1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
Â
(6)
|
07/26/2010 |
Common Stock
|
466,666
|
$
1.82
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(7)
|
09/29/2016 |
Common Stock
|
466,666
|
$
1.65
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(8)
|
04/13/2017 |
Common Stock
|
100,000
|
$
8.25
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 668,374 shares of common stock issued upon the automatic conversion of shares of Series D Convertible Preferred Stock of Starent Networks, Corp. upon the effectiveness of the Registration Statement on Form S-1 relating to Starent Network, Corp.'s initial public offering. |
(2) |
Consists of shares of common stock issued upon the automatic conversion of shares of Series C Convertible Preferred Stock of Starent Networks, Corp. upon the effectiveness of the Registration Statement on Form S-1 relating to Starent Network, Corp.'s initial public offering. |
(3) |
Represents securities beneficially held by Nooril-Iman Management, LLC. Mr. Dahod disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any. |
(4) |
Consists of shares of common stock issued upon the automatic conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock and Series C Convertible Preferred Stock of Starent Networks, Corp. upon the effectiveness of the Registration Statement on Form S-1 relating to Starent Network, Corp.'s initial public offering. |
(5) |
Represents securities beneficially held by Nooril-Iman, LP. Mr. Dahod disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any. |
(6) |
The option vests 25% on 1/1/06 and the remainder vests in 12 equal quarterly installments beginning on 4/1/06. |
(7) |
The option vests 25% on 9/29/07 and the remainder vests in 12 equal quarterly installments beginning on 12/29/07. |
(8) |
The option vests 20% on 1/1/08 and the remainder vests in 16 equal quarterly installments beginning on 4/1/08. |