 

 

 

 

 

 

Hoosier Care, Inc., Series 1999 A,

 

 

 

 

 

 

 

 

 

 

 

7.125

%

06/01/34

 

465,000

 

382,899

 

 

 

Intermediate Care Facilities Total

 

382,899

 

 

 

 

 

 

 

 

 

 

 

Nursing Homes- 2.1%

 

 

 

 

 

 

 

 

 

AK Juneau, St. Ann’s Care Center,

 

 

 

 

 

 

 

 

 

Series 1999,

 

 

 

 

 

 

 

 

 

 

 

6.875

%

12/01/25

 

500,000

 

499,380

 

CO Health Care Facilities Authority,

 

 

 

 

 

 

 

 

 

Pioneer Health Care, Series 1989,

 

 

 

 

 

 

 

 

 

 

 

10.500

%

05/01/19

 

1,540,000

 

1,239,069

 

DE State Economic Development Authority,

 

 

 

 

 

 

 

 

 

Churchman Village Project, Series 1991 A,

 

 

 

 

 

 

 

 

 

 

 

10.000

%

03/01/21

 

885,000

 

896,417

 

PA Chester County Industrial Development

 

 

 

 

 

 

 

 

 

Authority, RHA/Pennsylvania Nursing Home,

 

 

 

 

 

 

 

 

 

Series 2002,

 

 

 

 

 

 

 

 

 

 

 

8.500

%

05/01/32

 

755,000

 

740,353

 

 

6



 

PA Delaware County Authority,

 

 

 

 

 

 

 

 

 

Main Line and Haverford Nursing,

 

 

 

 

 

 

 

 

 

Series 1992,

 

 

 

 

 

 

 

 

 

 

 

9.000

%

08/01/22

(c)

565,000

 

339,000

 

WI State Health & Educational Facilities

 

 

 

 

 

 

 

 

 

Authority,

 

 

 

 

 

 

 

 

 

Metro Health Foundation, Inc.,

 

 

 

 

 

 

 

 

 

Series 1993,

 

 

 

 

 

 

 

 

 

 

 

11.000

%

11/01/22

(c)

1,251,274

 

191,445

 

 

 

Nursing Homes Total

 

3,905,664

 

 

 

HEALTH CARE TOTAL

 

28,289,627

 

 

 

 

 

 

 

 

 

 

 

HOUSING - 3.2%

 

 

 

 

 

 

 

 

 

Assisted Living/Senior - 0.5%

 

 

 

 

 

 

 

 

 

NY Suffolk County Industrial

 

 

 

 

 

 

 

 

 

Development Agency,

 

 

 

 

 

 

 

 

 

Civic Facility, Gurwin Jewish Phase II,

 

 

 

 

 

 

 

 

 

Series 2004,

 

 

 

 

 

 

 

 

 

 

 

6.700

%

05/01/39

 

500,000

 

504,740

 

TX Bell County Health Facilities

 

 

 

 

 

 

 

 

 

Development Corp., Care Institute, Inc.,

 

 

 

 

 

 

 

 

 

Series 1994,

 

 

 

 

 

 

 

 

 

 

 

9.000

%

11/01/24

 

470,000

 

429,115

 

 

 

Assisted Living/Senior Total

 

933,855

 

 

 

 

 

 

 

 

 

 

 

Multi-Family - 2.6%

 

 

 

 

 

 

 

 

 

AZ Maricopa County Industrial

 

 

 

 

 

 

 

 

 

Development Authority,

 

 

 

 

 

 

 

 

 

National Health Facilities II Project,

 

 

 

 

 

 

 

 

 

 

 

5.100

%

01/01/33

 

2,500,000

 

2,536,600

 

FL Broward County Housing Finance

 

 

 

 

 

 

 

 

 

Authority, Chaves Lake Apartment Project,

 

 

 

 

 

 

 

 

 

Series 2000, AMT,

 

 

 

 

 

 

 

 

 

 

 

7.500

%

07/01/40

 

500,000

 

498,505

 

FL Clay County Housing Finance Authority,

 

 

 

 

 

 

 

 

 

Madison Commons Apartments,

 

 

 

 

 

 

 

 

 

Series 2000 A, AMT,

 

 

 

 

 

 

 

 

 

 

 

7.450

%

07/01/40

 

250,000

 

250,400

 

MN White Bear Lake, Birch Lake Townhome Project:

 

 

 

 

 

 

 

 

 

Series 1989 A, AMT,

 

 

 

 

 

 

 

 

 

 

 

10.250

%

07/15/19

 

775,000

 

777,790

 

Series 1989 B,

 

 

 

 

 

 

 

 

 

 

 

 

(a)

07/15/19

 

668,000

 

307,240

 

NJ Middlesex County Improvement Authority,

 

 

 

 

 

 

 

 

 

Street Student Housing Project,

 

 

 

 

 

 

 

 

 

Series 2004 A,

 

 

 

 

 

 

 

 

 

 

 

5.000

%

08/15/18

 

300,000

 

311,193

 

Resolution Trust Corp.,

 

 

 

 

 

 

 

 

 

Pass Through Certificates,

 

 

 

 

 

 

 

 

 

Series 1993 A,

 

 

 

 

 

 

 

 

 

 

 

9.750

%

12/01/16

(d)

227,741

 

222,181

 

 

 

Multi-Family Total

 

4,903,909

 

 

7



 

Single Family - 0.1%

 

 

 

 

 

 

 

 

 

CO State Housing Finance Authority,

 

 

 

 

 

 

 

 

 

Series 2000 B-2, AMT,

 

 

 

 

 

 

 

 

 

 

 

7.250

%

10/01/31

 

130,000

 

130,458

 

IL Chicago, Series 2000 A, AMT,

 

 

 

 

 

 

 

 

 

 

 

7.150

%

09/01/31

 

75,000

 

75,498

 

 

 

Single Family Total

 

205,956

 

 

 

HOUSING TOTAL

 

6,043,720

 

 

 

 

 

 

 

 

 

 

 

INDUSTRIAL - 1.7%

 

 

 

 

 

 

 

 

 

Food Products - 0.6%

 

 

 

 

 

 

 

 

 

NE Washington County Waste Water Facilities,

 

 

 

 

 

 

 

 

 

Cargill, Inc., Series 2002, AMT,

 

 

 

 

 

 

 

 

 

 

 

5.900

%

11/01/27

 

1,000,000

 

1,065,910

 

 

 

Food Products Total

 

1,065,910

 

 

 

 

 

 

 

 

 

 

 

Forest Products - 0.5%

 

 

 

