clm_npx-0612.htm
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY


Investment Company Act file number       811-05150      


Cornerstone Strategic Value Fund, Inc.
(Exact name of registrant as specified in charter)
 
 
350 Jericho Turnpike, Suite 206                          Jericho, New York
11753
(Address of principal executive offices)
(Zip code)
 
 
Frank L. Newbauer, Esq.

Ultimus Fund Solutions, LLC  225 Pictoria Drive, Suite 450   Cincinnati, Ohio 45246
(Name and address of agent for service)
 
 
Registrant's telephone number, including area code:    (513) 587-3400   

Date of fiscal year end:          December 31                                          
 
Date of reporting period:         July 1, 2011 - June 30, 2012                         
 
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
 
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
 
 
 
 
 
ITEM 1. PROXY VOTING RECORD.
 
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

 
(a)
The name of the issuer of the portfolio security;

 
(b)
The exchange ticker symbol of the portfolio security;

 
(c)
The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;

 
(d)
The shareholder meeting date;

 
(e)
A brief identification of the matter voted on;

 
(f)
Whether the matter was proposed by the issuer or by a security holder;

 
(g)
Whether the registrant cast its vote on the matter;

 
(h)
How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and

 
(i)
Whether the registrant cast its vote for or against management.

SIGNATURES

[See General Instruction F]

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
(Registrant)         Cornerstone Strategic Value Fund, Inc.     
 
 
By (Signature and Title)*
/s/ Ralph W. Bradshaw
  
 
Ralph W. Bradshaw, President and Chairman
(Principal Executive Officer)
  
Date
August 21, 2012
    
 
* Print the name and title of each signing officer under his or her signature.
 
 
 
 
 
EXHIBIT A
 
Proxy Voting Record
Cornerstone Strategic Value Fund, Inc.
July 1, 2011 - June 30, 2012
 
