--------------------------
OMB APPROVAL
--------------------------
OMB Number: 3235-0582
Expires: March 31, 2012
Estimated average burden
hours per response 9.6
--------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-05150
---------------------------------------------
Cornerstone Strategic Value Fund, Inc.
--------------------------------------------------------------------------------
(Exact name of registrant as specified in charter)
350 Jericho Turnpike, Suite 206 Jericho, New York 11753
--------------------------------------------------------------------------------
(Address of principal executive offices) (Zip code)
Frank J. Maresca
Ultimus Fund Solutions, LLC 350 Jericho Turnpike, Suite 206 Jericho, NY 11753
--------------------------------------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: (513) 587-3400
----------------------------
Date of fiscal year end: December 31
----------------------------
Date of reporting period: July 1, 2010 - June 30, 2011
-----------------------------------------
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Disclose the following information for each matter relating to a portfolio
security considered at any shareholder meeting held during the period covered by
the report and with respect to which the registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures
("CUSIP") number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security
holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or
abstain; for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
SIGNATURES
----------
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Cornerstone Strategic Value Fund, Inc.
--------------------------------------------------------------------
By (Signature and Title)* /s/ Ralph W. Bradshaw
-------------------------------------------------------
Ralph W. Bradshaw, President and Chairman
(Principal Executive Officer)
Date August 23, 2011
---------------------------------------------------------------------------
* Print the name and title of each signing officer under his or her signature.
EXHIBIT A
---------
Item 1: Proxy Voting Record
Registrant : Cornerstone Strategic Value Fund, Inc.
=======================================================================================================
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For For For
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For For For
9 Elect Aulana Peters Mgmt For Against Against
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
=======================================================================================================
Abbott
Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect W. James Farrell Mgmt For For For
1.4 Elect H. Laurance Fuller Mgmt For For For
1.5 Elect Edward Liddy Mgmt For For For
1.6 Elect Phebe Novakovic Mgmt For For For
1.7 Elect William Osborn Mgmt For For For
1.8 Elect Samuel Scott III Mgmt For For For
1.9 Elect Glenn Tilton Mgmt For For For
1.10 Elect Miles White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHldr Against Against For
Pharmaceutical Price
Restraints
=======================================================================================================
Adam Express
Company
Ticker Security ID: Meeting Date Meeting Status
ADX CUSIP 006212104 03/22/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Enrique Arzac Mgmt For Withhold Against
1.2 Elect Phyllis Bonanno Mgmt For For For
1.3 Elect Kenneth Dale Mgmt For For For
1.4 Elect Daniel Emerson Mgmt For For For
1.5 Elect Frederic Escherich Mgmt For For For
1.6 Elect Roger Gale Mgmt For For For
1.7 Elect Thomas Lenagh Mgmt For For For
1.8 Elect Kathleen McGahran Mgmt For For For
1.9 Elect Douglas Ober Mgmt For For For
1.10 Elect Craig Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against Against For
Self-Tender
Offer
=======================================================================================================
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mark Bertolini Mgmt For For For
2 Elect Frank Clark, Jr. Mgmt For Against Against
3 Elect Betsy Cohen Mgmt For Against Against
4 Elect Molly Coye Mgmt For Against Against
5 Elect Roger Farah Mgmt For Against Against
6 Elect Barbara Franklin Mgmt For Against Against
7 Elect Jeffrey Garten Mgmt For Against Against
8 Elect Gerald Greenwald Mgmt For For For
9 Elect Ellen Hancock Mgmt For For For
10 Elect Richard Harrington Mgmt For For For
11 Elect Edward Ludwig Mgmt For For For
12 Elect Joseph Newhouse Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2010 Stock Mgmt For Against Against
Incentive
Plan
15 2011 Employee Stock Purchase Plan Mgmt For For For
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Shareholder Proposal Regarding ShrHldr Against Against For
Cumulative
Voting
19 Shareholder Proposal Regarding ShrHldr Against For Against
Independent Board
Chairman
=======================================================================================================
AFLAC
Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUSIP 001055102 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Daniel Amos Mgmt For For For
2 Elect John Shelby Amos II Mgmt For Against Against
3 Elect Paul Amos II Mgmt For For For
4 Elect Michael Armacost Mgmt For For For
5 Elect Kriss Cloninger III Mgmt For Against Against
6 Elect Elizabeth Hudson Mgmt For For For
7 Elect Douglas Johnson Mgmt For For For
8 Elect Robert Johnson Mgmt For For For
9 Elect Charles Knapp Mgmt For For For
10 Elect E. Stephen Purdom Mgmt For For For
11 Elect Barbara Rimer Mgmt For For For
12 Elect Marvin Schuster Mgmt For For For
13 Elect David Thompson Mgmt For For For
14 Elect Robert Wright Mgmt For For For
15 Elect Takuro Yoshida Mgmt For For For
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
=======================================================================================================
Allergan Inc.
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP 018490102 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Deborah Dunsire Mgmt For For For
2 Elect Trevor Jones Mgmt For For For
3 Elect Louis Lavigne, Jr. Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 2011 Executive Bonus Plan Mgmt For For For
8 2011 Incentive Award Plan Mgmt For For For
9 Repeal of Classified Board Mgmt For For For
=======================================================================================================
AllianceBernstein
Income Fund
Inc
Ticker Security ID: Meeting Date Meeting Status
ACG CUSIP 01881E101 03/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Foulk, Jr. Mgmt For For For
1.2 Elect D. James Guzy Mgmt For For For
1.3 Elect Robert Keith Mgmt For For For
=======================================================================================================
AllianceBernstein
Income Fund
Inc
Ticker Security ID: Meeting Date Meeting Status
ACG CUSIP 01881E101 03/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Foulk, Jr. Mgmt For Withhold Against
1.2 Elect D. James Guzy Mgmt For Withhold Against
1.3 Elect Robert Keith Mgmt For Withhold Against
=======================================================================================================
Allstate Corp.
Ticker Security ID: Meeting Date Meeting Status
ALL CUSIP 020002101 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect F. Duane Ackerman Mgmt For Against Against
2 Elect Robert Beyer Mgmt For For For
3 Elect W. James Farrell Mgmt For Against Against
4 Elect Jack Greenberg Mgmt For For For
5 Elect Ronald LeMay Mgmt For For For
6 Elect Andrea Redmond Mgmt For Against Against
7 Elect H. John Riley, Jr. Mgmt For Against Against
8 Elect Joshua Smith Mgmt For Against Against
9 Elect Judith Sprieser Mgmt For Against Against
10 Elect Mary Taylor Mgmt For Against Against
11 Elect Thomas Wilson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Right to Call a Special Meeting Mgmt For For For
14 Designation of Delaware Chancery Mgmt For Against Against
Court as Forum for Derivative
Actions
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act Written
Consent
18 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
=======================================================================================================
Alpine Global
Premier
Properties
Fund
Ticker Security ID: Meeting Date Meeting Status
AWP CUSIP 02083A103 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Wacksman Mgmt For For For
=======================================================================================================
Alpine Global
Premier
Properties
Fund
Ticker Security ID: Meeting Date Meeting Status
AWP CUSIP 02083A103 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Wacksman Mgmt For Abstain Against
=======================================================================================================
Alpine Total
Dynamic
Dividend
Fund
Ticker Security ID: Meeting Date Meeting Status
AOD CUSIP 021060108 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Wacksman Mgmt For For For
=======================================================================================================
Alpine Total
Dynamic
Dividend
Fund
Ticker Security ID: Meeting Date Meeting Status
AOD CUSIP 21060108 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jeffrey Wacksman Mgmt For Abstain Against
=======================================================================================================
Altria Group Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Elizabeth Bailey Mgmt For For For
2 Elect Gerald Baliles Mgmt For Against Against
3 Elect John Casteen III Mgmt For Against Against
4 Elect Dinyar Devitre Mgmt For For For
5 Elect Thomas Farrell II Mgmt For For For
6 Elect Thomas Jones Mgmt For For For
7 Elect George Munoz Mgmt For For For
8 Elect Nabil Sakkab Mgmt For For For
9 Elect Michael Szymanczyk Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Shareholder Proposal Regarding ShrHldr Against Against For
Flavored
Tobacco
=======================================================================================================
Amazon.com Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jeffrey Bezos Mgmt For For For
2 Elect Tom Alberg Mgmt For For For
3 Elect John Seely Brown Mgmt For Against Against
4 Elect William Gordon Mgmt For For For
5 Elect Alain Moniac Mgmt For For For
6 Elect Jonathan Rubinstein Mgmt For For For
7 Elect Thomas Ryder Mgmt For Against Against
8 Elect Patricia Stonesifer Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For For For
Compensation
11 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For
Executive
Compensation
12 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
13 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Climate
Change
=======================================================================================================
American Express
Co.
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Akerson Mgmt For For For
1.2 Elect Charlene Barshefsky Mgmt For Withhold Against
1.3 Elect Ursula Burns Mgmt For For For
1.4 Elect Kenneth Chenault Mgmt For For For
1.5 Elect Peter Chernin Mgmt For For For
1.6 Elect Theodore Leonsis Mgmt For Withhold Against
1.7 Elect Jan Leschly Mgmt For For For
1.8 Elect Richard Levin Mgmt For For For
1.9 Elect Richard McGinn Mgmt For For For
1.10 Elect Edward Miller Mgmt For For For
1.11 Elect Steven Reinemund Mgmt For For For
1.12 Elect Robert Walter Mgmt For For For
1.13 Elect Ronald Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHldr Against Against For
Cumulative
Voting
6 Sharehoholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special
Meeting
=======================================================================================================
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Baltimore Mgmt For Against Against
2 Elect Frank Biondi, Jr. Mgmt For For For
3 Elect Francois de Carbonnel Mgmt For Against Against
4 Elect Vance Coffman Mgmt For Against Against
5 Elect Rebecca Henderson Mgmt For Against Against
6 Elect Frank Herringer Mgmt For Against Against
7 Elect Gilbert Omenn Mgmt For For For
8 Elect Judith Pelham Mgmt For For For
9 Elect J. Paul Reason Mgmt For For For
10 Elect Leonard Schaeffer Mgmt For For For
11 Elect Kevin Sharer Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
=======================================================================================================
Apple Inc
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Campbell Mgmt For For For
1.2 Elect Millard Drexler Mgmt For For For
1.3 Elect Albert Gore, Jr. Mgmt For For For
1.4 Elect Steven Jobs Mgmt For For For
1.5 Elect Andrea Jung Mgmt For For For
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Ronald Sugar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHldr Against Against For
Adoption and Disclosure of a
Written CEO Succession Planning
Policy
6 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
=======================================================================================================
Archer-Daniels-Mi
dland
Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 11/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect George Buckley Mgmt For For For
2 Elect Mollie Carter Mgmt For For For
3 Elect Pierre Dufour Mgmt For For For
4 Elect Donald Felsinger Mgmt For For For
5 Elect Victoria Haynes Mgmt For For For
6 Elect Antonio Maciel Neto Mgmt For For For
7 Elect Patrick Moore Mgmt For For For
8 Elect Thomas O'Neill Mgmt For For For
9 Elect Kelvin Westbrook Mgmt For For For
10 Elect Patricia Woertz Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHldr Against Against For
Prohibiting Corporate Political
Spending
13 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
=======================================================================================================
AT&T, Inc.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Randall Stephenson Mgmt For For For
2 Elect Gilbert Amelio Mgmt For For For
3 Elect Reuben Anderson Mgmt For For For
4 Elect James Blanchard Mgmt For For For
5 Elect Jaime Chico Pardo Mgmt For For For
6 Elect James Kelly Mgmt For For For
7 Elect Jon Madonna Mgmt For For For
8 Elect Lynn Martin Mgmt For For For
9 Elect John McCoy Mgmt For For For
10 Elect Joyce Roche Mgmt For For For
11 Elect Matthew Rose Mgmt For For For
12 Elect Laura Tyson Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2011 Incentive Plan Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding Right ShrHldr Against Against For
to Call a Special
Meeting
19 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
=======================================================================================================
Bank Of New York
Mellon
Corp
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ruth Bruch Mgmt For Against Against
2 Elect Nicholas Donofrio Mgmt For For For
3 Elect Gerald Hassell Mgmt For For For
4 Elect Edmund Kelly Mgmt For Against Against
5 Elect Robert Kelly Mgmt For For For
6 Elect Richard Kogan Mgmt For Against Against
7 Elect Michael Kowalski Mgmt For For For
8 Elect John Luke, Jr. Mgmt For For For
9 Elect Mark Nordenberg Mgmt For For For
10 Elect Catherine Rein Mgmt For For For
11 Elect William Richardson Mgmt For For For
12 Elect Samuel Scott III Mgmt For Against Against
13 Elect John Surma Mgmt For For For
14 Elect Wesley von Schack Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Amendment to the Long-Term Incentive Mgmt For For For
Plan
18 Amendment to the Executive Incentive Mgmt For Against Against
Compensation
Plan
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHldr Against Against For
Cumulative
Voting
=======================================================================================================
BB&T Corp.