 

 

 

 

 

 

AL Camden Industrial Development Board,

 

 

 

 

 

 

 

 

 

Weyerhaeuser Co.,

 

 

 

 

 

 

 

 

 

Series 2003 B, AMT,

 

 

 

 

 

 

 

 

 

 

 

6.375

%

12/01/24

 

275,000

 

292,644

 

FL Escambia County Environmental

 

 

 

 

 

 

 

 

 

Improvement, International Paper,

 

 

 

 

 

 

 

 

 

Series 2003 A, AMT,

 

 

 

 

 

 

 

 

 

 

 

5.750

%

11/01/27

 

250,000

 

252,728

 

MN International Falls, Boise Cascade Corp.,

 

 

 

 

 

 

 

 

 

Series 1999, AMT,

 

 

 

 

 

 

 

 

 

 

 

6.850

%

12/01/29

 

500,000

 

507,800

 

 

 

Forest Products Total

 

1,053,172

 

 

 

 

 

 

 

 

 

 

 

Manufacturing - 0.1%

 

 

 

 

 

 

 

 

 

MO State Development Finance Board,

 

 

 

 

 

 

 

 

 

Procter & Gamble Co., Series 1999, AMT,

 

 

 

 

 

 

 

 

 

 

 

5.200

%

03/15/29

 

250,000

 

261,000

 

 

 

Manufacturing Total

 

261,000

 

 

 

 

 

 

 

 

 

 

 

Oil & Gas - 0.5%

 

 

 

 

 

 

 

 

 

NJ Middlesex County Pollution Control Authority,

 

 

 

 

 

 

 

 

 

Amerada Hess Corp., Series 2004,

 

 

 

 

 

 

 

 

 

 

 

6.050

%

09/15/34

 

175,000

 

181,085

 

NV Clark County Industrial Development,

 

 

 

 

 

 

 

 

 

Southwest Gas Corp.,

 

 

 

 

 

 

 

 

 

Series 2003 E, AMT,

 

 

 

 

 

 

 

 

 

 

 

5.800

%

03/01/38

 

250,000

 

267,643

 

TX Gulf Coast Industrial Development

 

 

 

 

 

 

 

 

 

Authority, Citgo Petroleum,

 

 

 

 

 

 

 

 

 

Series 1998, AMT,

 

 

 

 

 

 

 

 

 

 

 

8.000

%

04/01/28

 

250,000

 

265,523

 

VI Public Finance Authority,

 

 

 

 

 

 

 

 

 

Hovensa Refinery, AMT,

 

 

 

 

 

 

 

 

 

 

 

6.125

%

07/01/22

 

200,000

 

213,358

 

 

 

Oil & Gas Total

 

927,609

 

 

 

INDUSTRIAL TOTAL

 

3,307,691

 

 

 

 

 

 

 

 

 

 

 

OTHER - 6.7%

 

 

 

 

 

 

 

 

 

Other - 0.3%

 

 

 

 

 

 

 

 

 

NY Convention Center,

 

 

 

 

 

 

 

 

 

Yale Building Project, Series 2003,

 

 

 

 

 

 

 

 

 

 

 

 

(a)

06/01/08

 

700,000

 

598,010

 

 

 

Other Total

 

598,010

 

 

8



 

Pool/Bond Bank - 0.8%

 

 

 

 

 

 

 

 

 

FL State Municipal Loan Council,

 

 

 

 

 

 

 

 

 

Series 2000 A,

 

 

 

 

 

 

 

 

 

 

 

 

(a)

04/01/21

 

520,000

 

235,809

 

KS State Development Finance Authority,

 

 

 

 

 

 

 

 

 

Water Pollution Control,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

11/01/17

 

1,125,000

 

1,306,395

 

 

 

Pool/Bond Bank Total

 

1,542,204

 

 

 

 

 

 

 

 

 

 

 

Refunded/Escrowed (e) - 4.6%

 

 

 

 

 

 

 

 

 

CA San Joaquin Hills Transportation

 

 

 

 

 

 

 

 

 

Corridor Agency, Series 1997,

 

 

 

 

 

 

 

 

 

 

 

 

(a)

01/01/15

 

2,000,000

 

1,277,320

 

CA State Educational Facilities Authority,

 

 

 

 

 

 

 

 

 

Santa Clara University, Series 1996,

 

 

 

 

 

 

 

 

 

 

 

5.000

%

09/01/15

 

800,000

 

870,448

 

CT State Special Tax Obligation

 

 

 

 

 

 

 

 

 

Infrastructure, Series 2001 A,

 

 

 

 

 

 

 

 

 

 

 

5.375

%

10/01/16

 

500,000

 

569,445

 

DC District of Columbia,

 

 

 

 

 

 

 

 

 

Series 1999 A,

 

 

 

 

 

 

 

 

 

 

 

5.375

%

06/01/18

 

360,000

 

405,986

 

DE State Health Facilities Authority,

 

 

 

 

 

 

 

 

 

Beebe Medical Center,

 

 

 

 

 

 

 

 

 

Series 2004 A,

 

 

 

 

 

 

 

 

 

 

 

5.000

%

06/01/16

 

500,000

 

511,825

 

FL Orange County Health Facilities Authority,

 

 

 

 

 

 

 

 

 

Orlando Regional Healthcare System,

 

 

 

 

 

 

 

 

 

Series 1996 C,

 

 

 

 

 

 

 

 

 

 

 

6.250

%

10/01/13

 

1,740,000

 

2,112,534

 

NC Lincoln County, Lincoln County Hospital,

 

 

 

 

 

 

 

 

 

Series 1991,

 

 

 

 

 

 

 

 

 

 

 

9.000

%

05/01/07

 

65,000

 

72,134

 

NC State Municipal Power Agency,

 

 

 

 

 

 

 

 

 

Catawba No. 1, Series 1986,

 

 

 

 

 

 

 

 

 

 

 

5.000

%

01/02/20

 

1,670,000

 

1,837,768

 

NY New York,

 

 

 

 

 

 

 

 

 

Series 1996 A,

 

 

 

 

 

 

 

 

 

 

 

7.000

%

08/01/07

 

80,000

 

89,138

 

TN Shelby County, Health, Education

 

 

 

 

 

 

 

 

 

& Housing Facilities Board,

 

 

 

 

 

 

 

 

 

Open Arms Development Center:

 

 

 

 

 

 

 

 

 

Series 1992 A,

 

 

 

 

 

 

 

 

 

 

 

9.750

%

08/01/19

 

405,000

 

498,846

 

Series 1992 C,

 

 

 

