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OMB APPROVAL
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OMB Number: 3235-0582
Expires: March 31, 2012
Estimated average burden
hours per response 9.6
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-02363
---------------------------------------------
Cornerstone Total Return Fund, Inc.
--------------------------------------------------------------------------------
(Exact name of registrant as specified in charter)
350 Jericho Turnpike, Suite 206 Jericho, New York 11753
--------------------------------------------------------------------------------
(Address of principal executive offices) (Zip code)
Frank J. Maresca
Ultimus Fund Solutions, LLC 350 Jericho Turnpike, Suite 206 Jericho, NY 11753
--------------------------------------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: (513) 587-3400
----------------------------
Date of fiscal year end: December 31
----------------------------
Date of reporting period: July 1, 2010 - June 30, 2011
-----------------------------------------
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Disclose the following information for each matter relating to a portfolio
security considered at any shareholder meeting held during the period covered by
the report and with respect to which the registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures
("CUSIP") number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security
holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or
abstain; for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
SIGNATURES
----------
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Cornerstone Total Return Fund, Inc.
--------------------------------------------------------------------
By (Signature and Title)* /s/ Ralph W. Bradshaw
-------------------------------------------------------
Ralph W. Bradshaw, President and Chairman
(Principal Executive Officer)
Date August 23, 2011
---------------------------------------------------------------------------
* Print the name and title of each signing officer under his or her signature.
EXHIBIT A
---------
Item 1: Proxy Voting Record
Registrant : Cornerstone Total Return Fund, Inc.
===========================================================================================================
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For For For
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For For For
9 Elect Aulana Peters Mgmt For Against Against
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
===========================================================================================================
Abbott
Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect W. James Farrell Mgmt For For For
1.4 Elect H. Laurance Fuller Mgmt For For For
1.5 Elect Edward Liddy Mgmt For For For
1.6 Elect Phebe Novakovic Mgmt For For For
1.7 Elect William Osborn Mgmt For For For
1.8 Elect Samuel Scott III Mgmt For For For
1.9 Elect Glenn Tilton Mgmt For For For
1.10 Elect Miles White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHldr Against Against For
Pharmaceutical Price
Restraints
===========================================================================================================
Adam Express
Company
Ticker Security ID: Meeting Date Meeting Status
ADX CUSIP 006212104 03/22/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Enrique Arzac Mgmt For Withhold Against
1.2 Elect Phyllis Bonanno Mgmt For For For
1.3 Elect Kenneth Dale Mgmt For For For
1.4 Elect Daniel Emerson Mgmt For For For
1.5 Elect Frederic Escherich Mgmt For For For
1.6 Elect Roger Gale Mgmt For For For
1.7 Elect Thomas Lenagh Mgmt For For For
1.8 Elect Kathleen McGahran Mgmt For For For
1.9 Elect Douglas Ober Mgmt For For For
1.10 Elect Craig Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against Against For
Self-Tender
Offer
===========================================================================================================
AFLAC
Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUSIP 001055102 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Daniel Amos Mgmt For For For
2 Elect John Shelby Amos II Mgmt For Against Against
3 Elect Paul Amos II Mgmt For For For
4 Elect Michael Armacost Mgmt For For For
5 Elect Kriss Cloninger III Mgmt For Against Against
6 Elect Elizabeth Hudson Mgmt For For For
7 Elect Douglas Johnson Mgmt For For For
8 Elect Robert Johnson Mgmt For For For
9 Elect Charles Knapp Mgmt For For For
10 Elect E. Stephen Purdom Mgmt For For For
11 Elect Barbara Rimer Mgmt For For For
12 Elect Marvin Schuster Mgmt For For For
13 Elect David Thompson Mgmt For For For
14 Elect Robert Wright Mgmt For For For
15 Elect Takuro Yoshida Mgmt For For For
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
===========================================================================================================
Air Products &
Chemicals
Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP 009158106 01/27/2011 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Chadwick Deaton Mgmt For N/A N/A
1.2 Elect Michael Donahue Mgmt For N/A N/A
1.3 Elect Ursula Fairbairn Mgmt For N/A N/A
1.4 Elect Lawrence Smith Mgmt For N/A N/A
2 Ratification of Auditor Mgmt For N/A N/A
3 Advisory Vote on Executive Mgmt For N/A N/A
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years N/A Against
Executive
Compensation
5 Approval of the Annual Incentive Plan Mgmt For N/A N/A
===========================================================================================================
Allergan Inc.
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP 018490102 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Deborah Dunsire Mgmt For For For
2 Elect Trevor Jones Mgmt For For For
3 Elect Louis Lavigne, Jr. Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
7 2011 Executive Bonus Plan Mgmt For For For
8 2011 Incentive Award Plan Mgmt For For For
9 Repeal of Classified Board Mgmt For For For
===========================================================================================================
AllianceBernstein
Income Fund
Inc
Ticker Security ID: Meeting Date Meeting Status
ACG CUSIP 01881E101 03/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Foulk, Jr. Mgmt For For For
1.2 Elect D. James Guzy Mgmt For For For
1.3 Elect Robert Keith Mgmt For For For
===========================================================================================================
AllianceBernstein
Income Fund
Inc
Ticker Security ID: Meeting Date Meeting Status
ACG CUSIP 01881E101 03/30/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Foulk, Jr. Mgmt For Withhold Against
1.2 Elect D. James Guzy Mgmt For Withhold Against
1.3 Elect Robert Keith Mgmt For Withhold Against
===========================================================================================================
Altria Group Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Elizabeth Bailey Mgmt For For For
2 Elect Gerald Baliles Mgmt For Against Against
3 Elect John Casteen III Mgmt For Against Against
4 Elect Dinyar Devitre Mgmt For For For
5 Elect Thomas Farrell II Mgmt For For For
6 Elect Thomas Jones Mgmt For For For
7 Elect George Munoz Mgmt For For For
8 Elect Nabil Sakkab Mgmt For For For
9 Elect Michael Szymanczyk Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Shareholder Proposal Regarding ShrHldr Against Against For
Flavored
Tobacco
===========================================================================================================
Amazon.com Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 06/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jeffrey Bezos Mgmt For For For
2 Elect Tom Alberg Mgmt For For For
3 Elect John Seely Brown Mgmt For Against Against
4 Elect William Gordon Mgmt For For For
5 Elect Alain Monie Mgmt For For For
6 Elect Jonathan Rubinstein Mgmt For For For
7 Elect Thomas Ryder Mgmt For Against Against
8 Elect Patricia Stonesifer Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For For For
Compensation
11 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For
Executive
Compensation
12 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
13 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Climate
Change
===========================================================================================================
American Express
Co.
Ticker Security ID: Meeting Date Meeting Status
AXP CUSIP 025816109 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Akerson Mgmt For For For
1.2 Elect Charlene Barshefsky Mgmt For Withhold Against
1.3 Elect Ursula Burns Mgmt For For For
1.4 Elect Kenneth Chenault Mgmt For For For
1.5 Elect Peter Chernin Mgmt For For For
1.6 Elect Theodore Leonsis Mgmt For Withhold Against
1.7 Elect Jan Leschly Mgmt For For For
1.8 Elect Richard Levin Mgmt For For For
1.9 Elect Richard McGinn Mgmt For For For
1.10 Elect Edward Miller Mgmt For For For
1.11 Elect Steven Reinemund Mgmt For For For
1.12 Elect Robert Walter Mgmt For For For
1.13 Elect Ronald Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHldr Against Against For
Cumulative
Voting
6 Sharehoholder Proposal Regarding ShrHldr Against For Against
Right to Call a Special
Meeting
===========================================================================================================
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Baltimore Mgmt For Against Against
2 Elect Frank Biondi, Jr. Mgmt For For For
3 Elect Francois de Carbonnel Mgmt For Against Against
4 Elect Vance Coffman Mgmt For Against Against
5 Elect Rebecca Henderson Mgmt For Against Against
6 Elect Frank Herringer Mgmt For Against Against
7 Elect Gilbert Omenn Mgmt For For For
8 Elect Judith Pelham Mgmt For For For
9 Elect J. Paul Reason Mgmt For For For
10 Elect Leonard Schaeffer Mgmt For For For
11 Elect Kevin Sharer Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
===========================================================================================================
AOL, Inc.
Ticker Security ID: Meeting Date Meeting Status
AOL CUSIP 00184X105 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Tim Armstrong Mgmt For For For
2 Elect Richard Dalzell Mgmt For For For
3 Elect Karen Dykstra Mgmt For For For
4 Elect Alberto Ibargen Mgmt For For For
5 Elect Susan Lyne Mgmt For For For
6 Elect Patricia Mitchell Mgmt For For For
7 Elect Fredric Reynolds Mgmt For For For
8 Elect James Stengel Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===========================================================================================================
Apache Corp.
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect G. Steven Farris Mgmt For For For
2 Elect Randolph Ferlic Mgmt For For For
3 Elect A. D. Frazier, Jr. Mgmt For For For
4 Elect John Kocur Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For For For
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
8 Increase of Authorized Common Stock Mgmt For For For
9 Increase of Preferred Stock Mgmt For Against Against
10 2011 Omnibus Equity Compensation Plan Mgmt For Against Against
===========================================================================================================
Apple Inc
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Campbell Mgmt For For For
1.2 Elect Millard Drexler Mgmt For For For
1.3 Elect Albert Gore, Jr. Mgmt For For For
1.4 Elect Steven Jobs Mgmt For For For
1.5 Elect Andrea Jung Mgmt For For For
1.6 Elect Arthur Levinson Mgmt For For For
1.7 Elect Ronald Sugar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHldr Against Against For
Adoption and Disclosure of a
Written CEO Succession Planning
Policy
6 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
===========================================================================================================
Applied
Materials
Inc.
Ticker Security ID: Meeting Date Meeting Status
AMAT CUSIP 038222105 03/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Aart de Geus Mgmt For For For
1.2 Elect Stephen Forrest Mgmt For For For
1.3 Elect Thomas Iannotti Mgmt For For For
1.4 Elect Susan James Mgmt For For For
1.5 Elect Alexander Karsner Mgmt For For For
1.6 Elect Gerhard Parker Mgmt For For For
1.7 Elect Dennis Powell Mgmt For For For
1.8 Elect Willem Roelandts Mgmt For For For
1.9 Elect James Rogers Mgmt For For For
1.10 Elect Michael Splinter Mgmt For For For
1.11 Elect Robert Swan Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
===========================================================================================================
AT&T, Inc.
Ticker Security ID: Meeting Date Meeting Status
T CUSIP 00206R102 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Randall Stephenson Mgmt For For For
2 Elect Gilbert Amelio Mgmt For For For
3 Elect Reuben Anderson Mgmt For For For
4 Elect James Blanchard Mgmt For For For
5 Elect Jaime Chico Pardo Mgmt For For For
6 Elect James Kelly Mgmt For For For
7 Elect Jon Madonna Mgmt For For For
8 Elect Lynn Martin Mgmt For For For
9 Elect John McCoy Mgmt For For For
10 Elect Joyce Roche Mgmt For For For
11 Elect Matthew Rose Mgmt For For For
12 Elect Laura Tyson Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2011 Incentive Plan Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding Right ShrHldr Against Against For
to Call a Special
Meeting
19 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
===========================================================================================================
Bank Of America
Corp.
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mukesh Ambani Mgmt For For For
2 Elect Susan Bies Mgmt For For For
3 Elect Frank Bramble, Sr. Mgmt For For For
4 Elect Virgis Colbert Mgmt For Against Against
5 Elect Charles Gifford Mgmt For For For
6 Elect Charles Holliday, Jr. Mgmt For For For
7 Elect D. Paul Jones, Jr. Mgmt For For For
8 Elect Monica Lozano Mgmt For For For
9 Elect Thomas May Mgmt For For For
10 Elect Brian Moynihan Mgmt For For For
11 Elect Donald Powell Mgmt For For For
12 Elect Charles Rossotti Mgmt For Against Against
13 Elect Robert Scully Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Ratification of Auditor Mgmt For Against Against
17 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Prior Government
Service
18 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
19 Shareholder Proposal Regarding ShrHldr Against For Against
Independent Review of Controls
Related to Loans, Foreclosures and
Securitizations
20 Shareholder Proposal Regarding ShrHldr Against For Against
Lobbying
Report
21 Shareholder Proposal Regarding ShrHldr Against Against For
Report OTC Derivative
Trading
22 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative
Voting
23 Shareholder Proposal Regarding ShrHldr Against Against For
Recoupment of Unearned Bonuses
(Clawback)
24 Shareholder Proposal Regarding ShrHldr Against For Against
Prohibition of Certain Relocation
Benefits to Senior
Executives
===========================================================================================================
Bank Of New York
Mellon
Corp
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ruth Bruch Mgmt For Against Against
2 Elect Nicholas Donofrio Mgmt For For For
3 Elect Gerald Hassell Mgmt For For For
4 Elect Edmund Kelly Mgmt For Against Against
5 Elect Robert Kelly Mgmt For For For
6 Elect Richard Kogan Mgmt For Against Against
7 Elect Michael Kowalski Mgmt For For For
8 Elect John Luke, Jr. Mgmt For For For
9 Elect Mark Nordenberg Mgmt For For For
10 Elect Catherine Rein Mgmt For For For
11 Elect William Richardson Mgmt For For For
12 Elect Samuel Scott III Mgmt For Against Against
13 Elect John Surma Mgmt For For For
14 Elect Wesley von Schack Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Amendment to the Long-Term Incentive Mgmt For For For
Plan
18 Amendment to the Executive Incentive Mgmt For Against Against
Compensation
Plan
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal Regarding ShrHldr Against Against For
Cumulative
Voting
===========================================================================================================
Baxter
International
Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Wayne Hockmeyer Mgmt For For For
2 Elect Robert Parkinson, Jr. Mgmt For For For
3 Elect Thomas Stallkamp Mgmt For For For
4 Elect Albert Stroucken Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
8 Employee Stock Purchase Plan Mgmt For For For
9 2011 Incentive Plan Mgmt For For For
10 Repeal of Classified Board Mgmt For For For
===========================================================================================================
BB&T Corp.