Ticker Security ID: Meeting Date Meeting Status
BBT CUSIP 054937107 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Allison, IV Mgmt For For For
1.2 Elect Jennifer Banner Mgmt For For For
1.3 Elect K. David Boyer, Jr. Mgmt For For For
1.4 Elect Anna Cablik Mgmt For For For
1.5 Elect Ronald Deal Mgmt For Withhold Against
1.6 Elect J. Littleton Glover, Jr. Mgmt For Withhold Against
1.7 Elect Jane Helm Mgmt For For For
1.8 Elect John Howe, III Mgmt For For For
1.9 Elect Kelly King Mgmt For For For
1.10 Elect Valeria Lynch Lee Mgmt For For For
1.11 Elect J. Holmes Morrison Mgmt For For For
1.12 Elect Nido Qubein Mgmt For Withhold Against
1.13 Elect Thomas Skains Mgmt For For For
1.14 Elect Thomas Thompson Mgmt For For For
1.15 Elect Stephen Williams Mgmt For Withhold Against
2 Amendment to the short-term Mgmt For For For
incentive
plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
7 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
=======================================================================================================
Becton,
Dickinson And
Co.
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887109 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Basil Anderson Mgmt For For For
1.2 Elect Henry Becton, Jr. Mgmt For For For
1.3 Elect Edward DeGraan Mgmt For For For
1.4 Elect Claire Fraser-Liggett Mgmt For For For
1.5 Elect Christopher Jones Mgmt For For For
1.6 Elect Marshall Larsen Mgmt For For For
1.7 Elect Edward Ludwig Mgmt For For For
1.8 Elect Adel Mahmoud Mgmt For For For
1.9 Elect Gary Mecklenburg Mgmt For For For
1.10 Elect Cathy Minehan Mgmt For Withhold Against
1.11 Elect James Orr Mgmt For For For
1.12 Elect Willard Overlock, Jr. Mgmt For For For
1.13 Elect Bertram Scott Mgmt For For For
1.14 Elect Alfred Sommer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A
Executive
Compensation
5 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
6 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative
Voting
=======================================================================================================
Best Buy Co. Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Ronald James Mgmt For For For
1.2 Elect Sanjay Khosla Mgmt For For For
1.3 Elect George Mikan III Mgmt For For For
1.4 Elect Matthew Paull Mgmt For For For
1.5 Elect Richard Schulze Mgmt For For For
1.6 Elect Hatim Tyabji Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Authorization of Board to Set Board Mgmt For Against Against
Size
4 Amendment to the 2004 Omnibus Stock Mgmt For For For
and Incentive
Plan
5 Executive Short-term Incentive Plan Mgmt For For For
6 Advisory Vote on Executive Mgmt For For For
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
8 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the
Board
=======================================================================================================
Biogen Idec inc
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Caroline Dorsa Mgmt For For For
2 Elect Stelios Papadopoulos Mgmt For For For
3 Elect George Scangos Mgmt For For For
4 Elect Lynn Schenk Mgmt For For For
5 Elect Alexander Denner Mgmt For For For
6 Elect Nancy Leaming Mgmt For For For
7 Elect Richard Mulligan Mgmt For For For
8 Elect Robert Pangia Mgmt For For For
9 Elect Brian Posner Mgmt For For For
10 Elect Eric Rowinsky Mgmt For For For
11 Elect Stephen Sherwin Mgmt For For For
12 Elect William Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Repeal of Classified Board Mgmt For For For
=======================================================================================================
Boeing Co.
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP 097023105 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Bryson Mgmt For For For
2 Elect David Calhoun Mgmt For For For
3 Elect Arthur Collins, Jr. Mgmt For For For
4 Elect Linda Cook Mgmt For For For
5 Elect Kenneth Duberstein Mgmt For For For
6 Elect Edmund Giambastiani, Jr. Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect John McDonnell Mgmt For For For
9 Elect W. James McNerney, Jr. Mgmt For For For
10 Elect Susan Schwab Mgmt For For For
11 Elect Ronald Williams Mgmt For For For
12 Elect Mike Zafirovski Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Verification of
Compliance with Labor and Human
Rights
Standards
17 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
19 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
20 Shareholder Proposal Regarding ShrHldr Against For Against
Independent Board
Chairman
=======================================================================================================
Bristol-Myers
Squibb
Co.
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For Against Against
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Elliott Sigal Mgmt For For For
11 Elect Togo West, Jr. Mgmt For For For
12 Elect R. Sanders Williams Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
16 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Executive
Compensation
17 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHldr Against Against For
Pharmaceutical Price
Restraints
=======================================================================================================
Capital One
Financial
Corp.
Ticker Security ID: Meeting Date Meeting Status
COF CUSIP 14040H105 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Patrick Gross Mgmt For Against Against
2 Elect Ann Hackett Mgmt For For For
3 Elect Pierre Leroy Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Repeal of Classified Board Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
=======================================================================================================
Cardinal Health
Inc
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Colleen Arnold Mgmt For For For
2 Elect George Barrett Mgmt For For For
3 Elect Glenn Britt Mgmt For For For
4 Elect Carrie Cox Mgmt For For For
5 Elect Calvin Darden Mgmt For For For
6 Elect Bruce Downey Mgmt For For For
7 Elect John Finn Mgmt For For For
8 Elect Gregory Kenny Mgmt For For For
9 Elect James Mongan Mgmt For For For
10 Elect Richard Notebaert Mgmt For For For
11 Elect David Raisbeck Mgmt For Against Against
12 Elect Jean Spaulding Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to Code of Regulations Mgmt For Against Against
15 Shareholder Proposal Regarding ShrHldr Against For Against
Performance-Based Equity
Compensation
16 Shareholder Proposal Regarding ShrHldr Against For Against
Independent Board
Chairman
17 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
=======================================================================================================
Caterpillar Inc.
Ticker Security ID: Meeting Date Meeting Status
CAT CUSIP 149123101 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Calhoun Mgmt For Withhold Against
1.2 Elect Daniel Dickinson Mgmt For For For
1.3 Elect Eugene Fife Mgmt For For For
1.4 Elect Juan Gallardo Mgmt For For For
1.5 Elect David Goode Mgmt For For For
1.6 Elect Jesse Greene, Jr. Mgmt For For For
1.7 Elect Peter Magowan Mgmt For For For
1.8 Elect Dennis Muilenburg Mgmt For For For
1.9 Elect Douglas Oberhelman Mgmt For For For
1.10 Elect William Osborn Mgmt For For For
1.11 Elect Charles Powell Mgmt For For For
1.12 Elect Edward Rust, Jr. Mgmt For For For
1.13 Elect Susan Schwab Mgmt For For For
1.14 Elect Joshua Smith Mgmt For For For
1.15 Elect Miles White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Executive Mgmt For For For
Short-Term Incentive
Plan
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
7 Shareholder Proposal Regarding ShrHldr Against Against For
Retention of Shares After
Retirement
8 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
9 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
10 Shareholder Proposal Regarding ShrHldr Against For Against
Independent Board
Chairman
11 Shareholder Proposal Regarding ShrHldr Against Against For
Review of Human Rights
Policies
12 Shareholder Proposal Regarding ShrHldr Against For Against
Approval of Survivor Benefits
(Golden
Coffins)
=======================================================================================================
Chevron Corp.
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linnet Deily Mgmt For For For
2 Elect Robert Denham Mgmt For For For
3 Elect Robert Eaton Mgmt For For For
4 Elect Chuck Hagel Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect George Kirkland Mgmt For For For
7 Elect Donald Rice Mgmt For For For
8 Elect Kevin Sharer Mgmt For For For
9 Elect Charles Shoemate Mgmt For For For
10 Elect John Stumpf Mgmt For For For
11 Elect Ronald Sugar Mgmt For For For
12 Elect Carl Ware Mgmt For Against Against
13 Elect John Watson Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Shareholder Proposal Regarding ShrHldr Against Against For
Environmental Expertise on
Board
18 Shareholder Proposal Regarding ShrHldr Against Against For
Establishment of Human Rights
Committee
19 Shareholder Proposal Regarding ShrHldr Against Against For
Linking Executive Pay to
Sustainability
20 Shareholder Proposal Regarding ShrHldr Against Against For
Country Selection
Guidelines
21 Shareholder Proposal Regarding ShrHldr Against Against For
Financial Risks of Climate
Change
22 Shareholder Proposal Regarding ShrHldr Against For Against
Report on Hydraulic
Fracturing
23 Shareholder Proposal Regarding ShrHldr Against Against For
Offshore Drilling
Report
=======================================================================================================
Chubb Corp.
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP 171232101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Zoe Baird Mgmt For For For
2 Elect Sheila Burke Mgmt For For For
3 Elect James Cash, Jr. Mgmt For For For
4 Elect John Finnegan Mgmt For For For
5 Elect Lawrence Kellner Mgmt For For For
6 Elect Martin McGuinn Mgmt For For For
7 Elect Lawrence Small Mgmt For For For
8 Elect Jess Soderberg Mgmt For For For
9 Elect Daniel Somers Mgmt For For For
10 Elect James Zimmerman Mgmt For For For
11 Elect Alfred Zollar Mgmt For For For
12 2011 Annual Incentive Plan Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
=======================================================================================================
Cisco Systems Inc
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carol Bartz Mgmt For For For
2 Elect M. Michele Burns Mgmt For For For
3 Elect Michael Capellas Mgmt For For For
4 Elect Larry Carter Mgmt For For For
5 Elect John Chambers Mgmt For For For
6 Elect Brian Halla Mgmt For For For
7 Elect John Hennessy Mgmt For Against Against
8 Elect Richard Kovacevich Mgmt For For For
9 Elect Roderick McGeary Mgmt For For For
10 Elect Michael Powell Mgmt For For For
11 Elect Arun Sarin Mgmt For For For
12 Elect Steven West Mgmt For For For
13 Elect Jerry Yang Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHldr Against Against For
Formation of Environmental
Sustainability
Committee
17 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Internet
Fragmentation
18 Shareholder Proposal Regarding ShrHldr Against Against For
Restricting Sales to
China
=======================================================================================================
Citigroup Inc
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967101 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect Timothy Collins Mgmt For For For
3 Elect Jerry Grundhofer Mgmt For For For
4 Elect Robert Joss Mgmt For Against Against
5 Elect Michael O'Neill Mgmt For For For
6 Elect Vikram Pandit Mgmt For For For
7 Elect Richard Parsons Mgmt For Against Against
8 Elect Lawrence Ricciardi Mgmt For For For
9 Elect Judith Rodin Mgmt For Against Against
10 Elect Robert Ryan Mgmt For For For
11 Elect Anthony Santomero Mgmt For For For
12 Elect Diana Taylor Mgmt For For For
13 Elect William Thompson, Jr. Mgmt For For For
14 Elect Ernesto Zedillo Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2009 Stock Mgmt For For For
Incentive
Plan
17 2011 Executive Performance Plan Mgmt For For For
18 Advisory Vote on Executive Mgmt For For For
Compensation
19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
20 Reverse Stock Split Extension Mgmt For For For
21 Shareholder Proposal Regarding ShrHldr Against Against For
Affirmation of Political
Nonpartisanship
22 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
23 Shareholder Proposal Regarding Risk ShrHldr Against Against For
Management
Report
24 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
25 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Review of Controls
Related to Loans, Foreclosures and
Securitizations
=======================================================================================================
Coca Cola Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Herbert Allen Mgmt For Against Against
2 Elect Ronald Allen Mgmt For For For
3 Elect Howard Buffett Mgmt For For For
4 Elect Barry Diller Mgmt For Against Against
5 Elect Evan Greenberg Mgmt For For For
6 Elect Alexis Herman Mgmt For For For
7 Elect Muhtar Kent Mgmt For For For
8 Elect Donald Keough Mgmt For For For
9 Elect Maria Lagomasino Mgmt For For For
10 Elect Donald McHenry Mgmt For For For
11 Elect Sam Nunn Mgmt For For For
12 Elect James Robinson III Mgmt For For For
13 Elect Peter Ueberroth Mgmt For For For
14 Elect Jacob Wallenberg Mgmt For For For
15 Elect James Williams Mgmt For Against Against
16 Ratification of Auditor Mgmt For For For
17 Amendment to the Performance Mgmt For For For
Incentive
Plan
18 Amendment to the 1989 Restricted Mgmt For For For
Stock Award
Plan
19 Advisory Vote on Executive Mgmt For For For
Compensation
20 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
21 Shareholder Proposal Regarding ShrHldr Against Against For
Report on
Bisphenol-A
=======================================================================================================
Cognizant
Technology
Solutions
Corp.
Ticker Security ID: Meeting Date Meeting Status
CTSH CUSIP 192446102 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Howe Mgmt For For For
2 Elect Robert Weissman Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Increase of Authorized Common Stock Mgmt For For For
6 Amendment to the Certificate of Mgmt For For For
Incorporation to Reduce
Supermajority
Requirement
7 Amendment to the Bylaws to Reduce Mgmt For For For
Supermajority
Requirement
8 Ratification of Auditor Mgmt For For For
=======================================================================================================
Colgate-Palmolive
Co.
Ticker Security ID: Meeting Date Meeting Status
CL CUSIP 194162103 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Cahill Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Helene Gayle Mgmt For For For
4 Elect Ellen Hancock Mgmt For For For
5 Elect Joseph Jimenez Mgmt For For For
6 Elect Richard Kogan Mgmt For For For
7 Elect Delano Lewis Mgmt For For For
8 Elect J. Pedro Reinhard Mgmt For For For
9 Elect Stephen Sadove Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
13 Shareholder Proposal Regarding the ShrHldr Against Against For
Right to Call a Special
Meeting
=======================================================================================================
Comcast Corp.
