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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 07/30/2014 | D | 2,639 | (2) | (2) | Common Stock, par value $0.01 | 2,639 | $ 0 | 6,685 (3) | I | See Footnote (5) | |||
Restricted Stock Units | (1) | (4) | (4) | Common Stock, par value $0.01 | 4,662 | 4,662 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SOULELES THOMAS S C/O MADISON DEARBORN PARTNERS, LLC 70 W. MADISON STREET, SUITE 4600 CHICAGO, IL 60602 |
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Thomas S. Souleles, by /s/ John T. Sahlberg, Attorney in Fact | 08/01/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents a contingent right to receive one share of Boise Cascade Company common stock. |
(2) | The reported restricted stock units were scheduled to vest on February 27, 2015, but such units were forfeited on July 30, 2014, upon the resignation of Samuel Mencoff as a director of Boise Cascade Company. |
(3) | 2,023 of these restricted stock units are held of record by Mr. Mencoff. The remaining 4,662 restricted stock units are held of record by Matthew Norton, a director of Boise Cascade Company. |
(4) | 2,639 of the restricted stock units are scheduled to vest on February 27, 2015. The remaining 2,2023 restricted stock units vested on February 26, 2014; provided, that such vested shares will not be delivered to Mr. Souleles or his designee until six months and one day following his termination as a director or employee with Boise Cascade Company. |
(5) | Mr. Souleles, as a managing director of Madison Dearborn Partners, LLC, may be deemed to have an indirect pecuniary interest in the awards and expressly disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. |