Ticker Security ID: Meeting Date Meeting Status
BBT CUSIP 054937107 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Allison, IV Mgmt For For For
1.2 Elect Jennifer Banner Mgmt For For For
1.3 Elect K. David Boyer, Jr. Mgmt For For For
1.4 Elect Anna Cablik Mgmt For For For
1.5 Elect Ronald Deal Mgmt For Withhold Against
1.6 Elect J. Littleton Glover, Jr. Mgmt For Withhold Against
1.7 Elect Jane Helm Mgmt For For For
1.8 Elect John Howe, III Mgmt For For For
1.9 Elect Kelly King Mgmt For For For
1.10 Elect Valeria Lynch Lee Mgmt For For For
1.11 Elect J. Holmes Morrison Mgmt For For For
1.12 Elect Nido Qubein Mgmt For Withhold Against
1.13 Elect Thomas Skains Mgmt For For For
1.14 Elect Thomas Thompson Mgmt For For For
1.15 Elect Stephen Williams Mgmt For Withhold Against
2 Amendment to the short-term Mgmt For For For
incentive
plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
7 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
===========================================================================================================
Bed, Bath &
Beyond
Inc.
Ticker Security ID: Meeting Date Meeting Status
BBBY CUSIP 075896100 06/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Warren Eisenberg Mgmt For For For
2 Elect Leonard Feinstein Mgmt For For For
3 Elect Steven Temares Mgmt For For For
4 Elect Dean Adler Mgmt For For For
5 Elect Stanley Barshay Mgmt For For For
6 Elect Klaus Eppler Mgmt For Against Against
7 Elect Patrick Gaston Mgmt For For For
8 Elect Jordan Heller Mgmt For For For
9 Elect Victoria Morrison Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===========================================================================================================
Boeing Co.
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP 097023105 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Bryson Mgmt For For For
2 Elect David Calhoun Mgmt For For For
3 Elect Arthur Collins, Jr. Mgmt For For For
4 Elect Linda Cook Mgmt For For For
5 Elect Kenneth Duberstein Mgmt For For For
6 Elect Edmund Giambastiani, Jr. Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect John McDonnell Mgmt For For For
9 Elect W. James McNerney, Jr. Mgmt For For For
10 Elect Susan Schwab Mgmt For For For
11 Elect Ronald Williams Mgmt For For For
12 Elect Mike Zafirovski Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Verification of
Compliance with Labor and Human
Rights
Standards
17 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
19 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
20 Shareholder Proposal Regarding ShrHldr Against For Against
Independent Board
Chairman
===========================================================================================================
Bristol-Myers
Squibb
Co.
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For Against Against
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Elliott Sigal Mgmt For For For
11 Elect Togo West, Jr. Mgmt For For For
12 Elect R. Sanders Williams Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
16 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Executive
Compensation
17 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHldr Against Against For
Pharmaceutical Price
Restraints
===========================================================================================================
CA, INC
Ticker Security ID: Meeting Date Meeting Status
CA CUSIP 12673P105 07/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Raymond Bromark Mgmt For For For
2 Elect Gary Fernandes Mgmt For For For
3 Elect Kay Koplovitz Mgmt For For For
4 Elect Christopher Lofgren Mgmt For For For
5 Elect William McCracken Mgmt For For For
6 Elect Richard Sulpizio Mgmt For For For
7 Elect Laura Unger Mgmt For For For
8 Elect Arthur Weinbach Mgmt For For For
9 Elect Ron Zambonini Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Adoption of Stockholder Protection Mgmt For For For
Rights
Agreement
12 Shareholder Proposal Regarding ShrHldr Against For Against
Restricting Executive
Compensation
===========================================================================================================
Capital One
Financial
Corp.
Ticker Security ID: Meeting Date Meeting Status
COF CUSIP 14040H105 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Patrick Gross Mgmt For Against Against
2 Elect Ann Hackett Mgmt For For For
3 Elect Pierre Leroy Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Repeal of Classified Board Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===========================================================================================================
Carnival Corp.
Ticker Security ID: Meeting Date Meeting Status
CCL CUSIP 143658300 04/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Micky Arison Mgmt For For For
2 Elect Sir Jonathon Band Mgmt For For For
3 Elect Robert Dickinson Mgmt For For For
4 Elect Arnold Donald Mgmt For For For
5 Elect Pier Foschi Mgmt For For For
6 Elect Howard Frank Mgmt For For For
7 Elect Richard Glasier Mgmt For For For
8 Elect Modesto Maidique Mgmt For For For
9 Elect Sir John Parker Mgmt For For For
10 Elect Peter Ratcliffe Mgmt For For For
11 Elect Stuart Subotnick Mgmt For For For
12 Elect Laura Weil Mgmt For For For
13 Elect Randall Weisenburger Mgmt For For For
14 Elect Uzi Zucker Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Auditor's Fees Mgmt For For For
17 Accounts and Reports Mgmt For For For
18 Advisory Vote on Executive Mgmt For For For
Compensation
19 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against
Executive
Compensation
20 Directors' Remuneration Report Mgmt For For For
21 Authority to Issue Shares w/ Mgmt For For For
Preemptive
Rights
22 Authority to Issue Shares w/o Mgmt For For For
Preemptive
Rights
23 Authority to Repurchase Shares Mgmt For For For
24 Stock Option Plan Mgmt For For For
===========================================================================================================
Celgene Corp.
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Hugin Mgmt For For For
1.2 Elect Michael Casey Mgmt For For For
1.3 Elect Carrie Cox Mgmt For For For
1.4 Elect Rodman Drake Mgmt For For For
1.5 Elect Michael Friedman Mgmt For For For
1.6 Elect Gilla Kaplan Mgmt For For For
1.7 Elect James Loughlin Mgmt For For For
1.8 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Stock Mgmt For Against Against
Incentive
Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
===========================================================================================================
CenturyLink Inc
Ticker Security ID: Meeting Date Meeting Status
CTL CUSIP 156700106 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Virginia Boulet Mgmt For For For
1.2 Elect Peter Brown Mgmt For For For
1.3 Elect Richard Gephardt Mgmt For For For
1.4 Elect Gregory McCray Mgmt For For For
1.5 Elect Michael Roberts Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 2011 Equity Incentive Plan Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
6 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
7 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the
Board
===========================================================================================================
Chevron Corp.
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linnet Deily Mgmt For For For
2 Elect Robert Denham Mgmt For For For
3 Elect Robert Eaton Mgmt For For For
4 Elect Chuck Hagel Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect George Kirkland Mgmt For For For
7 Elect Donald Rice Mgmt For For For
8 Elect Kevin Sharer Mgmt For For For
9 Elect Charles Shoemate Mgmt For For For
10 Elect John Stumpf Mgmt For For For
11 Elect Ronald Sugar Mgmt For For For
12 Elect Carl Ware Mgmt For Against Against
13 Elect John Watson Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Shareholder Proposal Regarding ShrHldr Against Against For
Environmental Expertise on
Board
18 Shareholder Proposal Regarding ShrHldr Against Against For
Establishment of Human Rights
Committee
19 Shareholder Proposal Regarding ShrHldr Against Against For
Linking Executive Pay to
Sustainability
20 Shareholder Proposal Regarding ShrHldr Against Against For
Country Selection
Guidelines
21 Shareholder Proposal Regarding ShrHldr Against Against For
Financial Risks of Climate
Change
22 Shareholder Proposal Regarding ShrHldr Against For Against
Report on Hydraulic
Fracturing
23 Shareholder Proposal Regarding ShrHldr Against Against For
Offshore Drilling
Report
===========================================================================================================
Chubb Corp.
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP 171232101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Zoe Baird Mgmt For For For
2 Elect Sheila Burke Mgmt For For For
3 Elect James Cash, Jr. Mgmt For For For
4 Elect John Finnegan Mgmt For For For
5 Elect Lawrence Kellner Mgmt For For For
6 Elect Martin McGuinn Mgmt For For For
7 Elect Lawrence Small Mgmt For For For
8 Elect Jess Soderberg Mgmt For For For
9 Elect Daniel Somers Mgmt For For For
10 Elect James Zimmerman Mgmt For For For
11 Elect Alfred Zollar Mgmt For For For
12 2011 Annual Incentive Plan Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
===========================================================================================================
Cigna Corp.
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125509109 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Roman Martinez IV Mgmt For For For
2 Elect Carol Wait Mgmt For For For
3 Elect William Zollars Mgmt For For For
4 Advisory Vote on Executive Mgmt For Against Against
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2005 Long-Term Mgmt For For For
Incentive
Plan
===========================================================================================================
Cisco Systems Inc
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 11/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Carol Bartz Mgmt For For For
2 Elect M. Michele Burns Mgmt For For For
3 Elect Michael Capellas Mgmt For For For
4 Elect Larry Carter Mgmt For For For
5 Elect John Chambers Mgmt For For For
6 Elect Brian Halla Mgmt For For For
7 Elect John Hennessy Mgmt For Against Against
8 Elect Richard Kovacevich Mgmt For For For
9 Elect Roderick McGeary Mgmt For For For
10 Elect Michael Powell Mgmt For For For
11 Elect Arun Sarin Mgmt For For For
12 Elect Steven West Mgmt For For For
13 Elect Jerry Yang Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHldr Against Against For
Formation of Environmental
Sustainability
Committee
17 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Internet
Fragmentation
18 Shareholder Proposal Regarding ShrHldr Against Against For
Restricting Sales to
China
===========================================================================================================
Citigroup Inc
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967101 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect Timothy Collins Mgmt For For For
3 Elect Jerry Grundhofer Mgmt For For For
4 Elect Robert Joss Mgmt For Against Against
5 Elect Michael O'Neill Mgmt For For For
6 Elect Vikram Pandit Mgmt For For For
7 Elect Richard Parsons Mgmt For Against Against
8 Elect Lawrence Ricciardi Mgmt For For For
9 Elect Judith Rodin Mgmt For Against Against
10 Elect Robert Ryan Mgmt For For For
11 Elect Anthony Santomero Mgmt For For For
12 Elect Diana Taylor Mgmt For For For
13 Elect William Thompson, Jr. Mgmt For For For
14 Elect Ernesto Zedillo Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2009 Stock Mgmt For For For
Incentive
Plan
17 2011 Executive Performance Plan Mgmt For For For
18 Advisory Vote on Executive Mgmt For For For
Compensation
19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
20 Reverse Stock Split Extension Mgmt For For For
21 Shareholder Proposal Regarding ShrHldr Against Against For
Affirmation of Political
Nonpartisanship
22 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
23 Shareholder Proposal Regarding Risk ShrHldr Against Against For
Management
Report
24 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
25 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Review of Controls
Related to Loans, Foreclosures and
Securitizations
===========================================================================================================
Coca Cola Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Herbert Allen Mgmt For Against Against
2 Elect Ronald Allen Mgmt For For For
3 Elect Howard Buffett Mgmt For For For
4 Elect Barry Diller Mgmt For Against Against
5 Elect Evan Greenberg Mgmt For For For
6 Elect Alexis Herman Mgmt For For For
7 Elect Muhtar Kent Mgmt For For For
8 Elect Donald Keough Mgmt For For For
9 Elect Maria Lagomasino Mgmt For For For
10 Elect Donald McHenry Mgmt For For For
11 Elect Sam Nunn Mgmt For For For
12 Elect James Robinson III Mgmt For For For
13 Elect Peter Ueberroth Mgmt For For For
14 Elect Jacob Wallenberg Mgmt For For For
15 Elect James Williams Mgmt For Against Against
16 Ratification of Auditor Mgmt For For For
17 Amendment to the Performance Mgmt For For For
Incentive
Plan
18 Amendment to the 1989 Restricted Mgmt For For For
Stock Award
Plan
19 Advisory Vote on Executive Mgmt For For For
Compensation
20 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
21 Shareholder Proposal Regarding ShrHldr Against Against For
Report on
Bisphenol-A
===========================================================================================================
Coca Cola
Enterprises
Ticker Security ID: Meeting Date Meeting Status
CCE CUSIP 19122T109 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Jan Bennink Mgmt For For For
1.2 Elect John Brock Mgmt For For For
1.3 Elect Calvin Darden Mgmt For For For
1.4 Elect L. Phillip Humann Mgmt For For For
1.5 Elect Orrin Ingram II Mgmt For For For
1.6 Elect Donna James Mgmt For For For
1.7 Elect Thomas Johnson Mgmt For For For
1.8 Elect Suzanne Labarge Mgmt For For For
1.9 Elect Veronique Morali Mgmt For For For
1.10 Elect Garry Watts Mgmt For For For
1.11 Elect Curtis Welling Mgmt For For For
1.12 Elect Phoebe Wood Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHldr Against Against For
Shareholder Approval of Severance
Agreements
===========================================================================================================
Cognizant
Technology
Solutions
Corp.