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For Withhold Against
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Joseph Collins Mgmt For For For
1.6 Elect J. Michael Cook Mgmt For For For
1.7 Elect Gerald Hassell Mgmt For For For
1.8 Elect Jeffrey Honickman Mgmt For For For
1.9 Elect Eduardo Mestre Mgmt For For For
1.10 Elect Brian Roberts Mgmt For For For
1.11 Elect Ralph Roberts Mgmt For For For
1.12 Elect Judith Rodin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Employee Stock Purchase Plan Mgmt For For For
4 Amendment to the 2002 Restricted Mgmt For For For
Stock
Plan
5 Amendment to the 2003 Stock Option Mgmt For For For
Plan
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
8 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative
Voting
9 Shareholder Proposal Regarding ShrHldr Against For Against
Independent Board
Chairman
=======================================================================================================
Conoco Phillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland, Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Robert Niblock Mgmt For For For
9 Elect Harald Norvik Mgmt For For For
10 Elect William Reilly Mgmt For For For
11 Elect Victoria Tschinkel Mgmt For For For
12 Elect Kathryn Turner Mgmt For For For
13 Elect William Wade, Jr. Mgmt For For For
14 Ratification of Auditor Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Omnibus Stock and Performance Mgmt For For For
Incentive
Plan
18 Shareholder Proposal Regarding ShrHldr Against Against For
Adopting Gender Identity and
Expression Anti-Bias
Policy
19 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHldr Against Against For
Lobbying
Report
21 Shareholder Proposal Regarding ShrHldr Against Against For
Safety
Report
22 Shareholder Proposal Regarding ShrHldr Against Against For
Louisiana
Wetlands
23 Shareholder Proposal Regarding ShrHldr Against Against For
Reporting and Reducing Greenhouse
Gas
Emissions
24 Shareholder Proposal Regarding the ShrHldr Against Against For
Financial Risks of Climate
Change
25 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Oil Sands
Operations
=======================================================================================================
Corning, Inc.
Ticker Security ID: Meeting Date Meeting Status
GLW CUSIP 219350105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Seely Brown Mgmt For Against Against
2 Elect John Canning Jr. Mgmt For For For
3 Elect Gordon Gund Mgmt For Against Against
4 Elect Kurt Landgraf Mgmt For For For
5 Elect H. Onno Ruding Mgmt For For For
6 Elect Glenn Tilton Mgmt For For For
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
=======================================================================================================
Costco Wholesale
Corp
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/27/2011 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Susan Decker Mgmt For N/A N/A
1.2 Elect Richard Libenson Mgmt For N/A N/A
1.3 Elect John Meisenbach Mgmt For N/A N/A
1.4 Elect Charles Munger Mgmt For N/A N/A
2 Ratification of Auditor Mgmt For N/A N/A
3 Advisory Vote on Executive Mgmt For N/A N/A
Compensation
4 Say When on Pay Mgmt 3 Years N/A Against
=======================================================================================================
Covidien Plc
Ticker Security ID: Meeting Date Meeting Status
COV CUSIP G2554F105 03/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Craig Arnold Mgmt For For For
2 Elect Robert Brust Mgmt For For For
3 Elect John Connors, Jr. Mgmt For For For
4 Elect Christopher Coughlin Mgmt For For For
5 Elect Timothy Donahue Mgmt For For For
6 Elect Kathy Herbert Mgmt For For For
7 Elect Randall Hogan, III Mgmt For For For
8 Elect Richard Meelia Mgmt For For For
9 Elect Dennis Reilley Mgmt For For For
10 Elect Tadataka Yamada Mgmt For For For
11 Elect Joseph Zaccagnino Mgmt For For For
12 Appointment of Auditor and Authority Mgmt For For For
to Set
Fees
13 Reverse Stock Split Followed by a Mgmt For For For
Forward Stock
Split
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
=======================================================================================================
CSX Corp.
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Donna Alvarado Mgmt For For For
2 Elect John Breaux Mgmt For For For
3 Elect Pamela Carter Mgmt For For For
4 Elect Steven Halverson Mgmt For For For
5 Elect Edward Kelly, III Mgmt For For For
6 Elect Gilbert Lamphere Mgmt For For For
7 Elect John McPherson Mgmt For For For
8 Elect Timothy O'Toole Mgmt For For For
9 Elect David Ratcliffe Mgmt For For For
10 Elect Donald Shepard Mgmt For For For
11 Elect Michael Ward Mgmt For For For
12 Elect J.C. Watts, Jr. Mgmt For For For
13 Elect J. Steven Whisler Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
=======================================================================================================
Cvs Caremark Corp
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Edwin Banks Mgmt For For For
2 Elect C. David Brown II Mgmt For For For
3 Elect David Dorman Mgmt For For For
4 Elect Anne Finucane Mgmt For For For
5 Elect Kristen Gibney Williams Mgmt For For For
6 Elect Marian Heard Mgmt For For For
7 Elect Larry Merlo Mgmt For For For
8 Elect Jean-Pierre Millon Mgmt For For For
9 Elect Terrence Murray Mgmt For For For
10 Elect C.A. Lance Piccolo Mgmt For For For
11 Elect Richard Swift Mgmt For For For
12 Elect Tony White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions or
Expenditure
17 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
=======================================================================================================
Deere & Co.
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Holliday, Jr. Mgmt For For For
2 Elect Dipak Jain Mgmt For For For
3 Elect Joachim Milberg Mgmt For For For
4 Elect Richard Myers Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
=======================================================================================================
Dell Inc
Ticker Security ID: Meeting Date Meeting Status
DELL CUSIP 24702R101 07/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Breyer Mgmt For Withhold Against
1.2 Elect Donald Carty Mgmt For For For
1.3 Elect Michael Dell Mgmt For For For
1.4 Elect William Gray, III Mgmt For For For
1.5 Elect Gerard J. Kleistrelee Mgmt For For For
1.6 Elect Thomas Luce, III Mgmt For For For
1.7 Elect Klaus Luft Mgmt For For For
1.8 Elect Alex Mandl Mgmt For For For
1.9 Elect Shantanu Narayen Mgmt For For For
1.10 Elect H. Ross Perot, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive Compensation
5 Shareholder Proposal Regarding Mgmt Against For Against
Independent Board Chairman
6 Shareholder Proposal Regarding Mgmt Against For Against
Right to Act by Written Consent
7 Shareholder Proposal Regarding Mgmt Against Against For
Declaration of Dividends
=======================================================================================================
Dell Inc.
Ticker Security ID: Meeting Date Meeting Status
DELL CUSIP 24702R101 08/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Breyer Mgmt For For For
1.2 Elect Donald Carty Mgmt For For For
1.3 Elect Michael Dell Mgmt For For For
1.4 Elect William Gray, III Mgmt For For For
1.5 Elect Judy Lewent Mgmt For For For
1.6 Elect Thomas Luce, III Mgmt For For For
1.7 Elect Klaus Luft Mgmt For For For
1.9 Elect Alex Mandl Mgmt For For For
1.10 Elect Shantanu Narayen Mgmt For For For
1.11 Elect Sam Nunn Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Elimination of Supermajority Mgmt For For For
Requirement
4 Shareholder Proposal Regarding ShrHldr Against For Against
Reimbursement of Solicitation
Expenses
5 Shareholder Proposal Regarding ShrHldr Against For Against
Advisory Vote on Compensation (Say
on
Pay)
=======================================================================================================
DIRECTV
Ticker Security ID: Meeting Date Meeting Status
DTV CUSIP 25490A101 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Dillon Mgmt For For For
1.2 Elect Samuel DiPiazza, Jr. Mgmt For For For
1.3 Elect Lorrie Norrington Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Amendment to Dual Class Stock Mgmt For For For
4 Repeal of Classified Board Mgmt For For For
5 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
6 Limitation of Right to Call a Mgmt For Against Against
Special
Meeting
7 Adoption of Delaware as the Mgmt For Against Against
Exclusive Forum for Certain
Disputes
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
=======================================================================================================
Dominion
Resources
Inc
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Barr Mgmt For For For
2 Elect Peter Brown Mgmt For Against Against
3 Elect George Davidson, Jr. Mgmt For For For
4 Elect Helen Dragas Mgmt For For For
5 Elect Thomas Farrell II Mgmt For For For
6 Elect John Harris Mgmt For Against Against
7 Elect Robert Jepson, Jr. Mgmt For For For
8 Elect Mark Kington Mgmt For For For
9 Elect Margaret McKenna Mgmt For For For
10 Elect Frank Royal Mgmt For Against Against
11 Elect Robert Spilman, Jr. Mgmt For For For
12 Elect David Wollard Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHldr Against Against For
Mountaintop Removal Coal
Mining
17 Shareholder Proposal Regarding ShrHldr Against Against For
Establishment of 20% Renewable
Energy
Goal
18 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Coal
Risk
19 Shareholder Proposal Regarding ShrHldr Against Against For
Nuclear Power Plant
Construction
20 Shareholder Proposal Regarding ShrHldr Against For Against
Independent Board
Chairman
21 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
22 Shareholder Proposal Regarding ShrHldr Against Against For
Supplemental Executive Retirement
Benefits
=======================================================================================================
Dow 30 Enhanced
Premium &
Income Fund
Inc
Ticker Security ID: Meeting Date Meeting Status
DPO CUSIP 260537105 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Amboian Mgmt For For For
1.2 Elect Robert Bremner Mgmt For For For
1.3 Elect Jack Evans Mgmt For For For
1.4 Elect David Kundert Mgmt For For For
1.5 Elect Judith Stockdale Mgmt For For For
1.6 Elect Carole Stone Mgmt For For For
1.7 Elect Terence Toth Mgmt For For For
1.8 Elect Virginia Stringer Mgmt For For For
1.9 Elect William Hunter Mgmt For For For
1.10 Elect William Schneider Mgmt For For For
=======================================================================================================
Dow 30 Enhanced
Premium &
Income Fund
Inc
Ticker Security ID: Meeting Date Meeting Status
DPO CUSIP 260537105 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Amboian ShrHldr For Withhold Against
1.2 Elect Robert Bremner ShrHldr For Withhold Against
1.3 Elect Jack Evans ShrHldr For Withhold Against
1.4 Elect David Kundert ShrHldr For Withhold Against
1.5 Elect Judith Stockdale ShrHldr For Withhold Against
1.6 Elect Carole Stone ShrHldr For Withhold Against
1.7 Elect Terence Toth ShrHldr For Withhold Against
1.8 Elect Virginia Stringer ShrHldr For Withhold Against
1.9 Elect William Hunter ShrHldr For Withhold Against
1.10 Elect William Schneider ShrHldr For Withhold Against
=======================================================================================================
Dow Chemical
Company
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260543103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Arnold Allemang Mgmt For For For
2 Elect Jacqueline Barton Mgmt For For For
3 Elect James Bell Mgmt For For For
4 Elect Jeff Fettig Mgmt For For For
5 Elect Barbara Franklin Mgmt For For For
6 Elect Jennifer Granholm Mgmt For For For
7 Elect John Hess Mgmt For For For
8 Elect Andrew Liveris Mgmt For For For
9 Elect Paul Polman Mgmt For For For
10 Elect Dennis Reilley Mgmt For Against Against
11 Elect James Ringler Mgmt For For For
12 Elect Ruth Shaw Mgmt For Against Against
13 Elect Paul Stern Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
=======================================================================================================
Duke Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 26441C105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Barnet III Mgmt For For For
1.2 Elect G. Alex Bernhardt, Sr. Mgmt For For For
1.3 Elect Michael Browning Mgmt For For For
1.4 Elect Daniel DiMicco Mgmt For For For
1.5 Elect John Forsgren Mgmt For For For
1.6 Elect Ann Maynard Gray Mgmt For For For
1.7 Elect James Hance, Jr. Mgmt For For For
1.8 Elect E. James Reinsch Mgmt For For For
1.9 Elect James Rhodes Mgmt For For For
1.10 Elect James Rogers Mgmt For For For
1.11 Elect Philip Sharp Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHldr Against Against For
Lobbying
Report
6 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Coal
Risk
7 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
=======================================================================================================
Eaton Vance
Risk-Managed
Diversified
Equity Income
Fund
Ticker Security ID: Meeting Date Meeting Status
ETJ CUSIP 27829G106 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Benjamin Esty Mgmt For For For
1.2 Elect Thomas Faust, Jr. Mgmt For For For
1.3 Elect Allen Freedman Mgmt For For For
=======================================================================================================
Eaton Vance
Risk-Managed
Diversified
Equity Income
Fund
Ticker Security ID: Meeting Date Meeting Status
ETJ CUSIP 27829G106 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Benjamin Esty Mgmt For Withhold Against
1.2 Elect Thomas Faust, Jr. Mgmt For Withhold Against
1.3 Elect Allen Freedman Mgmt For Withhold Against
=======================================================================================================
Eaton Vance
Tax-Managed
Global
Buy-Write
Opportunities
Fund
Ticker Security ID: Meeting Date Meeting Status
ETW CUSIP 27829C105 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Helen Peters Mgmt For For For
1.2 Elect Lynn Stout Mgmt For For For
1.3 Elect Ralph Verni Mgmt For For For
=======================================================================================================
Eaton Vance
Tax-Managed
Global
Buy-Write
Opportunities
Fund
Ticker Security ID: Meeting Date Meeting Status
ETW CUSIP 27829C105 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Helen Peters Mgmt For Withhold Against
1.2 Elect Lynn Stout Mgmt For Withhold Against
1.3 Elect Ralph Verni Mgmt For Withhold Against
=======================================================================================================
EBay Inc.