Company Name
CUSIP
Ticker
Meeting Date
Proposal Number
Proposal Description
Proponent
Mgmt Recommendation
Vote Cast
For / Against Mgmt
Clough Global Allocation Fund
18913Y103
GLV
7/15/2011
1.1
Elect Andrew Boynton
Mgmt
For
For 36%  Abstain 64% Abstain
Against
Clough Global Allocation Fund
18913Y103
GLV
7/15/2011
1.2
Elect Adam Crescenzi
Mgmt
For
For 36%  Abstain 64% Abstain
Against
Clough Global Allocation Fund
18913Y103
GLV
7/15/2011
1.3
Elect Jerry Rutledge
Mgmt
For
For 36%  Abstain 64% Abstain
Against
Mckesson Corporation
58155Q103
MCK
7/27/2011
1
Elect Andy Bryant
Mgmt
For
For
For
Mckesson Corporation
58155Q103
MCK
7/27/2011
2
Elect Wayne Budd
Mgmt
For
For
For
Mckesson Corporation
58155Q103
MCK
7/27/2011
3
Elect John Hammergren
Mgmt
For
For
For
Mckesson Corporation
58155Q103
MCK
7/27/2011
4
Elect Alton Irby III
Mgmt
For
For
For
Mckesson Corporation
58155Q103
MCK
7/27/2011
5
Elect M. Christine Jacobs
Mgmt
For
For
For
Mckesson Corporation
58155Q103
MCK
7/27/2011
6
Elect Marie Knowles
Mgmt
For
For
For
Mckesson Corporation
58155Q103
MCK
7/27/2011
7
Elect David Lawrence
Mgmt
For
For
For
Mckesson Corporation
58155Q103
MCK
7/27/2011
8
Elect Edward Mueller
Mgmt
For
For
For
Mckesson Corporation
58155Q103
MCK
7/27/2011
9
Elect Jane Shaw
Mgmt
For
For
For
Mckesson Corporation
58155Q103
MCK
7/27/2011
10
Ratification of Auditor
Mgmt
For
For
For
Mckesson Corporation
58155Q103
MCK
7/27/2011
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Mckesson Corporation
58155Q103
MCK
7/27/2011
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
Mckesson Corporation
58155Q103
MCK
7/27/2011
13
Reduction of Supermajority Requirement for Amendments to Series A Junior Participating Preferred Stock
Mgmt
For
For
For
Mckesson Corporation
58155Q103
MCK
7/27/2011
14
Reduction of Supermajority Requirement to Alter By-Laws
Mgmt
For
For
For
Mckesson Corporation
58155Q103
MCK
7/27/2011
15
Elimination of Supermajority Requirement and Fair Price Provision for Certain Business Combinations
Mgmt
For
For
For
Mckesson Corporation
58155Q103
MCK
7/27/2011
16
Amendment to the Certificate of Incorporation to Remove Transitional Provision
Mgmt
For
For
For
Mckesson Corporation
58155Q103
MCK
7/27/2011
17
Amendment to the Certificate of Incorporation Concerning Interested Transactions
Mgmt
For
For
For
Mckesson Corporation
58155Q103
MCK
7/27/2011
18
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
First Trust Strategic High Income
33735C106
FHO
8/8/2011
1
Reorganization
Mgmt
For
For 92%
Against 5.5%Abstain 2.5%
For
First Trust Strategic High Income Fund
337347108
FHI
8/8/2011
1
Reorganization
Mgmt
For
For 92%
Against 5.5%Abstain 2.5%
For
First Trust Strategic High Income Fund II
337353106
FHY
8/8/2011
1
Reorganization
Mgmt
For
For
For
Duke Energy Corp.
26441C105
DUK
8/23/2011
1
Reverse Stock Split
Mgmt
For
For
For
Duke Energy Corp.
26441C105
DUK
8/23/2011
2
Merger
Mgmt
For
For
For
Duke Energy Corp.
26441C105
DUK
8/23/2011
3
Right to Adjourn Meeting
Mgmt
For
For
For
Medtronic, Inc.
585055106
MDT
8/25/2011
1.1
Elect Richard Anderson
Mgmt
For
For
For
Medtronic, Inc.
585055106
MDT
8/25/2011
1.2
Elect David Calhoun
Mgmt
For
Withhold
Against
Medtronic, Inc.
585055106
MDT
8/25/2011
1.3
Elect Victor Dzau
Mgmt
For
For
For
Medtronic, Inc.
585055106
MDT
8/25/2011
1.4
Elect Omar Ishrak
Mgmt
For
For
For
Medtronic, Inc.
585055106
MDT
8/25/2011
1.5
Elect Shirley Jackson
Mgmt
For
For
For
Medtronic, Inc.
585055106
MDT
8/25/2011
1.6
Elect James Lenehan
Mgmt
For
For
For
Medtronic, Inc.
585055106
MDT
8/25/2011
1.7
Elect Denise O'Leary
Mgmt
For
For
For
Medtronic, Inc.
585055106
MDT
8/25/2011
1.8
Elect Kendall Powell
Mgmt
For
Withhold
Against
Medtronic, Inc.
585055106
MDT
8/25/2011
1.9
Elect Robert Pozen
Mgmt
For
For
For
Medtronic, Inc.
585055106
MDT
8/25/2011
1.10
Elect Jean-Pierre Rosso
Mgmt
For
For
For
Medtronic, Inc.
585055106
MDT
8/25/2011
1.11
Elect Jack Schuler
Mgmt
For
Withhold
Against
Medtronic, Inc.
585055106
MDT
8/25/2011
2
Ratification of Auditor
Mgmt
For
For
For
Medtronic, Inc.
585055106
MDT
8/25/2011
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Medtronic, Inc.
585055106
MDT
8/25/2011
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
Eaton Vance Tax-Managed Diversified Equity Income Fund
27828N102
ETY
8/26/2011
1.1
Elect William Park
Mgmt
For
For 97.7%Abstain 2.3%
For
Eaton Vance Tax-Managed Diversified Equity Income Fund
27828N102
ETY
8/26/2011
1.2
Elect Ronald Pearlman
Mgmt
For
For 97.7%Abstain 2.3%
For
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
27829F108
EXG
8/26/2011
1.1
Elect William Park
Mgmt
For
For 97.7%Abstain 2.3%
For
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
27829F108
EXG
8/26/2011
1.2
Elect Ronald Pearlman
Mgmt
For
For 97.7%Abstain 2.3%
For
H.J. Heinz Co.
423074103
HNZ
8/30/2011
1
Elect William Johnson
Mgmt
For
For
For
H.J. Heinz Co.
423074103
HNZ
8/30/2011
2
Elect Charles Bunch
Mgmt
For
For
For
H.J. Heinz Co.
423074103
HNZ
8/30/2011
3
Elect Leonard Coleman, Jr.
Mgmt
For
Against
Against
H.J. Heinz Co.
423074103
HNZ
8/30/2011
4
Elect John Drosdick
Mgmt
For
For
For
H.J. Heinz Co.
423074103
HNZ
8/30/2011
5
Elect Edith Holiday
Mgmt
For
For
For
H.J. Heinz Co.
423074103
HNZ
8/30/2011
6
Elect Candace Kendle
Mgmt
For
Against
Against
H.J. Heinz Co.
423074103
HNZ
8/30/2011
7
Elect Dean O'Hare
Mgmt
For
For
For
H.J. Heinz Co.
423074103
HNZ
8/30/2011
8
Elect Nelson Peltz
Mgmt
For
Against
Against
H.J. Heinz Co.
423074103
HNZ
8/30/2011
9
Elect Dennis Reilley
Mgmt
For
Against
Against
H.J. Heinz Co.
423074103
HNZ
8/30/2011
10
Elect Lynn Swann
Mgmt
For
Against
Against
H.J. Heinz Co.
423074103
HNZ
8/30/2011
11
Elect Thomas Usher
Mgmt
For
Against
Against
H.J. Heinz Co.
423074103
HNZ
8/30/2011
12
Elect Michael Weinstein
Mgmt
For
For
For
H.J. Heinz Co.
423074103
HNZ
8/30/2011
13
Ratification of Auditor
Mgmt
For
For
For
H.J. Heinz Co.
423074103
HNZ
8/30/2011
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
H.J. Heinz Co.
423074103
HNZ
8/30/2011
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
General Mills, Inc.
370334104
GIS
9/26/2011
1
Elect Bradbury Anderson
Mgmt
For
For
For
General Mills, Inc.
370334104
GIS
9/26/2011
2
Elect R. Kerry Clark
Mgmt
For
For
For
General Mills, Inc.
370334104
GIS
9/26/2011
3
Elect Paul Danos
Mgmt
For
For
For
General Mills, Inc.
370334104
GIS
9/26/2011
4
Elect William Esrey
Mgmt
For
For
For
General Mills, Inc.
370334104
GIS
9/26/2011
5
Elect Raymond Gilmartin
Mgmt
For
For
For
General Mills, Inc.
370334104
GIS
9/26/2011
6
Elect Judith Richards Hope
Mgmt
For
For
For
General Mills, Inc.
370334104
GIS
9/26/2011
7
Elect Heidi Miller
Mgmt
For
For
For
General Mills, Inc.
370334104
GIS
9/26/2011
8
Elect Hilda Ochoa-Brillembourg
Mgmt
For
For
For
General Mills, Inc.
370334104
GIS
9/26/2011
9
Elect Steve Odland
Mgmt
For
For
For
General Mills, Inc.
370334104
GIS
9/26/2011
10
Elect Kendall Powell
Mgmt
For
For
For
General Mills, Inc.
370334104
GIS
9/26/2011
11
Elect Michael Rose
Mgmt
For
For
For
General Mills, Inc.
370334104
GIS
9/26/2011
12
Elect Robert Ryan
Mgmt
For
For
For
General Mills, Inc.
370334104
GIS
9/26/2011
13
Elect Dorothy Terrell
Mgmt
For
For
For
General Mills, Inc.
370334104
GIS
9/26/2011
14
2011 Stock Compensation Plan
Mgmt
For
Against
Against
General Mills, Inc.
370334104
GIS
9/26/2011
15
2011 Compensation Plan for Non-Employee Directors
Mgmt
For
For
For
General Mills, Inc.
370334104
GIS
9/26/2011
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
General Mills, Inc.
370334104
GIS
9/26/2011
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
General Mills, Inc.
370334104
GIS
9/26/2011
18
Ratification of Auditor
Mgmt
For
For
For
MFS Government Markets Income Trust
59318T109
MGF
10/5/2011
1.1
Elect William Gutow
Mgmt
For
For 98%
Against 2%
For
MFS Government Markets Income Trust
59318T109
MGF
10/5/2011
1.2
Elect Michael Hegarty
Mgmt
For
For 98%
Against 2%
For
MFS Government Markets Income Trust
59318T109
MGF
10/5/2011
1.3
Elect John Kavanaugh
Mgmt
For
For 98%
Against 2%
For
MFS Government Markets Income Trust
59318T109
MGF
10/5/2011
1.4
Elect Robert Uek
Mgmt
For
For 98%
Against 2%
For
MFS Intermarket Income Trust I
59318T109
CMK
10/5/2011
1.1
Elect William Gutow
Mgmt
For
For 98%
Against 2%
For
MFS Intermarket Income Trust I
59318T109
CMK
10/5/2011
1.2
Elect Michael Hegarty
Mgmt
For
For 98%
Against 2%
For
MFS Intermarket Income Trust I
59318T109
CMK
10/5/2011
1.3
Elect John Kavanaugh
Mgmt
For
For 98%
Against 2%
For
MFS Intermarket Income Trust I
59318T109
CMK
10/5/2011
1.4
Elect Robert Uek
Mgmt
For
For 98%
Against 2%
For
Procter & Gamble Co.
742718109
PG
10/11/2011
1
Elect Angela Braly
Mgmt
For
For
For
Procter & Gamble Co.
742718109
PG
10/11/2011
2
Elect Kenneth Chenault
Mgmt
For
For
For
Procter & Gamble Co.
742718109
PG
10/11/2011
3
Elect Scott Cook
Mgmt
For
For
For
Procter & Gamble Co.
742718109
PG
10/11/2011
4
Elect Susan Desmond-Hellmann
Mgmt
For
For
For
Procter & Gamble Co.
742718109
PG
10/11/2011
5
Elect Robert McDonald
Mgmt
For
For
For
Procter & Gamble Co.
742718109
PG
10/11/2011
6
Elect W. James McNerney, Jr.
Mgmt
For
For
For
Procter & Gamble Co.
742718109
PG
10/11/2011
7
Elect Johnathan Rodgers
Mgmt
For
For
For
Procter & Gamble Co.
742718109
PG
10/11/2011
8
Elect Margaret Whitman
Mgmt
For
For
For
Procter & Gamble Co.
742718109
PG
10/11/2011
9
Elect Mary Wilderotter
Mgmt
For
For
For
Procter & Gamble Co.
742718109
PG
10/11/2011
10
Elect Patricia Woertz
Mgmt
For
For
For
Procter & Gamble Co.
742718109
PG
10/11/2011
11
Elect Ernesto Zedillo
Mgmt
For
For
For
Procter & Gamble Co.
742718109
PG
10/11/2011
12
Ratification of Auditor
Mgmt
For
For
For
Procter & Gamble Co.
742718109
PG
10/11/2011
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Procter & Gamble Co.
742718109
PG
10/11/2011
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
Procter & Gamble Co.
742718109
PG
10/11/2011
15
Technical Amendments Regarding Preferred Stock
Mgmt
For
For
For
Procter & Gamble Co.
742718109
PG
10/11/2011
16
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
Against
For
Procter & Gamble Co.
742718109
PG
10/11/2011
17
Shareholder Proposal Regarding Animal Welfare
ShrHoldr
Against
Against
For
Procter & Gamble Co.
742718109
PG
10/11/2011
18
Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure
ShrHoldr
Against
Against
For
Oracle Corp.
68389X105