 

 

 

 

 

 

 

 

9.750

%

08/01/19

 

405,000

 

498,846

 

 

 

Refunded/Escrowed Total

 

8,744,290

 

 

 

 

 

 

 

 

 

 

 

Tobacco - 1.0%

 

 

 

 

 

 

 

 

 

CA Golden State Tobacco Securitization

 

 

 

 

 

 

 

 

 

Authority:

 

 

 

 

 

 

 

 

 

Series 2003 A-1,

 

 

 

 

 

 

 

 

 

 

 

6.250

%

06/01/33

 

750,000

 

699,000

 

Series 2003 B,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

06/01/43

 

500,000

 

513,225

 

 

9



 

SC Tobacco Settlement Revenue

 

 

 

 

 

 

 

 

 

Management Authority, Series 2001 B,

 

 

 

 

 

 

 

 

 

 

 

6.375

%

05/15/28

 

400,000

 

359,764

 

WI Badger Tobacco Asset Securitization Corp.,

 

 

 

 

 

 

 

 

 

Series 2002,

 

 

 

 

 

 

 

 

 

 

 

6.375

%

06/01/32

 

250,000

 

221,275

 

 

 

Tobacco Total

 

1,793,264

 

 

 

OTHER TOTAL

 

12,677,768

 

 

 

 

 

 

 

 

 

 

 

OTHER REVENUE - 0.8%

 

 

 

 

 

 

 

 

 

Recreation - 0.8%

 

 

 

 

 

 

 

 

 

DC District of Columbia,

 

 

 

 

 

 

 

 

 

Smithsonian Institute, Series 1997,

 

 

 

 

 

 

 

 

 

 

 

5.000

%

02/01/28

 

1,000,000

 

1,007,320

 

FL Capital Trust Agency,

 

 

 

 

 

 

 

 

 

Seminole Tribe Convention Center,

 

 

 

 

 

 

 

 

 

Series 2002 A,

 

 

 

 

 

 

 

 

 

 

 

10.000

%

10/01/33

(d)

500,000

 

608,510

 

 

 

Recreation Total

 

1,615,830

 

 

 

OTHER REVENUE TOTAL

 

1,615,830

 

 

 

 

 

 

 

 

 

 

 

RESOURCE RECOVERY - 1.5%

 

 

 

 

 

 

 

 

 

Disposal - 0.9%

 

 

 

 

 

 

 

 

 

IL Development Finance Authority,

 

 

 

 

 

 

 

 

 

Waste Management, Inc., Series 1997, AMT,

 

 

 

 

 

 

 

 

 

 

 

5.050

%

01/01/10

 

500,000

 

521,545

 

MA State Industrial Finance Agency,

 

 

 

 

 

 

 

 

 

Peabody Monofill Associates, Inc.,

 

 

 

 

 

 

 

 

 

Series 1995,

 

 

 

 

 

 

 

 

 

 

 

9.000

%

09/01/05

 

80,000

 

81,904

 

MI State Strategic Fund, Waste Management,

 

 

 

 

 

 

 

 

 

Series 1995, AMT,

 

 

 

 

 

 

 

 

 

 

 

5.200

%

04/01/10

 

500,000

 

525,400

 

OH State Solid Waste,

 

 

 

 

 

 

 

 

 

Republic Services, AMT,

 

 

 

 

 

 

 

 

 

 

 

4.250

%

04/01/33

 

500,000

 

489,195

 

 

 

Disposal Total

 

1,618,044

 

 

 

 

 

 

 

 

 

 

 

Resource Recovery - 0.6%

 

 

 

 

 

 

 

 

 

MA State Industrial Finance Agency,

 

 

 

 

 

 

 

 

 

Ogden Haverhill Project,

 

 

 

 

 

 

 

 

 

Series 1998 A, AMT,

 

 

 

 

 

 

 

 

 

 

 

5.450

%

12/01/12

 

1,250,000

 

1,259,925

 

 

 

Resource Recovery Total

 

1,259,925

 

 

 

RESOURCE RECOVERY TOTAL

 

2,877,969

 

 

 

 

 

 

 

 

 

 

 

TAX-BACKED - 41.2%

 

 

 

 

 

 

 

 

 

Local Appropriated - 2.7%

 

 

 

 

 

 

 

 

 

CA Compton Certificates of Participation,

 

 

 

 

 

 

 

 

 

Civic Center & Capital Improvement,

 

 

 

 

 

 

 

 

 

Series 1997 A,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

09/01/15

 

500,000

 

519,895

 

CA Los Angeles County, Series 1999 A,

 

 

 

 

 

 

 

 

 

 

 

 

(a)

08/01/21

 

2,135,000

 

927,444

 

MN Andover Economic Development Authority,

 

 

 

 

 

 

 

 

 

Andover Community Center,

 

 

 

 

 

 

 

 

 

 

 

5.000

%

02/01/19

 

600,000

 

619,080

 

 

10



 

MN Hibbing Economic Development

 

 

 

 

 

 

 

 

 

Authority, Series 1997,

 

 

 

 

 

 

 

 

 

 

 

6.400

%

02/01/12

 

335,000

 

343,677

 

MO Development Finance Board,

 

 

 

 

 

 

 

 

 

St. Louis Convention Center,

 

 

 

 

 

 

 

 

 

Series 2000 C,

 

 

 

 

 

 

 

 

 

 

 

 

(a)

07/15/18

 

300,000

 

158,319

 

SC Berkeley County School District,

 

 

 

 

 

 

 

 

 

Series 2003,

 

 

 

 

 

 

 

 

 

 

 

5.000

%

12/01/28

 

500,000

 

499,475

 

SC Dorchester County School District

 

 

 

 

 

 

 

 

 

No. 002, Growth Remedy Opportunity,

 

 

 

 

 

 

 

 

 

Series 2004,

 

 

 

 

 

 

 

 

 

 

 

5.250

%

12/01/29

 

250,000

 

252,348

 

TX Houston Independent School District,

 

 

 

 

 

 

 

 

 

Public Facilities Corp., Series 1998 A,

 

 

 

 

 

 

 

 

 

 

 

 

(a)

09/15/13

 

2,500,000

 

1,719,300

 

 

 

Local Appropriated Total

 

5,039,538

 

 

 

 

 

 

 

 

 

 

 

Local General Obligations - 18.5%

 

 

 

 

 

 

 

 

 

AK North Slope Borough, Series 2001 A,

 

 

 

 

 

 

 

 

 

 

 

 

(a)

06/30/12

 

2,000,000

 

1,467,100

 