Ticker Security ID: Meeting Date Meeting Status
EBAY CUSIP 278642103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Fred Anderson Mgmt For For For
2 Elect Edward Barnholt Mgmt For For For
3 Elect Scott Cook Mgmt For For For
4 Elect John Donahoe Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal Regarding ShrHldr Against For Against
Simple Majority
Vote
=======================================================================================================
EI Du Pont De
Nemours
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP 263534109 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Brown Mgmt For For For
2 Elect Robert Brown Mgmt For For For
3 Elect Bertrand Collomb Mgmt For For For
4 Elect Curtis Crawford Mgmt For For For
5 Elect Alexander Cutler Mgmt For For For
6 Elect Eleuthere Du Pont Mgmt For For For
7 Elect Marillyn Hewson Mgmt For For For
8 Elect Lois Juliber Mgmt For For For
9 Elect Ellen Kullman Mgmt For For For
10 Elect William Reilly Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the Equity and Mgmt For For For
Incentive
Plan
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Shareholder Proposal Regarding Right ShrHldr Against Against For
to Call a Special
Meeting
16 Shareholder Proposal Regarding ShrHldr Against Against For
Genetically Engineered
Organisms
17 Shareholder Proposal Regarding ShrHldr Against Against For
Comparison Between Executive and
Employee
Pay
=======================================================================================================
ELI Lilly &
Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Eskew Mgmt For For For
2 Elect Alfred Gilman Mgmt For For For
3 Elect Karen Horn Mgmt For Against Against
4 Elect John Lechleiter Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
8 Repeal of Classified Board Mgmt For For For
9 Elimination of Supermajority Mgmt For For For
Requirements
10 Executive Officer Incentive Plan Mgmt For For For
=======================================================================================================
EMC Corp.
Ticker Security ID: Meeting Date Meeting Status
EMC CUSIP 268648102 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Brown Mgmt For For For
2 Elect Randolph Cowen Mgmt For For For
3 Elect Michael Cronin Mgmt For For For
4 Elect Gail Deegan Mgmt For For For
5 Elect James DiStasio Mgmt For For For
6 Elect John Egan Mgmt For For For
7 Elect Edmund Kelly Mgmt For For For
8 Elect Windle Priem Mgmt For For For
9 Elect Paul Sagan Mgmt For For For
10 Elect David Strohm Mgmt For For For
11 Elect Joseph Tucci Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2003 Stock Plan Mgmt For For For
14 Amendment to Right to Call a Special Mgmt For For For
Meeting
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
=======================================================================================================
Emerson Electric
Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Farr Mgmt For N/A N/A
1.2 Elect Harriet Green Mgmt For N/A N/A
1.3 Elect Charles Peters Mgmt For N/A N/A
1.4 Elect Joseph Prueher Mgmt For N/A N/A
1.5 Elect Rozanne Ridgway Mgmt For N/A N/A
2 Re-approval of the Performance Mgmt For N/A N/A
Measures under the 2006 Incentive
Shares
Plan
3 2011 Stock Option Plan Mgmt For N/A N/A
4 Ratification of Auditor Mgmt For N/A N/A
5 Advisory Vote on Executive Mgmt For N/A N/A
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years N/A Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHldr Against N/A N/A
Sustainability
Report
=======================================================================================================
Exelon Corp.
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Canning Jr. Mgmt For For For
2 Elect M. Walter D'Alessio Mgmt For For For
3 Elect Nicholas DeBenedictis Mgmt For For For
4 Elect Nelson Diaz Mgmt For Against Against
5 Elect Sue Ling Gin Mgmt For For For
6 Elect Rosemarie Greco Mgmt For For For
7 Elect Paul Joskow Mgmt For For For
8 Elect Richard Mies Mgmt For For For
9 Elect John Palms Mgmt For For For
10 Elect William Richardson Mgmt For For For
11 Elect Thomas Ridge Mgmt For For For
12 Elect John Rogers, Jr. Mgmt For For For
13 Elect John Rowe Mgmt For For For
14 Elect Stephen Steinour Mgmt For For For
15 Elect Donald Thompson Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
18 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
=======================================================================================================
Express Scripts,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 302182100 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gary Benanav Mgmt For For For
2 Elect Maura Breen Mgmt For For For
3 Elect Nicholas LaHowchic Mgmt For For For
4 Elect Thomas Mac Mahon Mgmt For For For
5 Elect Frank Mergenthaler Mgmt For For For
6 Elect Woodrow Myers, Jr. Mgmt For For For
7 Elect John Parker, Jr. Mgmt For For For
8 Elect George Paz Mgmt For For For
9 Elect Samuel Skinner Mgmt For For For
10 Elect Seymour Sternberg Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to Bylaws to Permit Mgmt For For For
Shareholders to Call a Special
Meeting
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 2011 Long-Term Incentive Plan Mgmt For For For
16 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
=======================================================================================================
Exxon Mobil Corp.
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Peter Brabeck-Letmathe Mgmt For For For
1.3 Elect Larry Faulkner Mgmt For For For
1.4 Elect Jay Fishman Mgmt For For For
1.5 Elect Kenneth Frazier Mgmt For For For
1.6 Elect William George Mgmt For For For
1.7 Elect Marilyn Nelson Mgmt For For For
1.8 Elect Samuel Palmisano Mgmt For For For
1.9 Elect Steven Reinemund Mgmt For For For
1.10 Elect Rex Tillerson Mgmt For For For
1.11 Elect Edward Whitacre, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHldr Against For Against
Independent Board
Chairman
6 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
7 Shareholder Proposal Regarding ShrHldr Against For Against
Sexual Orientation and Gender
identity Anti-Bias
Policy
8 Shareholder Proposal Regarding Human ShrHldr Against Against For
Right to
Water
9 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Oil Sands
Operations
10 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Hydraulic
Fracturing
11 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Technology and Products
to Become Environmentally
Sustainable
12 Shareholder Proposal Regarding ShrHldr Against Against For
Greenhouse Gas Emission
Goals
=======================================================================================================
Family Dollar
Stores,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FDO CUSIP 307000109 01/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mark Bernstein Mgmt For For For
1.2 Elect Pamela Davies Mgmt For For For
1.3 Elect Sharon Decker Mgmt For For For
1.4 Elect Edward Dolby Mgmt For For For
1.5 Elect Glenn Eisenberg Mgmt For For For
1.6 Elect Howard Levine Mgmt For For For
1.7 Elect George Mahoney, Jr. Mgmt For For For
1.8 Elect James Martin Mgmt For For For
1.9 Elect Harvey Morgan Mgmt For For For
1.10 Elect Dale Pond Mgmt For For For
2 Approval of Performance Measures Mgmt For For For
under the 2006 Incentive
Plan
3 Ratification of Auditor Mgmt For For For
=======================================================================================================
First Trust
Strategic High
Income Fund
II
Ticker Security ID: Meeting Date Meeting Status
FHY CUSIP 337353106 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Keith Mgmt For For For
=======================================================================================================
First Trust
Strategic High
Income Fund
II
Ticker Security ID: Meeting Date Meeting Status
FHY CUSIP 337353106 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Keith Mgmt For Against Against
=======================================================================================================
First Trust
Strategic High
Income Fund
III
Ticker Security ID: Meeting Date Meeting Status
FHO CUSIP 33735C106 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Keith Mgmt For For For
=======================================================================================================
First Trust
Strategic High
Income Fund
III
Ticker Security ID: Meeting Date Meeting Status
FHO CUSIP 33735C106 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Keith Mgmt For Against Against
=======================================================================================================
First Trust
Strategic High
Income Fund
III
Ticker Security ID: Meeting Date Meeting Status
FHO CUSIP 33735C106 12/06/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of a New Investment Mgmt For For For
Management
Agreement
2 Approval of a New Sub-Advisory Mgmt For For For
Agreement
=======================================================================================================
First Trust
Strategic High
Income Fund
III
Ticker Security ID: Meeting Date Meeting Status
FHO CUSIP 33735C106 12/06/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of a New Investment Mgmt For Against Against
Management
Agreement
2 Approval of a New Sub-Advisory Mgmt For Against Against
Agreement
=======================================================================================================
First Trust
Strategic High
Income Fund
III
Ticker Security ID: Meeting Date Meeting Status
FHO CUSIP 33735C106 12/06/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of a New Investment Mgmt For Abstain Against
Management
Agreement
2 Approval of a New Sub-Advisory Mgmt For Abstain Against
Agreement
=======================================================================================================
Firstenergy Corp.
Ticker Security ID: Meeting Date Meeting Status
FE CUSIP 337932107 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Addison Mgmt For Withhold Against
1.2 Elect Anthony Alexander Mgmt For Withhold Against
1.3 Elect Michael Anderson Mgmt For Withhold Against
1.4 Elect Carol Cartwright Mgmt For Withhold Against
1.5 Elect William Cottle Mgmt For Withhold Against
1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against
1.7 Elect Julia Johnson Mgmt For For For
1.8 Elect Ted Kleisner Mgmt For For For
1.9 Elect Ernest Novak, Jr. Mgmt For Withhold Against
1.10 Elect Catherine Rein Mgmt For Withhold Against
1.11 Elect George Smart Mgmt For Withhold Against
1.12 Elect Wesley Taylor Mgmt For Withhold Against
1.13 Elect Jesse Williams, Sr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to Right to Call a Special Mgmt For For For
Meeting
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHldr Against For Against
Report on Coal Combustion
Waste
7 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
8 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
9 Shareholder Proposal Regarding ShrHldr Against For Against
Report on Coal
Risk
=======================================================================================================
Ford Motor Co.
Ticker Security ID: Meeting Date Meeting Status
F CUSIP 345370860 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Stephen Butler Mgmt For For For
2 Elect Kimberly Casiano Mgmt For For For
3 Elect Anthony Earley, Jr. Mgmt For Against Against
4 Elect Edsel Ford II Mgmt For Against Against
5 Elect William Ford, Jr. Mgmt For For For
6 Elect Richard Gephardt Mgmt For For For
7 Elect James Hance, Jr. Mgmt For For For
8 Elect Irvine Hockaday, Jr. Mgmt For For For
9 Elect Richard Manoogian Mgmt For Against Against
10 Elect Ellen Marram Mgmt For For For
11 Elect Alan Mulally Mgmt For For For
12 Elect Homer Neal Mgmt For For For
13 Elect Gerald Shaheen Mgmt For For For
14 Elect John Thornton Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Shareholder Proposal Regarding ShrHldr Against Against For
Publishing Political Contributions
and Expenditure in
Newspapers
19 Shareholder Proposal Regarding ShrHldr Against For Against
Recapitalization
Plan
20 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
=======================================================================================================
Franklin
Resources,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BEN CUSIP 354613101 03/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Samuel Armacost Mgmt For For For
2 Elect Charles Crocker Mgmt For For For
3 Elect Joseph Hardiman Mgmt For For For
4 Elect Charles Johnson Mgmt For For For
5 Elect Gregory Johnson Mgmt For For For
6 Elect Rupert Johnson, Jr. Mgmt For For For
7 Elect Mark Pigott Mgmt For For For
8 Elect Chutta Ratnathicam Mgmt For For For
9 Elect Peter Sacerdote Mgmt For For For
10 Elect Laura Stein Mgmt For For For
11 Elect Anne Tatlock Mgmt For Against Against
12 Elect Geoffrey Yang Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2002 Universal Mgmt For For For
Stock Incentive
Plan
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
=======================================================================================================
Freeport-McMoran
Copper & Gold
Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Adkerson Mgmt For For For
1.2 Elect Robert Allison, Jr. Mgmt For Withhold Against
1.3 Elect Robert Day Mgmt For For For
1.4 Elect Gerald Ford Mgmt For For For
1.5 Elect H. Devon Graham, Jr. Mgmt For For For
1.6 Elect Charles Krulak Mgmt For For For
1.7 Elect Bobby Lackey Mgmt For For For
1.8 Elect Jon Madonna Mgmt For For For
1.9 Elect Dustan McCoy Mgmt For For For
1.10 Elect James Moffett Mgmt For For For
1.11 Elect B. M. Rankin, Jr. Mgmt For Withhold Against
1.12 Elect Stephen Siegele Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHldr Against Against For
Environmental Expertise on
Board
=======================================================================================================
Gap, Inc.