Ticker Security ID: Meeting Date Meeting Status
CTSH CUSIP 192446102 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Robert Howe Mgmt For For For
2 Elect Robert Weissman Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Increase of Authorized Common Stock Mgmt For For For
6 Amendment to the Certificate of Mgmt For For For
Incorporation to Reduce
Supermajority
Requirement
7 Amendment to the Bylaws to Reduce Mgmt For For For
Supermajority
Requirement
8 Ratification of Auditor Mgmt For For For
===========================================================================================================
Comcast Corp.
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For Withhold Against
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Joseph Collins Mgmt For For For
1.6 Elect J. Michael Cook Mgmt For For For
1.7 Elect Gerald Hassell Mgmt For For For
1.8 Elect Jeffrey Honickman Mgmt For For For
1.9 Elect Eduardo Mestre Mgmt For For For
1.10 Elect Brian Roberts Mgmt For For For
1.11 Elect Ralph Roberts Mgmt For For For
1.12 Elect Judith Rodin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2011 Employee Stock Purchase Plan Mgmt For For For
4 Amendment to the 2002 Restricted Mgmt For For For
Stock
Plan
5 Amendment to the 2003 Stock Option Mgmt For For For
Plan
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
8 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative
Voting
9 Shareholder Proposal Regarding ShrHldr Against For Against
Independent Board
Chairman
===========================================================================================================
Conoco Phillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland, Jr. Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Robert Niblock Mgmt For For For
9 Elect Harald Norvik Mgmt For For For
10 Elect William Reilly Mgmt For For For
11 Elect Victoria Tschinkel Mgmt For For For
12 Elect Kathryn Turner Mgmt For For For
13 Elect William Wade, Jr. Mgmt For For For
14 Ratification of Auditor Mgmt For Against Against
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Omnibus Stock and Performance Mgmt For For For
Incentive Plan
18 Shareholder Proposal Regarding ShrHldr Against Against For
Adopting Gender Identity and
Expression Anti-Bias
Policy
19 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHldr Against Against For
Lobbying
Report
21 Shareholder Proposal Regarding ShrHldr Against Against For
Safety
Report
22 Shareholder Proposal Regarding ShrHldr Against Against For
Louisiana
Wetlands
23 Shareholder Proposal Regarding ShrHldr Against Against For
Reporting and Reducing Greenhouse
Gas
Emissions
24 Shareholder Proposal Regarding the ShrHldr Against Against For
Financial Risks of Climate
Change
25 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Oil Sands
Operations
===========================================================================================================
Consolidated
Edison,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ED CUSIP 209115104 05/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kevin Burke Mgmt For For For
2 Elect Vincent Calarco Mgmt For For For
3 Elect George Campbell, Jr. Mgmt For Against Against
4 Elect Gordon Davis Mgmt For For For
5 Elect Michael Del Giudice Mgmt For For For
6 Elect Ellen Futter Mgmt For Against Against
7 Elect John Hennessy III Mgmt For For For
8 Elect Sally Hernandez Mgmt For For For
9 Elect John Killian Mgmt For For For
10 Elect Eugene McGrath Mgmt For For For
11 Elect Michael Ranger Mgmt For For For
12 Elect L. Frederick Sutherland Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHldr Against Against For
Disclosure of Executive
Compensation
===========================================================================================================
Corning, Inc.
Ticker Security ID: Meeting Date Meeting Status
GLW CUSIP 219350105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Seely Brown Mgmt For Against Against
2 Elect John Canning Jr. Mgmt For For For
3 Elect Gordon Gund Mgmt For Against Against
4 Elect Kurt Landgraf Mgmt For For For
5 Elect H. Onno Ruding Mgmt For For For
6 Elect Glenn Tilton Mgmt For For For
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
===========================================================================================================
Danaher Corp.
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect H. Lawrence Culp Mgmt For For For
2 Elect Mitchell Rales Mgmt For For For
3 Elect Elias Zerhouni Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Repeal of Classified Board Mgmt For For For
6 Right to Call a Special Meeting Mgmt For For For
7 Amendment to the 2007 Stock Mgmt For For For
Incentive
Plan
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===========================================================================================================
Deere & Co.
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charles Holliday, Jr. Mgmt For For For
2 Elect Dipak Jain Mgmt For For For
3 Elect Joachim Milberg Mgmt For For For
4 Elect Richard Myers Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
===========================================================================================================
DIRECTV
Ticker Security ID: Meeting Date Meeting Status
DTV CUSIP 25490A101 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Dillon Mgmt For For For
1.2 Elect Samuel DiPiazza, Jr. Mgmt For For For
1.3 Elect Lorrie Norrington Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Amendment to Dual Class Stock Mgmt For For For
4 Repeal of Classified Board Mgmt For For For
5 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
6 Limitation of Right to Call a Mgmt For Against Against
Special
Meeting
7 Adoption of Delaware as the Mgmt For Against Against
Exclusive Forum for Certain
Disputes
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===========================================================================================================
Discover
Financial
Services
Ticker Security ID: Meeting Date Meeting Status
DFS CUSIP 254709108 04/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jeffrey Aronin Mgmt For For For
2 Elect Mary Bush Mgmt For For For
3 Elect Gregory Case Mgmt For For For
4 Elect Robert Devlin Mgmt For For For
5 Elect Cynthia Glassman Mgmt For For For
6 Elect Richard Lenny Mgmt For For For
7 Elect Thomas Maheras Mgmt For For For
8 Elect Michael Moskow Mgmt For For For
9 Elect David Nelms Mgmt For For For
10 Elect E. Follin Smith Mgmt For For For
11 Elect Lawrence Weinbach Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
14 Amendment to the 2007 Directors' Mgmt For For For
Compensation
Plan
15 Ratification of Auditor Mgmt For For For
===========================================================================================================
Dominion
Resources
Inc
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Barr Mgmt For For For
2 Elect Peter Brown Mgmt For Against Against
3 Elect George Davidson, Jr. Mgmt For For For
4 Elect Helen Dragas Mgmt For For For
5 Elect Thomas Farrell II Mgmt For For For
6 Elect John Harris Mgmt For Against Against
7 Elect Robert Jepson, Jr. Mgmt For For For
8 Elect Mark Kington Mgmt For For For
9 Elect Margaret McKenna Mgmt For For For
10 Elect Frank Royal Mgmt For Against Against
11 Elect Robert Spilman, Jr. Mgmt For For For
12 Elect David Wollard Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHldr Against Against For
Mountaintop Removal Coal
Mining
17 Shareholder Proposal Regarding ShrHldr Against Against For
Establishment of 20% Renewable
Energy
Goal
18 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Coal
Risk
19 Shareholder Proposal Regarding ShrHldr Against Against For
Nuclear Power Plant
Construction
20 Shareholder Proposal Regarding ShrHldr Against For Against
Independent Board
Chairman
21 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
22 Shareholder Proposal Regarding ShrHldr Against Against For
Supplemental Executive Retirement
Benefits
===========================================================================================================
Dow Chemical
Company
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260543103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Arnold Allemang Mgmt For For For
2 Elect Jacqueline Barton Mgmt For For For
3 Elect James Bell Mgmt For For For
4 Elect Jeff Fettig Mgmt For For For
5 Elect Barbara Franklin Mgmt For For For
6 Elect Jennifer Granholm Mgmt For For For
7 Elect John Hess Mgmt For For For
8 Elect Andrew Liveris Mgmt For For For
9 Elect Paul Polman Mgmt For For For
10 Elect Dennis Reilley Mgmt For Against Against
11 Elect James Ringler Mgmt For For For
12 Elect Ruth Shaw Mgmt For Against Against
13 Elect Paul Stern Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
===========================================================================================================
Duke Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 26441C105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect William Barnet III Mgmt For For For
1.2 Elect G. Alex Bernhardt, Sr. Mgmt For For For
1.3 Elect Michael Browning Mgmt For For For
1.4 Elect Daniel DiMicco Mgmt For For For
1.5 Elect John Forsgren Mgmt For For For
1.6 Elect Ann Maynard Gray Mgmt For For For
1.7 Elect James Hance, Jr. Mgmt For For For
1.8 Elect E. James Reinsch Mgmt For For For
1.9 Elect James Rhodes Mgmt For For For
1.10 Elect James Rogers Mgmt For For For
1.11 Elect Philip Sharp Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 Shareholder Proposal Regarding ShrHldr Against Against For
Lobbying
Report
6 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Coal
Risk
7 Shareholder Proposal Regarding ShrHldr Against For Against
Majority Vote for Election of
Directors
===========================================================================================================
Eaton Vance
Risk-Managed
Diversified
Equity Income
Fund
Ticker Security ID: Meeting Date Meeting Status
ETJ CUSIP 27829G106 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Benjamin Esty Mgmt For For For
1.2 Elect Thomas Faust, Jr. Mgmt For For For
1.3 Elect Allen Freedman Mgmt For For For
===========================================================================================================
Eaton Vance
Risk-Managed
Diversified
Equity Income
Fund
Ticker Security ID: Meeting Date Meeting Status
ETJ CUSIP 27829G106 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Benjamin Esty Mgmt For Withhold Against
1.2 Elect Thomas Faust, Jr. Mgmt For Withhold Against
1.3 Elect Allen Freedman Mgmt For Withhold Against
===========================================================================================================
Eaton Vance
Tax-Managed
Buy-Write
Opportunities
Fund
Ticker Security ID: Meeting Date Meeting Status
ETV CUSIP 27828Y108 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Helen Peters Mgmt For For For
1.2 Elect Lynn Stout Mgmt For For For
1.3 Elect Ralph Verni Mgmt For For For
===========================================================================================================
Eaton Vance
Tax-Managed
Buy-Write
Opportunities
Fund
Ticker Security ID: Meeting Date Meeting Status
ETV CUSIP 27828Y108 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Helen Peters Mgmt For Withhold Against
1.2 Elect Lynn Stout Mgmt For Withhold Against
1.3 Elect Ralph Verni Mgmt For Withhold Against
===========================================================================================================
EBay Inc.
Ticker Security ID: Meeting Date Meeting Status
EBAY CUSIP 278642103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Fred Anderson Mgmt For For For
2 Elect Edward Barnholt Mgmt For For For
3 Elect Scott Cook Mgmt For For For
4 Elect John Donahoe Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal Regarding ShrHldr Against For Against
Simple Majority
Vote
===========================================================================================================
EI Du Pont De
Nemours
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP 263534109 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Brown Mgmt For For For
2 Elect Robert Brown Mgmt For For For
3 Elect Bertrand Collomb Mgmt For For For
4 Elect Curtis Crawford Mgmt For For For
5 Elect Alexander Cutler Mgmt For For For
6 Elect Eleuthere Du Pont Mgmt For For For
7 Elect Marillyn Hewson Mgmt For For For
8 Elect Lois Juliber Mgmt For For For
9 Elect Ellen Kullman Mgmt For For For
10 Elect William Reilly Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the Equity and Mgmt For For For
Incentive
Plan
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Shareholder Proposal Regarding Right ShrHldr Against Against For
to Call a Special
Meeting
16 Shareholder Proposal Regarding ShrHldr Against Against For
Genetically Engineered
Organisms
17 Shareholder Proposal Regarding ShrHldr Against Against For
Comparison Between Executive and
Employee
Pay
===========================================================================================================
El Paso
Corporation
Ticker Security ID: Meeting Date Meeting Status
EP CUSIP 28336L109 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Juan Braniff Mgmt For For For
2 Elect David Crane Mgmt For For For
3 Elect Douglas Foshee Mgmt For For For
4 Elect Robert Goldman Mgmt For For For
5 Elect Anthony Hall, Jr. Mgmt For For For
6 Elect Thomas Hix Mgmt For For For
7 Elect Ferrell McClean Mgmt For For For
8 Elect Timothy Probert Mgmt For Against Against
9 Elect Steven Shapiro Mgmt For For For
10 Elect J. Michael Talbert Mgmt For For For
11 Elect Robert Vagt Mgmt For For For
12 Elect John Whitmire Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
===========================================================================================================
ELI Lilly &
Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Eskew Mgmt For For For
2 Elect Alfred Gilman Mgmt For For For
3 Elect Karen Horn Mgmt For Against Against
4 Elect John Lechleiter Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For Against Against
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
8 Repeal of Classified Board Mgmt For For For
9 Elimination of Supermajority Mgmt For For For
Requirements
10 Executive Officer Incentive Plan Mgmt For For For
===========================================================================================================
EMC Corp.
