Prospectus
Supplement Filed pursuant to Rule 424(b)(3)
Registration No. 333-130251
PROSPECTUS
SUPPLEMENT NO. 13
DATED August 14, 2007
(To Prospectus Dated August 7, 2006)
LIQUIDMETAL TECHNOLOGIES, INC.
11,614,322 Shares of Common Stock
This prospectus supplement supplements information contained in, and should be read in conjunction with, that certain Prospectus, dated August 7, 2006, of Liquidmetal Technologies, Inc., as supplemented by Supplement #1, dated August 9, 2006, Supplement #2, dated August 16, 2006, Supplement #3, dated October 12, 2006, Supplement #4, dated October 24, 2006, Supplement #5, dated November 14, 2006, Supplement #6 dated January 4, 2007, Supplement #7 dated March 16, 2007, Supplement #8 dated April 25, 2007, Supplement #9 dated May 15, 2007, Supplement #10 dated June 6, 2007, Supplement #11 dated July 27, 2007, and Supplement #12 dated August 14, 2007.
This prospectus supplement is not complete without, and may not be delivered or used except in connection with, the original Prospectus and Supplements #1, #2, #3, #4, #5, #6, #7, #8, #9, #10, #11, and #12 thereto. The Prospectus relates to the public sale, from time to time, of up to 11,614,322 shares of our common stock by the selling shareholders identified in the Prospectus.
The information attached to this prospectus supplement modifies and supersedes, in part, the information in the Prospectus, as supplemented. Any information that is modified or superseded in the Prospectus shall not be deemed to constitute a part of the Prospectus, except as modified or superseded by this prospectus supplement or Prospectus Supplements #1, #2, #3, #4, #5, #6, #7, #8, #9, #10, #11, and #12.
This prospectus supplement includes the attached Current Report on Form 8-K, as filed by us with the Securities and Exchange Commission on September 26, 2007.
We may amend or supplement the Prospectus, as supplemented, from time to time by filing amendments or supplements as required. You should read the entire Prospectus and any amendments or supplements carefully before you make an investment decision.
The Securities and Exchange Commission and state securities regulators have not approved or disapproved these securities or determined if this Prospectus Supplement (or the original Prospectus, as previously supplemented) is truthful or complete. Any representation to the contrary is a criminal offense.
The date of this prospectus supplement is September 26, 2007.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the
Date of Report (Date of earliest event reported): September 20, 2007
(Exact name of Registrant as Specified in its Charter)
Delaware |
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000-31332 |
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33-0264467 |
(State or Other
Jurisdiction of |
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(Commission File Number) |
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(I.R.S. Employer |
30452 Esperanza
Rancho Santa Margarita, California 92688
(Address of Principal Executive Offices; Zip Code)
Registrants telephone number, including area code: (949) 635-2100
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2-(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
LIQUIDMETAL TECHNOLOGIES, INC.
FORM 8-K
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On September 20, 2007, the Board of Directors of Liquidmetal Technologies, Inc. (the Company), upon the recommendation of the Boards Compensation Committee, voted to increase the annual base salary paid to John Kang, the Chairman of the Board of Directors of the Company, to $300,000. Under his employment agreement with the Company, Mr. Kangs base salary was previously set at $200,000. The payment of Mr. Kangs new salary will be effective for all of 2007.
Also on September 20, 2007, the Board of Directors of the Company voted to grant common stock options under the Companys 2002 Equity Incentive Plan to John Kang, the Chairman of the Board of Directors, Larry Buffington, the Companys Chief Executive Officer and President, and Won Chung, the Companys Vice President of Finance. Mr. Kang and Mr. Buffington each received options to purchase 500,000 shares of the Companys common stock at an exercise price of $0.77 per share and Mr. Chung received options to purchase 20,000 shares of the Companys common stock at an exercise price $0.77 per share. The exercise price was equal to the closing price of the Companys common stock on the grant date. These options will vest in five equal increments annually over the next five years.
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Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunder duly authorized.
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LIQUIDMETAL TECHNOLOGIES, INC. |
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By: |
/s/ Larry Buffington |
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Larry Buffington, |
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President and Chief Executive Officer |
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Date: September 26, 2007 |
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