ORCL
10/12/2011
1.1
Elect Jeffrey Berg
Mgmt
For
For
For
Oracle Corp.
68389X105
ORCL
10/12/2011
1.2
Elect H. Raymond Bingham
Mgmt
For
Withhold
Against
Oracle Corp.
68389X105
ORCL
10/12/2011
1.3
Elect Michael Boskin
Mgmt
For
For
For
Oracle Corp.
68389X105
ORCL
10/12/2011
1.4
Elect Safra Catz
Mgmt
For
Withhold
Against
Oracle Corp.
68389X105
ORCL
10/12/2011
1.5
Elect Bruce Chizen
Mgmt
For
For
For
Oracle Corp.
68389X105
ORCL
10/12/2011
1.6
Elect George Conrades
Mgmt
For
For
For
Oracle Corp.
68389X105
ORCL
10/12/2011
1.7
Elect Lawrence Ellison
Mgmt
For
For
For
Oracle Corp.
68389X105
ORCL
10/12/2011
1.8
Elect Hector Garcia-Molina
Mgmt
For
For
For
Oracle Corp.
68389X105
ORCL
10/12/2011
1.9
Elect Jeffrey Henley
Mgmt
For
For
For
Oracle Corp.
68389X105
ORCL
10/12/2011
1.10
Elect Mark Hurd
Mgmt
For
For
For
Oracle Corp.
68389X105
ORCL
10/12/2011
1.11
Elect Donald Lucas
Mgmt
For
For
For
Oracle Corp.
68389X105
ORCL
10/12/2011
1.12
Elect Naomi Seligman
Mgmt
For
For
For
Oracle Corp.
68389X105
ORCL
10/12/2011
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Oracle Corp.
68389X105
ORCL
10/12/2011
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
Oracle Corp.
68389X105
ORCL
10/12/2011
4
Ratification of Auditor
Mgmt
For
For
For
Oracle Corp.
68389X105
ORCL
10/12/2011
5
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
Cardinal Health, Inc.
14149Y108
CAH
11/2/2011
1
Elect Colleen Arnold
Mgmt
For
For
For
Cardinal Health, Inc.
14149Y108
CAH
11/2/2011
2
Elect George Barrett
Mgmt
For
For
For
Cardinal Health, Inc.
14149Y108
CAH
11/2/2011
3
Elect Glenn Britt
Mgmt
For
For
For
Cardinal Health, Inc.
14149Y108
CAH
11/2/2011
4
Elect Carrie Cox
Mgmt
For
For
For
Cardinal Health, Inc.
14149Y108
CAH
11/2/2011
5
Elect Calvin Darden
Mgmt
For
For
For
Cardinal Health, Inc.
14149Y108
CAH
11/2/2011
6
Elect Bruce Downey
Mgmt
For
For
For
Cardinal Health, Inc.
14149Y108
CAH
11/2/2011
7
Elect John Finn
Mgmt
For
For
For
Cardinal Health, Inc.
14149Y108
CAH
11/2/2011
8
Elect Gregory Kenny
Mgmt
For
For
For
Cardinal Health, Inc.
14149Y108
CAH
11/2/2011
9
Elect David King
Mgmt
For
For
For
Cardinal Health, Inc.
14149Y108
CAH
11/2/2011
10
Elect Richard Notebaert
Mgmt
For
For
For
Cardinal Health, Inc.
14149Y108
CAH
11/2/2011
11
Elect David Raisbeck
Mgmt
For
For
For
Cardinal Health, Inc.
14149Y108
CAH
11/2/2011
12
Elect Jean Spaulding
Mgmt
For
For
For
Cardinal Health, Inc.
14149Y108
CAH
11/2/2011
13
Ratification of Auditor
Mgmt
For
For
For
Cardinal Health, Inc.
14149Y108
CAH
11/2/2011
14
2011 Long-Term Incentive Plan
Mgmt
For
For
For
Cardinal Health, Inc.
14149Y108
CAH
11/2/2011
15
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Cardinal Health, Inc.
14149Y108
CAH
11/2/2011
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
Cardinal Health, Inc.
14149Y108
CAH
11/2/2011
17
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Microsoft Corporation
594918104
MSFT
11/15/2011
1
Elect Steven Ballmer
Mgmt
For
For
For
Microsoft Corporation
594918104
MSFT
11/15/2011
2
Elect Dina Dublon
Mgmt
For
For
For
Microsoft Corporation
594918104
MSFT
11/15/2011
3
Elect William Gates III
Mgmt
For
For
For
Microsoft Corporation
594918104
MSFT
11/15/2011
4
Elect Raymond Gilmartin
Mgmt
For
For
For
Microsoft Corporation
594918104
MSFT
11/15/2011
5
Elect Reed Hastings
Mgmt
For
For
For
Microsoft Corporation
594918104
MSFT
11/15/2011
6
Elect Maria Klawe
Mgmt
For
For
For
Microsoft Corporation
594918104
MSFT
11/15/2011
7
Elect David Marquardt
Mgmt
For
For
For
Microsoft Corporation
594918104
MSFT
11/15/2011
8
Elect Charles Noski
Mgmt
For
For
For
Microsoft Corporation
594918104
MSFT
11/15/2011
9
Elect Helmut Panke
Mgmt
For
For
For
Microsoft Corporation
594918104
MSFT
11/15/2011
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Microsoft Corporation
594918104
MSFT
11/15/2011
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
Microsoft Corporation
594918104
MSFT
11/15/2011
12
Ratification of Auditor
Mgmt
For
For
For
Microsoft Corporation
594918104
MSFT
11/15/2011
13
Shareholder Proposal Regarding Formation of Environmental Sustainability Committee
ShrHoldr
Against
Against
For
Japan Smaller Capitalization Fund Inc.
47109U104
JOF
11/16/2011
1.1
Elect Shigeru Shinohara
Mgmt
For
For 92% Withhold 8%
For
Japan Smaller Capitalization Fund Inc.
47109U104
JOF
11/16/2011
1.2
Elect Chor Weng Tan
Mgmt
For
For 92% Withhold 8%
For
Sysco Corp.
871829107
SYY
11/16/2011
1
Elect Judith Craven
Mgmt
For
For
For
Sysco Corp.
871829107
SYY
11/16/2011
2
Elect William DeLaney
Mgmt
For
For
For
Sysco Corp.
871829107
SYY
11/16/2011
3
Elect Larry Glasscock
Mgmt
For
For
For
Sysco Corp.
871829107
SYY
11/16/2011
4
Elect Richard Tilghman
Mgmt
For
For
For
Sysco Corp.
871829107
SYY
11/16/2011
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Sysco Corp.
871829107
SYY
11/16/2011
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
Sysco Corp.
871829107
SYY
11/16/2011
7
Repeal of Classified Board
Mgmt
For
For
For
Sysco Corp.
871829107
SYY
11/16/2011
8
Ratification of Auditor
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
11/17/2011
1
Merger/Acquisition
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
11/17/2011
2
Right to Adjourn Meeting
Mgmt
For
For
For
WELLS FARGO ADVANTAGE FUNDS
94987E109
ERH
12/12/2011
1.1
Elect Isiah Harris
Mgmt
For
For 96%Withhold 4%
For
WELLS FARGO ADVANTAGE FUNDS
94987E109
ERH
12/12/2011
1.2
Elect David Larcker
Mgmt
For
For 96%Withhold 4%
For
WELLS FARGO ADVANTAGE FUNDS
94987E109
ERH
12/12/2011
1.3
Elect Olivia Mitchell
Mgmt
For
For 96%Withhold 4%
For
BlackRock Enhanced Dividend Achievers Trust
09251A104
BDJ
12/22/2011
1
Reorganization
Mgmt
For
For 86%
  Against 10%
  Abstain 4%
For
BlackRock Enhanced Dividend Achievers Trust
09251A104
BDJ
12/22/2011
2
Issuance of Common Stock
Mgmt
For
For 86%
  Against 10%
  Abstain 4%
For
Family Dollar Stores, Inc.
307000109
FDO
1/19/2012
1.1
Elect Mark Bernstein
Mgmt
For
Withhold
Against
Family Dollar Stores, Inc.
307000109
FDO
1/19/2012
1.2
Elect Pamela Davies
Mgmt
For
Withhold
Against
Family Dollar Stores, Inc.
307000109
FDO
1/19/2012
1.3
Elect Sharon Decker
Mgmt
For
Withhold
Against
Family Dollar Stores, Inc.
307000109
FDO
1/19/2012
1.4
Elect Edward Dolby
Mgmt
For
For
For
Family Dollar Stores, Inc.
307000109
FDO
1/19/2012
1.5
Elect Glenn Eisenberg
Mgmt
For
For
For
Family Dollar Stores, Inc.
307000109
FDO
1/19/2012
1.6
Elect Edward Garden
Mgmt
For
For
For
Family Dollar Stores, Inc.
307000109
FDO
1/19/2012
1.7
Elect Howard Levine
Mgmt
For
For
For
Family Dollar Stores, Inc.
307000109
FDO
1/19/2012
1.8
Elect George Mahoney, Jr.
Mgmt
For
For
For
Family Dollar Stores, Inc.
307000109
FDO
1/19/2012
1.9
Elect James Martin
Mgmt
For
Withhold
Against
Family Dollar Stores, Inc.
307000109
FDO
1/19/2012
1.10
Elect Harvey Morgan
Mgmt
For
Withhold
Against
Family Dollar Stores, Inc.
307000109
FDO
1/19/2012
1.11
Elect Dale Pond
Mgmt
For
For
For
Family Dollar Stores, Inc.
307000109
FDO
1/19/2012
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Family Dollar Stores, Inc.
307000109
FDO
1/19/2012
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
Family Dollar Stores, Inc.
307000109
FDO
1/19/2012
4
Ratification of Auditor
Mgmt
For
For
For
Costco Wholesale Corp
22160K105
COST
1/26/2012
1.1
Elect James Sinegal
Mgmt
For
For
For
Costco Wholesale Corp
22160K105
COST
1/26/2012
1.2
Elect Jeffrey Brotman
Mgmt
For
For
For
Costco Wholesale Corp
22160K105
COST
1/26/2012
1.3
Elect Richard Galanti
Mgmt
For
Withhold
Against
Costco Wholesale Corp
22160K105
COST
1/26/2012
1.4
Elect Daniel Evans
Mgmt
For
For
For
Costco Wholesale Corp
22160K105
COST
1/26/2012
1.5
Elect Jeffrey Raikes
Mgmt
For
For
For
Costco Wholesale Corp
22160K105
COST
1/26/2012
2
Ratification of Auditor
Mgmt
For
For
For
Costco Wholesale Corp
22160K105
COST
1/26/2012
3
Amendment to the 2002 Stock Incentive Plan
Mgmt
For
Against
Against
Costco Wholesale Corp
22160K105
COST
1/26/2012
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Becton, Dickinson And Co.
075887109
BDX
1/31/2012
1
Elect Basil Anderson
Mgmt
For
For
For
Becton, Dickinson And Co.
075887109
BDX
1/31/2012
2
Elect Henry Becton, Jr.
Mgmt
For
For
For
Becton, Dickinson And Co.
075887109
BDX
1/31/2012
3
Elect Edward DeGraan
Mgmt
For
For
For
Becton, Dickinson And Co.
075887109
BDX
1/31/2012
4
Elect Vincent Forlenza
Mgmt
For
For
For
Becton, Dickinson And Co.
075887109
BDX
1/31/2012
5
Elect Claire Fraser-Liggett
Mgmt
For
For
For
Becton, Dickinson And Co.
075887109
BDX
1/31/2012
6
Elect Christopher Jones
Mgmt
For
For
For
Becton, Dickinson And Co.
075887109
BDX
1/31/2012
7
Elect Marshall Larsen
Mgmt
For
For
For
Becton, Dickinson And Co.
075887109
BDX
1/31/2012
8
Elect Edward Ludwig
Mgmt
For
For
For
Becton, Dickinson And Co.
075887109
BDX
1/31/2012
9
Elect Adel Mahmoud
Mgmt
For
For
For
Becton, Dickinson And Co.
075887109
BDX
1/31/2012
10
Elect Gary Mecklenburg
Mgmt
For
For
For
Becton, Dickinson And Co.
075887109
BDX
1/31/2012
11
Elect James Orr
Mgmt
For
For
For
Becton, Dickinson And Co.
075887109
BDX
1/31/2012
12
Elect Willard Overlock, Jr.
Mgmt
For
For
For
Becton, Dickinson And Co.
075887109
BDX
1/31/2012
13
Elect Bertram Scott
Mgmt
For
For
For
Becton, Dickinson And Co.
075887109
BDX
1/31/2012
14
Elect Alfred Sommer
Mgmt
For
For
For
Becton, Dickinson And Co.
075887109
BDX
1/31/2012
15
Ratification of Auditor
Mgmt
For
For
For
Becton, Dickinson And Co.
075887109
BDX
1/31/2012
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Becton, Dickinson And Co.
075887109
BDX
1/31/2012
17
Shareholder Proposal Regarding Adoption of Cumulative Voting
ShrHoldr
Against
Against
For
Emerson Electric Co.
291011104
EMR
2/7/2012
1.1
Elect Carlos Fernandez Gonzalez
Mgmt
For
For
For
Emerson Electric Co.
291011104
EMR
2/7/2012
1.2
Elect Arthur Golden
Mgmt
For
Withhold
Against
Emerson Electric Co.
291011104
EMR
2/7/2012
1.3
Elect William Johnson
Mgmt
For
For
For
Emerson Electric Co.
291011104
EMR
2/7/2012
1.4
Elect John Menzer
Mgmt
For
For
For
Emerson Electric Co.
291011104
EMR
2/7/2012
1.5
Elect August Busch III
Mgmt
For
For
For
Emerson Electric Co.
291011104
EMR
2/7/2012
1.6
Elect Rozanne Ridgway
Mgmt
For
For
For
Emerson Electric Co.
291011104
EMR
2/7/2012
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Emerson Electric Co.
291011104
EMR
2/7/2012
3
Ratification of Auditor
Mgmt
For
For
For
Emerson Electric Co.