Ticker Security ID: Meeting Date Meeting Status
GPS CUSIP 364760108 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Adrian Bellamy Mgmt For For For
1.2 Elect Domenico De Sole Mgmt For For For
1.3 Elect Robert Fisher Mgmt For For For
1.4 Elect William Fisher Mgmt For For For
1.5 Elect Bob Martin Mgmt For For For
1.6 Elect Jorge Montoya Mgmt For For For
1.7 Elect Glenn Murphy Mgmt For For For
1.8 Elect Mayo Shattuck III Mgmt For For For
1.9 Elect Katherine Tsang Mgmt For For For
1.10 Elect Kneeland Youngblood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Long-Term Mgmt For For For
Incentive
Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
=======================================================================================================
General American
Investors Co.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GAM CUSIP 368802104 04/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rodney Berens Mgmt For For For
1.2 Elect Lewis Cullman Mgmt For For For
1.3 Elect Spencer Davidson Mgmt For For For
1.4 Elect Gerald Edelman Mgmt For For For
1.5 Elect John Gordan, III Mgmt For For For
1.6 Elect Betsy Gotbaum Mgmt For For For
1.7 Elect Sidney Knafel Mgmt For For For
1.8 Elect Daniel Neidich Mgmt For For For
1.9 Elect D. Ellen Shuman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
=======================================================================================================
General American
Investors Co.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GAM CUSIP 368802104 04/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rodney Berens Mgmt For Withhold Against
1.2 Elect Lewis Cullman Mgmt For Withhold Against
1.3 Elect Spencer Davidson Mgmt For Withhold Against
1.4 Elect Gerald Edelman Mgmt For Withhold Against
1.5 Elect John Gordan, III Mgmt For Withhold Against
1.6 Elect Betsy Gotbaum Mgmt For Withhold Against
1.7 Elect Sidney Knafel Mgmt For Withhold Against
1.8 Elect Daniel Neidich Mgmt For Withhold Against
1.9 Elect D. Ellen Shuman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Abstain Against
=======================================================================================================
General American
Investors Co.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GAM CUSIP 368802104 04/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Rodney Berens Mgmt For Withhold Against
1.2 Elect Lewis Cullman Mgmt For Withhold Against
1.3 Elect Spencer Davidson Mgmt For Withhold Against
1.4 Elect Gerald Edelman Mgmt For Withhold Against
1.5 Elect John Gordan, III Mgmt For Withhold Against
1.6 Elect Betsy Gotbaum Mgmt For Withhold Against
1.7 Elect Sidney Knafel Mgmt For Withhold Against
1.8 Elect Daniel Neidich Mgmt For Withhold Against
1.9 Elect D. Ellen Shuman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
=======================================================================================================
General Dynamics
Corp.
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mary Barra Mgmt For For For
2 Elect Nicholas Chabraja Mgmt For For For
3 Elect James Crown Mgmt For Against Against
4 Elect William Fricks Mgmt For For For
5 Elect Jay Johnson Mgmt For For For
6 Elect George Joulwan Mgmt For For For
7 Elect Paul Kaminski Mgmt For For For
8 Elect John Keane Mgmt For For For
9 Elect Lester Lyles Mgmt For For For
10 Elect William Osborn Mgmt For For For
11 Elect Robert Walmsley Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 Shareholder Proposal Regarding ShrHldr Against Against For
Review of Human Rights
Policies
16 Shareholder Proposal Regarding Right ShrHldr Against Against For
to Call a Special
Meeting
=======================================================================================================
General Electric
Co.
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect W. Geoffrey Beattie Mgmt For For For
2 Elect James Cash, Jr. Mgmt For For For
3 Elect Ann Fudge Mgmt For For For
4 Elect Susan Hockfield Mgmt For For For
5 Elect Jeffrey Immelt Mgmt For For For
6 Elect Andrea Jung Mgmt For For For
7 Elect Alan Lafley Mgmt For For For
8 Elect Robert Lane Mgmt For For For
9 Elect Ralph Larsen Mgmt For For For
10 Elect Rochelle Lazarus Mgmt For For For
11 Elect James Mulva Mgmt For For For
12 Elect Sam Nunn Mgmt For For For
13 Elect Roger Penske Mgmt For Against Against
14 Elect Robert Swieringa Mgmt For For For
15 Elect James Tisch Mgmt For For For
16 Elect Douglas Warner III Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Executive Mgmt For Against Against
Compensation
19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
20 Shareholder Proposal Cumulative ShrHldr Against Against For
Voting
21 Shareholder Proposal Regarding ShrHldr Against Against For
Performance-Based Equity
Compensation
22 Shareholder Proposal Regarding ShrHldr Against Against For
Restricting Executive
Compensation
23 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Financial Risks of
Climate
Change
24 Shareholder Proposal Regarding ShrHldr Against Against For
Transparency in Animal
Research
=======================================================================================================
Gilead Sciences,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Cogan Mgmt For For For
1.2 Elect Etienne Davignon Mgmt For For For
1.3 Elect James Denny Mgmt For For For
1.4 Elect Carla Hills Mgmt For For For
1.5 Elect Kevin Lofton Mgmt For For For
1.6 Elect John Madigan Mgmt For For For
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For For For
1.9 Elect Nicholas Moore Mgmt For For For
1.10 Elect Richard Whitley Mgmt For Withhold Against
1.11 Elect Gayle Wilson Mgmt For For For
1.12 Elect Per Wold-Olsen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 162(m) Bonus Plan Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Right to Call a Special Meeting Mgmt For For For
6 Advisory Vote on Executive Mgmt For For For
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
=======================================================================================================
Goldman Sachs
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 38141G104 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lloyd Blankfein Mgmt For For For
2 Elect John Bryan Mgmt For For For
3 Elect Gary Cohn Mgmt For For For
4 Elect Claes Dahlback Mgmt For For For
5 Elect Stephen Friedman Mgmt For For For
6 Elect William George Mgmt For For For
7 Elect James Johnson Mgmt For For For
8 Elect Lois Juliber Mgmt For For For
9 Elect Lakshmi Mittal Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHldr Against Against For
Cumulative
Voting
15 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
16 Shareholder Proposal Regarding ShrHldr Against Against For
Retention of Shares After
Retirement
17 Shareholder Proposal Regarding ShrHldr Against Against For
Report on
Compensation
18 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Climate
Change
19 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
=======================================================================================================
Google Inc
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Eric Schmidt Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Ann Mather Mgmt For For For
1.7 Elect Paul Otellini Mgmt For For For
1.8 Elect K. Ram Shriram Mgmt For For For
1.9 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHldr Against Against For
Formation of Sustainability
Committee
7 Shareholder Proposal Regarding ShrHldr Against For Against
Simple Majority
Vote
8 Shareholder Proposal Regarding ShrHldr Against Against For
Conflict of Interest
Report
=======================================================================================================
Halliburton Co.
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alan Bennett Mgmt For For For
2 Elect James Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For For For
4 Elect Nance Dicciani Mgmt For For For
5 Elect S. Malcolm Gillis Mgmt For Against Against
6 Elect Abdallah Jum'ah Mgmt For For For
7 Elect David Lesar Mgmt For For For
8 Elect Robert Malone Mgmt For For For
9 Elect J. Landis Martin Mgmt For Against Against
10 Elect Debra Reed Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder Proposal Regarding ShrHldr Against Against For
Review of Human Rights
Policies
15 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
=======================================================================================================
Hewlett-Packard
Co.
(de)
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 428236103 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Andreessen Mgmt For For For
2 Elect Leo Apotheker Mgmt For For For
3 Elect Lawrence Babbio Jr. Mgmt For Against Against
4 Elect Sari Baldauf Mgmt For For For
5 Elect Shumeet Banerji Mgmt For For For
6 Elect Rajiv Gupta Mgmt For For For
7 Elect John Hammergren Mgmt For For For
8 Elect Raymond Lane Mgmt For For For
9 Elect Gary Reiner Mgmt For For For
10 Elect Patricia Russo Mgmt For For For
11 Elect Dominique Senequier Mgmt For For For
12 Elect G. Kennedy Thompson Mgmt For For For
13 Elect Margaret Whitman Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Employee Stock Purchase Plan Mgmt For For For
18 Amendment to the 2005 Mgmt For Against Against
Pay-for-Results
Plan
=======================================================================================================
Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Francis Blake Mgmt For For For
3 Elect Ari Bousbib Mgmt For For For
4 Elect Gregory Brenneman Mgmt For For For
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For Against Against
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Elect Ronald Sargent Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Restoration of Written Consent Mgmt For For For
15 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For
CUMULATIVE
VOTING
16 Shareholder Proposal Regarding Right ShrHldr Against Against For
to Call a Special
Meeting
17 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For
EMPLOYMENT DIVERSITY
REPORT
18 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Electioneering
Expenditure
=======================================================================================================
Hudson City
Bancorp,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HCBK CUSIP 443683107 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ronald Hermance, Jr. Mgmt For For For
2 Elect William Bardel Mgmt For For For
3 Elect Scott Belair Mgmt For For For
4 Elect Cornelius Golding Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 2011 Stock Incentive Plan Mgmt For Against Against
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the
Board
=======================================================================================================
Illinois Tool
Works,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP 452308109 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Crown Mgmt For For For
2 Elect Don Davis, Jr. Mgmt For For For
3 Elect Robert McCormack Mgmt For Against Against
4 Elect Robert Morrison Mgmt For For For
5 Elect James Skinner Mgmt For For For
6 Elect David Smith, Jr. Mgmt For For For
7 Elect David Speer Mgmt For For For
8 Elect Pamela Strobel Mgmt For For For
9 Elect Kevin Warren Mgmt For For For
10 Elect Anre Williams Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 2011 Cash Incentive Plan Mgmt For For For
15 Amendment to the 2011 Long-Term Mgmt For For For
Incentive
Plan
=======================================================================================================
Intel Corp.
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect Frank Yeary Mgmt For For For
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2006 Equity Mgmt For For For
Incentive
Plan
13 Amendment to the 2006 Stock Purchase Mgmt For For For
Plan
14 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
=======================================================================================================
International
Business
Machines
Corp.
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect William Brody Mgmt For For For
3 Elect Kenneth Chenault Mgmt For For For
4 Elect Michael Eskew Mgmt For Against Against
5 Elect Shirley Jackson Mgmt For For For
6 Elect Andrew Liveris Mgmt For Against Against
7 Elect W. James McNerney, Jr. Mgmt For For For
8 Elect James Owens Mgmt For For For
9 Elect Samuel Palmisano Mgmt For For For
10 Elect Joan Spero Mgmt For For For
11 Elect Sidney Taurel Mgmt For For For
12 Elect Lorenzo Hector Zambrano Trevino Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
16 Shareholder Proposal Regarding ShrHldr Against Against For
Cumulative
Voting
17 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding ShrHldr Against Against For
Lobbying
Report
=======================================================================================================
Invesco Van
Kampen Bond
Fund
Ticker Security ID: Meeting Date Meeting Status
VBF CUSIP 46132L107 06/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Arch Mgmt For For For
1.2 Elect Howard Kerr Mgmt For For For
1.3 Elect Jerry Choate Mgmt For For For
1.4 Elect Suzanne Woolsey Mgmt For For For
=======================================================================================================
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mary Coleman Mgmt For Against Against
2 Elect James Cullen Mgmt For For For
3 Elect Ian Davis Mgmt For For For
4 Elect Michael Johns Mgmt For Against Against
5 Elect Susan Lindquist Mgmt For For For
6 Elect Anne Mulcahy Mgmt For Against Against
7 Elect Leo Mullin Mgmt For For For
8 Elect William Perez Mgmt For Against Against
9 Elect Charles Prince Mgmt For Against Against
10 Elect David Satcher Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Shareholder Proposal Regarding ShrHldr Against Against For
Pharmaceutical Price
Restraints
16 Shareholder Proposal Regarding ShrHldr Against Against For
Policy on Health Status
Discrimination
17 Shareholder Proposal Regarding ShrHldr Against Against For
Animal
Welfare
=======================================================================================================
JP Morgan Chase
&
Company
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For Against Against
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Amendment to the Long-Term Incentive Mgmt For For For
Plan
16 Shareholder Proposal Regarding ShrHldr Against Against For
Affirmation of Political
Nonpartisanship
17 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHldr Against Against For
Mortgage Loan
Servicing
19 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHldr Against Against For
Genocide-Free
Investing
21 Shareholder Proposal Regarding an ShrHldr Against Against For
Independent Lead
Director
=======================================================================================================
Kraft Foods Inc.
Ticker Security ID: Meeting Date Meeting Status
KFT CUSIP 50075N104 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ajay Banga Mgmt For For For
2 Elect Myra Hart Mgmt For Against Against
3 Elect Peter Henry Mgmt For For For
4 Elect Lois Juliber Mgmt For Against Against
5 Elect Mark Ketchum Mgmt For Against Against
6 Elect Richard Lerner Mgmt For Against Against
7 Elect Mackey McDonald Mgmt For Against Against
8 Elect John Pope Mgmt For For For
9 Elect Fedric Reynolds Mgmt For For For
10 Elect Irene Rosenfeld Mgmt For For For
11 Elect Jean-Francois van Boxmeer Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Amendment to the 2006 Stock Mgmt For For For
Compensation Plan for Non-Employee
Directors
15 Ratification of Auditor Mgmt For For For
=======================================================================================================
Liberty All-Star
Equity
Fund
Ticker Security ID: Meeting Date Meeting Status
USA CUSIP 530158104 04/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Thomas Brock Mgmt For For For
1.2 Elect George Gaspari Mgmt For For For
=======================================================================================================
Lockheed Martin
Corp.