Ticker Security ID: Meeting Date Meeting Status
EMC CUSIP 268648102 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Brown Mgmt For For For
2 Elect Randolph Cowen Mgmt For For For
3 Elect Michael Cronin Mgmt For For For
4 Elect Gail Deegan Mgmt For For For
5 Elect James DiStasio Mgmt For For For
6 Elect John Egan Mgmt For For For
7 Elect Edmund Kelly Mgmt For For For
8 Elect Windle Priem Mgmt For For For
9 Elect Paul Sagan Mgmt For For For
10 Elect David Strohm Mgmt For For For
11 Elect Joseph Tucci Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2003 Stock Plan Mgmt For For For
14 Amendment to Right to Call a Special Mgmt For For For
Meeting
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===========================================================================================================
Emerson Electric
Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/01/2011 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect David Farr Mgmt For N/A N/A
1.2 Elect Harriet Green Mgmt For N/A N/A
1.3 Elect Charles Peters Mgmt For N/A N/A
1.4 Elect Joseph Prueher Mgmt For N/A N/A
1.5 Elect Rozanne Ridgway Mgmt For N/A N/A
2 Re-approval of the Performance Mgmt For N/A N/A
Measures under the 2006 Incentive
Shares
Plan
3 2011 Stock Option Plan Mgmt For N/A N/A
4 Ratification of Auditor Mgmt For N/A N/A
5 Advisory Vote on Executive Mgmt For N/A N/A
Compensation
6 Frequency of Advisory Vote on Mgmt 3 Years N/A Against
Executive
Compensation
7 Shareholder Proposal Regarding ShrHldr Against N/A N/A
Sustainability
Report
===========================================================================================================
Exelon Corp.
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Canning Jr. Mgmt For For For
2 Elect M. Walter D'Alessio Mgmt For For For
3 Elect Nicholas DeBenedictis Mgmt For For For
4 Elect Nelson Diaz Mgmt For Against Against
5 Elect Sue Ling Gin Mgmt For For For
6 Elect Rosemarie Greco Mgmt For For For
7 Elect Paul Joskow Mgmt For For For
8 Elect Richard Mies Mgmt For For For
9 Elect John Palms Mgmt For For For
10 Elect William Richardson Mgmt For For For
11 Elect Thomas Ridge Mgmt For For For
12 Elect John Rogers, Jr. Mgmt For For For
13 Elect John Rowe Mgmt For For For
14 Elect Stephen Steinour Mgmt For For For
15 Elect Donald Thompson Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
18 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===========================================================================================================
Express Scripts,
Inc.
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 302182100 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gary Benanav Mgmt For For For
2 Elect Maura Breen Mgmt For For For
3 Elect Nicholas LaHowchic Mgmt For For For
4 Elect Thomas Mac Mahon Mgmt For For For
5 Elect Frank Mergenthaler Mgmt For For For
6 Elect Woodrow Myers, Jr. Mgmt For For For
7 Elect John Parker, Jr. Mgmt For For For
8 Elect George Paz Mgmt For For For
9 Elect Samuel Skinner Mgmt For For For
10 Elect Seymour Sternberg Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to Bylaws to Permit Mgmt For For For
Shareholders to Call a Special
Meeting
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 2011 Long-Term Incentive Plan Mgmt For For For
16 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
===========================================================================================================
Exxon Mobil Corp.
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Peter Brabeck-Letmathe Mgmt For For For
1.3 Elect Larry Faulkner Mgmt For For For
1.4 Elect Jay Fishman Mgmt For For For
1.5 Elect Kenneth Frazier Mgmt For For For
1.6 Elect William George Mgmt For For For
1.7 Elect Marilyn Nelson Mgmt For For For
1.8 Elect Samuel Palmisano Mgmt For For For
1.9 Elect Steven Reinemund Mgmt For For For
1.10 Elect Rex Tillerson Mgmt For For For
1.11 Elect Edward Whitacre, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
5 Shareholder Proposal Regarding ShrHldr Against For Against
Independent Board
Chairman
6 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
7 Shareholder Proposal Regarding ShrHldr Against For Against
Sexual Orientation and Gender
identity Anti-Bias
Policy
8 Shareholder Proposal Regarding Human ShrHldr Against Against For
Right to
Water
9 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Oil Sands
Operations
10 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Hydraulic
Fracturing
11 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Technology and Products
to Become Environmentally
Sustainable
12 Shareholder Proposal Regarding ShrHldr Against Against For
Greenhouse Gas Emission
Goals
===========================================================================================================
First Trust
Strategic High
Income
Fund
Ticker Security ID: Meeting Date Meeting Status
FHI CUSIP 337347108 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Keith Mgmt For For For
===========================================================================================================
First Trust
Strategic High
Income
Fund
Ticker Security ID: Meeting Date Meeting Status
FHI CUSIP 337347108 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Keith Mgmt For Against Against
===========================================================================================================
First Trust
Strategic High
Income Fund
III
Ticker Security ID: Meeting Date Meeting Status
FHO CUSIP 33735C106 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Keith Mgmt For For For
===========================================================================================================
First Trust
Strategic High
Income Fund
III
Ticker Security ID: Meeting Date Meeting Status
FHO CUSIP 33735C106 04/18/2011 Voted
Meeting Type Country of Trade
Annual
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Robert Keith Mgmt For Against Against
===========================================================================================================
First Trust
Strategic High
Income Fund
III
Ticker Security ID: Meeting Date Meeting Status
FHO CUSIP 33735C106 12/06/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of a New Investment Mgmt For For For
Management
Agreement
2 Approval of a New Sub-Advisory Mgmt For For For
Agreement
===========================================================================================================
First Trust
Strategic High
Income Fund
III
Ticker Security ID: Meeting Date Meeting Status
FHO CUSIP 33735C106 12/06/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of a New Investment Mgmt For Against Against
Management
Agreement
2 Approval of a New Sub-Advisory Mgmt For Against Against
Agreement
===========================================================================================================
First Trust
Strategic High
Income Fund
III
Ticker Security ID: Meeting Date Meeting Status
FHO CUSIP 33735C106 12/06/2010 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approval of a New Investment Mgmt For Abstain Against
Management
Agreement
2 Approval of a New Sub-Advisory Mgmt For Abstain Against
Agreement
===========================================================================================================
Ford Motor Co.
Ticker Security ID: Meeting Date Meeting Status
F CUSIP 345370860 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Stephen Butler Mgmt For For For
2 Elect Kimberly Casiano Mgmt For For For
3 Elect Anthony Earley, Jr. Mgmt For Against Against
4 Elect Edsel Ford II Mgmt For Against Against
5 Elect William Ford, Jr. Mgmt For For For
6 Elect Richard Gephardt Mgmt For For For
7 Elect James Hance, Jr. Mgmt For For For
8 Elect Irvine Hockaday, Jr. Mgmt For For For
9 Elect Richard Manoogian Mgmt For Against Against
10 Elect Ellen Marram Mgmt For For For
11 Elect Alan Mulally Mgmt For For For
12 Elect Homer Neal Mgmt For For For
13 Elect Gerald Shaheen Mgmt For For For
14 Elect John Thornton Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Shareholder Proposal Regarding ShrHldr Against Against For
Publishing Political Contributions
and Expenditure in
Newspapers
19 Shareholder Proposal Regarding ShrHldr Against For Against
Recapitalization
Plan
20 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
===========================================================================================================
Franklin
Resources,
Inc.
Ticker Security ID: Meeting Date Meeting Status
BEN CUSIP 354613101 03/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Samuel Armacost Mgmt For For For
2 Elect Charles Crocker Mgmt For For For
3 Elect Joseph Hardiman Mgmt For For For
4 Elect Charles Johnson Mgmt For For For
5 Elect Gregory Johnson Mgmt For For For
6 Elect Rupert Johnson, Jr. Mgmt For For For
7 Elect Mark Pigott Mgmt For For For
8 Elect Chutta Ratnathicam Mgmt For For For
9 Elect Peter Sacerdote Mgmt For For For
10 Elect Laura Stein Mgmt For For For
11 Elect Anne Tatlock Mgmt For Against Against
12 Elect Geoffrey Yang Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2002 Universal Mgmt For For For
Stock Incentive
Plan
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
===========================================================================================================
Freeport-McMoran
Copper & Gold
Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Adkerson Mgmt For For For
1.2 Elect Robert Allison, Jr. Mgmt For Withhold Against
1.3 Elect Robert Day Mgmt For For For
1.4 Elect Gerald Ford Mgmt For For For
1.5 Elect H. Devon Graham, Jr. Mgmt For For For
1.6 Elect Charles Krulak Mgmt For For For
1.7 Elect Bobby Lackey Mgmt For For For
1.8 Elect Jon Madonna Mgmt For For For
1.9 Elect Dustan McCoy Mgmt For For For
1.10 Elect James Moffett Mgmt For For For
1.11 Elect B. M. Rankin, Jr. Mgmt For Withhold Against
1.12 Elect Stephen Siegele Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHldr Against Against For
Environmental Expertise on
Board
===========================================================================================================
Gap, Inc.
Ticker Security ID: Meeting Date Meeting Status
GPS CUSIP 364760108 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Adrian Bellamy Mgmt For For For
1.2 Elect Domenico De Sole Mgmt For For For
1.3 Elect Robert Fisher Mgmt For For For
1.4 Elect William Fisher Mgmt For For For
1.5 Elect Bob Martin Mgmt For For For
1.6 Elect Jorge Montoya Mgmt For For For
1.7 Elect Glenn Murphy Mgmt For For For
1.8 Elect Mayo Shattuck III Mgmt For For For
1.9 Elect Katherine Tsang Mgmt For For For
1.10 Elect Kneeland Youngblood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Long-Term Mgmt For For For
Incentive
Plan
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===========================================================================================================
General Dynamics
Corp.
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mary Barra Mgmt For For For
2 Elect Nicholas Chabraja Mgmt For For For
3 Elect James Crown Mgmt For Against Against
4 Elect William Fricks Mgmt For For For
5 Elect Jay Johnson Mgmt For For For
6 Elect George Joulwan Mgmt For For For
7 Elect Paul Kaminski Mgmt For For For
8 Elect John Keane Mgmt For For For
9 Elect Lester Lyles Mgmt For For For
10 Elect William Osborn Mgmt For For For
11 Elect Robert Walmsley Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 Shareholder Proposal Regarding ShrHldr Against Against For
Review of Human Rights
Policies
16 Shareholder Proposal Regarding Right ShrHldr Against Against For
to Call a Special
Meeting
===========================================================================================================
General Electric
Co.
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect W. Geoffrey Beattie Mgmt For For For
2 Elect James Cash, Jr. Mgmt For For For
3 Elect Ann Fudge Mgmt For For For
4 Elect Susan Hockfield Mgmt For For For
5 Elect Jeffrey Immelt Mgmt For For For
6 Elect Andrea Jung Mgmt For For For
7 Elect Alan Lafley Mgmt For For For
8 Elect Robert Lane Mgmt For For For
9 Elect Ralph Larsen Mgmt For For For
10 Elect Rochelle Lazarus Mgmt For For For
11 Elect James Mulva Mgmt For For For
12 Elect Sam Nunn Mgmt For For For
13 Elect Roger Penske Mgmt For Against Against
14 Elect Robert Swieringa Mgmt For For For
15 Elect James Tisch Mgmt For For For
16 Elect Douglas Warner III Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Executive Mgmt For Against Against
Compensation
19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
20 Shareholder Proposal Cumulative ShrHldr Against Against For
Voting
21 Shareholder Proposal Regarding ShrHldr Against Against For
Performance-Based Equity
Compensation
22 Shareholder Proposal Regarding ShrHldr Against Against For
Restricting Executive
Compensation
23 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Financial Risks of
Climate
Change
24 Shareholder Proposal Regarding ShrHldr Against Against For
Transparency in Animal
Research
===========================================================================================================
Gilead Sciences,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Cogan Mgmt For For For
1.2 Elect Etienne Davignon Mgmt For For For
1.3 Elect James Denny Mgmt For For For
1.4 Elect Carla Hills Mgmt For For For
1.5 Elect Kevin Lofton Mgmt For For For
1.6 Elect John Madigan Mgmt For For For
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For For For
1.9 Elect Nicholas Moore Mgmt For For For
1.10 Elect Richard Whitley Mgmt For Withhold Against
1.11 Elect Gayle Wilson Mgmt For For For
1.12 Elect Per Wold-Olsen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 162(m) Bonus Plan Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement
5 Right to Call a Special Meeting Mgmt For For For
6 Advisory Vote on Executive Mgmt For For For
Compensation
7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===========================================================================================================
Goldman Sachs
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 38141G104 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lloyd Blankfein Mgmt For For For
2 Elect John Bryan Mgmt For For For
3 Elect Gary Cohn Mgmt For For For
4 Elect Claes Dahlback Mgmt For For For
5 Elect Stephen Friedman Mgmt For For For
6 Elect William George Mgmt For For For
7 Elect James Johnson Mgmt For For For
8 Elect Lois Juliber Mgmt For For For
9 Elect Lakshmi Mittal Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHldr Against Against For
Cumulative
Voting
15 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
16 Shareholder Proposal Regarding ShrHldr Against Against For
Retention of Shares After
Retirement
17 Shareholder Proposal Regarding ShrHldr Against Against For
Report on
Compensation
18 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Climate
Change
19 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
===========================================================================================================
Google Inc
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Eric Schmidt Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Ann Mather Mgmt For For For
1.7 Elect Paul Otellini Mgmt For For For
1.8 Elect K. Ram Shriram Mgmt For For For
1.9 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
6 Shareholder Proposal Regarding ShrHldr Against Against For
Formation of Sustainability
Committee
7 Shareholder Proposal Regarding ShrHldr Against For Against
Simple Majority
Vote
8 Shareholder Proposal Regarding ShrHldr Against Against For
Conflict of Interest
Report
===========================================================================================================
Halliburton Co.