291011104
EMR
2/7/2012
4
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
Against
For
Emerson Electric Co.
291011104
EMR
2/7/2012
5
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
Apple Inc
037833100
AAPL
2/23/2012
1.1
Elect William Campbell
Mgmt
For
For
For
Apple Inc
037833100
AAPL
2/23/2012
1.2
Elect Timothy Cook
Mgmt
For
For
For
Apple Inc
037833100
AAPL
2/23/2012
1.3
Elect Millard Drexler
Mgmt
For
Withhold
Against
Apple Inc
037833100
AAPL
2/23/2012
1.4
Elect Albert Gore, Jr.
Mgmt
For
Withhold
Against
Apple Inc
037833100
AAPL
2/23/2012
1.5
Elect Robert Iger
Mgmt
For
For
For
Apple Inc
037833100
AAPL
2/23/2012
1.6
Elect Andrea Jung
Mgmt
For
For
For
Apple Inc
037833100
AAPL
2/23/2012
1.7
Elect Arthur Levinson
Mgmt
For
Withhold
Against
Apple Inc
037833100
AAPL
2/23/2012
1.8
Elect Ronald Sugar
Mgmt
For
For
For
Apple Inc
037833100
AAPL
2/23/2012
2
Ratification of Auditor
Mgmt
For
For
For
Apple Inc
037833100
AAPL
2/23/2012
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Apple Inc
037833100
AAPL
2/23/2012
4
Shareholder Proposal Regarding Conflict of Interest Report
ShrHoldr
Against
Against
For
Apple Inc
037833100
AAPL
2/23/2012
5
Shareholder Proposal Regarding Advisory Vote on Director Compensation
ShrHoldr
Against
Against
For
Apple Inc
037833100
AAPL
2/23/2012
6
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
For
Against
Apple Inc
037833100
AAPL
2/23/2012
7
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
Eaton Vance Tax Advantage
27828U106
ETO
2/24/2012
1.1
Elect Scott Eston
Mgmt
For
For 98%
  Withhold 2%
For
Eaton Vance Tax Advantage
27828U106
ETO
2/24/2012
1.2
Elect Thomas Faust, Jr.
Mgmt
For
For 98%
  Withhold 2%
For
Eaton Vance Tax Advantage
27828U106
ETO
2/24/2012
1.3
Elect William Park
Mgmt
For
For 98%
  Withhold 2%
For
Eaton Vance Tax Advantage
27828U106
ETO
2/24/2012
1.4
Elect Harriett Taggart
Mgmt
For
For 98%
  Withhold 2%
For
Deere & Co.
244199105
DE
2/29/2012
1
Elect Crandall Bowles
Mgmt
For
For
For
Deere & Co.
244199105
DE
2/29/2012
2
Elect Vance Coffman
Mgmt
For
For
For
Deere & Co.
244199105
DE
2/29/2012
3
Elect Charles Holliday, Jr.
Mgmt
For
For
For
Deere & Co.
244199105
DE
2/29/2012
4
Elect Dipak Jain
Mgmt
For
For
For
Deere & Co.
244199105
DE
2/29/2012
5
Elect Clayton Jones
Mgmt
For
For
For
Deere & Co.
244199105
DE
2/29/2012
6
Elect Joachim Milberg
Mgmt
For
For
For
Deere & Co.
244199105
DE
2/29/2012
7
Elect Richard Myers
Mgmt
For
For
For
Deere & Co.
244199105
DE
2/29/2012
8
Elect Thomas Patrick
Mgmt
For
For
For
Deere & Co.
244199105
DE
2/29/2012
9
Elect Sherry Smith
Mgmt
For
For
For
Deere & Co.
244199105
DE
2/29/2012
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Deere & Co.
244199105
DE
2/29/2012
11
Non-Employee Director Stock Ownership Plan
Mgmt
For
For
For
Deere & Co.
244199105
DE
2/29/2012
12
Ratification of Auditor
Mgmt
For
For
For
Covidien Plc
G2554F113
COV
3/13/2012
1
Elect Jose  Almeida
Mgmt
For
For
For
Covidien Plc
G2554F113
COV
3/13/2012
2
Elect Craig Arnold
Mgmt
For
For
For
Covidien Plc
G2554F113
COV
3/13/2012
3
Elect Robert Brust
Mgmt
For
For
For
Covidien Plc
G2554F113
COV
3/13/2012
4
Elect John Connors, Jr.
Mgmt
For
For
For
Covidien Plc
G2554F113
COV
3/13/2012
5
Elect Christopher Coughlin
Mgmt
For
For
For
Covidien Plc
G2554F113
COV
3/13/2012
6
Elect Timothy Donahue
Mgmt
For
For
For
Covidien Plc
G2554F113
COV
3/13/2012
7
Elect Randall Hogan, III
Mgmt
For
For
For
Covidien Plc
G2554F113
COV
3/13/2012
8
Elect Martin Madaus
Mgmt
For
For
For
Covidien Plc
G2554F113
COV
3/13/2012
9
Elect Dennis Reilley
Mgmt
For
For
For
Covidien Plc
G2554F113
COV
3/13/2012
10
Elect Joseph Zaccagnino
Mgmt
For
For
For
Covidien Plc
G2554F113
COV
3/13/2012
11
Appointment of Auditor and Authority to Set Remuneration
Mgmt
For
For
For
Covidien Plc
G2554F113
COV
3/13/2012
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Covidien Plc
G2554F113
COV
3/13/2012
13
Authority to Repurchase Shares
Mgmt
For
For
For
Covidien Plc
G2554F113
COV
3/13/2012
14
Authority to Reissue Treasury Shares
Mgmt
For
Against
Against
Covidien Plc
G2554F113
COV
3/13/2012
15
Amendments to Articles to Provide for Escheatment
Mgmt
For
For
For
Covidien Plc
G2554F113
COV
3/13/2012
16
Amendment to Articles to Allow Non-Cash Dividends
Mgmt
For
For
For
Walt Disney Co.
254687106
DIS
3/13/2012
1
Elect Susan Arnold
Mgmt
For
Against
Against
Walt Disney Co.
254687106
DIS
3/13/2012
2
Elect John Chen
Mgmt
For
Against
Against
Walt Disney Co.
254687106
DIS
3/13/2012
3
Elect Judith Estrin
Mgmt
For
For
For
Walt Disney Co.
254687106
DIS
3/13/2012
4
Elect Robert Iger
Mgmt
For
For
For
Walt Disney Co.
254687106
DIS
3/13/2012
5
Elect Fred Langhammer
Mgmt
For
Against
Against
Walt Disney Co.
254687106
DIS
3/13/2012
6
Elect Aylwin Lewis
Mgmt
For
Against
Against
Walt Disney Co.
254687106
DIS
3/13/2012
7
Elect Monica Lozano
Mgmt
For
For
For
Walt Disney Co.
254687106
DIS
3/13/2012
8
Elect Robert Matschullat
Mgmt
For
For
For
Walt Disney Co.
254687106
DIS
3/13/2012
9
Elect Sheryl Sandberg
Mgmt
For
For
For
Walt Disney Co.
254687106
DIS
3/13/2012
10
Elect Orin Smith
Mgmt
For
Against
Against
Walt Disney Co.
254687106
DIS
3/13/2012
11
Ratification of Auditor
Mgmt
For
For
For
Walt Disney Co.
254687106
DIS
3/13/2012
12
Amendment to the 2011 Stock Incentive Plan
Mgmt
For
Against
Against
Walt Disney Co.
254687106
DIS
3/13/2012
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Franklin Resources, Inc.
354613101
BEN
3/14/2012
1
Elect Samuel Armacost
Mgmt
For
For
For
Franklin Resources, Inc.
354613101
BEN
3/14/2012
2
Elect Charles Crocker
Mgmt
For
For
For
Franklin Resources, Inc.
354613101
BEN
3/14/2012
3
Elect Joseph Hardiman
Mgmt
For
For
For
Franklin Resources, Inc.
354613101
BEN
3/14/2012
4
Elect Charles Johnson
Mgmt
For
For
For
Franklin Resources, Inc.
354613101
BEN
3/14/2012
5
Elect Gregory Johnson
Mgmt
For
For
For
Franklin Resources, Inc.
354613101
BEN
3/14/2012
6
Elect Rupert Johnson, Jr.
Mgmt
For
For
For
Franklin Resources, Inc.
354613101
BEN
3/14/2012
7
Elect Mark Pigott
Mgmt
For
For
For
Franklin Resources, Inc.
354613101
BEN
3/14/2012
8
Elect Chutta Ratnathicam
Mgmt
For
For
For
Franklin Resources, Inc.
354613101
BEN
3/14/2012
9
Elect Laura Stein
Mgmt
For
For
For
Franklin Resources, Inc.
354613101
BEN
3/14/2012
10
Elect Anne Tatlock
Mgmt
For
For
For
Franklin Resources, Inc.
354613101
BEN
3/14/2012
11
Elect Geoffrey Yang
Mgmt
For
For
For
Franklin Resources, Inc.
354613101
BEN
3/14/2012
12
Ratification of Auditor
Mgmt
For
For
For
Adams Express Co.
006212104
ADX
3/20/2012
1.1
Elect Enrique Arzac
Mgmt
For
For 89%
Against 11%
Against
Adams Express Co.
006212104
ADX
3/20/2012
1.2
Elect Phyllis Bonanno
Mgmt
For
For 92%
Against 8%
For
Adams Express Co.
006212104
ADX
3/20/2012
1.3
Elect Kenneth Dale
Mgmt
For
For 92%
Against 8%
For
Adams Express Co.
006212104
ADX
3/20/2012
1.4
Elect Daniel Emerson
Mgmt
For
For 88%
Against 12%
For
Adams Express Co.
006212104
ADX
3/20/2012
1.5
Elect Frederic Escherich
Mgmt
For
For 92%
Against 8%
For
Adams Express Co.
006212104
ADX
3/20/2012
1.6
Elect Roger Gale
Mgmt
For
For 92%
Against 8%
For
Adams Express Co.
006212104
ADX
3/20/2012
1.7
Elect Kathleen McGahran
Mgmt
For
For 92%
Against 8%
For
Adams Express Co.
006212104
ADX
3/20/2012
1.8
Elect Douglas Ober
Mgmt
For
For 89%
Against 11%
For
Adams Express Co.
006212104
ADX
3/20/2012
1.9
Elect Craig Smith
Mgmt
For
For 92%
Against 8%
For
Adams Express Co.
006212104
ADX
3/20/2012
2
Ratification of Auditor
Mgmt
For
For 98%
Against 1%Abstain 1%
For
Petroleum & Resources Corp
716549100
PEO
3/20/2012
1.1
Elect Enrique Arzac
Mgmt
For
For 93%Withhold 7%
Against
Petroleum & Resources Corp
716549100
PEO
3/20/2012
1.2
Elect Phyllis Bonanno
Mgmt
For
For 94%Withhold 6%
For
Petroleum & Resources Corp
716549100
PEO
3/20/2012
1.3
Elect Kenneth Dale
Mgmt
For
For 94%Withhold 6%
For
Petroleum & Resources Corp
716549100
PEO
3/20/2012
1.4
Elect Daniel Emerson
Mgmt
For
For 93%Withhold 7%
For
Petroleum & Resources Corp
716549100
PEO
3/20/2012
1.5
Elect Frederic Escherich
Mgmt
For
For 94%Withhold 6%
For
Petroleum & Resources Corp
716549100
PEO
3/20/2012
1.6
Elect Roger Gale
Mgmt
For
For 94%Withhold 6%
For
Petroleum & Resources Corp
716549100
PEO
3/20/2012
1.7
Elect Kathleen McGahran
Mgmt
For
For 94%Withhold 6%
For
Petroleum & Resources Corp
716549100
PEO
3/20/2012
1.8
Elect Douglas Ober
Mgmt
For
For 94%Withhold 6%
For
Petroleum & Resources Corp
716549100
PEO
3/20/2012
1.9
Elect Craig Smith
Mgmt
For
For 94%Withhold 6%
For
Petroleum & Resources Corp
716549100
PEO
3/20/2012
2
Ratification of Auditor
Mgmt
For
For 98%
Against 1%Abstain 1%
For
Starbucks Corp.
855244109
SBUX
3/21/2012
1
Elect Howard Schultz
Mgmt
For
For
For
Starbucks Corp.
855244109
SBUX
3/21/2012
2
Elect William Bradley
Mgmt
For
For
For
Starbucks Corp.
855244109
SBUX
3/21/2012
3
Elect Mellody Hobson
Mgmt
For
For
For
Starbucks Corp.
855244109
SBUX
3/21/2012
4
Elect Kevin Johnson
Mgmt
For
For
For
Starbucks Corp.
855244109
SBUX
3/21/2012
5
Elect Olden Lee
Mgmt
For
For
For
Starbucks Corp.
855244109
SBUX
3/21/2012
6
Elect Joshua Ramo
Mgmt
For
For
For
Starbucks Corp.
855244109
SBUX
3/21/2012
7
Elect James Shennan, Jr.
Mgmt
For
For
For
Starbucks Corp.
855244109
SBUX
3/21/2012
8
Elect Clara Shih
Mgmt
For
For
For
Starbucks Corp.
855244109
SBUX
3/21/2012
9
Elect Javier Teruel
Mgmt
For
For
For
Starbucks Corp.
855244109
SBUX
3/21/2012
10
Elect Myron Ullman III
Mgmt
For
For
For
Starbucks Corp.
855244109
SBUX
3/21/2012
11
Elect Craig Weatherup
Mgmt
For
For
For
Starbucks Corp.
855244109
SBUX
3/21/2012
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Starbucks Corp.
855244109
SBUX
3/21/2012
13
Amendment to the Executive Management Bonus Plan
Mgmt
For
For
For
Starbucks Corp.
855244109
SBUX
3/21/2012
14
Ratification of Auditor
Mgmt
For
For
For
Starbucks Corp.
855244109
SBUX
3/21/2012
15
Shareholder Proposal Regarding Formation of Sustainability Committee
ShrHoldr
Against
Against
For
Eaton Vance
278279104
EFT
3/23/2012
1.1
Elect Scott Eston
Mgmt
For
For 98%Withhold 2%
For
Eaton Vance
278279104
EFT
3/23/2012
1.2
Elect William Park
Mgmt
For
For 98%Withhold 2%
For
Eaton Vance
278279104
EFT
3/23/2012
1.3
Elect Ronald Pearlman
Mgmt
For
For 97%Withhold 3%
For
Eaton Vance
278279104
EFT
3/23/2012
1.4
Elect Harriett Tee Taggart
Mgmt
For
For 98%Withhold 2%
For
AllianceBernstein Income Fund Inc
01881E101
  