Ticker Security ID: Meeting Date Meeting Status
LMT CUSIP 539830109 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Nolan Archibald Mgmt For For For
2 Elect Rosalind Brewer Mgmt For For For
3 Elect David Burritt Mgmt For Against Against
4 Elect James Ellis, Jr. Mgmt For For For
5 Elect Thomas Falk Mgmt For For For
6 Elect Gwendolyn King Mgmt For For For
7 Elect James Loy Mgmt For Against Against
8 Elect Douglas McCorkindale Mgmt For Against Against
9 Elect Joseph Ralston Mgmt For Against Against
10 Elect Anne Stevens Mgmt For Against Against
11 Elect Robert Stevens Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2011 Incentive Performance Award Plan Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
=======================================================================================================
Loews Corp.
Ticker Security ID: Meeting Date Meeting Status
L CUSIP 540424108 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ann Berman Mgmt For For For
2 Elect Joseph Bower Mgmt For Against Against
3 Elect Charles Diker Mgmt For For For
4 Elect Jacob Frenkel Mgmt For For For
5 Elect Paul Fribourg Mgmt For For For
6 Elect Walter Harris Mgmt For For For
7 Elect Philip Laskawy Mgmt For Against Against
8 Elect Ken Miller Mgmt For For For
9 Elect Gloria Scott Mgmt For For For
10 Elect Andrew Tisch Mgmt For For For
11 Elect James Tisch Mgmt For For For
12 Elect Jonathan Tisch Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHldr Against Against For
Cumulative
Voting
=======================================================================================================
Macquarie Global
Infrastructure
Total Return
Fund
Inc
Ticker Security ID: Meeting Date Meeting Status
MGU CUSIP 55608D101 06/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brad Frishberg Mgmt For For For
1.2 Elect Chris Mahai Mgmt For For For
=======================================================================================================
Macquarie Global
Infrastructure
Total Return
Fund
Inc
Ticker Security ID: Meeting Date Meeting Status
MGU CUSIP 55608D101 06/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brad Frishberg Mgmt For Withhold Against
1.2 Elect Chris Mahai Mgmt For Withhold Against
=======================================================================================================
Marathon Oil
Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gregory Boyce Mgmt For For For
2 Elect Pierre Brondeau Mgmt For For For
3 Elect Clarence Cazalot, Jr. Mgmt For For For
4 Elect David Daberko Mgmt For Against Against
5 Elect William Davis, III Mgmt For Against Against
6 Elect Shirley Jackson Mgmt For For For
7 Elect Philip Lader Mgmt For Against Against
8 Elect Charles Lee Mgmt For For For
9 Elect Michael Phelps Mgmt For Against Against
10 Elect Dennis Reilley Mgmt For Against Against
11 Elect Seth Schofield Mgmt For Against Against
12 Elect John Snow Mgmt For Against Against
13 Elect Thomas Usher Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Amendment to the Right to Call a Mgmt For For For
Special
Meeting
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Shareholder Proposal Regarding ShrHldr Against Against For
Safety
Report
=======================================================================================================
Marsh & McLennan
Cos.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MMC CUSIP 571748102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Zachary Carter Mgmt For For For
2 Elect Brian Duperreault Mgmt For For For
3 Elect Oscar Fanjul Mgmt For Against Against
4 Elect H. Edward Hanway Mgmt For For For
5 Elect Lord Ian Lang Mgmt For Against Against
6 Elect Steven Mills Mgmt For For For
7 Elect Bruce Nolop Mgmt For For For
8 Elect Marc Oken Mgmt For For For
9 Elect Morton Schapiro Mgmt For Against Against
10 Elect Adele Simmons Mgmt For For For
11 Elect Lloyd Yates Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2011 Incentive and Stock Award Plan Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
=======================================================================================================
McDonald`s Corp
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Arnold Mgmt For For For
2 Elect Richard Lenny Mgmt For For For
3 Elect Cary McMillan Mgmt For For For
4 Elect Sheila Penrose Mgmt For For For
5 Elect James Skinner Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Elimination of Super-majority Mgmt For For For
Requirement in Article Regarding
Transactions with Interested
Shareholders
10 Elimination of Supermajority Mgmt For For For
Requirement in Article Regarding
the Removal of
Directors
11 Elimination of Supermajority Mgmt For For For
Requirement in Article Regarding
Shareholder
Action
12 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the
Board
13 Shareholder Proposal Regarding ShrHldr Against Against For
Controlled Atmosphere
Killing
14 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Childhood
Obesity
15 Shareholder Proposal Regarding ShrHldr Against Against For
Beverage
Containers
=======================================================================================================
McKesson
Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Andy Bryant Mgmt For For For
2 Elect Wayne Budd Mgmt For For For
3 Elect John Hammergren Mgmt For For For
4 Elect Alton Irby III Mgmt For Abstain Against
5 Elect M. Christine Jacobs Mgmt For Abstain Against
6 Elect Marie Knowles Mgmt For For For
7 Elect David Lawrence Mgmt For Abstain Against
8 Elect Edward Mueller Mgmt For Abstain Against
9 Elect Jane Shaw Mgmt For For For
10 Reapproval of Performance Goals Mgmt For For For
Under the 2005 Stock
Plan
11 Reapproval of Performance Goals Mgmt For For For
Under the 2005 Management Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHldr Against For Against
Retention of Shares After
Retirement
14 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Report of Ratio Between Executive
and Employee
Pay
=======================================================================================================
Medtronic Inc
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP 585055106 08/25/2010 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Anderson Mgmt For N/A N/A
1.2 Elect David Calhoun Mgmt For N/A N/A
1.3 Elect Victor Dzau Mgmt For N/A N/A
1.4 Elect William Hawkins Mgmt For N/A N/A
1.5 Elect Shirley Jackson Mgmt For N/A N/A
1.6 Elect James Lenehan Mgmt For N/A N/A
1.7 Elect Denise O'Leary Mgmt For N/A N/A
1.8 Elect Kendall Powell Mgmt For N/A N/A
1.9 Elect Robert Pozen Mgmt For N/A N/A
1.10 Elect Jean-Pierre Rosso Mgmt For N/A N/A
1.11 Elect Jack Schuler Mgmt For N/A N/A
2 Ratification of Auditor Mgmt For N/A N/A
=======================================================================================================
Merck & Co., Inc
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Leslie Brun Mgmt For For For
2 Elect Thomas Cech Mgmt For For For
3 Elect Richard Clark Mgmt For For For
4 Elect Kenneth Frazier Mgmt For For For
5 Elect Thomas Glocer Mgmt For For For
6 Elect Steven Goldstone Mgmt For For For
7 Elect William Harrison, Jr. Mgmt For For For
8 Elect Harry Jacobson Mgmt For For For
9 Elect William Kelley Mgmt For For For
10 Elect C. Robert Kidder Mgmt For For For
11 Elect Rochelle Lazarus Mgmt For For For
12 Elect Carlos Represas Mgmt For For For
13 Elect Patricia Russo Mgmt For For For
14 Elect Thomas Shenk Mgmt For For For
15 Elect Anne Tatlock Mgmt For For For
16 Elect Craig Thompson Mgmt For For For
17 Elect Wendell Weeks Mgmt For For For
18 Elect Peter Wendell Mgmt For For For
19 Ratification of Auditor Mgmt For For For
20 Advisory Vote on Executive Mgmt For For For
Compensation
21 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
=======================================================================================================
Metlife Inc
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Steven Kandarian Mgmt For For For
1.2 Elect Sylvia Mathews Burwell Mgmt For For For
1.3 Elect Eduardo Castro-Wright Mgmt For For For
1.4 Elect Cheryl Gris Mgmt For For For
1.5 Elect Lulu Wang Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
=======================================================================================================
Microsoft Corp.
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Steven Ballmer Mgmt For For For
2 Elect Dina Dublon Mgmt For For For
3 Elect William Gates III Mgmt For For For
4 Elect Raymond Gilmartin Mgmt For For For
5 Elect Reed Hastings Mgmt For For For
6 Elect Maria Klawe Mgmt For For For
7 Elect David Marquardt Mgmt For For For
8 Elect Charles Noski Mgmt For For For
9 Elect Helmut Panke Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHldr Against Against For
Formation of Environmental
Sustainability
Committee
=======================================================================================================
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MPQ CUSIP 617446448 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Roy Bostock Mgmt For For For
2 Elect Erskine Bowles Mgmt For For For
3 Elect Howard Davies Mgmt For For For
4 Elect James Gorman Mgmt For For For
5 Elect James Hance, Jr. Mgmt For For For
6 Elect C. Robert Kidder Mgmt For For For
7 Elect John Mack Mgmt For For For
8 Elect Donald Nicolaisen Mgmt For For For
9 Elect Hutham Olayan Mgmt For For For
10 Elect James Owens Mgmt For For For
11 Elect O. Griffith Sexton Mgmt For For For
12 Elect Masaaki Tanaka Mgmt For For For
13 Elect Laura Tyson Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2007 Equity Mgmt For For For
Incentive Compensation
Plan
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
=======================================================================================================
NextEra Energy
Inc
Ticker Security ID: Meeting Date Meeting Status
NEE CUSIP 65339F101 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sherry Barrat Mgmt For For For
1.2 Elect Robert Beall II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For For For
1.4 Elect James Camaren Mgmt For For For
1.5 Elect Kenneth Dunn Mgmt For For For
1.6 Elect J. Brian Ferguson Mgmt For For For
1.7 Elect Lewis Hay III Mgmt For For For
1.8 Elect Toni Jennings Mgmt For For For
1.9 Elect Oliver Kingsley, Jr. Mgmt For For For
1.10 Elect Rudy Schupp Mgmt For For For
1.11 Elect William Swanson Mgmt For For For
1.12 Elect Michael Thaman Mgmt For For For
1.13 Elect Hansel Tookes II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2011 Long Term Incentive Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
=======================================================================================================
Northrop Grumman
Corp.
Ticker Security ID: Meeting Date Meeting Status
NOC CUSIP 666807102 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Wesley Bush Mgmt For For For
2 Elect Lewis Coleman Mgmt For Against Against
3 Elect Victor Fazio Mgmt For Against Against
4 Elect Donald Felsinger Mgmt For Against Against
5 Elect Stephen Frank Mgmt For Against Against
6 Elect Bruce Gordon Mgmt For Against Against
7 Elect Madeleine Kleiner Mgmt For For For
8 Elect Karl Krapek Mgmt For Against Against
9 Elect Richard Myers Mgmt For Against Against
10 Elect Aulana Peters Mgmt For Against Against
11 Elect Kevin Sharer Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2011 Long-Term Incentive Stock Plan Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative
Voting
17 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
=======================================================================================================
Nuveen
Multi-Currency
Short-Term
Government
Income
Fund
Ticker Security ID: Meeting Date Meeting Status
JGT CUSIP 67090N109 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Amboian Mgmt For For For
1.2 Elect David Kundert Mgmt For For For
1.3 Elect Terence Toth Mgmt For For For
=======================================================================================================
Nuveen
Multi-Currency
Short-Term
Government
Income
Fund
Ticker Security ID: Meeting Date Meeting Status
JGT CUSIP 67090N109 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Amboian Mgmt For Withhold Against
1.2 Elect David Kundert Mgmt For Withhold Against
1.3 Elect Terence Toth Mgmt For Withhold Against
=======================================================================================================
Occidental
Petroleum
Corp.
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Howard Atkins Mgmt For For For
3 Elect Stephen Chazen Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Margaret Foran Mgmt For For For
7 Elect Carlos Gutierrez Mgmt For For For
8 Elect Ray Irani Mgmt For For For
9 Elect Avedick Poladian Mgmt For For For
10 Elect Rodolfo Segovia Mgmt For For For
11 Elect Aziz Syriani Mgmt For For For
12 Elect Rosemary Tomich Mgmt For For For
13 Elect Walter Weisman Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A
Executive
Compensation
17 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding ShrHldr Against Against For
Environmental Expertise on
Board
=======================================================================================================
Pepsico Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Shona Brown Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For For For
5 Elect Ray Hunt Mgmt For For For
6 Elect Alberto Ibargen Mgmt For For For
7 Elect Arthur Martinez Mgmt For For For
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
17 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
18 Shareholder Proposal Regarding ShrHldr Against Against For
Reviewing Political Contributions
and
Expenditures
=======================================================================================================
PG & E Corp.