CA Las Virgenes Unified School District,

 

 

 

 

 

 

 

 

 

Series 2001 C,

 

 

 

 

 

 

 

 

 

 

 

 

(a)

11/01/22

 

1,210,000

 

490,728

 

CA Modesto High School District,

 

 

 

 

 

 

 

 

 

Stanislaus County, Capital Appreciation,

 

 

 

 

 

 

 

 

 

Series 2002 A,

 

 

 

 

 

 

 

 

 

 

 

 

(a)

08/01/19

 

1,350,000

 

668,264

 

CA Pomona Unified School District,

 

 

 

 

 

 

 

 

 

Series 2000 A,

 

 

 

 

 

 

 

 

 

 

 

6.450

%

08/01/22

 

1,000,000

 

1,261,150

 

CA Vallejo City Unified School District,

 

 

 

 

 

 

 

 

 

Series 2002 A,

 

 

 

 

 

 

 

 

 

 

 

5.900

%

08/01/25

 

2,000,000

 

2,370,780

 

CA West Contra Costa Unified School District,

 

 

 

 

 

 

 

 

 

Series 2001 B,

 

 

 

 

 

 

 

 

 

 

 

6.000

%

08/01/24

 

250,000

 

301,198

 

CO El Paso County School District No. 11,

 

 

 

 

 

 

 

 

 

Colorado Springs, Series 1996,

 

 

 

 

 

 

 

 

 

 

 

7.125

%

12/01/19

 

1,870,000

 

2,450,560

 

CO Highlands Ranch Metropolitan District,

 

 

 

 

 

 

 

 

 

Series 1996,

 

 

 

 

 

 

 

 

 

 

 

6.500

%

06/15/11

 

1,375,000

 

1,650,303

 

IL Chicago:

 

 

 

 

 

 

 

 

 

Series 1995 A-2,

 

 

 

 

 

 

 

 

 

 

 

6.250

%

01/01/14

 

1,480,000

 

1,774,180

 

Series 1999,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

01/01/23

 

1,000,000

 

1,141,460

 

Series 2001 A,

 

 

 

 

 

 

 

 

 

 

 

 

(a)

01/01/15

 

3,000,000

 

1,909,530

 

IL Chicago Board of Education,

 

 

 

 

 

 

 

 

 

Series 1998 B-1:

 

 

 

 

 

 

 

 

 

 

 

 

(a)

12/01/11

 

1,000,000

 

761,920

 

 

 

 

(a)

12/01/21

 

2,000,000

 

857,540

 

IL Hoffman Estates Park District,

 

 

 

 

 

 

 

 

 

Debt Certificates,

 

 

 

 

 

 

 

 

 

 

 

5.000

%

12/01/16

 

500,000

 

530,865

 

 

11



 

IL St. Clair County,

 

 

 

 

 

 

 

 

 

Series 1999,

 

 

 

 

 

 

 

 

 

 

 

 

(a)

10/01/16

 

2,000,000

 

1,164,020

 

IL St. Clair County Public Building

 

 

 

 

 

 

 

 

 

Commission, Series 1997 B,

 

 

 

 

 

 

 

 

 

 

 

 

(a)

12/01/13

 

2,000,000

 

1,365,820

 

IL Will County School District No. 17,

 

 

 

 

 

 

 

 

 

Series 2001,

 

 

 

 

 

 

 

 

 

 

 

8.500

%

12/01/15

 

1,400,000

 

1,984,178

 

MI Garden City School District, Series 2001,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

05/01/16

 

325,000

 

362,720

 

MI St. John’s Public School, Series 1998,

 

 

 

 

 

 

 

 

 

 

 

5.100

%

05/01/25

 

1,000,000

 

1,077,310

 

NY New York City:

 

 

 

 

 

 

 

 

 

Series 1996 A,

 

 

 

 

 

 

 

 

 

 

 

7.000

%

08/01/07

 

1,920,000

 

2,112,633

 

Series 2003 J,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

06/01/18

 

500,000

 

546,770

 

OH Kenston Local School District,

 

 

 

 

 

 

 

 

 

Series 2003,

 

 

 

 

 

 

 

 

 

 

 

5.000

%

12/01/23

 

1,000,000

 

1,042,380

 

TX Brenham, Certificates of Obligation,

 

 

 

 

 

 

 

 

 

Series 2001,

 

 

 

 

 

 

 

 

 

 

 

5.375

%

08/15/16

 

1,040,000

 

1,154,026

 

TX Dallas County Flood Control

 

 

 

 

 

 

 

 

 

District, Series 2002,

 

 

 

 

 

 

 

 

 

 

 

7.250

%

04/01/32

 

500,000

 

515,445

 

TX Houston Independent School District,

 

 

 

 

 

 

 

 

 

Series 1999 A,

 

 

 

 

 

 

 

 

 

 

 

4.750

%

02/15/22

 

5,000,000

 

5,043,850

 

TX La Joya Independent School District,

 

 

 

 

 

 

 

 

 

Series 1998,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

02/15/12

 

1,000,000

 

1,093,330

 

 

 

Local General Obligations Total

 

35,098,060

 

 

 

 

 

 

 

 

 

 

 

Special Non-Property Tax - 4.3%

 

 

 

 

 

 

 

 

 

CA Lincoln Special Tax, Community

 

 

 

 

 

 

 

 

 

Facility District No. 2003-1, Series 2004,

 

 

 

 

 

 

 

 

 

 

 

5.550

%

09/01/18

 

500,000

 

500,000

 

FL Tampa Sports Authority,

 

 

 

 

 

 

 

 

 

Tampa Bay Arena Project, Series 1995,

 

 

 

 

 

 

 

 

 

 

 

5.750

%

10/01/25

 

1,000,000

 

1,166,030

 

NM Dona Ana County, Series 1998,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

06/01/15

 

1,000,000

 

1,157,440

 

NY New York City Transitional Finance Authority,

 

 

 

 

 

 

 

 

 

Series 1998 A,

 

 

 

 

 

 

 

 

 

 

 

5.000

%

11/15/26

 

1,960,000

 

1,996,848

 

NY State Local Government Assistance Corp.,

 

 

 

 

 

 

 

 

 

Series 1993 E,

 

 

 

 

 

 

 

 

 

 

 

5.000

%

04/01/21

 

3,000,000

 

3,243,360

 

 

 

Special Non-Property Tax Total

 

8,063,678

 

 

 

 

 

 

 

 

 

 

 

Special Property Tax - 1.1%

 

 

 

 

 

 

 

 

 

CA Huntington Beach Community Facilities District,

 

 

 