3/29/2012
1.1
Elect Garry Moody
Mgmt
For
For 94%Withhold 6%
For
AllianceBernstein Income Fund Inc
01881E101
  
3/29/2012
1.2
Elect Marshall Turner, Jr.
Mgmt
For
For 94%Withhold 6%
For
AllianceBernstein Income Fund Inc
01881E101
  
3/29/2012
1.3
Elect Earl Weiner
Mgmt
For
For 94%Withhold 6%
For
Dow 30 Enhanced Premium & Income Fund Inc
260537105
DPO
3/30/2012
1.1
Elect John Amboian
Mgmt
For
For 97%Withhold 3%
For
Dow 30 Enhanced Premium & Income Fund Inc
260537105
DPO
3/30/2012
1.2
Elect Robert Bremner
Mgmt
For
For 97%Withhold 3%
For
Dow 30 Enhanced Premium & Income Fund Inc
260537105
DPO
3/30/2012
1.3
Elect Jack Evans
Mgmt
For
For 97%Withhold 3%
For
Dow 30 Enhanced Premium & Income Fund Inc
260537105
DPO
3/30/2012
1.4
Elect David Knudert
Mgmt
For
For 97%Withhold 3%
For
Dow 30 Enhanced Premium & Income Fund Inc
260537105
DPO
3/30/2012
1.5
Elect William Hunter
Mgmt
For
For 97%Withhold 3%
For
Dow 30 Enhanced Premium & Income Fund Inc
260537105
DPO
3/30/2012
1.6
Elect William Schneider
Mgmt
For
For 97%Withhold 3%
For
Dow 30 Enhanced Premium & Income Fund Inc
260537105
DPO
3/30/2012
1.7
Elect Judith Stockdale
Mgmt
For
For 97%Withhold 3%
For
Dow 30 Enhanced Premium & Income Fund Inc
260537105
DPO
3/30/2012
1.8
Elect Carole Stone
Mgmt
For
For 97%Withhold 3%
For
Dow 30 Enhanced Premium & Income Fund Inc
260537105
DPO
3/30/2012
1.9
Elect Virginia Stringer
Mgmt
For
For 97%Withhold 3%
For
Dow 30 Enhanced Premium & Income Fund Inc
260537105
DPO
3/30/2012
1.1
Elect Terence Toth
Mgmt
For
For 97%Withhold 3%
For
Global Income & Currency Fund Inc
378968101
GCF
3/30/2012
1.1
Elect John Amboian
Mgmt
For
For 98%Withhold 2%
For
Global Income & Currency Fund Inc
378968101
GCF
3/30/2012
1.2
Elect Robert Bremner
Mgmt
For
For 98%Withhold 2%
For
Global Income & Currency Fund Inc
378968101
GCF
3/30/2012
1.3
Elect Jack Evans
Mgmt
For
For 98%Withhold 2%
For
Global Income & Currency Fund Inc
378968101
GCF
3/30/2012
1.4
Elect David Knudert
Mgmt
For
For 98%Withhold 2%
For
Global Income & Currency Fund Inc
378968101
GCF
3/30/2012
1.5
Elect William Hunter
Mgmt
For
For 98%Withhold 2%
For
Global Income & Currency Fund Inc
378968101
GCF
3/30/2012
1.6
Elect William Schneider
Mgmt
For
For 98%Withhold 2%
For
Global Income & Currency Fund Inc
378968101
GCF
3/30/2012
1.7
Elect Judith Stockdale
Mgmt
For
For 98%Withhold 2%
For
Global Income & Currency Fund Inc
378968101
GCF
3/30/2012
1.8
Elect Carole Stone
Mgmt
For
For 98%Withhold 2%
For
Global Income & Currency Fund Inc
378968101
GCF
3/30/2012
1.9
Elect Virginia Stringer
Mgmt
For
For 98%Withhold 2%
For
Global Income & Currency Fund Inc
378968101
GCF
3/30/2012
1.1
Elect Terence Toth
Mgmt
For
For 98%Withhold 2%
For
Nuveen Equity Premium Advantage Fund
6706ET107
JLA
3/30/2012
1.1
Elect Robert Bremner
Mgmt
For
For 97%Withhold 3%
For
Nuveen Equity Premium Advantage Fund
6706ET107
JLA
3/30/2012
1.2
Elect Jack Evans
Mgmt
For
For 97%Withhold 3%
For
Nuveen Equity Premium Advantage Fund
6706ET107
JLA
3/30/2012
1.3
Elect William Schneider
Mgmt
For
For 97%Withhold 3%
For
Nuveen Equity Premium and Growth Fund
6706EW100
JPG
3/30/2012
1.1
Elect Robert Bremner
Mgmt
For
For 98%Withhold 2%
For
Nuveen Equity Premium and Growth Fund
6706EW100
JPG
3/30/2012
1.2
Elect Jack Evans
Mgmt
For
For 98%Withhold 2%
For
Nuveen Equity Premium and Growth Fund
6706EW100
JPG
3/30/2012
1.3
Elect William Schneider
Mgmt
For
For 98%Withhold 2%
For
Nuveen Equity Premium Income Fund
6706ER101
JPZ
3/30/2012
1.1
Elect Robert Bremner
Mgmt
For
For 98%Withhold 2%
For
Nuveen Equity Premium Income Fund
6706ER101
JPZ
3/30/2012
1.2
Elect Jack Evans
Mgmt
For
For 98%Withhold 2%
For
Nuveen Equity Premium Income Fund
6706ER101
JPZ
3/30/2012
1.3
Elect William Schneider
Mgmt
For
For 98%Withhold 2%
For
Nuveen Equity Premium Opportunity Fund
6706EM102
JSN
3/30/2012
1.1
Elect Robert Bremner
Mgmt
For
For 98%Withhold 2%
For
Nuveen Equity Premium Opportunity Fund
6706EM102
JSN
3/30/2012
1.2
Elect Jack Evans
Mgmt
For
For 98%Withhold 2%
For
Nuveen Equity Premium Opportunity Fund
6706EM102
JSN
3/30/2012
1.3
Elect William Schneider
Mgmt
For
For 98%Withhold 2%
For
Nuveen Multi-Currency Short-Term Government Income Fund
67090N109
JGT
3/30/2012
1.1
Elect Robert Bremner
Mgmt
For
For 98%Withhold 2%
For
Nuveen Multi-Currency Short-Term Government Income Fund
67090N109
JGT
3/30/2012
1.2
Elect Jack Evans
Mgmt
For
For 98%Withhold 2%
For
Nuveen Multi-Currency Short-Term Government Income Fund
67090N109
JGT
3/30/2012
1.3
Elect William Schneider
Mgmt
For
For 98%Withhold 2%
For
Exelon Corp.
30161N101
EXC
4/2/2012
1
Elect John Canning Jr.
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
4/2/2012
2
Elect Christopher  Crane
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
4/2/2012
3
Elect M. Walter D'Alessio
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
4/2/2012
4
Elect Nicholas DeBenedictis
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
4/2/2012
5
Elect Nelson Diaz
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
4/2/2012
6
Elect Sue Ling Gin
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
4/2/2012
7
Elect Rosemarie Greco
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
4/2/2012
8
Elect Paul Joskow
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
4/2/2012
9
Elect Richard Mies
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
4/2/2012
10
Elect John Palms
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
4/2/2012
11
Elect William Richardson
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
4/2/2012
12
Elect Thomas Ridge
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
4/2/2012
13
Elect John Rogers, Jr.
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
4/2/2012
14
Elect John Rowe
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
4/2/2012
15
Elect Stephen Steinour
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
4/2/2012
16
Elect Donald Thompson
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
4/2/2012
17
Elect Ann Berzin
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
4/2/2012
18
Elect Yves de Balmann
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
4/2/2012
19
Elect Robert Lawless
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
4/2/2012
20
Elect Mayo Shattuck III
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
4/2/2012
21
Ratification of Auditor
Mgmt
For
For
For
Exelon Corp.
30161N101
EXC
4/2/2012
22
Advisory Vote on Executive Compensation
Mgmt
For
For
For
General American Investors Co., Inc.
368802104
GAM
4/11/2012
1.1
Elect Rodney Berens
Mgmt
For
For 95.5%Withhold 4.5%
For
General American Investors Co., Inc.
368802104
GAM
4/11/2012
1.2
Elect Lewis Cullman
Mgmt
For
For 95.5%Withhold 4.5%
For
General American Investors Co., Inc.
368802104
GAM
4/11/2012
1.3
Elect Spencer Davidson
Mgmt
For
For 95.5%Withhold 4.5%
For
General American Investors Co., Inc.
368802104
GAM
4/11/2012
1.4
Elect Gerald Edelman
Mgmt
For
For 95.5%Withhold 4.5%
For
General American Investors Co., Inc.
368802104
GAM
4/11/2012
1.5
Elect John Gordan, III
Mgmt
For
For 95.5%Withhold 4.5%
For
General American Investors Co., Inc.
368802104
GAM
4/11/2012
1.6
Elect Betsy Gotbaum
Mgmt
For
For 95.5%Withhold 4.5%
For
General American Investors Co., Inc.
368802104
GAM
4/11/2012
1.7
Elect Sidney Knafel
Mgmt
For
For 95.5%Withhold 4.5%
For
General American Investors Co., Inc.
368802104
GAM
4/11/2012
1.8
Elect Daniel Neidich
Mgmt
For
For 95.5%Withhold 4.5%
Against
General American Investors Co., Inc.
368802104
GAM
4/11/2012
1.9
Elect D. Ellen Shuman
Mgmt
For
For 95.5%Withhold 4.5%
Against
General American Investors Co., Inc.
368802104
GAM
4/11/2012
2
Ratification of Auditor
Mgmt
For
For 98.9% 
Against 0.6%Abstain 0.5%
For
United Technologies Corp.
913017109
UTX
4/11/2012
1
Elect Louis Chenevert
Mgmt
For
For
For
United Technologies Corp.
913017109
UTX
4/11/2012
2
Elect John Faraci
Mgmt
For
For
For
United Technologies Corp.
913017109
UTX
4/11/2012
3
Elect Jean-Pierre Garnier
Mgmt
For
For
For
United Technologies Corp.
913017109
UTX
4/11/2012
4
Elect Jamie Gorelick
Mgmt
For
For
For
United Technologies Corp.
913017109
UTX
4/11/2012
5
Elect Edward Kangas
Mgmt
For
For
For
United Technologies Corp.
913017109
UTX
4/11/2012
6
Elect Ellen Kullman
Mgmt
For
For
For
United Technologies Corp.
913017109
UTX
4/11/2012
7
Elect Richard McCormick
Mgmt
For
For
For
United Technologies Corp.
913017109
UTX
4/11/2012
8
Elect Harold McGraw III
Mgmt
For
For
For
United Technologies Corp.
913017109
UTX
4/11/2012
9
Elect Richard Myers
Mgmt
For
For
For
United Technologies Corp.
913017109
UTX
4/11/2012
10
Elect H. Patrick Swygert
Mgmt
For
For
For
United Technologies Corp.
913017109
UTX
4/11/2012
11
Elect Andre Villeneuve
Mgmt
For
For
For
United Technologies Corp.
913017109
UTX
4/11/2012
12
Elect Christine Whitman
Mgmt
For
For
For
United Technologies Corp.
913017109
UTX
4/11/2012
13
Ratification of Auditor
Mgmt
For
For
For
United Technologies Corp.
913017109
UTX
4/11/2012
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Fifth Third Bancorp
316773100
FITB
4/17/2012
1.1
Elect Darryl Allen
Mgmt
For
For
For
Fifth Third Bancorp
316773100
FITB
4/17/2012
1.2
Elect B. Evan Bayh III
Mgmt
For
For
For
Fifth Third Bancorp
316773100
FITB
4/17/2012
1.3
Elect Ulysses Bridgeman, Jr.
Mgmt
For
For
For
Fifth Third Bancorp
316773100
FITB
4/17/2012
1.4
Elect Emerson Brumback
Mgmt
For
For
For
Fifth Third Bancorp
316773100
FITB
4/17/2012
1.5
Elect James Hackett
Mgmt
For
For
For
Fifth Third Bancorp
316773100
FITB
4/17/2012
1.6
Elect Gary Heminger
Mgmt
For
For
For
Fifth Third Bancorp
316773100
FITB
4/17/2012
1.7
Elect Jewell Hoover
Mgmt
For
For
For
Fifth Third Bancorp
316773100
FITB
4/17/2012
1.8
Elect William Isaac
Mgmt
For
For
For
Fifth Third Bancorp
316773100
FITB
4/17/2012
1.9
Elect Kevin Kabat
Mgmt
For
For
For
Fifth Third Bancorp
316773100
FITB
4/17/2012
1.10
Elect Mitchel Livingston
Mgmt
For
For
For
Fifth Third Bancorp
316773100
FITB
4/17/2012
1.11
Elect Michael  McCallister
Mgmt
For
For
For
Fifth Third Bancorp
316773100
FITB
4/17/2012
1.12
Elect Hendrick Meijer
Mgmt
For
For
For
Fifth Third Bancorp
316773100
FITB
4/17/2012
1.13
Elect John Schiff, Jr.
Mgmt
For
For
For
Fifth Third Bancorp
316773100
FITB
4/17/2012
1.14
Elect Marsha Williams
Mgmt
For
For
For
Fifth Third Bancorp
316773100
FITB
4/17/2012
2
Ratification of Auditor
Mgmt
For
For
For
Fifth Third Bancorp
316773100
FITB
4/17/2012
3
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
Fifth Third Bancorp
316773100
FITB
4/17/2012
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Fifth Third Bancorp
316773100
FITB
4/17/2012
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
Public Service Enterprise Group Inc.
744573106
PEG
4/17/2012
1
Elect Albert Gamper, Jr.
Mgmt
For
For
For
Public Service Enterprise Group Inc.
744573106
PEG
4/17/2012
2
Elect Conrad Harper
Mgmt
For
For
For
Public Service Enterprise Group Inc.
744573106
PEG
4/17/2012
3
Elect William Hickey
Mgmt
For
For
For
Public Service Enterprise Group Inc.
744573106
PEG
4/17/2012
4
Elect Ralph Izzo
Mgmt
For
For
For
Public Service Enterprise Group Inc.
744573106
PEG
4/17/2012
5
Elect Shirley Jackson
Mgmt
For
For
For
Public Service Enterprise Group Inc.
744573106
PEG
4/17/2012
6
Elect David Lilley
Mgmt
For
For
For
Public Service Enterprise Group Inc.
744573106
PEG
4/17/2012
7
Elect Thomas Renyi
Mgmt
For
For
For
Public Service Enterprise Group Inc.
744573106
PEG
4/17/2012
8
Elect Hak Cheol Shin
Mgmt
For
For
For
Public Service Enterprise Group Inc.
744573106
PEG
4/17/2012
9
Elect Richard Swift
Mgmt
For
For
For
Public Service Enterprise Group Inc.
744573106
PEG
4/17/2012
10
Elect Susan Tomasky
Mgmt
For
For
For
Public Service Enterprise Group Inc.
744573106
PEG
4/17/2012
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Public Service Enterprise Group Inc.
744573106
PEG
4/17/2012
12
Ratification of Auditor
Mgmt
For
For
For
US Bancorp
902973304
USB
4/17/2012
1
Elect Douglas Baker, Jr.
Mgmt
For
For
For
US Bancorp
902973304
USB
4/17/2012
2
Elect Y. Marc Belton
Mgmt
For
For
For
US Bancorp
902973304
USB
4/17/2012
3
Elect Victoria Buyniski Gluckman
Mgmt
For
For
For
US Bancorp
902973304
USB
4/17/2012
4
Elect Arthur Collins, Jr.
Mgmt
For
Against
Against
US Bancorp
902973304
USB
4/17/2012
5
Elect Richard Davis
Mgmt
For
For
For
US Bancorp
902973304
USB
4/17/2012
6
Elect Roland Hernandez
Mgmt
For
For
For
US Bancorp
902973304
USB
4/17/2012
7
Elect Joel Johnson
Mgmt
For
For
For
US Bancorp
902973304
USB
4/17/2012
8
Elect Olivia Kirtley
Mgmt
For
For
For
US Bancorp
902973304
USB
4/17/2012
9
Elect Jerry Levin
Mgmt
For
For
For
US Bancorp
902973304
USB
4/17/2012
10
Elect David O'Maley
Mgmt
For
For
For
US Bancorp
902973304
USB
4/17/2012
11
Elect O'Dell Owens
Mgmt
For
For
For
US Bancorp
902973304
USB
4/17/2012
12
Elect Craig Schnuck
Mgmt
For
For
For
US Bancorp
902973304
USB
4/17/2012
13
Elect Patrick Stokes
Mgmt
For
For
For
US Bancorp
902973304
USB
4/17/2012
14
Elect Doreen  Woo Ho
Mgmt
For
For
For
US Bancorp
902973304
USB
4/17/2012
15
Ratification of Auditor
Mgmt
For
For
For
US Bancorp
902973304
USB
4/17/2012
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Discover Financial Services
254709108
DFS
4/18/2012
1
Elect Jeffrey Aronin
Mgmt
For
For
For
Discover Financial Services
254709108
DFS
4/18/2012
2
Elect Mary Bush
Mgmt
For
For
For
Discover Financial Services
254709108
DFS
4/18/2012
3
Elect Gregory Case
Mgmt
For
For
For
Discover Financial Services
254709108
DFS
4/18/2012
4
Elect Robert Devlin
Mgmt
For
For
For
Discover Financial Services
254709108
DFS
4/18/2012
5
Elect Cynthia Glassman
Mgmt
For