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alan Bennett Mgmt For For For
2 Elect James Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For For For
4 Elect Nance Dicciani Mgmt For For For
5 Elect S. Malcolm Gillis Mgmt For Against Against
6 Elect Abdallah Jum'ah Mgmt For For For
7 Elect David Lesar Mgmt For For For
8 Elect Robert Malone Mgmt For For For
9 Elect J. Landis Martin Mgmt For Against Against
10 Elect Debra Reed Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder Proposal Regarding ShrHldr Against Against For
Review of Human Rights
Policies
15 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
===========================================================================================================
Hewlett-Packard
Co.
(de)
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 428236103 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Marc Andreessen Mgmt For For For
2 Elect Leo Apotheker Mgmt For For For
3 Elect Lawrence Babbio Jr. Mgmt For Against Against
4 Elect Sari Baldauf Mgmt For For For
5 Elect Shumeet Banerji Mgmt For For For
6 Elect Rajiv Gupta Mgmt For For For
7 Elect John Hammergren Mgmt For For For
8 Elect Raymond Lane Mgmt For For For
9 Elect Gary Reiner Mgmt For For For
10 Elect Patricia Russo Mgmt For For For
11 Elect Dominique Senequier Mgmt For For For
12 Elect G. Kennedy Thompson Mgmt For For For
13 Elect Margaret Whitman Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 2011 Employee Stock Purchase Plan Mgmt For For For
18 Amendment to the 2005 Mgmt For Against Against
Pay-for-Results
Plan
===========================================================================================================
HJ Heinz Company
Ticker Security ID: Meeting Date Meeting Status
HNZ CUSIP 423074103 08/31/2010 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Johnson Mgmt For N/A N/A
2 Elect Charles Bunch Mgmt For N/A N/A
3 Elect Leonard Coleman, Jr. Mgmt For N/A N/A
4 Elect John Drosdick Mgmt For N/A N/A
5 Elect Edith Holiday Mgmt For N/A N/A
6 Elect Candace Kendle Mgmt For N/A N/A
7 Elect Dean O'Hare Mgmt For N/A N/A
8 Elect Nelson Peltz Mgmt For N/A N/A
9 Elect Dennis Reilley Mgmt For N/A N/A
10 Elect Lynn Swann Mgmt For N/A N/A
11 Elect Thomas Usher Mgmt For N/A N/A
12 Elect Michael Weinstein Mgmt For N/A N/A
13 Ratification of Auditor Mgmt For N/A N/A
14 Shareholder Proposal Regarding Right ShrHldr Against N/A N/A
to Act by Written
Consent
===========================================================================================================
Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Francis Blake Mgmt For For For
3 Elect Ari Bousbib Mgmt For For For
4 Elect Gregory Brenneman Mgmt For For For
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For Against Against
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Elect Ronald Sargent Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Restoration of Written Consent Mgmt For For For
15 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For
CUMULATIVE
VOTING
16 Shareholder Proposal Regarding Right ShrHldr Against Against For
to Call a Special
Meeting
17 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For
EMPLOYMENT DIVERSITY
REPORT
18 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Electioneering
Expenditure
===========================================================================================================
Honeywell
International,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Gordon Bethune Mgmt For For For
2 Elect Kevin Burke Mgmt For For For
3 Elect Jaime Chico Pardo Mgmt For For For
4 Elect David Cote Mgmt For For For
5 Elect D. Scott Davis Mgmt For For For
6 Elect Linnet Deily Mgmt For For For
7 Elect Judd Gregg Mgmt For For For
8 Elect Lord Clive Hollick Mgmt For For For
9 Elect George Paz Mgmt For For For
10 Elect Bradley Sheares Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 2011 Stock Incentive Plan Mgmt For For For
15 Amendment to the Incentive Mgmt For For For
Compensation Plan for Executive
Employees
16 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
17 Shareholder Proposal Regarding Right ShrHldr Against Against For
to Call a Special
Meeting
===========================================================================================================
Hudson City
Bancorp,
Inc.
Ticker Security ID: Meeting Date Meeting Status
HCBK CUSIP 443683107 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ronald Hermance, Jr. Mgmt For For For
2 Elect William Bardel Mgmt For For For
3 Elect Scott Belair Mgmt For For For
4 Elect Cornelius Golding Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 2011 Stock Incentive Plan Mgmt For Against Against
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the
Board
===========================================================================================================
Intel Corp.
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect Frank Yeary Mgmt For For For
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2006 Equity Mgmt For For For
Incentive
Plan
13 Amendment to the 2006 Stock Purchase Mgmt For For For
Plan
14 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===========================================================================================================
International
Business
Machines
Corp.
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect William Brody Mgmt For For For
3 Elect Kenneth Chenault Mgmt For For For
4 Elect Michael Eskew Mgmt For Against Against
5 Elect Shirley Jackson Mgmt For For For
6 Elect Andrew Liveris Mgmt For Against Against
7 Elect W. James McNerney, Jr. Mgmt For For For
8 Elect James Owens Mgmt For For For
9 Elect Samuel Palmisano Mgmt For For For
10 Elect Joan Spero Mgmt For For For
11 Elect Sidney Taurel Mgmt For For For
12 Elect Lorenzo Hector Zambrano Trevino Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
16 Shareholder Proposal Regarding ShrHldr Against Against For
Cumulative
Voting
17 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding ShrHldr Against Against For
Lobbying
Report
===========================================================================================================
Intuit Inc
Ticker Security ID: Meeting Date Meeting Status
INTU CUSIP 461202103 01/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Batchelder Mgmt For For For
2 Elect Christopher Brody Mgmt For Against Against
3 Elect William Campbell Mgmt For Against Against
4 Elect Scott Cook Mgmt For For For
5 Elect Diane Greene Mgmt For For For
6 Elect Michael Hallman Mgmt For For For
7 Elect Edward Kangas Mgmt For For For
8 Elect Suzanne Nora Johnson Mgmt For For For
9 Elect Dennis Powell Mgmt For For For
10 Elect Brad Smith Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Equity Mgmt For Against Against
Incentive
Plan
13 Advisory Vote on Executive Mgmt For For For
Compensation
===========================================================================================================
John Hancock
Bank and Thrift
Opportunity
Fund
Ticker Security ID: Meeting Date Meeting Status
BTO CUSIP 409735206 01/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Carlin Mgmt For For For
1.2 Elect William Cunningham Mgmt For For For
1.3 Elect Deborah Jackson Mgmt For For For
===========================================================================================================
John Hancock
Bank And Thrift
Opportunity
Fund
Ticker Security ID: Meeting Date Meeting Status
BTO CUSIP 409735206 01/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect James Carlin Mgmt For Withhold Against
1.2 Elect William Cunningham Mgmt For Withhold Against
1.3 Elect Deborah Jackson Mgmt For Withhold Against
===========================================================================================================
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Mary Coleman Mgmt For Against Against
2 Elect James Cullen Mgmt For For For
3 Elect Ian Davis Mgmt For For For
4 Elect Michael Johns Mgmt For Against Against
5 Elect Susan Lindquist Mgmt For For For
6 Elect Anne Mulcahy Mgmt For Against Against
7 Elect Leo Mullin Mgmt For For For
8 Elect William Perez Mgmt For Against Against
9 Elect Charles Prince Mgmt For Against Against
10 Elect David Satcher Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Shareholder Proposal Regarding ShrHldr Against Against For
Pharmaceutical Price
Restraints
16 Shareholder Proposal Regarding ShrHldr Against Against For
Policy on Health Status
Discrimination
17 Shareholder Proposal Regarding ShrHldr Against Against For
Animal
Welfare
===========================================================================================================
JP Morgan Chase
&
Company
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For Against Against
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Amendment to the Long-Term Incentive Mgmt For For For
Plan
16 Shareholder Proposal Regarding ShrHldr Against Against For
Affirmation of Political
Nonpartisanship
17 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
18 Shareholder Proposal Regarding ShrHldr Against Against For
Mortgage Loan
Servicing
19 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
20 Shareholder Proposal Regarding ShrHldr Against Against For
Genocide-Free
Investing
21 Shareholder Proposal Regarding an ShrHldr Against Against For
Independent Lead
Director
===========================================================================================================
Keycorp
Ticker Security ID: Meeting Date Meeting Status
KEY CUSIP 493267108 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Edward Campbell Mgmt For Withhold Against
1.2 Elect Joseph Carrabba Mgmt For For For
1.3 Elect Carol Cartwright Mgmt For For For
1.4 Elect Alexander Cutler Mgmt For Withhold Against
1.5 Elect H. James Dallas Mgmt For For For
1.6 Elect Elizabeth Gile Mgmt For For For
1.7 Elect Ruth Ann Gillis Mgmt For For For
1.8 Elect Kristen Manos Mgmt For For For
1.9 Elect Beth Mooney Mgmt For For For
1.10 Elect Bill Sanford Mgmt For For For
1.11 Elect Barbara Snyder Mgmt For For For
1.12 Elect Edward Stack Mgmt For For For
1.13 Elect Thomas Stevens Mgmt For For For
2 2011 Annual Performance Plan Mgmt For For For
3 Amendment to Remove Supermajority Mgmt For For For
Requirement
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For Against Against
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===========================================================================================================
Kohl`s Corp.
Ticker Security ID: Meeting Date Meeting Status
KSS CUSIP 500255104 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Peter Boneparth Mgmt For For For
2 Elect Steven Burd Mgmt For For For
3 Elect John Herma Mgmt For For For
4 Elect Dale Jones Mgmt For For For
5 Elect William Kellogg Mgmt For For For
6 Elect Kevin Mansell Mgmt For For For
7 Elect Frank Sica Mgmt For For For
8 Elect Peter Sommerhauser Mgmt For Against Against
9 Elect Stephanie Streeter Mgmt For For For
10 Elect Nina Vaca Mgmt For For For
11 Elect Stephen Watson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Elimination of Supermajority Mgmt For For For
Requirement in Article
V(f)
14 Elimination of Supermajority Mgmt For For For
Requirement in Article
VI
15 Annual Incentive Plan Mgmt For For For
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
19 Shareholder Proposal Regarding CEO ShrHldr Against Against For
Succession
Planning
===========================================================================================================
Lockheed Martin
Corp.
Ticker Security ID: Meeting Date Meeting Status
LMT CUSIP 539830109 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Nolan Archibald Mgmt For For For
2 Elect Rosalind Brewer Mgmt For For For
3 Elect David Burritt Mgmt For Against Against
4 Elect James Ellis, Jr. Mgmt For For For
5 Elect Thomas Falk Mgmt For For For
6 Elect Gwendolyn King Mgmt For For For
7 Elect James Loy Mgmt For Against Against
8 Elect Douglas McCorkindale Mgmt For Against Against
9 Elect Joseph Ralston Mgmt For Against Against
10 Elect Anne Stevens Mgmt For Against Against
11 Elect Robert Stevens Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2011 Incentive Performance Award Plan Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
===========================================================================================================
Lowe`s Cos., Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 05/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect David Bernauer Mgmt For For For
1.3 Elect Leonard Berry Mgmt For For For
1.4 Elect Peter Browning Mgmt For Withhold Against
1.5 Elect Dawn Hudson Mgmt For For For
1.6 Elect Robert Johnson Mgmt For Withhold Against
1.7 Elect Marshall Larsen Mgmt For For For
1.8 Elect Richard Lochridge Mgmt For For For
1.9 Elect Robert Niblock Mgmt For For For
1.10 Elect Stephen Page Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 2011 Annual Incentive Plan Mgmt For For For
6 Shareholder Proposal Regarding ShrHldr Against For Against
Shareholder Approval of Severance
Agreements
7 Shareholder Proposal Regarding ShrHldr Against Against For
Linking Executive Pay to
Sustainability
8 Shareholder Proposal Regarding ShrHldr Against For Against
Report on Political Contributions
and Expenditure
Report
===========================================================================================================
M & T Bank Corp
Ticker Security ID: Meeting Date Meeting Status
MTB CUSIP 55261F104 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Brent Baird Mgmt For For For
1.2 Elect Robert Bennett Mgmt For For For
1.3 Elect C. Angela Bontempo Mgmt For For For
1.4 Elect Robert Brady Mgmt For Withhold Against
1.5 Elect Michael Buckley Mgmt For For For
1.6 Elect T. Jefferson Cunningham, III Mgmt For For For
1.7 Elect Mark Czarnecki Mgmt For For For
1.8 Elect Gary Geisel Mgmt For For For
1.9 Elect Patrick Hodgson Mgmt For For For
1.10 Elect Richard King Mgmt For Withhold Against
1.11 Elect Jorge Pereira Mgmt For For For
1.12 Elect Michael Pinto Mgmt For For For
1.13 Elect Melinda Rich Mgmt For For For
1.14 Elect Robert Sadler, Jr. Mgmt For For For
1.15 Elect Herbert Washington Mgmt For For For
1.16 Elect Robert Wilmers Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
===========================================================================================================
Marsh & McLennan
Cos.,
Inc.