 

 

 

 

 

 

Grand Coast Resort, Series 2001,

 

 

 

 

 

 

 

 

 

 

 

6.450

%

09/01/31

 

300,000

 

312,237

 

 

12



 

CA Oakdale Public Financing Authority

 

 

 

 

 

 

 

 

 

Tax Allocation,

 

 

 

 

 

 

 

 

 

Central Redevelopment Project,

 

 

 

 

 

 

 

 

 

 

 

5.375

%

06/01/33

 

500,000

 

496,695

 

FL Celebration Community Development

 

 

 

 

 

 

 

 

 

District, Special Assessment,

 

 

 

 

 

 

 

 

 

Series 2003 A,

 

 

 

 

 

 

 

 

 

 

 

6.400

%

05/01/34

 

250,000

 

258,623

 

FL Double Branch Community

 

 

 

 

 

 

 

 

 

Development District,

 

 

 

 

 

 

 

 

 

Series 2002 A,

 

 

 

 

 

 

 

 

 

 

 

6.700

%

05/01/34

 

335,000

 

357,981

 

FL Lexington Oaks Community Development District,

 

 

 

 

 

 

 

 

 

Series 1998 B,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

05/01/05

 

5,000

 

5,023

 

IL Chicago Tax Increment Allocation,

 

 

 

 

 

 

 

 

 

Jr. Lien-Pilsen Redevelopment,

 

 

 

 

 

 

 

 

 

Series 2004 B,

 

 

 

 

 

 

 

 

 

 

 

6.750

%

06/01/22

 

610,000

 

620,437

 

 

 

Special Property Tax Total

 

2,050,996

 

 

 

 

 

 

 

 

 

 

 

State Appropriated - 8.7%

 

 

 

 

 

 

 

 

 

IN State Office Building Commission,

 

 

 

 

 

 

 

 

 

Women’s Prison, Series 1995 B,

 

 

 

 

 

 

 

 

 

 

 

6.250

%

07/01/16

 

2,820,000

 

3,428,246

 

KY State Property & Buildings Commission,

 

 

 

 

 

 

 

 

 

Project No. 73, Series 2001,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

11/01/14

 

455,000

 

515,237

 

NY State Dormitory Authority:

 

 

 

 

 

 

 

 

 

City University, Series 1993 A,

 

 

 

 

 

 

 

 

 

 

 

5.750

%

07/01/18

 

5,000,000

 

5,916,050

 

Mental Health Services,

 

 

 

 

 

 

 

 

 

Series 1998 C,

 

 

 

 

 

 

 

 

 

 

 

5.000

%

02/15/11

 

1,485,000

 

1,590,687

 

State University,

 

 

 

 

 

 

 

 

 

Series 2000 C,

 

 

 

 

 

 

 

 

 

 

 

5.750

%

05/15/17

 

1,000,000

 

1,186,120

 

NY State Urban Development Corp.,

 

 

 

 

 

 

 

 

 

 

 

5.600

%

04/01/15

 

1,000,000

 

1,141,260

 

UT State Building Ownership Authority,

 

 

 

 

 

 

 

 

 

Facilities Master Lease,

 

 

 

 

 

 

 

 

 

Series 1998 C,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

05/15/19

 

1,750,000

 

2,018,450

 

WV State Building Commission,

 

 

 

 

 

 

 

 

 

Series 1998 A,

 

 

 

 

 

 

 

 

 

 

 

5.375

%

07/01/18

 

500,000

 

567,335

 

 

 

State Appropriated Total

 

16,363,385

 

 

 

 

 

 

 

 

 

 

 

State General Obligations - 5.9%

 

 

 

 

 

 

 

 

 

CA State:

 

 

 

 

 

 

 

 

 

Series 1995,

 

 

 

 

 

 

 

 

 

 

 

5.750

%

03/01/19

 

70,000

 

71,936

 

Series 2004,

 

 

 

 

 

 

 

 

 

 

 

5.000

%

02/01/21

 

1,000,000

 

1,046,600

 

DC District of Columbia,

 

 

 

 

 

 

 

 

 

Series 1999 A,

 

 

 

 

 

 

 

 

 

 

 

5.375

%

06/01/18

 

890,000

 

974,817

 

MA State, Series 1998 C,

 

 

 

 

 

 

 

 

 

 

 

5.250

%

08/01/17

 

1,000,000

 

1,121,880

 

 

13



 

NJ State, Series 2001,

 

 

 

 

 

 

 

 

 

 

 

5.250

%

07/01/16

 

2,000,000

 

2,278,320

 

PR Commonwealth of Puerto Rico:

 

 

 

 

 

 

 

 

 

Series 2004 A,

 

 

 

 

 

 

 

 

 

 

 

5.000

%

07/01/30

 

300,000

 

325,128

 

Aqueduct & Sewer Authority:

 

 

 

 

 

 

 

 

 

Series 1995:

 

 

 

 

 

 

 

 

 

 

 

6.250

%

07/01/12

 

1,000,000

 

1,206,720

 

 

 

6.250

%

07/01/13

 

750,000

 

911,235

 

Series 2001,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

07/01/17

 

1,000,000

 

1,169,120

 

 

 

 

 

 

 

 

 

 

 

TX State, Series 1999 ABC,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

08/01/35

 

2,000,000

 

2,139,980

 

 

 

State General Obligations Total

 

11,245,736

 

 

 

TAX-BACKED TOTAL

 

77,861,393

 

 

 

 

 

 

 

 

 

 

 

TRANSPORTATION - 6.2%

 

 

 

 

 

 

 

 

 

Air Transportation - 1.8%

 

 

 

 

 

 

 

 

 

CA Los Angeles Regional Airport

 

 

 

 

 

 

 

 

 

Improvement Corp.,

 

 

 

 

 

 

 

 

 

American Airlines, Inc.,

 

 

 

 

 

 

 

 

 

Series 2000 C, AMT,

 

 

 

 

 

 

 

 

 

 

 

7.500

%

12/01/24

 

375,000

 

322,001

 

IL Chicago O’Hare International Airport,

 

 

 

 

 

 

 

 

 

United Airlines, Inc., Series 2000 A, AMT,

 

 

 

 

 

 

 

 

 

 

 

6.750

%

11/01/11

(c)

800,000

 

200,920

 

IN Indianapolis Airport Authority,

 

 

 

 

 

 

 

 

 

Fed Ex Corp., Series 2004, AMT,

 

 

 

 

 

 

 

 

 

 

 

5.100

%

01/15/17

 

250,000

 

257,157

 

KY Kenton County Airport Board,

 

