Filed under Rule 424(b)(2), Registration Statement No. 333-169633

 

CALCULATION OF REGISTRATION FEE

 

Title of Each Class of

 

Maximum Aggregate

 

Amount of

 

Securities Offered

 

Offering Price

 

Registration Fee

 

 

 

 

 

 

 

2.600% Duke Energy Corporation InterNotes® Due December 15, 2022

 

$

10,802,000

 

$

1,473.39

 

 

 

 

 

 

 

TOTAL

 

$

10,802,000

 

$

1,473.39

 

 



 

Pricing Supplement No. 1 - Dated Wednesday, November 21, 2012 (Prospectus Dated September 29, 2010 and Prospectus Supplement Dated November 13, 2012)

 

CUSIP

 

 

 

 

 

Gross

 

Net

 

Coupon

 

Coupon

 

Coupon

 

Maturity

 

1st Coupon

 

1st Coupon

 

Survivor’s

 

Product

 

Number

 

Principal Amount

 

Selling Price

 

Concession

 

Proceeds

 

Type

 

Rate

 

Frequency

 

Date

 

Date

 

Amount

 

Option

 

Ranking

 

26442KAA4

 

$

10,802,000.00

 

100.000

%

1.800

%

$

10,607,564.00

 

Fixed

 

2.600

%

Semi-Annual

 

12/15/2022

 

06/15/2013

 

$

14.30

 

Yes

 

Senior Unsecured Notes

 

 

Redemption Information: Non-Callable

 

Duke Energy Corporation

 

Trade Date: Wednesday, November 21, 2012 @ 12:00 PM ET

 

Duke Energy Corporation

 

 

Settlement Date: Tuesday, November 27, 2012

 

Duke Energy InterNotes

 

 

Minimum Denomination/Increments: $1,000.00/$1,000.00

 

Due One Year or More from Date of Issue

 

 

Initial trades settle flat and clear SDFS: DTC Book Entry only

 

Prospectus Supplement Dated November 13, 2012

 

 

DTC Number 0235 via RBC Dain Rauscher Inc.

 

to Prospectus Dated September 29, 2010

 

 

 

 

 

 

 

Agents: BofA Merrill Lynch, Incapital, LLC, Citigroup, Edward D. Jones & Co., L.P., Morgan Stanley, RBC Capital Markets, LLC, UBS Investment Bank, Wells Fargo Advisors, LLC

 

 

 

 

 

If the maturity date or an interest payment date for any note is not a business day (as such term is defined in the Prospectus Supplement), principal, premium, if any, and interest for that note is paid on the next business day, and no interest will accrue from, and after, the maturity date or interest payment date.

 

 

 

 

 

Legal Matters:

 

 

In the opinion of Duke Energy Corporation’s counsel, when the notes offered by this pricing supplement have been executed and issued by Duke Energy Corporation and authenticated by the trustee pursuant to an Indenture dated as of June 3, 2008, as amended and supplemented, between Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee (the “Indenture”), and delivered against payment as contemplated herein, such notes will constitute valid and binding obligations of Duke Energy Corporation, enforceable in accordance with their terms. The opinion expressed above is subject to specified qualifications, assumptions and limitations, including that the validity or enforcement of any agreements or instruments may be limited by applicable bankruptcy, insolvency, reorganization, moratorium or other similar laws affecting creditors’ rights generally and by general principles of equity (regardless of whether enforceability is considered in a proceeding in equity or at law) and that such counsel does not express any opinion as to the applicability or effect of any fraudulent transfer, preference or similar law on any agreements or instruments or any transactions contemplated by such opinion. In addition, this opinion is subject to customary assumptions, including, other than with respect to Duke Energy Corporation, (i) that the parties to documents, including the Indenture, relevant to such opinion had or will have the power, corporate or otherwise, to enter into and perform all obligations thereunder, (ii) the due authorization thereof by all requisite action, corporate or other by such parties, (iii) the execution and delivery by such parties of such documents, and (iv) the validity and binding effect of such documents on such parties, all as stated in the letter of such counsel dated November 13, 2012, which has been filed as Exhibit 5.1 to a Current Report on Form 8-K filed by Duke Energy Corporation on November 13, 2012.

 

 

 

 

 

Investors should read this pricing supplement in conjuction with the Prospectus and Prospectus Supplement.

 

 

 

 

 

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