Ticker Security ID: Meeting Date Meeting Status
MMC CUSIP 571748102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Zachary Carter Mgmt For For For
2 Elect Brian Duperreault Mgmt For For For
3 Elect Oscar Fanjul Mgmt For Against Against
4 Elect H. Edward Hanway Mgmt For For For
5 Elect Lord Ian Lang Mgmt For Against Against
6 Elect Steven Mills Mgmt For For For
7 Elect Bruce Nolop Mgmt For For For
8 Elect Marc Oken Mgmt For For For
9 Elect Morton Schapiro Mgmt For Against Against
10 Elect Adele Simmons Mgmt For For For
11 Elect Lloyd Yates Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2011 Incentive and Stock Award Plan Mgmt For For For
14 Advisory Vote on Executive Mgmt For Against Against
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
===========================================================================================================
McDonald`s Corp
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Arnold Mgmt For For For
2 Elect Richard Lenny Mgmt For For For
3 Elect Cary McMillan Mgmt For For For
4 Elect Sheila Penrose Mgmt For For For
5 Elect James Skinner Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Executive Mgmt For For For
Compensation
8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
9 Elimination of Super-majority Mgmt For For For
Requirement in Article Regarding
Transactions with Interested
Shareholders
10 Elimination of Supermajority Mgmt For For For
Requirement in Article Regarding
the Removal of
Directors
11 Elimination of Supermajority Mgmt For For For
Requirement in Article Regarding
Shareholder
Action
12 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the
Board
13 Shareholder Proposal Regarding ShrHldr Against Against For
Controlled Atmosphere
Killing
14 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Childhood
Obesity
15 Shareholder Proposal Regarding ShrHldr Against Against For
Beverage
Containers
===========================================================================================================
McKesson
Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Andy Bryant Mgmt For For For
2 Elect Wayne Budd Mgmt For For For
3 Elect John Hammergren Mgmt For For For
4 Elect Alton Irby III Mgmt For Abstain Against
5 Elect M. Christine Jacobs Mgmt For Abstain Against
6 Elect Marie Knowles Mgmt For For For
7 Elect David Lawrence Mgmt For Abstain Against
8 Elect Edward Mueller Mgmt For Abstain Against
9 Elect Jane Shaw Mgmt For For For
10 Reapproval of Performance Goals Mgmt For For For
Under the 2005 Stock
Plan
11 Reapproval of Performance Goals Mgmt For For For
Under the 2005 Management Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHldr Against For Against
Retention of Shares After
Retirement
14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A
Report of Ratio Between Executive
and Employee
Pay
===========================================================================================================
Medco Health
Solutions
Ticker Security ID: Meeting Date Meeting Status
MHS CUSIP 58405U102 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Howard Barker, Jr. Mgmt For For For
2 Elect John Cassis Mgmt For For For
3 Elect Michael Goldstein Mgmt For Against Against
4 Elect Charles Lillis Mgmt For Against Against
5 Elect Myrtle Potter Mgmt For For For
6 Elect William Roper Mgmt For For For
7 Elect David Snow, Jr. Mgmt For For For
8 Elect David Stevens Mgmt For For For
9 Elect Blenda Wilson Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Elimination of Supermajority Mgmt For For For
Requirements
12 Amendment to the 2002 Stock Mgmt For For For
Incentive
Plan
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
15 Shareholder Proposal Regarding ShrHldr Against Against For
Restricting Executive
Compensation
===========================================================================================================
Medtronic Inc
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP 585055106 08/25/2010 Unvoted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Anderson Mgmt For N/A N/A
1.2 Elect David Calhoun Mgmt For N/A N/A
1.3 Elect Victor Dzau Mgmt For N/A N/A
1.4 Elect William Hawkins Mgmt For N/A N/A
1.5 Elect Shirley Jackson Mgmt For N/A N/A
1.6 Elect James Lenehan Mgmt For N/A N/A
1.7 Elect Denise O'Leary Mgmt For N/A N/A
1.8 Elect Kendall Powell Mgmt For N/A N/A
1.9 Elect Robert Pozen Mgmt For N/A N/A
1.10 Elect Jean-Pierre Rosso Mgmt For N/A N/A
1.11 Elect Jack Schuler Mgmt For N/A N/A
2 Ratification of Auditor Mgmt For N/A N/A
===========================================================================================================
Merck & Co., Inc
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Leslie Brun Mgmt For For For
2 Elect Thomas Cech Mgmt For For For
3 Elect Richard Clark Mgmt For For For
4 Elect Kenneth Frazier Mgmt For For For
5 Elect Thomas Glocer Mgmt For For For
6 Elect Steven Goldstone Mgmt For For For
7 Elect William Harrison, Jr. Mgmt For For For
8 Elect Harry Jacobson Mgmt For For For
9 Elect William Kelley Mgmt For For For
10 Elect C. Robert Kidder Mgmt For For For
11 Elect Rochelle Lazarus Mgmt For For For
12 Elect Carlos Represas Mgmt For For For
13 Elect Patricia Russo Mgmt For For For
14 Elect Thomas Shenk Mgmt For For For
15 Elect Anne Tatlock Mgmt For For For
16 Elect Craig Thompson Mgmt For For For
17 Elect Wendell Weeks Mgmt For For For
18 Elect Peter Wendell Mgmt For For For
19 Ratification of Auditor Mgmt For For For
20 Advisory Vote on Executive Mgmt For For For
Compensation
21 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
===========================================================================================================
Metlife Inc
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Steven Kandarian Mgmt For For For
1.2 Elect Sylvia Mathews Burwell Mgmt For For For
1.3 Elect Eduardo Castro-Wright Mgmt For For For
1.4 Elect Cheryl Grise Mgmt For For For
1.5 Elect Lulu Wang Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===========================================================================================================
Micron Technology
Ticker Security ID: Meeting Date Meeting Status
MU CUSIP 595112103 12/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Steven Appleton Mgmt For For For
2 Elect Teruaki Aoki Mgmt For For For
3 Elect James Bagley Mgmt For Against Against
4 Elect Robert Bailey Mgmt For For For
5 Elect Mercedes Johnson Mgmt For For For
6 Elect Lawrence Mondry Mgmt For For For
7 Elect Robert Switz Mgmt For For For
8 Amendment to the 2007 Equity Mgmt For For For
Incentive
Plan
9 Ratification of Auditor Mgmt For For For
===========================================================================================================
Microsoft Corp.
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/16/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Steven Ballmer Mgmt For For For
2 Elect Dina Dublon Mgmt For For For
3 Elect William Gates III Mgmt For For For
4 Elect Raymond Gilmartin Mgmt For For For
5 Elect Reed Hastings Mgmt For For For
6 Elect Maria Klawe Mgmt For For For
7 Elect David Marquardt Mgmt For For For
8 Elect Charles Noski Mgmt For For For
9 Elect Helmut Panke Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHldr Against Against For
Formation of Environmental
Sustainability
Committee
===========================================================================================================
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MPQ CUSIP 617446448 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Roy Bostock Mgmt For For For
2 Elect Erskine Bowles Mgmt For For For
3 Elect Howard Davies Mgmt For For For
4 Elect James Gorman Mgmt For For For
5 Elect James Hance, Jr. Mgmt For For For
6 Elect C. Robert Kidder Mgmt For For For
7 Elect John Mack Mgmt For For For
8 Elect Donald Nicolaisen Mgmt For For For
9 Elect Hutham Olayan Mgmt For For For
10 Elect James Owens Mgmt For For For
11 Elect O. Griffith Sexton Mgmt For For For
12 Elect Masaaki Tanaka Mgmt For For For
13 Elect Laura Tyson Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2007 Equity Mgmt For For For
Incentive Compensation
Plan
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===========================================================================================================
Newmont Mining
Corp.
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Glen Barton Mgmt For For For
2 Elect Vincent Calarco Mgmt For For For
3 Elect Joseph Carrabba Mgmt For For For
4 Elect Noreen Doyle Mgmt For For For
5 Elect Veronica Hagen Mgmt For For For
6 Elect Michael Hamson Mgmt For For For
7 Elect Richard O'Brien Mgmt For For For
8 Elect John Prescott Mgmt For For For
9 Elect Donald Roth Mgmt For For For
10 Elect Simon Thompson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===========================================================================================================
NextEra Energy
Inc
Ticker Security ID: Meeting Date Meeting Status
NEE CUSIP 65339F101 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Sherry Barrat Mgmt For For For
1.2 Elect Robert Beall II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For For For
1.4 Elect James Camaren Mgmt For For For
1.5 Elect Kenneth Dunn Mgmt For For For
1.6 Elect J. Brian Ferguson Mgmt For For For
1.7 Elect Lewis Hay III Mgmt For For For
1.8 Elect Toni Jennings Mgmt For For For
1.9 Elect Oliver Kingsley, Jr. Mgmt For For For
1.10 Elect Rudy Schupp Mgmt For For For
1.11 Elect William Swanson Mgmt For For For
1.12 Elect Michael Thaman Mgmt For For For
1.13 Elect Hansel Tookes II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2011 Long Term Incentive Plan Mgmt For Against Against
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===========================================================================================================
NFJ Dividend
Interest &
Premium
Strategy
Ticker Security ID: Meeting Date Meeting Status
NFJ CUSIP 65337H109 07/21/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Paul Belica Mgmt For For For
1.2 Elect James Jacobson Mgmt For For For
1.3 Elect R. Peter Sullivan III Mgmt For For For
1.4 Elect Alan Rappaport Mgmt For For For
===========================================================================================================
Nisource Inc
Ticker Security ID: Meeting Date Meeting Status
NI CUSIP 65473P105 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Abdoo Mgmt For For For
2 Elect Steven Beering Mgmt For For For
3 Elect Mike Jesanis Mgmt For For For
4 Elect Marty Kittrell Mgmt For For For
5 Elect W. Lee Nutter Mgmt For For For
6 Elect Deborah Parker Mgmt For For For
7 Elect Ian Rolland Mgmt For For For
8 Elect Robert Skaggs, Jr. Mgmt For For For
9 Elect Richard Thompson Mgmt For For For
10 Elect Carolyn Woo Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
===========================================================================================================
Nuveen
Multi-Currency
Short-Term
Government
Income
Fund
Ticker Security ID: Meeting Date Meeting Status
JGT CUSIP 67090N109 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Amboian Mgmt For For For
1.2 Elect David Kundert Mgmt For For For
1.3 Elect Terence Toth Mgmt For For For
===========================================================================================================
Nuveen
Multi-Currency
Short-Term
Government
Income
Fund
Ticker Security ID: Meeting Date Meeting Status
JGT CUSIP 67090N109 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect John Amboian Mgmt For Withhold Against
1.2 Elect David Kundert Mgmt For Withhold Against
1.3 Elect Terence Toth Mgmt For Withhold Against
===========================================================================================================
Occidental
Petroleum
Corp.