 

 

 

 

 

 

 

 

Delta Air Lines, Inc.,

 

 

 

 

 

 

 

 

 

Series 1992 A, AMT,

 

 

 

 

 

 

 

 

 

 

 

7.500

%

02/01/12

 

250,000

 

185,153

 

MN Minneapolis & St. Paul Metropolitan

 

 

 

 

 

 

 

 

 

Airport Commission, Northwest Airlines,

 

 

 

 

 

 

 

 

 

Series 2001 A, AMT,

 

 

 

 

 

 

 

 

 

 

 

7.000

%

04/01/25

 

350,000

 

291,396

 

NC Charlotte, US Airways, Inc.:

 

 

 

 

 

 

 

 

 

Series 1998, AMT,

 

 

 

 

 

 

 

 

 

 

 

5.600

%

07/01/27

 

500,000

 

243,775

 

Series 2000, AMT,

 

 

 

 

 

 

 

 

 

 

 

7.750

%

02/01/28

 

500,000

 

298,755

 

NY Port Authority of New York &

 

 

 

 

 

 

 

 

 

New Jersey, JFK International Air Terminal,

 

 

 

 

 

 

 

 

 

Series 1997, AMT,

 

 

 

 

 

 

 

 

 

 

 

6.250

%

12/01/08

 

1,000,000

 

1,120,370

 

TX Houston Industrial Development Corp.,

 

 

 

 

 

 

 

 

 

Air Cargo, Perot Development, Series 2002, AMT,

 

 

 

 

 

 

 

 

 

 

 

6.000

%

03/01/23

 

390,017

 

398,150

 

 

 

Air Transportation Total

 

3,317,677

 

 

 

 

 

 

 

 

 

 

 

Airports - 0.6%

 

 

 

 

 

 

 

 

 

MA State Port Authority,

 

 

 

 

 

 

 

 

 

Series 1999, IFRN,

 

 

 

 

 

 

 

 

 

 

 

10.000

%

07/01/29

(f)

1,000,000

 

1,164,730

 

 

 

Airports Total

 

1,164,730

 

 

14



 

Toll Facilities - 2.2%

 

 

 

 

 

 

 

 

 

CA Foothill/Eastern Transportation

 

 

 

 

 

 

 

 

 

Corridor Agency, Series 1995 A,

 

 

 

 

 

 

 

 

 

 

 

5.000

%

01/01/35

 

1,000,000

 

891,680

 

CO Northwest Parkway Public Highway

 

 

 

 

 

 

 

 

 

Authority, First Tier,

 

 

 

 

 

 

 

 

 

Series 2001 D,

 

 

 

 

 

 

 

 

 

 

 

7.125

%

06/15/41

 

500,000

 

525,150

 

CO State Public Highway Authority,

 

 

 

 

 

 

 

 

 

E-470, Series 1997 B,

 

 

 

 

 

 

 

 

 

 

 

 

(a)

09/01/11

 

2,000,000

 

1,541,260

 

NH State Turnpike Systems,

 

 

 

 

 

 

 

 

 

Series 1991 C, IFRN,

 

 

 

 

 

 

 

 

 

 

 

12.716

%

11/01/17

(f)

1,000,000

 

1,227,080

 

 

 

Toll Facilities Total

 

4,185,170

 

 

 

 

 

 

 

 

 

 

 

Transportation - 1.6%

 

 

 

 

 

 

 

 

 

IL Regional Transportation Authority,

 

 

 

 

 

 

 

 

 

Series 1994 C,

 

 

 

 

 

 

 

 

 

 

 

7.750

%

06/01/20

 

1,000,000

 

1,401,640

 

NV State Department of Business & Industry,

 

 

 

 

 

 

 

 

 

Las Vegas Monorail Project,

 

 

 

 

 

 

 

 

 

Series 2000:

 

 

 

 

 

 

 

 

 

 

 

7.375

%

01/01/30

 

250,000

 

251,795

 

 

 

7.375

%

01/01/40

 

250,000

 

250,388

 

OH Toledo-Lucas County Port Authority,

 

 

 

 

 

 

 

 

 

CSX Transportation, Inc., Series 1992,

 

 

 

 

 

 

 

 

 

 

 

6.450

%

12/15/21

 

1,000,000

 

1,116,580

 

 

 

Transportation Total

 

3,020,403

 

 

 

TRANSPORTATION TOTAL

 

11,687,980

 

 

 

 

 

 

 

 

 

 

 

UTILITIES - 14.4%

 

 

 

 

 

 

 

 

 

Independent Power Producers - 1.0%

 

 

 

 

 

 

 

 

 

MI Midland County Economic Development Corp.,

 

 

 

 

 

 

 

 

 

Series 2000, AMT,

 

 

 

 

 

 

 

 

 

 

 

6.875

%

07/23/09

 

600,000

 

624,564

 

NY New York City Industrial

 

 

 

 

 

 

 

 

 

Development Agency,

 

 

 

 

 

 

 

 

 

Brooklyn Navy Yard Partners,

 

 

 

 

 

 

 

 

 

Series 1997, AMT,

 

 

 

 

 

 

 

 

 

 

 

5.650

%

10/01/28

 

200,000

 

184,418

 

NY Suffolk County Industrial Development Agency,

 

 

 

 

 

 

 

 

 

Nissequogue Cogen Partners, Series 1998, AMT,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

01/01/23

 

550,000

 

521,180

 

PA Carbon County Industrial Development

 

 

 

 

 

 

 

 

 

Authority, Panther Creek Partners,

 

 

 

 

 

 

 

 

 

Series 2000, AMT,

 

 

 

 

 

 

 

 

 

 

 

6.650

%

05/01/10

 

140,000

 

151,287

 

PR Commonwealth of Puerto Rico Industrial,

 

 

 

 

 

 

 

 

 

Educational, Medical & Environmental

 

 

 

 

 

 

 

 

 

Cogeneration Facilities, AES Project,

 

 

 

 

 

 

 

 

 

Series 2000, AMT,

 

 

 

 

 

 

 

 

 

 

 

6.625

%

06/01/26

 

320,000

 

342,294

 

 

 

Independent Power Producers Total

 

1,823,743

 

 

15



 

Investor Owned - 6.9%

 

 

 

 

 

 

 

 

 

AZ Maricopa County Pollution Control Revenue,

 

 

 

 

 

 

 

 

 

El Paso Electric Co.,

 

 

 

 

 

 

 

 

 

Series 2002 A,

 

 

 

 

 

 

 

 

 

 

 

6.250

%

05/01/37

 