For
For
Discover Financial Services
254709108
DFS
4/18/2012
6
Elect Richard Lenny
Mgmt
For
For
For
Discover Financial Services
254709108
DFS
4/18/2012
7
Elect Thomas Maheras
Mgmt
For
For
For
Discover Financial Services
254709108
DFS
4/18/2012
8
Elect Michael Moskow
Mgmt
For
For
For
Discover Financial Services
254709108
DFS
4/18/2012
9
Elect David Nelms
Mgmt
For
For
For
Discover Financial Services
254709108
DFS
4/18/2012
10
Elect E. Follin Smith
Mgmt
For
For
For
Discover Financial Services
254709108
DFS
4/18/2012
11
Elect Lawrence Weinbach
Mgmt
For
For
For
Discover Financial Services
254709108
DFS
4/18/2012
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Discover Financial Services
254709108
DFS
4/18/2012
13
Ratification of Auditor
Mgmt
For
For
For
First Trust Active Dividend Income Fund.
33731L100
FAV
4/18/2012
1.1
Elect Richard Erickson
Mgmt
For
For 95.2%Withhold 4.8%
For
First Trust Active Dividend Income Fund.
33731L100
FAV
4/18/2012
1.2
Elect Thomas Kadlec
Mgmt
For
For 95.2%Withhold 4.8%
For
FIRST TRUST FUND
33731K102
FEO
4/18/2012
1.1
Elect Richard Erickson
Mgmt
For
For 98.4%Withhold 1.6%
For
FIRST TRUST FUND
33731K102
FEO
4/18/2012
1.2
Elect Thomas Kadlec
Mgmt
For
For 98.4%Withhold 1.6%
For
Eaton Vance Enhanced Equity Income Fund II
278277108
EOS
4/20/2012
1.1
Elect William Park
Mgmt
For
For 95%Withhold 5%
For
Eaton Vance Enhanced Equity Income Fund II
278277108
EOS
4/20/2012
1.2
Elect Ronald Pearlman
Mgmt
For
For 95%Withhold 5%
For
Eaton Vance Enhanced Equity Income Fund II
278277108
EOS
4/20/2012
1.3
Elect Helen Peters
Mgmt
For
For 95%Withhold 5%
For
Eaton Vance Enhanced Equity Income Fund II
278277108
EOS
4/20/2012
1.4
Elect Scott Eston
Mgmt
For
For 95%Withhold 5%
For
Eaton Vance Enhanced Equity Income Fund II
278277108
EOS
4/20/2012
1.5
Elect Harriet Taggart
Mgmt
For
For 95%Withhold 5%
For
Eaton Vance Risk-Managed Diversified Equity Income Fund
27829G106
ETJ
4/20/2012
1.1
Elect William Park
Mgmt
For
For 85.8%Withhold 14.2%
For
Eaton Vance Risk-Managed Diversified Equity Income Fund
27829G106
ETJ
4/20/2012
1.2
Elect Ronald Pearlman
Mgmt
For
For 85.8%Withhold 14.2%
For
Eaton Vance Risk-Managed Diversified Equity Income Fund
27829G106
ETJ
4/20/2012
1.3
Elect Helen Peters
Mgmt
For
For 85.8%Withhold 14.2%
For
Eaton Vance Risk-Managed Diversified Equity Income Fund
27829G106
ETJ
4/20/2012
1.4
Elect Scott Eston
Mgmt
For
For 85.8%Withhold 14.2%
For
Eaton Vance Risk-Managed Diversified Equity Income Fund
27829G106
ETJ
4/20/2012
1.5
Elect Harriet Taggart
Mgmt
For
For 85.8%Withhold 14.2%
For
Eaton Vance Tax-Managed Buy-Write Income Fund
27828X100
ETB
4/20/2012
1.1
Elect Scott Eston
Mgmt
For
For 98%Withhold 2%
For
Eaton Vance Tax-Managed Buy-Write Income Fund
27828X100
ETB
4/20/2012
1.2
Elect Benjamin Esty
Mgmt
For
For 98%Withhold 2%
For
Eaton Vance Tax-Managed Buy-Write Income Fund
27828X100
ETB
4/20/2012
1.3
Elect Thomas Faust, Jr.
Mgmt
For
For 98%Withhold 2%
For
Eaton Vance Tax-Managed Buy-Write Income Fund
27828X100
ETB
4/20/2012
1.4
Elect Allen Freedman
Mgmt
For
For 97%Withhold 3%
For
Eaton Vance Tax-Managed Buy-Write Income Fund
27828X100
ETB
4/20/2012
1.5
Elect Harriett Tee Taggart
Mgmt
For
For 98%Withhold 2%
For
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
27828Y108
ETV
4/20/2012
1.1
Elect Scott Eston
Mgmt
For
For 98%Withhold 2%
For
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
27828Y108
ETV
4/20/2012
1.2
Elect Benjamin Esty
Mgmt
For
For 98%Withhold 2%
For
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
27828Y108
ETV
4/20/2012
1.3
Elect Thomas Faust, Jr.
Mgmt
For
For 98%Withhold 2%
For
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
27828Y108
ETV
4/20/2012
1.4
Elect Allen Freedman
Mgmt
For
For 97%Withhold 3%
For
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
27828Y108
ETV
4/20/2012
1.5
Elect Harriett Tee Taggart
Mgmt
For
For 97%Withhold 3%
For
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
27829C105
ETW
4/20/2012
1.1
Elect Scott Eston
Mgmt
For
For 97%Withhold 3%
For
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
27829C105
ETW
4/20/2012
1.2
Elect Benjamin Esty
Mgmt
For
For 97%Withhold 3%
For
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
27829C105
ETW
4/20/2012
1.3
Elect Thomas Faust, Jr.
Mgmt
For
For 97%Withhold 3%
For
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
27829C105
ETW
4/20/2012
1.4
Elect Allen Freedman
Mgmt
For
For 97%Withhold 3%
For
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
27829C105
ETW
4/20/2012
1.5
Elect Harriet Taggart
Mgmt
For
For 97%Withhold 3%
For
Honeywell International, Inc.
438516106
HON
4/23/2012
1
Elect Gordon Bethune
Mgmt
For
For
For
Honeywell International, Inc.
438516106
HON
4/23/2012
2
Elect Kevin Burke
Mgmt
For
For
For
Honeywell International, Inc.
438516106
HON
4/23/2012
3
Elect Jaime Chico Pardo
Mgmt
For
For
For
Honeywell International, Inc.
438516106
HON
4/23/2012
4
Elect David Cote
Mgmt
For
For
For
Honeywell International, Inc.
438516106
HON
4/23/2012
5
Elect D. Scott Davis
Mgmt
For
For
For
Honeywell International, Inc.
438516106
HON
4/23/2012
6
Elect Linnet Deily
Mgmt
For
Against
Against
Honeywell International, Inc.
438516106
HON
4/23/2012
7
Elect Judd Gregg
Mgmt
For
For
For
Honeywell International, Inc.
438516106
HON
4/23/2012
8
Elect Lord Clive Hollick
Mgmt
For
For
For
Honeywell International, Inc.
438516106
HON
4/23/2012
9
Elect George Paz
Mgmt
For
For
For
Honeywell International, Inc.
438516106
HON
4/23/2012
10
Elect Bradley Sheares
Mgmt
For
For
For
Honeywell International, Inc.
438516106
HON
4/23/2012
11
Ratification of Auditor
Mgmt
For
For
For
Honeywell International, Inc.
438516106
HON
4/23/2012
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Honeywell International, Inc.
438516106
HON
4/23/2012
13
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
Honeywell International, Inc.
438516106
HON
4/23/2012
14
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
American Electric Power Company Inc.
025537101
AEP
4/24/2012
1
Elect Nicholas  Atkins
Mgmt
For
For
For
American Electric Power Company Inc.
025537101
AEP
4/24/2012
2
Elect David Anderson
Mgmt
For
For
For
American Electric Power Company Inc.
025537101
AEP
4/24/2012
3
Elect James Cordes
Mgmt
For
For
For
American Electric Power Company Inc.
025537101
AEP
4/24/2012
4
Elect Ralph Crosby, Jr.
Mgmt
For
For
For
American Electric Power Company Inc.
025537101
AEP
4/24/2012
5
Elect Linda Goodspeed
Mgmt
For
For
For
American Electric Power Company Inc.
025537101
AEP
4/24/2012
6
Elect Thomas Hoaglin
Mgmt
For
For
For
American Electric Power Company Inc.
025537101
AEP
4/24/2012
7
Elect Michael Morris
Mgmt
For
For
For
American Electric Power Company Inc.
025537101
AEP
4/24/2012
8
Elect Richard Notebaert
Mgmt
For
For
For
American Electric Power Company Inc.
025537101
AEP
4/24/2012
9
Elect Lionel Nowell III
Mgmt
For
For
For
American Electric Power Company Inc.
025537101
AEP
4/24/2012
10
Elect Richard Sandor
Mgmt
For
For
For
American Electric Power Company Inc.
025537101
AEP
4/24/2012
11
Elect Sara Tucker
Mgmt
For
For
For
American Electric Power Company Inc.
025537101
AEP
4/24/2012
12
Elect John Turner
Mgmt
For
For
For
American Electric Power Company Inc.
025537101
AEP
4/24/2012
13
Senior Officer Incentive Plan
Mgmt
For
For
For
American Electric Power Company Inc.
025537101
AEP
4/24/2012
14
Ratification of Auditor
Mgmt
For
For
For
American Electric Power Company Inc.
025537101
AEP
4/24/2012
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
BB&T Corp.
054937107
BBT
4/24/2012
1.1
Elect John Allison IV
Mgmt
For
For
For
BB&T Corp.
054937107
BBT
4/24/2012
1.2
Elect Jennifer Banner
Mgmt
For
For
For
BB&T Corp.
054937107
BBT
4/24/2012
1.3
Elect K. David Boyer, Jr.
Mgmt
For
For
For
BB&T Corp.
054937107
BBT
4/24/2012
1.4
Elect Anna Cablik
Mgmt
For
For
For
BB&T Corp.
054937107
BBT
4/24/2012
1.5
Elect Ronald Deal
Mgmt
For
Withhold
Against
BB&T Corp.
054937107
BBT
4/24/2012
1.6
Elect J. Littleton Glover, Jr.
Mgmt
For
Withhold
Against
BB&T Corp.
054937107
BBT
4/24/2012
1.7
Elect Jane Helm
Mgmt
For
For
For
BB&T Corp.
054937107
BBT
4/24/2012
1.8
Elect John Howe III
Mgmt
For
For
For
BB&T Corp.
054937107
BBT
4/24/2012
1.9
Elect Kelly King
Mgmt
For
For
For
BB&T Corp.
054937107
BBT
4/24/2012
1.10
Elect Valeria Lynch Lee
Mgmt
For
For
For
BB&T Corp.
054937107
BBT
4/24/2012
1.11
Elect Nido Qubein
Mgmt
For
Withhold
Against
BB&T Corp.
054937107
BBT
4/24/2012
1.12
Elect Thomas Skains
Mgmt
For
For
For
BB&T Corp.
054937107
BBT
4/24/2012
1.13
Elect Thomas Thompson
Mgmt
For
For
For
BB&T Corp.
054937107
BBT
4/24/2012
1.14
Elect Edwin  Welch Ph.D.
Mgmt
For
For
For
BB&T Corp.
054937107
BBT
4/24/2012
1.15
Elect Stephen Williams
Mgmt
For
Withhold
Against
BB&T Corp.
054937107
BBT
4/24/2012
2
2012 Incentive Plan
Mgmt
For
For
For
BB&T Corp.
054937107
BBT
4/24/2012
3
Ratification of Auditor
Mgmt
For
For
For
BB&T Corp.
054937107
BBT
4/24/2012
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
BB&T Corp.
054937107
BBT
4/24/2012
5
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
For
Against
BB&T Corp.
054937107
BBT
4/24/2012
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
International Business Machines Corp.
459200101
IBM
4/24/2012
1
Elect Alain Belda
Mgmt
For
Against
Against
International Business Machines Corp.
459200101
IBM
4/24/2012
2
Elect William  Brody
Mgmt
For
For
For
International Business Machines Corp.
459200101
IBM
4/24/2012
3
Elect Kenneth Chenault
Mgmt
For
For
For
International Business Machines Corp.
459200101
IBM
4/24/2012
4
Elect Michael  Eskew
Mgmt
For
Against
Against
International Business Machines Corp.
459200101
IBM
4/24/2012
5
Elect David Farr
Mgmt
For
For
For
International Business Machines Corp.
459200101
IBM
4/24/2012
6
Elect Shirley Jackson
Mgmt
For
For
For
International Business Machines Corp.
459200101
IBM
4/24/2012
7
Elect Andrew Liveris
Mgmt
For
Against
Against
International Business Machines Corp.
459200101
IBM
4/24/2012
8
Elect W. James McNerney, Jr.
Mgmt
For
For
For
International Business Machines Corp.
459200101
IBM
4/24/2012
9
Elect James Owens
Mgmt
For
For
For
International Business Machines Corp.
459200101
IBM
4/24/2012
10
Elect Samuel Palmisano
Mgmt
For
For
For
International Business Machines Corp.
459200101
IBM
4/24/2012
11
Elect Virginia Rometty
Mgmt
For
For
For
International Business Machines Corp.
459200101
IBM
4/24/2012
12
Elect Joan Spero
Mgmt
For
For
For
International Business Machines Corp.
459200101
IBM
4/24/2012
13
Elect Sidney Taurel
Mgmt
For
For
For
International Business Machines Corp.
459200101
IBM
4/24/2012
14
Elect Lorenzo Hector Zambrano Trevino
Mgmt
For
Against
Against
International Business Machines Corp.
459200101
IBM
4/24/2012
15
Ratification of Auditor
Mgmt
For
For
For
International Business Machines Corp.
459200101
IBM
4/24/2012
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
International Business Machines Corp.
459200101
IBM
4/24/2012
17
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
Against
For
International Business Machines Corp.
459200101
IBM
4/24/2012
18
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
International Business Machines Corp.
459200101
IBM
4/24/2012
19
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Newmont Mining Corp.
651639106
NEM
4/24/2012
1
Elect Bruce Brook
Mgmt
For
For
For
Newmont Mining Corp.
651639106
NEM
4/24/2012
2
Elect Vincent Calarco
Mgmt
For
For
For
Newmont Mining Corp.
651639106
NEM
4/24/2012
3
Elect Joseph Carrabba
Mgmt
For
For
For
Newmont Mining Corp.
651639106
NEM
4/24/2012
4
Elect Noreen Doyle
Mgmt
For
For
For
Newmont Mining Corp.
651639106
NEM
4/24/2012
5
Elect Veronica Hagen
Mgmt
For
For
For
Newmont Mining Corp.
651639106
NEM
4/24/2012
6
Elect Michael Hamson
Mgmt
For
For
For
Newmont Mining Corp.
651639106
NEM
4/24/2012
7
Elect Jane Nelson
Mgmt
For
For
For
Newmont Mining Corp.
651639106
NEM
4/24/2012
8
Elect Richard O'Brien
Mgmt
For
For
For
Newmont Mining Corp.
651639106
NEM
4/24/2012
9
Elect John Prescott
Mgmt
For
For
For
Newmont Mining Corp.
651639106
NEM
4/24/2012
10
Elect Donald Roth
Mgmt
For
For
For
Newmont Mining Corp.
651639106
NEM
4/24/2012
11
Elect Simon Thompson
Mgmt
For
For
For
Newmont Mining Corp.
651639106
NEM
4/24/2012
12
Ratification of Auditor
Mgmt
For
For
For
Newmont Mining Corp.
651639106
NEM
4/24/2012
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Noble Energy Inc
655044105
NBL
4/24/2012
1
Elect Jeffrey Berenson
Mgmt
For
For
For
Noble Energy Inc
655044105
NBL
4/24/2012
2
Elect Michael Cawley
Mgmt
For
For
For
Noble Energy Inc
655044105
NBL
4/24/2012
3
Elect Edward Cox
Mgmt
For
For
For
Noble Energy Inc
655044105
NBL
4/24/2012
4
Elect Charles Davidson
Mgmt
For
For
For
Noble Energy Inc
655044105
NBL
4/24/2012
5
Elect Thomas Edelman
Mgmt
For
For
For
Noble Energy Inc
655044105
NBL
4/24/2012
6
Elect Eric Grubman
Mgmt
For
For
For
Noble Energy Inc
655044105
NBL
4/24/2012
7
Elect Kirby Hedrick
Mgmt
For
For
For
Noble Energy Inc
655044105
NBL
4/24/2012
8
Elect Scott Urban
Mgmt
For
For
For
Noble Energy Inc
655044105
NBL
4/24/2012
9
Elect William Van Kleef
Mgmt
For
For
For
Noble Energy Inc
655044105
NBL
4/24/2012
10
Ratification of Auditor
Mgmt
For
For
For
Noble Energy Inc
655044105
NBL
4/24/2012
11
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Noble Energy Inc
655044105
NBL
4/24/2012
12
Increase of Authorized Common Stock
Mgmt
For
For
For
Praxair, Inc.
74005P104
PX
4/24/2012
1.1
Elect Stephen Angel
Mgmt
For
For
For
Praxair, Inc.
74005P104
PX
4/24/2012
1.2
Elect Oscar Bernardes
Mgmt
For
For
For
Praxair, Inc.
74005P104
PX
4/24/2012
1.3