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Howard Atkins Mgmt For For For
3 Elect Stephen Chazen Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Margaret Foran Mgmt For For For
7 Elect Carlos Gutierrez Mgmt For For For
8 Elect Ray Irani Mgmt For For For
9 Elect Avedick Poladian Mgmt For For For
10 Elect Rodolfo Segovia Mgmt For For For
11 Elect Aziz Syriani Mgmt For For For
12 Elect Rosemary Tomich Mgmt For For For
13 Elect Walter Weisman Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A
Executive
Compensation
17 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
18 Shareholder Proposal Regarding ShrHldr Against Against For
Environmental Expertise on
Board
===========================================================================================================
Pepsico Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Shona Brown Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For For For
5 Elect Ray Hunt Mgmt For For For
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For For For
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Adoption of Majority Vote for Mgmt For For For
Election of
Directors
17 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
18 Shareholder Proposal Regarding ShrHldr Against Against For
Reviewing Political Contributions
and
Expenditures
===========================================================================================================
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Dennis Ausiello Mgmt For For For
2 Elect Michael Brown Mgmt For For For
3 Elect M. Anthony Burns Mgmt For For For
4 Elect W. Don Cornwell Mgmt For For For
5 Elect Frances Fergusson Mgmt For For For
6 Elect William Gray, III Mgmt For For For
7 Elect Constance Horner Mgmt For For For
8 Elect James Kilts Mgmt For For For
9 Elect George Lorch Mgmt For For For
10 Elect John Mascotte Mgmt For For For
11 Elect Suzanne Nora Johnson Mgmt For For For
12 Elect Ian Read Mgmt For For For
13 Elect Stephen Sanger Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against
COMPENSATION
16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding ShrHldr Against Against For
Publishing Political Contributions
and Expenditure in
Newspapers
18 Shareholder Proposal Regarding ShrHldr Against Against For
Lobbying Priorities
Report
19 Shareholder Proposal Regarding ShrHldr Against Against For
Pharmaceutical Price
Restraints
20 Shareholder Proposal Regarding the ShrHldr Against For Against
Right to Act by Written
Consent
21 Shareholder Proposal Regarding Right ShrHldr Against Against For
to Call a Special
Meeting
22 Shareholder Proposal Regarding ShrHldr Against Against For
Transparency in Animal
Research
===========================================================================================================
Philip Morris
International
Inc
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Cabiallavetta Mgmt For For For
3 Elect Louis Camilleri Mgmt For For For
4 Elect J. Dudley Fishburn Mgmt For For For
5 Elect Jennifer Li Mgmt For For For
6 Elect Graham Mackay Mgmt For For For
7 Elect Sergio Marchionne Mgmt For Against Against
8 Elect Lucio Noto Mgmt For For For
9 Elect Carlos Slim Helu Mgmt For For For
10 Elect Stephen Wolf Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
14 Shareholder proposal Regarding Food ShrHldr Against Against For
Insecurity and Tobacco
Use
15 Shareholder Proposal Regarding ShrHldr Against For Against
Independent Board
Chairman
===========================================================================================================
PNC Financial
Services
Group
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 693475105 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Richard Berndt Mgmt For For For
2 Elect Charles Bunch Mgmt For For For
3 Elect Paul Chellgren Mgmt For For For
4 Elect Kay James Mgmt For For For
5 Elect Richard Kelson Mgmt For Against Against
6 Elect Bruce Lindsay Mgmt For For For
7 Elect Anthony Massaro Mgmt For For For
8 Elect Jane Pepper Mgmt For For For
9 Elect James Rohr Mgmt For Against Against
10 Elect Donald Shepard Mgmt For For For
11 Elect Lorene Steffes Mgmt For For For
12 Elect Dennis Strigl Mgmt For For For
13 Elect Thomas Usher Mgmt For For For
14 Elect George Walls, Jr. Mgmt For For For
15 Elect Helge Wehmeier Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Amendment to the 2006 Incentive Mgmt For For For
Award
Plan
18 Advisory Vote on Executive Mgmt For For For
Compensation
19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===========================================================================================================
Precision
Castparts
Corp.
Ticker Security ID: Meeting Date Meeting Status
PCP CUSIP 740189105 08/10/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Daniel Murphy Mgmt For For For
1.2 Elect Steven Rothmeier Mgmt For For For
1.3 Elect Richard Wambold Mgmt For For For
1.4 Elect Timothy Wicks Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHldr Against For Against
Declassification of the
Board
===========================================================================================================
Prudential
Financial
Inc.
Ticker Security ID: Meeting Date Meeting Status
PRU CUSIP 744320102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Thomas Baltimore Jr. Mgmt For For For
2 Elect Gordon Bethune Mgmt For For For
3 Elect Gaston Caperton Mgmt For For For
4 Elect Gilbert Casellas Mgmt For For For
5 Elect James Cullen Mgmt For Against Against
6 Elect William Gray, III Mgmt For For For
7 Elect Mark Grier Mgmt For For For
8 Elect Constance Horner Mgmt For For For
9 Elect Martina Hund-Mejean Mgmt For For For
10 Elect Karl Krapek Mgmt For For For
11 Elect Christine Poon Mgmt For For For
12 Elect John Strangfeld Mgmt For For For
13 Elect James Unruh Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Shareholder Proposal Regarding ShrHldr For For For
Simple Majority
Vote
18 Shareholder Proposal Regarding ShrHldr Against Against For
Lobbying
Report
===========================================================================================================
Republic
Services,
Inc.
Ticker Security ID: Meeting Date Meeting Status
RSG CUSIP 760759100 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Crownover Mgmt For For For
2 Elect John Croghan Mgmt For For For
3 Elect William Flynn Mgmt For For For
4 Elect Michael Larson Mgmt For For For
5 Elect Nolan Lehmann Mgmt For For For
6 Elect W. Lee Nutter Mgmt For For For
7 Elect Ramon Rodriguez Mgmt For For For
8 Elect Donald Slager Mgmt For For For
9 Elect Allan Sorensen Mgmt For For For
10 Elect John Trani Mgmt For For For
11 Elect Michael Wickham Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
14 Amendment to the 2007 Stock Mgmt For For For
Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding the ShrHldr Against For Against
Approval of Survivor Benefits
(Golden
Coffins)
===========================================================================================================
Schlumberger
Ltd.
(Netherlands
Antilles)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Philippe Camus Mgmt For For For
2 Elect Peter Currie Mgmt For For For
3 Elect Andrew Gould Mgmt For For For
4 Elect Tony Isaac Mgmt For Against Against
5 Elect K.V. Kamath Mgmt For For For
6 Elect Nikolay Kudryavtsev Mgmt For For For
7 Elect Adrian Lajous Mgmt For For For
8 Elect Michael Marks Mgmt For For For
9 Elect Elizabeth Moler Mgmt For For For
10 Elect Leo Reif Mgmt For For For
11 Elect Tore Sandvold Mgmt For For For
12 Elect Henri Seydoux Mgmt For For For
13 Elect Paal Kibsgaard Mgmt For For For
14 Elect Lubna Olayan Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against
Executive
Compensation
17 Increase of Authorized Common Stock Mgmt For For For
18 Amendements to Articles Mgmt For For For
19 Approval of Financial Statements and Mgmt For For For
Dividends
20 Ratification of Auditor Mgmt For For For
===========================================================================================================
Simon Property
Group,
Inc.
Ticker Security ID: Meeting Date Meeting Status
SPG CUSIP 828806109 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Melvyn Bergstein Mgmt For For For
2 Elect Linda Bynoe Mgmt For For For
3 Elect Larry Glasscock Mgmt For For For
4 Elect Karen Horn Mgmt For Against Against
5 Elect Allan Hubbard Mgmt For For For
6 Elect Reuben Leibowitz Mgmt For For For
7 Elect Daniel Smith Mgmt For For For
8 Elect J. Albert Smith, Jr. Mgmt For For For
9 Advisory Vote on Executive Mgmt For For For
Compensation
10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
===========================================================================================================
Southern Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Juanita Baranco Mgmt For For For
1.2 Elect Jon Boscia Mgmt For For For
1.3 Elect Henry Clark III Mgmt For For For
1.4 Elect Thomas Fanning Mgmt For For For
1.5 Elect H. William Habermeyer, Jr. Mgmt For For For
1.6 Elect Veronica Hagen Mgmt For For For
1.7 Elect Warren Hood, Jr. Mgmt For For For
1.8 Elect Donald James Mgmt For Withhold Against
1.9 Elect Dale Klein Mgmt For For For
1.10 Elect J. Neal Purcell Mgmt For For For
1.11 Elect William Smith, Jr. Mgmt For For For
1.12 Elect Steven Specker Mgmt For For For
1.13 Elect Larry Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
5 2011 Omnibus Incentive Compensation Mgmt For For For
Plan
6 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Coal Combustion
Waste
===========================================================================================================
Southwest
Airlines
Co
Ticker Security ID: Meeting Date Meeting Status
LUV CUSIP 844741108 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Biegler Mgmt For For For
2 Elect Douglas Brooks Mgmt For For For
3 Elect William Cunningham Mgmt For For For
4 Elect John Denison Mgmt For For For
5 Elect Gary Kelly Mgmt For For For
6 Elect Nancy Loeffler Mgmt For For For
7 Elect John Montford Mgmt For For For
8 Elect Thomas Nealon Mgmt For For For
9 Elect Daniel Villanueva Mgmt For For For
10 Advisory Vote on Executive Mgmt For For For
Compensation
11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHldr Against For Against
Simple Majority
Vote
===========================================================================================================
Southwestern
Energy
Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Lewis Epley, Jr. Mgmt For For For
2 Elect Robert Howard Mgmt For For For
3 Elect Greg Kerley Mgmt For Against Against
4 Elect Harold Korell Mgmt For For For
5 Elect Vello Kuuskraa Mgmt For For For
6 Elect Kenneth Mourton Mgmt For For For
7 Elect Steven Mueller Mgmt For For For
8 Elect Charles Scharlau Mgmt For For For
9 Elect Alan Stevens Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Amendment to the Bylaws to Reduce Mgmt For For For
the Ownership Threshold for
Shareholders to Call a Special
Meeting
14 Shareholder Proposal Regarding ShrHldr Against Against For
Political Contributions and
Expenditure
Report
===========================================================================================================
Starbucks Corp.
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Howard Schultz Mgmt For For For
2 Elect William Bradley Mgmt For For For
3 Elect Mellody Hobson Mgmt For For For
4 Elect Kevin Johnson Mgmt For For For
5 Elect Olden Lee Mgmt For For For
6 Elect Sheryl Sandberg Mgmt For For For
7 Elect James Shennan, Jr. Mgmt For For For
8 Elect Javier Teruel Mgmt For For For
9 Elect Myron Ullman III Mgmt For For For
10 Elect Craig Weatherup Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Approval of Revised Performance Mgmt For For For
Criteria Under the 2005 Long-Term
Equity Incentive
Plan
14 Amendment to the 2005 Long-Term Mgmt For For For
Equity Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For
RECYCLING STRATEGY FOR BEVERAGE
CONTAINERS
===========================================================================================================
State Street
Corp.
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Kennett Burnes Mgmt For For For
2 Elect Peter Coym Mgmt For For For
3 Elect Patrick de Saint-Aignan Mgmt For For For
4 Elect Amelia Fawcett Mgmt For For For
5 Elect David Gruber Mgmt For For For
6 Elect Linda Hill Mgmt For For For
7 Elect Joseph Hooley Mgmt For For For
8 Elect Robert Kaplan Mgmt For For For
9 Elect Charles LaMantia Mgmt For For For
10 Elect Richard Sergel Mgmt For For For
11 Elect Ronald Skates Mgmt For For For
12 Elect Gregory Summe Mgmt For Against Against
13 Elect Robert Weissman Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 2011 Senior Executive Annual Mgmt For For For
Incentive
Plan
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
===========================================================================================================
Stryker Corp.
Ticker Security ID: Meeting Date Meeting Status
SYK CUSIP 863667101 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Howard Cox, Jr. Mgmt For For For
1.2 Elect Srikant Datar Mgmt For For For
1.3 Elect Roch Doliveux Mgmt For For For
1.4 Elect Louis Francesconi Mgmt For Withhold Against
1.5 Elect Allan Golston Mgmt For For For
1.6 Elect Howard Lance Mgmt For For For
1.7 Elect Stephen MacMillan Mgmt For For For
1.8 Elect William Parfet Mgmt For Withhold Against
1.9 Elect Ronda Stryker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2011 Long-Term Incentive Plan Mgmt For For For
4 2011 Performance Incentive Award Plan Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
===========================================================================================================
SunAmerica
Focused Alpha
Large-Cap Fund,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FGI CUSIP 867038101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Grant Mgmt For Withhold Against
1.2 Elect Stephen Gutman Mgmt For Withhold Against
1.3 Elect Peter Harbeck Mgmt For Withhold Against
2 Shareholder Proposal Regarding ShrHldr Against Against For
Termination of Management and
Advisory
Agreements
===========================================================================================================
SunAmerica
Focused Alpha
Large-Cap Fund,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FGI CUSIP 867038101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Grant Mgmt For For For
1.2 Elect Stephen Gutman Mgmt For For For
1.3 Elect Peter Harbeck Mgmt For For For
2 Shareholder Proposal Regarding ShrHldr Against For Against
Termination of Management and
Advisory
Agreements
===========================================================================================================
SunAmerica
Focused Alpha
Large-Cap Fund,
Inc.
Ticker Security ID: Meeting Date Meeting Status
FGI CUSIP 867038101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Richard Grant Mgmt For Withhold Against
1.2 Elect Stephen Gutman Mgmt For Withhold Against
1.3 Elect Peter Harbeck Mgmt For Withhold Against
2 Shareholder Proposal Regarding ShrHldr Against Abstain Against
Termination of Management and
Advisory
Agreements
===========================================================================================================
Target Corp
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Roxanne Austin Mgmt For For For
2 Elect Calvin Darden Mgmt For For For
3 Elect Mary Dillon Mgmt For For For
4 Elect James Johnson Mgmt For For For
5 Elect Mary Minnick Mgmt For For For
6 Elect Anne Mulcahy Mgmt For Against Against
7 Elect Derica Rice Mgmt For For For
8 Elect Stephen Sanger Mgmt For For For
9 Elect Gregg Steinhafel Mgmt For For For
10 Elect John Stumpf Mgmt For For For
11 Elect Solomon Trujillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2011 Long-Term Incentive Plan Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Shareholder Proposal Regarding ShrHldr Against Against For
Compensation
Benchmarking
17 Shareholder Proposal Regarding ShrHldr Against Against For
Report on Electronic
Waste
===========================================================================================================
Texas
Instruments
Inc.