500,000

 

515,715

 

CA Chula Vista Industrial Development

 

 

 

 

 

 

 

 

 

Authority, San Diego Gas & Electric,

 

 

 

 

 

 

 

 

 

Series 1996 B, AMT,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

12/01/21

 

625,000

 

657,013

 

FL Polk County Industrial Development

 

 

 

 

 

 

 

 

 

Authority, Tampa Electric Co.,

 

 

 

 

 

 

 

 

 

Series 1996, AMT,

 

 

 

 

 

 

 

 

 

 

 

5.850

%

12/01/30

 

500,000

 

500,950

 

IN Petersburg, Indiana Power & Light Co.,

 

 

 

 

 

 

 

 

 

Series 1993 B,

 

 

 

 

 

 

 

 

 

 

 

5.400

%

08/01/17

 

2,500,000

 

2,823,300

 

MI State Strategic Fund, Detroit Edison Co.,

 

 

 

 

 

 

 

 

 

Series 1998 A, AMT,

 

 

 

 

 

 

 

 

 

 

 

5.550

%

09/01/29

 

3,000,000

 

3,124,290

 

MS State Business Finance Corp.,

 

 

 

 

 

 

 

 

 

Systems Energy Resources Project,

 

 

 

 

 

 

 

 

 

Series 1998,

 

 

 

 

 

 

 

 

 

 

 

5.875

%

04/01/22

 

1,000,000

 

1,006,000

 

MT Forsyth Pollution Control,

 

 

 

 

 

 

 

 

 

Portland General, Series 1998 A,

 

 

 

 

 

 

 

 

 

 

 

5.200

%

05/01/33

 

150,000

 

159,231

 

NV Clark County Industrial Development Revenue,

 

 

 

 

 

 

 

 

 

Nevada Power Co.,

 

 

 

 

 

 

 

 

 

Series 1995 B, AMT,

 

 

 

 

 

 

 

 

 

 

 

5.900

%

10/01/30

 

250,000

 

228,300

 

OH State Air Quality Development Authority,

 

 

 

 

 

 

 

 

 

Cleveland Electric Illumination,

 

 

 

 

 

 

 

 

 

Series 2002 A,

 

 

 

 

 

 

 

 

 

 

 

6.000

%

12/01/13

 

650,000

 

673,147

 

TX Brazos River Authority, Pollution Control,

 

 

 

 

 

 

 

 

 

TXU Electric Co.:

 

 

 

 

 

 

 

 

 

Series 1999, AMT,

 

 

 

 

 

 

 

 

 

 

 

7.700

%

04/01/33

 

250,000

 

291,700

 

Series 2001, AMT,

 

 

 

 

 

 

 

 

 

 

 

5.750

%

05/01/36

 

125,000

 

128,961

 

Series 2003 C, AMT,

 

 

 

 

 

 

 

 

 

 

 

6.750

%

10/01/38

 

375,000

 

393,998

 

TX Matagorda County Navigation District No.1,

 

 

 

 

 

 

 

 

 

Houston Light & Power Co., Series 1997, AMT,

 

 

 

 

 

 

 

 

 

 

 

5.125

%

11/01/28

 

2,000,000

 

2,069,820

 

WY Converse County Pollution Control,

 

 

 

 

 

 

 

 

 

Pacificorp, Series 1988,

 

 

 

 

 

 

 

 

 

 

 

3.900

%

01/01/14

 

500,000

 

486,435

 

 

 

Investor Owned Total

 

13,058,860

 

 

 

 

 

 

 

 

 

 

 

Joint Power Authority - 2.6%

 

 

 

 

 

 

 

 

 

MA Municipal Wholesale Electric Co.,

 

 

 

 

 

 

 

 

 

Power Supply System, Project 6-A,

 

 

 

 

 

 

 

 

 

 

 

5.250

%

07/01/14

 

1,000,000

 

1,114,520

 

NC Eastern Municipal Power Agency,

 

 

 

 

 

 

 

 

 

Series 2003,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

01/01/16

 

285,000

 

307,067

 

 

16



 

NC State Municipal Power Agency,

 

 

 

 

 

 

 

 

 

Catawba Electric No. 1:

 

 

 

 

 

 

 

 

 

Series 1998 A,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

01/01/15

 

640,000

 

729,881

 

Series 2003 A,

 

 

 

 

 

 

 

 

 

 

 

5.250

%

01/01/18

 

2,500,000

 

2,723,175

 

 

 

Joint Power Authority Total

 

4,874,643

 

 

 

 

 

 

 

 

 

 

 

Municipal Electric - 1.2%

 

 

 

 

 

 

 

 

 

CA State Water Resources Authority,

 

 

 

 

 

 

 

 

 

Series 2002 A,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

05/01/14

 

1,000,000

 

1,127,910

 

NC University of North Carolina at

 

 

 

 

 

 

 

 

 

Chapel Hill, Series 1997,

 

 

 

 

 

 

 

 

 

 

 

 

(a)

08/01/14

 

1,000,000

 

668,020

 

NE Public Power District, Series 1998 A,

 

 

 

 

 

 

 

 

 

 

 

5.250

%

01/01/11

 

500,000

 

547,795

 

 

 

Municipal Electric Total

 

2,343,725

 

 

 

 

 

 

 

 

 

 

 

Water & Sewer - 2.7%

 

 

 

 

 

 

 

 

 

GA Atlanta, Series 1993,

 

 

 

 

 

 

 

 

 

 

 

5.500

%

11/01/22

(g)

1,000,000

 

1,150,160

 

MS V Lakes Utility District,

 

 

 

 

 

 

 

 

 

 

 

8.250

%

07/15/24

 

140,000

 

137,747

 

NY New York City Municipal Water Finance Authority,

 

 

 

 

 

 

 

 

 

Water & Sewer System,

 

 

 

 

 

 

 

 

 

Capital Appreciation, Series 1998 D,

 

 

 

 

 

 

 

 

 

 

 

 

(a)

06/15/20

 

3,900,000

 

1,928,628

 

WA King County, Series 1999,

 

 

 

 

 

 

 

 

 

 

 

5.250

%

01/01/30

 

1,750,000

 

1,822,625

 

 

 

Water & Sewer Total

 

5,039,160

 

 

 

UTILITIES TOTAL

 

27,140,131

 

 

 

 

 

 

 

 

 

 

 

Total Municipal Bonds

 

 

 

 

 

 

 

 

 

(cost of $175,356,190)

 

 

 

185,322,346

 

 

 

 

 

 

 

 

 

 

 

Municipal Preferred Stocks - 0.6%

 