Elect Bret Clayton
Mgmt
For
For
For
Praxair, Inc.
74005P104
PX
4/24/2012
1.4
Elect Nance  Dicciani
Mgmt
For
For
For
Praxair, Inc.
74005P104
PX
4/24/2012
1.5
Elect Edward Galante
Mgmt
For
For
For
Praxair, Inc.
74005P104
PX
4/24/2012
1.6
Elect Claire Gargalli
Mgmt
For
For
For
Praxair, Inc.
74005P104
PX
4/24/2012
1.7
Elect Ira Hall
Mgmt
For
For
For
Praxair, Inc.
74005P104
PX
4/24/2012
1.8
Elect Raymond LeBoeuf
Mgmt
For
For
For
Praxair, Inc.
74005P104
PX
4/24/2012
1.9
Elect Larry McVay
Mgmt
For
For
For
Praxair, Inc.
74005P104
PX
4/24/2012
1.10
Elect Wayne Smith
Mgmt
For
For
For
Praxair, Inc.
74005P104
PX
4/24/2012
1.11
Elect Robert Wood
Mgmt
For
For
For
Praxair, Inc.
74005P104
PX
4/24/2012
2
Right to Call a Special Meeting
Mgmt
For
For
For
Praxair, Inc.
74005P104
PX
4/24/2012
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Praxair, Inc.
74005P104
PX
4/24/2012
4
Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures
ShrHoldr
Against
Against
For
Praxair, Inc.
74005P104
PX
4/24/2012
5
Ratification of Auditor
Mgmt
For
For
For
Wells Fargo & Co.
949746101
WFC
4/24/2012
1
Elect John Baker II
Mgmt
For
Against
Against
Wells Fargo & Co.
949746101
WFC
4/24/2012
2
Elect Elaine Chao
Mgmt
For
For
For
Wells Fargo & Co.
949746101
WFC
4/24/2012
3
Elect John Chen
Mgmt
For
For
For
Wells Fargo & Co.
949746101
WFC
4/24/2012
4
Elect Lloyd Dean
Mgmt
For
For
For
Wells Fargo & Co.
949746101
WFC
4/24/2012
5
Elect Susan Engel
Mgmt
For
For
For
Wells Fargo & Co.
949746101
WFC
4/24/2012
6
Elect Enrique Hernandez, Jr.
Mgmt
For
For
For
Wells Fargo & Co.
949746101
WFC
4/24/2012
7
Elect Donald James
Mgmt
For
Against
Against
Wells Fargo & Co.
949746101
WFC
4/24/2012
8
Elect Cynthia Milligan
Mgmt
For
Against
Against
Wells Fargo & Co.
949746101
WFC
4/24/2012
9
Elect Nicholas Moore
Mgmt
For
For
For
Wells Fargo & Co.
949746101
WFC
4/24/2012
10
Elect Federico Pena
Mgmt
For
For
For
Wells Fargo & Co.
949746101
WFC
4/24/2012
11
Elect Philip Quigley
Mgmt
For
Against
Against
Wells Fargo & Co.
949746101
WFC
4/24/2012
12
Elect Judith Runstad
Mgmt
For
For
For
Wells Fargo & Co.
949746101
WFC
4/24/2012
13
Elect Stephen Sanger
Mgmt
For
For
For
Wells Fargo & Co.
949746101
WFC
4/24/2012
14
Elect John Stumpf
Mgmt
For
For
For
Wells Fargo & Co.
949746101
WFC
4/24/2012
15
Elect Susan Swenson
Mgmt
For
For
For
Wells Fargo & Co.
949746101
WFC
4/24/2012
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Wells Fargo & Co.
949746101
WFC
4/24/2012
17
Ratification of Auditor
Mgmt
For
For
For
Wells Fargo & Co.
949746101
WFC
4/24/2012
18
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
Wells Fargo & Co.
949746101
WFC
4/24/2012
19
Shareholder Proposal Regarding Cumulative Voting in Contested Elections
ShrHoldr
Against
For
Against
Wells Fargo & Co.
949746101
WFC
4/24/2012
20
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Wells Fargo & Co.
949746101
WFC
4/24/2012
21
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
ShrHoldr
Against
Against
For
Coca Cola Company
191216100
KO
4/25/2012
1
Elect Herbert Allen
Mgmt
For
For
For
Coca Cola Company
191216100
KO
4/25/2012
2
Elect Ronald Allen
Mgmt
For
Against
Against
Coca Cola Company
191216100
KO
4/25/2012
3
Elect Howard Buffett
Mgmt
For
For
For
Coca Cola Company
191216100
KO
4/25/2012
4
Elect Richard Daley
Mgmt
For
For
For
Coca Cola Company
191216100
KO
4/25/2012
5
Elect Barry Diller
Mgmt
For
Against
Against
Coca Cola Company
191216100
KO
4/25/2012
6
Elect Evan Greenberg
Mgmt
For
For
For
Coca Cola Company
191216100
KO
4/25/2012
7
Elect Alexis Herman
Mgmt
For
For
For
Coca Cola Company
191216100
KO
4/25/2012
8
Elect Muhtar Kent
Mgmt
For
For
For
Coca Cola Company
191216100
KO
4/25/2012
9
Elect Donald Keough
Mgmt
For
For
For
Coca Cola Company
191216100
KO
4/25/2012
10
Elect Robert Kotick
Mgmt
For
For
For
Coca Cola Company
191216100
KO
4/25/2012
11
Elect Maria Lagomasino
Mgmt
For
For
For
Coca Cola Company
191216100
KO
4/25/2012
12
Elect Donald McHenry
Mgmt
For
For
For
Coca Cola Company
191216100
KO
4/25/2012
13
Elect Sam Nunn
Mgmt
For
For
For
Coca Cola Company
191216100
KO
4/25/2012
14
Elect James Robinson III
Mgmt
For
For
For
Coca Cola Company
191216100
KO
4/25/2012
15
Elect Peter Ueberroth
Mgmt
For
For
For
Coca Cola Company
191216100
KO
4/25/2012
16
Elect Jacob Wallenberg
Mgmt
For
Against
Against
Coca Cola Company
191216100
KO
4/25/2012
17
Elect James Williams
Mgmt
For
Against
Against
Coca Cola Company
191216100
KO
4/25/2012
18
Ratification of Auditor
Mgmt
For
For
For
Coca Cola Company
191216100
KO
4/25/2012
19
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Du Pont (E.I.) De Nemours & Co
263534109
DD
4/25/2012
1
Elect Lamberto Andreotti
Mgmt
For
For
For
Du Pont (E.I.) De Nemours & Co
263534109
DD
4/25/2012
2
Elect Richard Brown
Mgmt
For
For
For
Du Pont (E.I.) De Nemours & Co
263534109
DD
4/25/2012
3
Elect Robert Brown
Mgmt
For
For
For
Du Pont (E.I.) De Nemours & Co
263534109
DD
4/25/2012
4
Elect Bertrand Collomb
Mgmt
For
For
For
Du Pont (E.I.) De Nemours & Co
263534109
DD
4/25/2012
5
Elect Curtis Crawford
Mgmt
For
For
For
Du Pont (E.I.) De Nemours & Co
263534109
DD
4/25/2012
6
Elect Alexander Cutler
Mgmt
For
For
For
Du Pont (E.I.) De Nemours & Co
263534109
DD
4/25/2012
7
Elect Eleuthere Du Pont
Mgmt
For
For
For
Du Pont (E.I.) De Nemours & Co
263534109
DD
4/25/2012
8
Elect Marillyn Hewson
Mgmt
For
For
For
Du Pont (E.I.) De Nemours & Co
263534109
DD
4/25/2012
9
Elect Lois Juliber
Mgmt
For
For
For
Du Pont (E.I.) De Nemours & Co
263534109
DD
4/25/2012
10
Elect Ellen Kullman
Mgmt
For
For
For
Du Pont (E.I.) De Nemours & Co
263534109
DD
4/25/2012
11
Elect Lee Thomas
Mgmt
For
For
For
Du Pont (E.I.) De Nemours & Co
263534109
DD
4/25/2012
12
Ratification of Auditor
Mgmt
For
For
For
Du Pont (E.I.) De Nemours & Co
263534109
DD
4/25/2012
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Du Pont (E.I.) De Nemours & Co
263534109
DD
4/25/2012
14
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
Du Pont (E.I.) De Nemours & Co
263534109
DD
4/25/2012
15
Shareholder Proposal Regarding Report on Executive Compensation
ShrHoldr
Against
Against
For
General Electric Co.
369604103
GE
4/25/2012
1
Elect W. Geoffrey Beattie
Mgmt
For
For
For
General Electric Co.
369604103
GE
4/25/2012
2
Elect James Cash, Jr.
Mgmt
For
For
For
General Electric Co.
369604103
GE
4/25/2012
3
Elect Ann Fudge
Mgmt
For
For
For
General Electric Co.
369604103
GE
4/25/2012
4
Elect Susan Hockfield
Mgmt
For
For
For
General Electric Co.
369604103
GE
4/25/2012
5
Elect Jeffrey Immelt
Mgmt
For
For
For
General Electric Co.
369604103
GE
4/25/2012
6
Elect Andrea Jung
Mgmt
For
For
For
General Electric Co.
369604103
GE
4/25/2012
7
Elect Alan Lafley
Mgmt
For
For
For
General Electric Co.
369604103
GE
4/25/2012
8
Elect Robert Lane
Mgmt
For
For
For
General Electric Co.
369604103
GE
4/25/2012
9
Elect Ralph Larsen
Mgmt
For
For
For
General Electric Co.
369604103
GE
4/25/2012
10
Elect Rochelle Lazarus
Mgmt
For
Against
Against
General Electric Co.
369604103
GE
4/25/2012
11
Elect James Mulva
Mgmt
For
For
For
General Electric Co.
369604103
GE
4/25/2012
12
Elect Sam Nunn
Mgmt
For
For
For
General Electric Co.
369604103
GE
4/25/2012
13
Elect Roger Penske
Mgmt
For
Against
Against
General Electric Co.
369604103
GE
4/25/2012
14
Elect Robert Swieringa
Mgmt
For
For
For
General Electric Co.
369604103
GE
4/25/2012
15
Elect James Tisch
Mgmt
For
For
For
General Electric Co.
369604103
GE
4/25/2012
16
Elect Douglas Warner III
Mgmt
For
For
For
General Electric Co.
369604103
GE
4/25/2012
17
Ratification of Auditor
Mgmt
For
For
For
General Electric Co.
369604103
GE
4/25/2012
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
General Electric Co.
369604103
GE
4/25/2012
19
Amendment to the 2007 Long-Term Incentive Plan
Mgmt
For
For
For
General Electric Co.
369604103
GE
4/25/2012
20
Approval of Material Terms of Senior Officer Performance Goals
Mgmt
For
For
For
General Electric Co.
369604103
GE
4/25/2012
21
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
Against
For
General Electric Co.
369604103
GE
4/25/2012
22
Shareholder Proposal Regarding Nuclear Activities
ShrHoldr
Against
Against
For
General Electric Co.
369604103
GE
4/25/2012
23
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
General Electric Co.
369604103
GE
4/25/2012
24
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Marathon Oil Corporation
565849106
MRO
4/25/2012
1
Elect Gregory Boyce
Mgmt
For
For
For
Marathon Oil Corporation
565849106
MRO
4/25/2012
2
Elect Pierre Brondeau
Mgmt
For
For
For
Marathon Oil Corporation
565849106
MRO
4/25/2012
3
Elect Clarence Cazalot, Jr.
Mgmt
For
For
For
Marathon Oil Corporation
565849106
MRO
4/25/2012
4
Elect Linda Cook
Mgmt
For
For
For
Marathon Oil Corporation
565849106
MRO
4/25/2012
5
Elect Shirley Jackson
Mgmt
For
For
For
Marathon Oil Corporation
565849106
MRO
4/25/2012
6
Elect Philip Lader
Mgmt
For
For
For
Marathon Oil Corporation
565849106
MRO
4/25/2012
7
Elect Michael Phelps
Mgmt
For
For
For
Marathon Oil Corporation
565849106
MRO
4/25/2012
8
Elect Dennis Reilley
Mgmt
For
For
For
Marathon Oil Corporation
565849106
MRO
4/25/2012
9
Ratification of Auditor
Mgmt
For
For
For
Marathon Oil Corporation
565849106
MRO
4/25/2012
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Marathon Oil Corporation
565849106
MRO
4/25/2012
11
2012 Incentive Compensation Plan
Mgmt
For
For
For
Cohen & Steers Global Income Builder Inc.
19248M103
INB
4/26/2012
1.1
Elect George Grossman
Mgmt
For
For 95%Withhold 5%
For
Cohen & Steers Global Income Builder Inc.
19248M103
INB
4/26/2012
1.2
Elect Robert Steers
Mgmt
For
For 95%Withhold 5%
For
Cohen & Steers Global Income Builder Inc.
19248M103
INB
4/26/2012
1.3
Elect C. Edward Ward, Jr.
Mgmt
For
For 95%Withhold 5%
For
Lockheed Martin Corp.
539830109
LMT
4/26/2012
1
Elect Nolan Archibald
Mgmt
For
Against
Against
Lockheed Martin Corp.
539830109
LMT
4/26/2012
2
Elect Rosalind Brewer
Mgmt
For
For
For
Lockheed Martin Corp.
539830109
LMT
4/26/2012
3
Elect David Burritt
Mgmt
For
Against
Against
Lockheed Martin Corp.
539830109
LMT
4/26/2012
4
Elect James Ellis, Jr.
Mgmt
For
For
For
Lockheed Martin Corp.
539830109
LMT
4/26/2012
5
Elect Thomas Falk
Mgmt
For
For
For
Lockheed Martin Corp.
539830109
LMT
4/26/2012
6
Elect Gwendolyn King
Mgmt
For
For
For
Lockheed Martin Corp.
539830109
LMT
4/26/2012
7
Elect James Loy
Mgmt
For
Against
Against
Lockheed Martin Corp.
539830109
LMT
4/26/2012
8
Elect Douglas McCorkindale
Mgmt
For
Against
Against
Lockheed Martin Corp.
539830109
LMT
4/26/2012
9
Elect Joseph Ralston
Mgmt
For
Against
Against
Lockheed Martin Corp.
539830109
LMT
4/26/2012
10
Elect Anne Stevens
Mgmt
For
Against
Against
Lockheed Martin Corp.
539830109
LMT
4/26/2012
11
Elect Robert Stevens
Mgmt
For
For
For
Lockheed Martin Corp.
539830109
LMT
4/26/2012
12
Ratification of Auditor
Mgmt
For
For
For
Lockheed Martin Corp.
539830109
LMT
4/26/2012
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Lockheed Martin Corp.
539830109
LMT
4/26/2012
14
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
Abbott Laboratories
002824100
ABT
4/27/2012
1.1
Elect Robert Alpern
Mgmt
For
For
For
Abbott Laboratories
002824100
ABT
4/27/2012
1.2
Elect Roxanne Austin
Mgmt
For
For
For
Abbott Laboratories
002824100
ABT
4/27/2012
1.3
Elect Sally Blount
Mgmt
For
For
For
Abbott Laboratories
002824100
ABT
4/27/2012
1.4
Elect W. James Farrell
Mgmt
For
For
For
Abbott Laboratories
002824100
ABT
4/27/2012
1.5
Elect Edward Liddy
Mgmt
For
For
For
Abbott Laboratories
002824100
ABT
4/27/2012
1.6
Elect Nancy McKinstry
Mgmt
For
Withhold
Against
Abbott Laboratories
002824100
ABT
4/27/2012
1.7
Elect Phebe Novakovic
Mgmt
For
For
For
Abbott Laboratories
002824100
ABT
4/27/2012
1.8
Elect William Osborn
Mgmt
For
For
For
Abbott Laboratories
002824100
ABT
4/27/2012
1.9
Elect Samuel Scott III
Mgmt
For
For
For
Abbott Laboratories
002824100
ABT
4/27/2012
1.10
Elect Glenn Tilton
Mgmt
For
For
For
Abbott Laboratories
002824100
ABT
4/27/2012
1.11
Elect Miles White
Mgmt
For
For
For
Abbott Laboratories
002824100
ABT
4/27/2012
2
Ratification of Auditor
Mgmt
For
For
For
Abbott Laboratories
002824100
ABT
4/27/2012
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Abbott Laboratories
002824100
ABT
4/27/2012
4
Shareholder Proposal Regarding Animal Welfare
ShrHoldr
Against
Against
For
Abbott Laboratories
002824100
ABT
4/27/2012
5
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
Abbott Laboratories
002824100
ABT
4/27/2012
6
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
Abbott Laboratories
002824100
ABT
4/27/2012
7
Shareholder Proposal Regarding Tax Gross-Up Payments
ShrHoldr
Against
For
Against
Abbott Laboratories
002824100
ABT
4/27/2012
8
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
Abbott Laboratories
002824100
ABT
4/27/2012
9
Shareholder Proposal Regarding Excluding Excluding Compliance Costs for the Purposes of Executive Compensation
ShrHoldr
Against
For
Against
Abbott Laboratories
002824100
ABT
4/27/2012
10
Shareholder Proposal Regarding Compensation in the Event of a Change of Control
ShrHoldr
Against
For
Against
AT&T, Inc.
00206R102
T
4/27/2012
1
Elect Randall Stephenson
Mgmt
For
For
For
AT&T, Inc.
00206R102
T
4/27/2012
2
Elect Gilbert Amelio
Mgmt
For
For
For
AT&T, Inc.
00206R102
T
4/27/2012
3
Elect Reuben Anderson
Mgmt
For
For
For
AT&T, Inc.
00206R102
T
4/27/2012
4
Elect James Blanchard
Mgmt
For
For
For
AT&T, Inc.
00206R102
T
4/27/2012
5
Elect Jaime Chico Pardo
Mgmt
For
For
For
AT&T, Inc.
00206R102
T
4/27/2012
6
Elect James Kelly
Mgmt
For
For
For
AT&T, Inc.
00206R102
T
4/27/2012
7
Elect Jon Madonna
Mgmt
For
For
For
AT&T, Inc.