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Ralph Babb, Jr. Mgmt For For For
2 Elect Daniel Carp Mgmt For For For
3 Elect Carrie Cox Mgmt For For For
4 Elect Stephen MacMillan Mgmt For For For
5 Elect Pamela Patsley Mgmt For For For
6 Elect Robert Sanchez Mgmt For For For
7 Elect Wayne Sanders Mgmt For For For
8 Elect Ruth Simmons Mgmt For Against Against
9 Elect Richard Templeton Mgmt For For For
10 Elect Christine Whitman Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
===========================================================================================================
The Gabelli
Healthcare &
Wellness
Trust
Ticker Security ID: Meeting Date Meeting Status
GRX CUSIP 36246K103 05/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mario Gabelli Mgmt For For For
1.2 Elect Vincent Enright Mgmt For For For
1.3 Elect Anthonie van Ekris Mgmt For For For
===========================================================================================================
The Gabelli
Healthcare &
Wellness
Trust
Ticker Security ID: Meeting Date Meeting Status
GRX CUSIP 36246K103 05/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Mario Gabelli Mgmt For Withhold Against
1.2 Elect Vincent Enright Mgmt For Withhold Against
1.3 Elect Anthonie van Ekris Mgmt For Withhold Against
===========================================================================================================
The Walt Disney
Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Susan Arnold Mgmt For Against Against
2 Elect John Bryson Mgmt For For For
3 Elect John Chen Mgmt For Against Against
4 Elect Judith Estrin Mgmt For For For
5 Elect Robert Iger Mgmt For For For
6 Elect Steven Jobs Mgmt For Against Against
7 Elect Fred Langhammer Mgmt For Against Against
8 Elect Aylwin Lewis Mgmt For Against Against
9 Elect Monica Lozano Mgmt For For For
10 Elect Robert Matschullat Mgmt For For For
11 Elect John Pepper, Jr. Mgmt For Against Against
12 Elect Sheryl Sandberg Mgmt For For For
13 Elect Orin Smith Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 2011 Stock Incentive Plan Mgmt For Against Against
16 Advisory Vote on Executive Mgmt For Against Against
Compensation
17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
18 Shareholder Proposal Regarding One ShrHldr Against Against For
Test Performance
Assessment
===========================================================================================================
Time Warner Inc
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 05/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect James Barksdale Mgmt For For For
2 Elect William Barr Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For For For
5 Elect Frank Caufield Mgmt For For For
6 Elect Robert Clark Mgmt For Against Against
7 Elect Mathias Dopfner Mgmt For For For
8 Elect Jessica Einhorn Mgmt For For For
9 Elect Fred Hassan Mgmt For For For
10 Elect Michael Miles Mgmt For Against Against
11 Elect Kenneth Novack Mgmt For Against Against
12 Elect Paul Wachter Mgmt For For For
13 Elect Deborah Wright Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For Against Against
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Elimination of Absolute Majority Mgmt For For For
Voting
Requirement
18 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Act by Written
Consent
===========================================================================================================
TJX Companies,
Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jose Alvarez Mgmt For For For
2 Elect Alan Bennett Mgmt For For For
3 Elect Bernard Cammarata Mgmt For For For
4 Elect David Ching Mgmt For For For
5 Elect Michael Hines Mgmt For For For
6 Elect Amy Lane Mgmt For For For
7 Elect Carol Meyrowitz Mgmt For For For
8 Elect John O'Brien Mgmt For For For
9 Elect Willow Shire Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===========================================================================================================
Travelers
Companies
Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alan Beller Mgmt For For For
2 Elect John Dasburg Mgmt For For For
3 Elect Janet Dolan Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Jay Fishman Mgmt For For For
6 Elect Lawrence Graev Mgmt For For For
7 Elect Patricia Higgins Mgmt For For For
8 Elect Thomas Hodgson Mgmt For For For
9 Elect Cleve Killingsworth, Jr. Mgmt For For For
10 Elect Donald Shepard Mgmt For For For
11 Elect Laurie Thomsen Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For Against Against
Compensation
14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
===========================================================================================================
Union Pacific
Corp.
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For For For
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Richards Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For Against Against
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Actions adversely affecting Mgmt For For For
preferred
stock
17 Removal of directors Mgmt For For For
18 Changing the authorized amount of Mgmt For For For
capital
stock.
19 Shareholder Proposal Regarding ShrHldr Against For Against
Independent Board
Chairman
===========================================================================================================
United Parcel
Service,
Inc.
Ticker Security ID: Meeting Date Meeting Status
UPS CUSIP 911312106 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect F. Duane Ackerman Mgmt For Against Against
2 Elect Michael Burns Mgmt For For For
3 Elect D. Scott Davis Mgmt For For For
4 Elect Stuart Eizenstat Mgmt For For For
5 Elect Michael Eskew Mgmt For For For
6 Elect William Johnson Mgmt For For For
7 Elect Ann Livermore Mgmt For For For
8 Elect Rudy Markham Mgmt For For For
9 Elect Clark Randt, Jr. Mgmt For For For
10 Elect John Thompson Mgmt For For For
11 Elect Carol Tome Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Transaction of Other Business Mgmt For Against Against
===========================================================================================================
United
Technologies
Corp.
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Louis Chenevert Mgmt For For For
2 Elect John Faraci Mgmt For For For
3 Elect Jean-Pierre Garnier Mgmt For For For
4 Elect Jamie Gorelick Mgmt For For For
5 Elect Edward Kangas Mgmt For For For
6 Elect Ellen Kullman Mgmt For For For
7 Elect Charles Lee Mgmt For For For
8 Elect Richard McCormick Mgmt For For For
9 Elect Harold McGraw III Mgmt For For For
10 Elect Richard Myers Mgmt For For For
11 Elect H. Patrick Swygert Mgmt For For For
12 Elect Andre Villeneuve Mgmt For For For
13 Elect Christine Whitman Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2005 Long-Term Mgmt For For For
Incentive
Plan
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Frequency of Advisory Vote on Mgmt N/A 3 Years N/A
Executive
Compensation
18 Shareholder Proposal Regarding ShrHldr Against For Against
Retention of
Shares
===========================================================================================================
Unitedhealth
Group
Inc
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 05/23/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect William Ballard, Jr. Mgmt For Against Against
2 Elect Richard Burke Mgmt For Against Against
3 Elect Robert Darretta Mgmt For For For
4 Elect Stephen Hemsley Mgmt For For For
5 Elect Michele Hooper Mgmt For For For
6 Elect Rodger Lawson Mgmt For For For
7 Elect Douglas Leatherdale Mgmt For Against Against
8 Elect Glenn Renwick Mgmt For For For
9 Elect Kenneth Shine Mgmt For For For
10 Elect Gail Wilensky Mgmt For Against Against
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 2011 Incentive Stock Plan Mgmt For For For
14 Amendment to the 1993 Employee Stock Mgmt For For For
Purchase
Plan
15 Ratification of Auditor Mgmt For For For
===========================================================================================================
Unum Group
Ticker Security ID: Meeting Date Meeting Status
UNM CUSIP 91529Y106 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Jon Fossel Mgmt For For For
2 Elect Gloria Larson Mgmt For For For
3 Elect William Ryan Mgmt For For For
4 Elect Thomas Watjen Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
7 Savings-Related Share Option Scheme Mgmt For For For
2011
8 Ratification of Auditor Mgmt For For For
===========================================================================================================
US Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Douglas Baker, Jr. Mgmt For For For
2 Elect Y. Marc Belton Mgmt For For For
3 Elect Victoria Buyniski Gluckman Mgmt For For For
4 Elect Arthur Collins, Jr. Mgmt For For For
5 Elect Richard Davis Mgmt For For For
6 Elect Joel Johnson Mgmt For For For
7 Elect Olivia Kirtley Mgmt For For For
8 Elect Jerry Levin Mgmt For For For
9 Elect David O'Maley Mgmt For For For
10 Elect O'Dell Owens Mgmt For For For
11 Elect Richard Reiten Mgmt For For For
12 Elect Craig Schnuck Mgmt For For For
13 Elect Patrick Stokes Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against
Executive
Compensation
17 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Director
Compensation
===========================================================================================================
Wal-Mart Stores,
Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For For For
9 Elect Steven Reinemund Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For For For
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For For For
13 Elect S. Robson Walton Mgmt For For For
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
18 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
19 Shareholder Proposal Regarding ShrHldr Against Against For
Adopting Gender Identity Anti-Bias
Policy
20 Shareholder Proposal Regarding ShrHldr Against For Against
Political Contributions and
Expenditure
Report
21 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
22 Shareholder Proposal Regarding ShrHldr Against Against For
Supplier Sustainability
Reports
23 Shareholder Proposal Regarding ShrHldr Against Against For
Climate Change Risk
Report
===========================================================================================================
Wellpoint Inc.
Ticker Security ID: Meeting Date Meeting Status
WLP CUSIP 94973V107 05/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Warren Jobe Mgmt For For For
3 Elect William Mays Mgmt For For For
4 Elect William Ryan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Elimination of Supermajority Mgmt For For For
Requirement for Restrictions on
Ownership and Transfer of Stock,
Voting Rights of Shares and Number
of
Directors
7 Elimination of Supermajority Mgmt For For For
Requirement for Certain Business
Combinations
8 Amendments Removing Certain Mgmt For For For
Restrictions on Ownership of
Shares
9 Amendments Deleting Certain Obsolete Mgmt For For For
Provisions
10 Amendments Deleting Certain Obsolete Mgmt For For For
Provisions and Making Conforming
Changes
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
13 Shareholder Proposal Regarding ShrHldr Against Against For
Conversion to Nonprofit
Status
14 Shareholder Proposal Regarding ShrHldr Against Against For
Reincorporation
15 Shareholder Proposal Regarding ShrHldr Against For Against
Independent Board
Chairman
===========================================================================================================
Wells Fargo & Co.
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect John Baker II Mgmt For Against Against
2 Elect John Chen Mgmt For For For
3 Elect Lloyd Dean Mgmt For For For
4 Elect Susan Engel Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Donald James Mgmt For Against Against
7 Elect Mackey McDonald Mgmt For Against Against
8 Elect Cynthia Milligan Mgmt For Against Against
9 Elect Nicholas Moore Mgmt For For For
10 Elect Philip Quigley Mgmt For Against Against
11 Elect Judith Runstad Mgmt For For For
12 Elect Stephen Sanger Mgmt For For For
13 Elect John Stumpf Mgmt For For For
14 Elect Susan Swenson Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal Regarding Right ShrHldr Against For Against
to Call a Special
Meeting
19 Shareholder Proposal Regarding ShrHldr Against For Against
Cumulative
Voting
20 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Board
Chairman
21 Shareholder Proposal Regarding ShrHldr Against Against For
Advisory Vote on Director
Compensation
22 Shareholder Proposal Regarding ShrHldr Against Against For
Independent Review of Controls
Related to Loans, Foreclosures and
Securitizations
===========================================================================================================
Williams Cos.,
Inc
Ticker Security ID: Meeting Date Meeting Status
WMB CUSIP 969457100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Alan Armstrong Mgmt For For For
2 Elect Joseph Cleveland Mgmt For For For
3 Elect Juanita Hinshaw Mgmt For For For
4 Elect Frank MacInnis Mgmt For For For
5 Elect Janice Stoney Mgmt For For For
6 Elect Laura Sugg Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Executive Mgmt For For For
Compensation
9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
===========================================================================================================
Xcel Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
XEL CUSIP 98389B100 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Fredric Corrigan Mgmt For For For
2 Elect Richard Davis Mgmt For For For
3 Elect Benjamin Fowke III Mgmt For For For
4 Elect Richard Kelly Mgmt For For For
5 Elect Albert Moreno Mgmt For For For
6 Elect Christopher Policinski Mgmt For For For
7 Elect A. Patricia Sampson Mgmt For For For
8 Elect James Sheppard Mgmt For For For
9 Elect David Westerlund Mgmt For For For
10 Elect Kim Williams Mgmt For For For
11 Elect Timothy Wolf Mgmt For For For
12 Amendment to the Non-Employee Mgmt For For For
Directors' Stock Equivalent
Plan
13 Elimination of Cumulative Voting Mgmt For For For
14 Amendments to Articles of Mgmt For For For
Incorporation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Advisory Vote on Executive Mgmt For For For
Compensation
17 Ratification of Auditor Mgmt For For For
===========================================================================================================
Yum Brands Inc.
Ticker Security ID: Meeting Date Meeting Status
YUM CUSIP 988498101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect David Dorman Mgmt For For For
2 Elect Massimo Ferragamo Mgmt For For For
3 Elect J. David Grissom Mgmt For For For
4 Elect Bonnie Hill Mgmt For For For
5 Elect Robert Holland, Jr. Mgmt For For For
6 Elect Kenneth Langone Mgmt For For For
7 Elect Jonathan Linen Mgmt For For For
8 Elect Thomas Nelson Mgmt For For For
9 Elect David Novak Mgmt For For For
10 Elect Thomas Ryan Mgmt For For For
11 Elect Jing-Shyh Su Mgmt For For For
12 Elect Robert Walter Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For
Executive
Compensation
16 Right to Call a Special Meeting Mgmt For For For