 

 

 

 

 

 

 

 

HOUSING - 0.6%

 

 

 

 

 

 

 

 

 

Multi-Family - 0.6%

 

 

 

 

 

 

 

 

 

Charter Municipal Mortgage Acceptance Co.:

 

 

 

 

 

 

 

 

 

 

 

6.300

%

04/30/19

 

500,000

 

519,025

 

 

 

AMT,

 

 

 

 

 

 

 

 

 

7.600

%

11/30/10

(d)

500,000

 

575,210

 

 

 

Multi-Family Total

 

1,094,235

 

 

 

HOUSING TOTAL

 

1,094,235

 

Total Municipal Preferred Stocks

 

 

 

 

 

 

 

 

 

(cost of $1,000,000)

 

 

 

1,094,235

 

 

 

 

 

 

 

 

 

 

 

Short-Term Obligations - 1.0%

 

 

 

 

 

 

 

 

 

VARIABLE RATE DEMAND NOTES (h) - 1.0%

 

 

 

 

 

 

 

 

 

FL Alachua County Health Facilities Authority,

 

 

 

 

 

 

 

 

 

Oak Hammock at the University of Florida,

 

 

 

 

 

 

 

 

 

Series 2002 A,

 

 

 

 

 

 

 

 

 

 

 

1.350

%

10/01/32

 

100,000

 

100,000

 

IL Health Facilities Authority,

 

 

 

 

 

 

 

 

 

OSF Healthcare System,

 

 

 

 

 

 

 

 

 

 

 

1.330

%

11/15/27

 

900,000

 

900,000

 

 

17



 

KS State Development Finance Authority,

 

 

 

 

 

 

 

 

 

Hays Medical Center Foundation,

 

 

 

 

 

 

 

 

 

Series 2000 N,

 

 

 

 

 

 

 

 

 

 

 

1.400

%

05/15/26

 

300,000

 

300,000

 

MS Jackson County Pollution Control Revenue,

 

 

 

 

 

 

 

 

 

Chevron Corp.,

 

 

 

 

 

 

 

 

 

 

 

1.350

%

12/01/16

 

100,000

 

100,000

 

 

 

 

 

 

 

 

 

 

 

MO State Health & Educational Facilities,

 

 

 

 

 

 

 

 

 

Authority, Washington University,

 

 

 

 

 

 

 

 

 

Series 1996 C,

 

 

 

 

 

 

 

 

 

 

 

1.350

%

09/01/30

 

400,000

 

400,000

 

VARIABLE RATE DEMAND NOTES TOTAL

 

1,800,000

 

 

 

 

 

 

 

 

 

 

 

Total Short-Term Obligations

 

 

 

 

 

 

 

 

 

(cost of $1,800,000)

 

 

 

 

 

 

 

1,800,000

 

 

 

 

 

 

 

 

 

 

 

Total Investments - 99.6%

 

 

 

 

 

 

 

 

 

(cost of $178,156,190)(i)

 

 

 

 

 

 

 

188,216,581

 

 

 

 

 

 

 

 

 

 

 

Other Assets & Liabilities, Net - 0.4%

 

 

 

 

 

 

 

819,704

 

Net Assets* - 100.0%

 

 

 

 

 

 

 

189,036,285

 

 


Notes to Investment Portfolio:

*

Net assets represent both Common Shares and Auction Preferred Shares.

(a)

Zero coupon bond.

(b)

Security purchased on a delayed delivery basis.

(c)

The issuer has filed for bankruptcy protection under Chapter 11. Income is not being accrued. As of August 31, 2004, the value of these securities amounted to $731,365, which represents 0.4% of net assets.

(d)

Security exempt from registration pursuant to Rule 144A under the Securities Act of 1933. These securities may be resold in transactions exempt from registration, normally to qualified institutional buyers. At August 31, 2004, these securities amounted to $1,405,901, which represents 0.7% of net assets.

(e)

The Trust has been informed that this issuer has placed direct obligations of the U.S. Government in an irrevocable trust, solely for the payment of principal and interest.

(f)

Variable rate security. The interest rate shown reflects the rate as of August 31, 2004.

(g)

A portion of the security with a market value of $1,104,154 pledged as collateral for open future contracts

(h)

Variable rate demand notes. These securities are payable upon demand and are secured by letters of credit or other credit support agreements from banks. The interest rates change periodically and the interest rates shown reflect the rates as of August 31, 2004.

(i)

Cost for federal income tax purposes is $177,854,684.

 

At August 31, 2004, the Trust held the following open short futures contracts:

 

Type

 

Value

 

Aggregate
Face Value

 

Expiration
Date

 

Unrealized
Depreciation

 

10 - Year U.S. Treasury Note

 

$

32,346,000

 

32,244,515

 

Dec - 2004

 

$

(101,485

)

U.S. Long Bond

 

15,027,187

 

14,823,143

 

Dec - 2004

 

(204,044

)

 

 

 

 

 

 

 

 

$

(305,529

)

 

Acronym

 

Name

 

AMT

 

Alternative Minimum Tax

 

IFRN

 

Inverse Floating Rate Note

 

 

18


 


Item 2. Controls and Procedures.

 

(a)          The registrant’s principal executive officer and principal financial officer, based on their evaluation of the registrant’s disclosure controls and procedures as of a date within 90 days of the filing of this report, have concluded that such controls and procedures are adequately designed to ensure that information required to be disclosed by the registrant in Form N-Q is accumulated and communicated to the registrant’s management, including the principal executive officer and principal financial officer, or persons performing similar functions, as appropriate to allow timely decisions regarding required disclosure.

 

(b)         There were no changes in the registrant’s internal control over financial reporting that occurred during the registrant’s last fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting.

 

Item 3. Exhibits.

 

Certifications pursuant to Rule 30a-2(a) under the Investment Company Act of 1940 (17 CFR 270.30a-2(a)) attached hereto as Exhibit 99.CERT.

 



SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(registrant)

 

Colonial Investment Grade Municipal Trust

 

 

 

 

 

 

 

By (Signature and Title)

 

/S/ Christopher L. Wilson

 

 

 

Christopher L. Wilson, President

 

 

 

 

 

 

 

Date

 

October 28, 2004

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

 

By (Signature and Title)

 

/S/ Christopher L. Wilson

 

 

 

Christopher L. Wilson, President

 

 

 

 

 

 

 

By (Signature and Title)

 

/S/ J. Kevin Connaughton

 

 

 

J. Kevin Connaughton, Treasurer

 

 

 

 

 

 

 

Date

 

October 28, 2004