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Andrews Mgmt For For For
2 Elect Lewis Chew Mgmt For For For
3 Elect C. Lee Cox Mgmt For For For
4 Elect Peter Darbee Mgmt For For For
5 Elect Maryellen Herringer Mgmt For Against Against
6 Elect Roger Kimmel Mgmt For For For
7 Elect Richard Meserve Mgmt For For For
8 Elect Forrest Miller Mgmt For For For
9 Elect Rosendo Parra Mgmt For For For
10 Elect Barbara Rambo Mgmt For For For
11 Elect Barry Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Shareholder Proposal Regarding ShrHldr Against For Against
Independent Board
Chairman
16 Shareholder Proposal Regarding ShrHldr Against Against For
Removing Sexual Orientation from
Anti-Bias
Policy
=======================================================================================================
Philip Morris
International
Inc
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Cabiallavetta Mgmt For For For
3 Elect Louis Camilleri Mgmt For For For
4 Elect J. Dudley Fishburn Mgmt For For For
5 Elect Jennifer Li Mgmt For For For
6 Elect Graham Mackay Mgmt For For For
7 Elect Sergio Marchionne Mgmt For Against Against
8 Elect Lucio Noto Mgmt For For For
9 Elect Carlos Slim Helu Mgmt For For For
10 Elect Stephen Wolf Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder proposal Regarding Food ShrHldr Against Against For
Insecurity and Tobacco
Use
15 Shareholder Proposal Regarding ShrHldr Against For Against
Independent Board
Chairman
=======================================================================================================
PNC Financial
Services
Group
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 693475105 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Berndt Mgmt For For For
2 Elect Charles Bunch Mgmt For For For
3 Elect Paul Chellgren Mgmt For For For
4 Elect Kay James Mgmt For For For
5 Elect Richard Kelson Mgmt For Against Against
6 Elect Bruce Lindsay Mgmt For For For
7 Elect Anthony Massaro Mgmt For For For
8 Elect Jane Pepper Mgmt For For For
9 Elect James Rohr Mgmt For Against Against
10 Elect Donald Shepard Mgmt For For For
11 Elect Lorene Steffes Mgmt For For For
12 Elect Dennis Strigl Mgmt For For For
13 Elect Thomas Usher Mgmt For For For
14 Elect George Walls, Jr. Mgmt For For For
15 Elect Helge Wehmeier Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Amendment to the 2006 Incentive Mgmt For For For
Award
Plan
18 Advisory Vote on Executive Mgmt For For For
Compensation
19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
=======================================================================================================
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Oscar Bernardes Mgmt For For For
1.3 Elect Nance Dicciani Mgmt For For For
1.4 Elect Edward Galante Mgmt For For For
1.5 Elect Claire Gargalli Mgmt For For For
1.6 Elect Ira Hall Mgmt For For For
1.7 Elect Raymond LeBoeuf Mgmt For For For
1.8 Elect Larry McVay Mgmt For For For
1.9 Elect Wayne Smith Mgmt For For For
1.10 Elect Robert Wood Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Approval of Performance Goals Under Mgmt For For For
the 162(m)
Plan
5 Amendment to the 2009 Long-Term Mgmt For For For
Incentive
Plan
6 Ratification of Auditor Mgmt For For For
=======================================================================================================
Price T.Rowe
Assoc
Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 04/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Edward C. Bernard Mgmt For For For
2 Elect James T. Brady Mgmt For For For
3 Elect J. Alfred Broaddus, Jr. Mgmt For For For
4 Elect Donald B. Hebb, Jr. Mgmt For Against Against
5 Elect James A.C. Kennedy Mgmt For For For
6 Elect Robert F. MacLellan Mgmt For For For
7 Elect Brian C. Rogers Mgmt For For For
8 Elect Dr. Alfred Sommer Mgmt For For For
9 Elect Dwight S. Taylor Mgmt For For For
10 Elect Anne Marie Whittemore Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
=======================================================================================================
Prudential
Financial
Inc.
Ticker Security ID: Meeting Date Meeting Status
PRU CUSIP 744320102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Baltimore Jr. Mgmt For For For
2 Elect Gordon Bethune Mgmt For For For
3 Elect Gaston Caperton Mgmt For For For
4 Elect Gilbert Casellas Mgmt For For For
5 Elect James Cullen Mgmt For Against Against
6 Elect William Gray, III Mgmt For For For
7 Elect Mark Grier Mgmt For For For
8 Elect Constance Horner Mgmt For For For
9 Elect Martina Hund-Mejean Mgmt For For For
10 Elect Karl Krapek Mgmt For For For
11 Elect Christine Poon Mgmt For For For
12 Elect John Strangfeld Mgmt For For For
13 Elect James Unruh Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Shareholder Proposal Regarding ShrHldr For For For
Simple Majority
Vote
18 Shareholder Proposal Regarding ShrHldr Against Against For
Lobbying
Report
=======================================================================================================
Public Service
Enterprise
Group
Inc.
Ticker Security ID: Meeting Date Meeting Status
PEG CUSIP 744573106 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Albert Gamper, Jr. Mgmt For For For
2 Elect Conrad Harper Mgmt For For For
3 Elect William Hickey Mgmt For For For
4 Elect Ralph Izzo Mgmt For For For
5 Elect Shirley Jackson Mgmt For For For
6 Elect David Lilley Mgmt For For For
7 Elect Thomas Renyi Mgmt For For For
8 Elect Hak Cheol Shin Mgmt For For For
9 Elect Richard Swift Mgmt For For For
10 Advisory Vote on Executive Mgmt For For For
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
=======================================================================================================
Qualcomm, Inc.
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Irwin Jacobs Mgmt For For For
1.7 Elect Paul Jacobs Mgmt For For For
1.8 Elect Robert Kahn Mgmt For For For
1.9 Elect Sherry Lansing Mgmt For For For
1.10 Elect Duane Nelles Mgmt For For For
1.11 Elect Francisco Ros Mgmt For For For
1.12 Elect Brent Scowcroft Mgmt For For For
1.13 Elect Marc Stern Mgmt For For For
2 Amendment to the 2006 Long-term Mgmt For Against Against
Incentive
Plan
3 Amendment to the 2001 Employee Stock Mgmt For For For
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
=======================================================================================================
Raytheon Co.
Ticker Security ID: Meeting Date Meeting Status
RTN CUSIP 755111507 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Vernon Clark Mgmt For For For
2 Elect John Deutch Mgmt For Against Against
3 Elect Stephen Hadley Mgmt For For For
4 Elect Frederic Poses Mgmt For For For
5 Elect Michael Ruettgers Mgmt For For For
6 Elect Ronald Skates Mgmt For Against Against
7 Elect William Spivey Mgmt For For For
8 Elect Linda Stuntz Mgmt For Against Against
9 Elect William Swanson Mgmt For For For
10 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
14 Shareholder Proposal Regarding ShrHldr Against Against For
Retention of Shares After
Retirement
15 Shareholder Proposal Regarding ShrHldr Against Against For
Lobbying
Report
16 Shareholder Proposal Regarding ShrHldr Against Against For
Supplemental Executive Retirement
Plans
=======================================================================================================
Schlumberger
Ltd.
(Netherlands
Antilles)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Philippe Camus Mgmt For For For
2 Elect Peter Currie Mgmt For For For
3 Elect Andrew Gould Mgmt For For For
4 Elect Tony Isaac Mgmt For Against Against
5 Elect K.V. Kamath Mgmt For For For
6 Elect Nikolay Kudryavtsev Mgmt For For For
7 Elect Adrian Lajous Mgmt For For For
8 Elect Michael Marks Mgmt For For For
9 Elect Elizabeth Moler Mgmt For For For
10 Elect Leo Reif Mgmt For For For
11 Elect Tore Sandvold Mgmt For For For
12 Elect Henri Seydoux Mgmt For For For
13 Elect Paal Kibsgaard Mgmt For For For
14 Elect Lubna Olayan Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
17 Increase of Authorized Common Stock Mgmt For For For
18 Amendements to Articles Mgmt For For For
19 Approval of Financial Statements and Mgmt For For For
Dividends
20 Ratification of Auditor Mgmt For For For
=======================================================================================================
Simon Property
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SPG CUSIP 828806109 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Melvyn Bergstein Mgmt For For For
2 Elect Linda Bynoe Mgmt For For For
3 Elect Larry Glasscock Mgmt For For For
4 Elect Karen Horn Mgmt For Against Against
5 Elect Allan Hubbard Mgmt For For For
6 Elect Reuben Leibowitz Mgmt For For For
7 Elect Daniel Smith Mgmt For For For
8 Elect J. Albert Smith, Jr. Mgmt For For For
9 Advisory Vote on Executive Mgmt For For For
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
=======================================================================================================
Southern Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Juanita Baranco Mgmt For For For
1.2 Elect Jon Boscia Mgmt For For For
1.3 Elect Henry Clark III Mgmt For For For
1.4 Elect Thomas Fanning Mgmt For For For
1.5 Elect H. William Habermeyer, Jr. Mgmt For For For
1.6 Elect Veronica Hagen Mgmt For For For
1.7 Elect Warren Hood, Jr. Mgmt For For For
1.8 Elect Donald James Mgmt For Withhold Against
1.9 Elect Dale Klein Mgmt For For For
1.10 Elect J. Neal Purcell Mgmt For For For
1.11 Elect William Smith, Jr. Mgmt For For For
1.12 Elect Steven Specker Mgmt For For For
1.13 Elect Larry Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 2011 Omnibus Incentive Compensation Mgmt For For For
Plan
6 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Coal Combustion
Waste
=======================================================================================================
Starbucks Corp.
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Howard Schultz Mgmt For For For
2 Elect William Bradley Mgmt For For For
3 Elect Mellody Hobson Mgmt For For For
4 Elect Kevin Johnson Mgmt For For For
5 Elect Olden Lee Mgmt For For For
6 Elect Sheryl Sandberg Mgmt For For For
7 Elect James Shennan, Jr. Mgmt For For For
8 Elect Javier Teruel Mgmt For For For
9 Elect Myron Ullman III Mgmt For For For
10 Elect Craig Weatherup Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Approval of Revised Performance Mgmt For For For
Criteria Under the 2005 Long-Term
Equity Incentive
Plan
14 Amendment to the 2005 Long-Term Mgmt For For For
Equity Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For
RECYCLING STRATEGY FOR BEVERAGE
CONTAINERS
=======================================================================================================
State Street
Corp.
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kennett Burnes Mgmt For For For
2 Elect Peter Coym Mgmt For For For
3 Elect Patrick de Saint-Aignan Mgmt For For For
4 Elect Amelia Fawcett Mgmt For For For
5 Elect David Gruber Mgmt For For For
6 Elect Linda Hill Mgmt For For For
7 Elect Joseph Hooley Mgmt For For For
8 Elect Robert Kaplan Mgmt For For For
9 Elect Charles LaMantia Mgmt For For For
10 Elect Richard Sergel Mgmt For For For
11 Elect Ronald Skates Mgmt For For For
12 Elect Gregory Summe Mgmt For Against Against
13 Elect Robert Weissman Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 2011 Senior Executive Annual Mgmt For For For
Incentive
Plan
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
=======================================================================================================
Stryker Corp.
Ticker Security ID: Meeting Date Meeting Status
SYK CUSIP 863667101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Howard Cox, Jr. Mgmt For For For
1.2 Elect Srikant Datar Mgmt For For For
1.3 Elect Roch Doliveux Mgmt For For For
1.4 Elect Louis Francesconi Mgmt For Withhold Against
1.5 Elect Allan Golston Mgmt For For For
1.6 Elect Howard Lance Mgmt For For For
1.7 Elect Stephen MacMillan Mgmt For For For
1.8 Elect William Parfet Mgmt For Withhold Against
1.9 Elect Ronda Stryker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2011 Long-Term Incentive Plan Mgmt For For For
4 2011 Performance Incentive Award Plan Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
=======================================================================================================
SunAmerica
Focused Alpha
Large-Cap Fund,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FGI CUSIP 867038101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Grant Mgmt For Withhold Against
1.2 Elect Stephen Gutman Mgmt For Withhold Against
1.3 Elect Peter Harbeck Mgmt For Withhold Against
2 Shareholder Proposal Regarding ShrHldr Against Against For
Termination of Management and
Advisory
Agreements
=======================================================================================================
SunAmerica
Focused Alpha
Large-Cap Fund,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FGI CUSIP 867038101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Grant Mgmt For For For
1.2 Elect Stephen Gutman Mgmt For For For
1.3 Elect Peter Harbeck Mgmt For For For
2 Shareholder Proposal Regarding ShrHldr Against For Against
Termination of Management and
Advisory
Agreements
=======================================================================================================
SunAmerica
Focused Alpha
Large-Cap Fund,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FGI CUSIP 8.67038e+008 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Grant Mgmt For Withhold Against
1.2 Elect Stephen Gutman Mgmt For Withhold Against
1.3 Elect Peter Harbeck Mgmt For Withhold Against
2 Shareholder Proposal Regarding ShrHldr Against Abstain N/A
Termination of Management and
Advisory
Agreements
=======================================================================================================
Sysco Corp.
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Cassaday Mgmt For Against Against
2 Elect Manuel Fernandez Mgmt For Against Against
3 Elect Hans-Joachim Korber Mgmt For For For
4 Elect Jackie Ward Mgmt For Against Against
5 Amendment to the 1974 Employees' Mgmt For For For
Stock Purchase
Plan
6 Ratification of Auditor Mgmt For For For
=======================================================================================================
Target Corp
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Roxanne Austin Mgmt For For For
2 Elect Calvin Darden Mgmt For For For
3 Elect Mary Dillon Mgmt For For For
4 Elect James Johnson Mgmt For For For
5 Elect Mary Minnick Mgmt For For For
6 Elect Anne Mulcahy Mgmt For Against Against
7 Elect Derica Rice Mgmt For For For
8 Elect Stephen Sanger Mgmt For For For
9 Elect Gregg Steinhafel Mgmt For For For
10 Elect John Stumpf Mgmt For For For
11 Elect Solomon Trujillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2011 Long-Term Incentive Plan Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHldr Against Against For
Compensation
Benchmarking
17 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Electronic
Waste
=======================================================================================================
Texas
Instruments
Inc.
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ralph Babb, Jr. Mgmt For For For
2 Elect Daniel Carp Mgmt For For For
3 Elect Carrie Cox Mgmt For For For
4 Elect Stephen MacMillan Mgmt For For For
5 Elect Pamela Patsley Mgmt For For For
6 Elect Robert Sanchez Mgmt For For For
7 Elect Wayne Sanders Mgmt For For For
8 Elect Ruth Simmons Mgmt For Against Against
9 Elect Richard Templeton Mgmt For For For
10 Elect Christine Whitman Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
=======================================================================================================
The Gabelli
Healthcare &
Wellness
Trust
Ticker Security ID: Meeting Date Meeting Status
GRX CUSIP 36246K103 05/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mario Gabelli Mgmt For For For
1.2 Elect Vincent Enright Mgmt For For For
1.3 Elect Anthonie van Ekris Mgmt For For For
=======================================================================================================
The Gabelli
Healthcare &
Wellness
Trust
Ticker Security ID: Meeting Date Meeting Status
GRX CUSIP 36246K103 05/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mario Gabelli Mgmt For Withhold Against
1.2 Elect Vincent Enright Mgmt For Withhold Against
1.3 Elect Anthonie van Ekris Mgmt For Withhold Against
=======================================================================================================
The Walt Disney
Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Arnold Mgmt For Against Against
2 Elect John Bryson Mgmt For For For
3 Elect John Chen Mgmt For Against Against
4 Elect Judith Estrin Mgmt For For For
5 Elect Robert Iger Mgmt For For For
6 Elect Steven Jobs Mgmt For Against Against
7 Elect Fred Langhammer Mgmt For Against Against
8 Elect Aylwin Lewis Mgmt For Against Against
9 Elect Monica Lozano Mgmt For For For
10 Elect Robert Matschullat Mgmt For For For
11 Elect John Pepper, Jr. Mgmt For Against Against
12 Elect Sheryl Sandberg Mgmt For For For
13 Elect Orin Smith Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 2011 Stock Incentive Plan Mgmt For Against Against
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Shareholder Proposal Regarding One ShrHldr Against Against For
Test Performance
Assessment
=======================================================================================================
Time Warner
Cable
Inc
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP 88732J207 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carole Black Mgmt For For For
2 Elect Glenn Britt Mgmt For For For
3 Elect Thomas Castro Mgmt For For For
4 Elect David Chang Mgmt For For For
5 Elect James Copeland, Jr. Mgmt For For For
6 Elect Peter Haje Mgmt For Against Against
7 Elect Donna James Mgmt For For For
8 Elect Don Logan Mgmt For For For
9 Elect N.J. Nicholas, Jr. Mgmt For For For
10 Elect Wayne Pace Mgmt For For For
11 Elect Edward Shirley Mgmt For For For
12 Elect John Sununu Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2011 Stock Incentive Plan Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
=======================================================================================================
Time Warner Inc
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Barksdale Mgmt For For For
2 Elect William Barr Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For For For
5 Elect Frank Caufield Mgmt For For For
6 Elect Robert Clark Mgmt For Against Against
7 Elect Mathias Dopfner Mgmt For For For
8 Elect Jessica Einhorn Mgmt For For For
9 Elect Fred Hassan Mgmt For For For
10 Elect Michael Miles Mgmt For Against Against
11 Elect Kenneth Novack Mgmt For Against Against
12 Elect Paul Wachter Mgmt For For For
13 Elect Deborah Wright Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Elimination of Absolute Majority Mgmt For For For
Voting
Requirement
18 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
=======================================================================================================
TJX Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jose Alvarez Mgmt For For For
2 Elect Alan Bennett Mgmt For For For
3 Elect Bernard Cammarata Mgmt For For For
4 Elect David Ching Mgmt For For For
5 Elect Michael Hines Mgmt For For For
6 Elect Amy Lane Mgmt For For For
7 Elect Carol Meyrowitz Mgmt For For For
8 Elect John O'Brien Mgmt For For For
9 Elect Willow Shire Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
=======================================================================================================
Travelers
Companies
Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alan Beller Mgmt For For For
2 Elect John Dasburg Mgmt For For For
3 Elect Janet Dolan Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Jay Fishman Mgmt For For For
6 Elect Lawrence Graev Mgmt For For For
7 Elect Patricia Higgins Mgmt For For For
8 Elect Thomas Hodgson Mgmt For For For
9 Elect Cleve Killingsworth, Jr. Mgmt For For For
10 Elect Donald Shepard Mgmt For For For
11 Elect Laurie Thomsen Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
=======================================================================================================
Tri-Continental
Corp.
Ticker Security ID: Meeting Date Meeting Status
TY CUSIP 895436103 04/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Patricia Flynn Mgmt For Against Against
1.2 Elect Stephen Lewis, Jr. Mgmt For Against Against
1.3 Elect Catherine James Paglia Mgmt For Against Against
2 Ratification of Auditor Mgmt For Against Against
3 Amendment to Investment Objective Mgmt For Against Against
=======================================================================================================
Tri-Continental
Corp.
Ticker Security ID: Meeting Date Meeting Status
TY CUSIP 895436103 04/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Patricia Flynn Mgmt For Against Against
1.2 Elect Stephen Lewis, Jr. Mgmt For Against Against
1.3 Elect Catherine James Paglia Mgmt For Against Against
2 Ratification of Auditor Mgmt For Abstain Against
3 Amendment to Investment Objective Mgmt For Abstain Against
=======================================================================================================
Tri-Continental
Corp.
Ticker Security ID: Meeting Date Meeting Status
TY CUSIP 895436103 04/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Patricia Flynn Mgmt For For For
1.2 Elect Stephen Lewis, Jr. Mgmt For For For
1.3 Elect Catherine James Paglia Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to Investment Objective Mgmt For For For
=======================================================================================================
Union Pacific
Corp.
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For For For
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Richards Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For Against Against
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Actions adversely affecting Mgmt For For For
preferred
stock
17 Removal of directors Mgmt For For For
18 Changing the authorized amount of Mgmt For For For
capital
stock.
19 Shareholder Proposal Regarding ShrHldr Against For Against
Independent Board
Chairman
=======================================================================================================
United Parcel
Service,
Inc.
Ticker Security ID: Meeting Date Meeting Status
UPS CUSIP 911312106 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect F. Duane Ackerman Mgmt For Against Against
2 Elect Michael Burns Mgmt For For For
3 Elect D. Scott Davis Mgmt For For For
4 Elect Stuart Eizenstat Mgmt For For For
5 Elect Michael Eskew Mgmt For For For
6 Elect William Johnson Mgmt For For For
7 Elect Ann Livermore Mgmt For For For
8 Elect Rudy Markham Mgmt For For For
9 Elect Clark Randt, Jr. Mgmt For For For
10 Elect John Thompson Mgmt For For For
11 Elect Carol Tome Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Transaction of Other Business Mgmt For Against Against
=======================================================================================================
United
Technologies
Corp.
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Louis Chenevert Mgmt For For For
2 Elect John Faraci Mgmt For For For
3 Elect Jean-Pierre Garnier Mgmt For For For
4 Elect Jamie Gorelick Mgmt For For For
5 Elect Edward Kangas Mgmt For For For
6 Elect Ellen Kullman Mgmt For For For
7 Elect Charles Lee Mgmt For For For
8 Elect Richard McCormick Mgmt For For For
9 Elect Harold McGraw III Mgmt For For For
10 Elect Richard Myers Mgmt For For For
11 Elect H. Patrick Swygert Mgmt For For For
12 Elect Andre Villeneuve Mgmt For For For
13 Elect Christine Whitman Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2005 Long-Term Mgmt For For For
Incentive
Plan
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Frequency of Advisory Vote on Mgmt N/A 3 Years N/A
Executive
Compensation
18 Shareholder Proposal Regarding ShrHldr Against For Against
Retention of
Shares
=======================================================================================================
Unitedhealth
Group
Inc
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 05/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Ballard, Jr. Mgmt For Against Against
2 Elect Richard Burke Mgmt For Against Against
3 Elect Robert Darretta Mgmt For For For
4 Elect Stephen Hemsley Mgmt For For For
5 Elect Michele Hooper Mgmt For For For
6 Elect Rodger Lawson Mgmt For For For
7 Elect Douglas Leatherdale Mgmt For Against Against
8 Elect Glenn Renwick Mgmt For For For
9 Elect Kenneth Shine Mgmt For For For
10 Elect Gail Wilensky Mgmt For Against Against
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 2011 Incentive Stock Plan Mgmt For For For
14 Amendment to the 1993 Employee Stock Mgmt For For For
Purchase
Plan
15 Ratification of Auditor Mgmt For For For
=======================================================================================================
US Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Douglas Baker, Jr. Mgmt For For For
2 Elect Y. Marc Belton Mgmt For For For
3 Elect Victoria Buyniski Gluckman Mgmt For For For
4 Elect Arthur Collins, Jr. Mgmt For For For
5 Elect Richard Davis Mgmt For For For
6 Elect Joel Johnson Mgmt For For For
7 Elect Olivia Kirtley Mgmt For For For
8 Elect Jerry Levin Mgmt For For For
9 Elect David O'Maley Mgmt For For For
10 Elect O'Dell Owens Mgmt For For For
11 Elect Richard Reiten Mgmt For For For
12 Elect Craig Schnuck Mgmt For For For
13 Elect Patrick Stokes Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Director
Compensation
=======================================================================================================
Verizon
Communications
Inc
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Carrion Mgmt For For For
2 Elect M. Frances Keeth Mgmt For For For
3 Elect Robert Lane Mgmt For For For
4 Elect Lowell McAdam Mgmt For For For
5 Elect Sandra Moose Mgmt For For For
6 Elect Joseph Neubauer Mgmt For Against Against
7 Elect Donald Nicolaisen Mgmt For For For
8 Elect Clarence Otis, Jr. Mgmt For For For
9 Elect Hugh Price Mgmt For For For
10 Elect Ivan Seidenberg Mgmt For For For
11 Elect Rodney Slater Mgmt For Against Against
12 Elect John Snow Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Prior Government
Service
17 Shareholder Proposal Regarding ShrHldr Against Against For
Performance-Based Equity
Compensation
18 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative
Voting
19 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
=======================================================================================================
Wal-Mart Stores,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For For For
9 Elect Steven Reinemund Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For For For
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For For For
13 Elect S. Robson Walton Mgmt For For For
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
18 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
19 Shareholder Proposal Regarding ShrHldr Against Against For
Adopting Gender Identity Anti-Bias
Policy
20 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
21 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
22 Shareholder Proposal Regarding ShrHldr Against Against For
Supplier Sustainability
Reports
23 Shareholder Proposal Regarding ShrHldr Against Against For
Climate Change Risk
Report
=======================================================================================================
Waste
Management,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WM CUSIP 94106L109 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Pastora Cafferty Mgmt For For For
2 Elect Frank Clark, Jr. Mgmt For For For
3 Elect Patrick Gross Mgmt For Against Against
4 Elect John Pope Mgmt For For For
5 Elect W. Robert Reum Mgmt For For For
6 Elect Steven Rothmeier Mgmt For For For
7 Elect David Steiner Mgmt For For For
8 Elect Thomas Weidemeyer Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For For For
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Right to Call a Special Meeting Mgmt For For For
=======================================================================================================
Wellpoint Inc.
Ticker Security ID: Meeting Date Meeting Status
WLP CUSIP 94973V107 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Warren Jobe Mgmt For For For
3 Elect William Mays Mgmt For For For
4 Elect William Ryan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Elimination of Supermajority Mgmt For For For
Requirement for Restrictions on
Ownership and Transfer of Stock,
Voting Rights of Shares and Number
of
Directors
7 Elimination of Supermajority Mgmt For For For
Requirement for Certain Business
Combinations
8 Amendments Removing Certain Mgmt For For For
Restrictions on Ownership of
Shares
9 Amendments Deleting Certain Obsolete Mgmt For For For
Provisions
10 Amendments Deleting Certain Obsolete Mgmt For For For
Provisions and Making Conforming
Changes
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Shareholder Proposal Regarding ShrHldr Against Against For
Conversion to Nonprofit
Status
14 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
15 Shareholder Proposal Regarding ShrHldr Against For Against
Independent Board
Chairman
=======================================================================================================
Wells Fargo & Co.
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Baker II Mgmt For Against Against
2 Elect John Chen Mgmt For For For
3 Elect Lloyd Dean Mgmt For For For
4 Elect Susan Engel Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Donald James Mgmt For Against Against
7 Elect Mackey McDonald Mgmt For Against Against
8 Elect Cynthia Milligan Mgmt For Against Against
9 Elect Nicholas Moore Mgmt For For For
10 Elect Philip Quigley Mgmt For Against Against
11 Elect Judith Runstad Mgmt For For For
12 Elect Stephen Sanger Mgmt For For For
13 Elect John Stumpf Mgmt For For For
14 Elect Susan Swenson Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
19 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative
Voting
20 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board
Chairman
21 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Director
Compensation
22 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Review of Controls
Related to Loans, Foreclosures and
Securitizations
=======================================================================================================
Yum Brands Inc.
Ticker Security ID: Meeting Date Meeting Status
YUM CUSIP 988498101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Dorman Mgmt For For For
2 Elect Massimo Ferragamo Mgmt For For For
3 Elect J. David Grissom Mgmt For For For
4 Elect Bonnie Hill Mgmt For For For
5 Elect Robert Holland, Jr. Mgmt For For For
6 Elect Kenneth Langone Mgmt For For For
7 Elect Jonathan Linen Mgmt For For For
8 Elect Thomas Nelson Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Thomas Ryan Mgmt For For For
11 Elect Jing-Shyh Su Mgmt For For For
12 Elect Robert Walter Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Right to Call a Special Meeting Mgmt For For For