00206R102
T
4/27/2012
8
Elect John McCoy
Mgmt
For
For
For
AT&T, Inc.
00206R102
T
4/27/2012
9
Elect Joyce Roche
Mgmt
For
For
For
AT&T, Inc.
00206R102
T
4/27/2012
10
Elect Matthew Rose
Mgmt
For
For
For
AT&T, Inc.
00206R102
T
4/27/2012
11
Elect Laura Tyson
Mgmt
For
For
For
AT&T, Inc.
00206R102
T
4/27/2012
12
Ratification of Auditor
Mgmt
For
For
For
AT&T, Inc.
00206R102
T
4/27/2012
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
AT&T, Inc.
00206R102
T
4/27/2012
14
Restoration of Written Consent
Mgmt
For
For
For
AT&T, Inc.
00206R102
T
4/27/2012
15
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
For
Against
AT&T, Inc.
00206R102
T
4/27/2012
16
Shareholder Proposal Regarding Network Neutrality
ShrHoldr
Against
Against
For
AT&T, Inc.
00206R102
T
4/27/2012
17
Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO
ShrHoldr
Against
For
Against
India Fund Inc
454089103
IFN
4/27/2012
1.1
Elect Martin Gilbert
Mgmt
For
For 84%Withhold 16%
Against
India Fund Inc
454089103
IFN
4/27/2012
1.2
Elect Lawrence Becker
Mgmt
For
For 85%Withhold 15%
For
India Fund Inc
454089103
IFN
4/27/2012
1.3
Elect Jeswald Salacuse
Mgmt
For
For 85%Withhold 15%
For
India Fund Inc
454089103
IFN
4/27/2012
1.4
Elect Hugh Young
Mgmt
For
For 85%Withhold 15%
For
Lazard World Dividend & Income Fund Inc
521076109
LOR
4/27/2012
1.1
Elect Ashish Bhutani
Mgmt
For
For 97.5%Withhold 2.5%
For
Lazard World Dividend & Income Fund Inc
521076109
LOR
4/27/2012
1.2
Elect Richard Reiss, Jr.
Mgmt
For
For 97.5%Withhold 2.5%
For
LMP Real Estate Income Fund Inc
50208C108
RIT
4/27/2012
1.1
Elect William Hutchinson
Mgmt
For
For 97%Withhold 3%
For
LMP Real Estate Income Fund Inc
50208C108
RIT
4/27/2012
1.2
Elect Jeswald Salacuse
Mgmt
For
For 97%Withhold 3%
For
Western Asset Inflation Management Fund Inc
95766U107
IMF
4/27/2012
1.1
Elect Carol Colman
Mgmt
For
For 68%Withhold 32%
For
Western Asset Inflation Management Fund Inc
95766U107
IMF
4/27/2012
1.2
Elect Daniel Cronin
Mgmt
For
For 68%Withhold 32%
For
Western Asset Inflation Management Fund Inc
95766U107
IMF
4/27/2012
1.3
Elect Paolo Cucchi
Mgmt
For
For 68%Withhold 32%
For
Western Asset Inflation Management Fund Inc
95766U107
IMF
4/27/2012
2
Shareholder Proposal Regarding Termination of Management Agreements
ShrHoldr
Against
For 47%
Against 53%
For
American Express Co.
025816109
AXP
4/30/2012
1.1
Elect Charlene Barshefsky
Mgmt
For
Withhold
Against
American Express Co.
025816109
AXP
4/30/2012
1.2
Elect Ursula Burns
Mgmt
For
For
For
American Express Co.
025816109
AXP
4/30/2012
1.3
Elect Kenneth Chenault
Mgmt
For
For
For
American Express Co.
025816109
AXP
4/30/2012
1.4
Elect Peter Chernin
Mgmt
For
For
For
American Express Co.
025816109
AXP
4/30/2012
1.5
Elect Theodore Leonsis
Mgmt
For
Withhold
Against
American Express Co.
025816109
AXP
4/30/2012
1.6
Elect Jan Leschly
Mgmt
For
For
For
American Express Co.
025816109
AXP
4/30/2012
1.7
Elect Richard Levin
Mgmt
For
For
For
American Express Co.
025816109
AXP
4/30/2012
1.8
Elect Richard McGinn
Mgmt
For
For
For
American Express Co.
025816109
AXP
4/30/2012
1.9
Elect Edward Miller
Mgmt
For
For
For
American Express Co.
025816109
AXP
4/30/2012
1.10
Elect Steven Reinemund
Mgmt
For
For
For
American Express Co.
025816109
AXP
4/30/2012
1.11
Elect Robert Walter
Mgmt
For
For
For
American Express Co.
025816109
AXP
4/30/2012
1.12
Elect Ronald Williams
Mgmt
For
For
For
American Express Co.
025816109
AXP
4/30/2012
2
Ratification of Auditor
Mgmt
For
For
For
American Express Co.
025816109
AXP
4/30/2012
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
American Express Co.
025816109
AXP
4/30/2012
4
Amendment to the 2007 Incentive Compensation Plan
Mgmt
For
For
For
American Express Co.
025816109
AXP
4/30/2012
5
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
Against
For
American Express Co.
025816109
AXP
4/30/2012
6
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
Bristol-Myers Squibb Co.
110122108
BMY
5/1/2012
1
Elect Lamberto  Andreotti
Mgmt
For
For
For
Bristol-Myers Squibb Co.
110122108
BMY
5/1/2012
2
Elect Lewis Campbell
Mgmt
For
For
For
Bristol-Myers Squibb Co.
110122108
BMY
5/1/2012
3
Elect James Cornelius
Mgmt
For
For
For
Bristol-Myers Squibb Co.
110122108
BMY
5/1/2012
4
Elect Louis Freeh
Mgmt
For
Against
Against
Bristol-Myers Squibb Co.
110122108
BMY
5/1/2012
5
Elect Laurie Glimcher
Mgmt
For
For
For
Bristol-Myers Squibb Co.
110122108
BMY
5/1/2012
6
Elect Michael Grobstein
Mgmt
For
For
For
Bristol-Myers Squibb Co.
110122108
BMY
5/1/2012
7
Elect Alan Lacy
Mgmt
For
For
For
Bristol-Myers Squibb Co.
110122108
BMY
5/1/2012
8
Elect Vicki Sato
Mgmt
For
For
For
Bristol-Myers Squibb Co.
110122108
BMY
5/1/2012
9
Elect Elliott Sigal
Mgmt
For
For
For
Bristol-Myers Squibb Co.
110122108
BMY
5/1/2012
10
Elect Gerald Storch
Mgmt
For
For
For
Bristol-Myers Squibb Co.
110122108
BMY
5/1/2012
11
Elect Togo West, Jr.
Mgmt
For
For
For
Bristol-Myers Squibb Co.
110122108
BMY
5/1/2012
12
Elect R. Sanders Williams
Mgmt
For
Against
Against
Bristol-Myers Squibb Co.
110122108
BMY
5/1/2012
13
Ratification of Auditor
Mgmt
For
For
For
Bristol-Myers Squibb Co.
110122108
BMY
5/1/2012
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Bristol-Myers Squibb Co.
110122108
BMY
5/1/2012
15
2012 Stock Award and Incentive Plan
Mgmt
For
For
For
Bristol-Myers Squibb Co.
110122108
BMY
5/1/2012
16
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
Against
For
Bristol-Myers Squibb Co.
110122108
BMY
5/1/2012
17
Shareholder Proposal Regarding Animal Welfare
ShrHoldr
Against
Against
For
Bristol-Myers Squibb Co.
110122108
BMY
5/1/2012
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Western Asset-Claymore Inflation-Linked Opportunities & Income
95766R104
WIW
5/1/2012
1.1
Elect Ronald Nyberg
Mgmt
For
For 93%
  Withhold 7%
Against
Western Asset-Claymore Inflation-Linked Securities & Income Fu
95766Q106
WIA
5/1/2012
1.1
Elect Ronald Toupin, Jr.
Mgmt
For
For 93%
  Withhold 7%
For
Western Asset-Claymore Inflation-Linked Securities & Income Fu
95766Q106
WIA
5/1/2012
1.2
Elect R. Jay Gerken
Mgmt
For
For 93%
  Withhold 7%
For
General Dynamics Corp.
369550108
GD
5/2/2012
1
Elect Mary Barra
Mgmt
For
For
For
General Dynamics Corp.
369550108
GD
5/2/2012
2
Elect Nicholas Chabraja
Mgmt
For
For
For
General Dynamics Corp.
369550108
GD
5/2/2012
3
Elect James Crown
Mgmt
For
Against
Against
General Dynamics Corp.
369550108
GD
5/2/2012
4
Elect William Fricks
Mgmt
For
Against
Against
General Dynamics Corp.
369550108
GD
5/2/2012
5
Elect Jay Johnson
Mgmt
For
For
For
General Dynamics Corp.
369550108
GD
5/2/2012
6
Elect James Jones
Mgmt
For
For
For
General Dynamics Corp.
369550108
GD
5/2/2012
7
Elect Paul Kaminski
Mgmt
For
Against
Against
General Dynamics Corp.
369550108
GD
5/2/2012
8
Elect John Keane
Mgmt
For
For
For
General Dynamics Corp.
369550108
GD
5/2/2012
9
Elect Lester Lyles
Mgmt
For
For
For
General Dynamics Corp.
369550108
GD
5/2/2012
10
Elect Phebe Novakovic
Mgmt
For
For
For
General Dynamics Corp.
369550108
GD
5/2/2012
11
Elect William Osborn
Mgmt
For
For
For
General Dynamics Corp.
369550108
GD
5/2/2012
12
Elect Sir Robert Walmsley
Mgmt
For
For
For
General Dynamics Corp.
369550108
GD
5/2/2012
13
Ratification of Auditor
Mgmt
For
For
For
General Dynamics Corp.
369550108
GD
5/2/2012
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
General Dynamics Corp.
369550108
GD
5/2/2012
15
2012 Equity Compensation Plan
Mgmt
For
For
For
General Dynamics Corp.
369550108
GD
5/2/2012
16
Shareholder Proposal Regarding Review of Human Rights Policies
ShrHoldr
Against
Against
For
General Dynamics Corp.
369550108
GD
5/2/2012
17
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
DIRECTV
25490A101
DTV
5/3/2012
1
Elect Ralph Boyd, Jr.
Mgmt
For
For
For
DIRECTV
25490A101
DTV
5/3/2012
2
Elect David Dillon
Mgmt
For
For
For
DIRECTV
25490A101
DTV
5/3/2012
3
Elect Samuel DiPiazza, Jr.
Mgmt
For
For
For
DIRECTV
25490A101
DTV
5/3/2012
4
Elect Dixon Doll
Mgmt
For
For
For
DIRECTV
25490A101
DTV
5/3/2012
5
Elect Peter Lund
Mgmt
For
For
For
DIRECTV
25490A101
DTV
5/3/2012
6
Elect Nancy Newcomb
Mgmt
For
For
For
DIRECTV
25490A101
DTV
5/3/2012
7
Elect Lorrie Norrington
Mgmt
For
For
For
DIRECTV
25490A101
DTV
5/3/2012
8
Ratification of Auditor
Mgmt
For
For
For
DIRECTV
25490A101
DTV
5/3/2012
9
Elimination of Dual Class Stock
Mgmt
For
For
For
DIRECTV
25490A101
DTV
5/3/2012
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
DIRECTV
25490A101
DTV
5/3/2012
11
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
For
Against
Duke Energy Corp.
26441C105
DUK
5/3/2012
1.1
Elect William Barnet III
Mgmt
For
For
For
Duke Energy Corp.
26441C105
DUK
5/3/2012
1.2
Elect G. Alex Bernhardt, Sr.
Mgmt
For
For
For
Duke Energy Corp.
26441C105
DUK
5/3/2012
1.3
Elect Michael Browning
Mgmt
For
For
For
Duke Energy Corp.
26441C105
DUK
5/3/2012
1.4
Elect Daniel DiMicco
Mgmt
For
For
For
Duke Energy Corp.
26441C105
DUK
5/3/2012
1.5
Elect John Forsgren
Mgmt
For
For
For
Duke Energy Corp.
26441C105
DUK
5/3/2012
1.6
Elect Ann Maynard Gray
Mgmt
For
For
For
Duke Energy Corp.
26441C105
DUK
5/3/2012
1.7
Elect James Hance, Jr.
Mgmt
For
For
For
Duke Energy Corp.
26441C105
DUK
5/3/2012
1.8
Elect E. James Reinsch
Mgmt
For
For
For
Duke Energy Corp.
26441C105
DUK
5/3/2012
1.9
Elect James Rhodes
Mgmt
For
For
For
Duke Energy Corp.
26441C105
DUK
5/3/2012
1.10
Elect James Rogers
Mgmt
For
For
For
Duke Energy Corp.
26441C105
DUK
5/3/2012
1.11
Elect Philip Sharp
Mgmt
For
For
For
Duke Energy Corp.
26441C105
DUK
5/3/2012
2
Ratification of Auditor
Mgmt
For
For
For
Duke Energy Corp.
26441C105
DUK
5/3/2012
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Duke Energy Corp.
26441C105
DUK
5/3/2012
4
Amendment to the Certificate of Incorporation to Reduce the Supermajority Requirement
Mgmt
For
For
For
Duke Energy Corp.
26441C105
DUK
5/3/2012
5
Shareholder Proposal Regarding Coal Risk
ShrHoldr
Against
Against
For
Duke Energy Corp.
26441C105
DUK
5/3/2012
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
United Parcel Service, Inc.
911312106
UPS
5/3/2012
1
Elect F. Duane Ackerman
Mgmt
For
Against
Against
United Parcel Service, Inc.
911312106
UPS
5/3/2012
2
Elect Michael Burns
Mgmt
For
For
For
United Parcel Service, Inc.
911312106
UPS
5/3/2012
3
Elect D. Scott Davis
Mgmt
For
For
For
United Parcel Service, Inc.
911312106
UPS
5/3/2012
4
Elect Stuart Eizenstat
Mgmt
For
For
For
United Parcel Service, Inc.
911312106
UPS
5/3/2012
5
Elect Michael  Eskew
Mgmt
For
For
For
United Parcel Service, Inc.
911312106
UPS
5/3/2012
6
Elect William Johnson
Mgmt
For
For
For
United Parcel Service, Inc.
911312106
UPS
5/3/2012
7
Elect Candace Kendle
Mgmt
For
For
For
United Parcel Service, Inc.
911312106
UPS
5/3/2012
8
Elect Ann Livermore
Mgmt
For
For
For
United Parcel Service, Inc.
911312106
UPS
5/3/2012
9
Elect Rudy Markham
Mgmt
For
For
For
United Parcel Service, Inc.
911312106
UPS
5/3/2012
10
Elect Clark Randt, Jr.
Mgmt
For
For
For
United Parcel Service, Inc.
911312106
UPS
5/3/2012
11
Elect John Thompson
Mgmt
For
For
For
United Parcel Service, Inc.
911312106
UPS
5/3/2012
12
Elect Carol Tome
Mgmt
For
For
For
United Parcel Service, Inc.
911312106
UPS
5/3/2012
13
Ratification of Auditor
Mgmt
For
For
For
United Parcel Service, Inc.
911312106
UPS
5/3/2012
14
2012 Omnibus Incentive Compensation Plan
Mgmt
For
For
For
United Parcel Service, Inc.
911312106
UPS
5/3/2012
15
Amendment to the Discounted Employee Stock Purchase Plan
Mgmt
For
For
For
United Parcel Service, Inc.
911312106
UPS
5/3/2012
16
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Verizon Communications Inc
92343V104
VZ
5/3/2012
1
Elect Richard Carrion
Mgmt
For
For
For
Verizon Communications Inc
92343V104
VZ
5/3/2012
2
Elect Melanie Healey
Mgmt
For
For
For
Verizon Communications Inc
92343V104
VZ
5/3/2012
3
Elect M. Frances Keeth
Mgmt
For
For
For
Verizon Communications Inc
92343V104
VZ
5/3/2012
4
Elect Robert Lane
Mgmt
For
For
For
Verizon Communications Inc
92343V104
VZ
5/3/2012
5
Elect Lowell McAdam
Mgmt
For
For
For
Verizon Communications Inc
92343V104
VZ
5/3/2012
6
Elect Sandra Moose
Mgmt
For
For
For
Verizon Communications Inc
92343V104
VZ
5/3/2012
7
Elect Joseph Neubauer
Mgmt
For
Against
Against
Verizon Communications Inc
92343V104
VZ
5/3/2012
8
Elect Donald Nicolaisen
Mgmt
For
For
For
Verizon Communications Inc
92343V104
VZ
5/3/2012
9
Elect Clarence Otis, Jr.
Mgmt
For
For
For
Verizon Communications Inc
92343V104
VZ
5/3/2012
10
Elect Hugh Price
Mgmt
For
For
For
Verizon Communications Inc
92343V104
VZ
5/3/2012
11
Elect Rodney Slater
Mgmt
For
Against
Against
Verizon Communications Inc
92343V104
VZ
5/3/2012
12
Ratification of Auditor
Mgmt
For
For
For
Verizon Communications Inc
92343V104
VZ
5/3/2012
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Verizon Communications Inc
92343V104
VZ
5/3/2012
14
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
Against
For
Verizon Communications Inc
92343V104
VZ
5/3/2012
15
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Verizon Communications Inc
92343V104
VZ
5/3/2012
16
Shareholder Proposal Regarding Performance-Based Equity Compensation
ShrHoldr
Against
Against
For
Verizon Communications Inc
92343V104
VZ
5/3/2012
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
Verizon Communications Inc
92343V104
VZ
5/3/2012
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Verizon Communications Inc
92343V104
VZ
5/3/2012
19
Shareholder Proposal Regarding Network Neutrality
ShrHoldr
Against
Against
For
Illinois Tool Works, Inc.
452308109
ITW
5/4/2012
1
Elect Daniel Brutto
Mgmt
For
For
For
Illinois Tool Works, Inc.
452308109
ITW
5/4/2012
2
Elect Susan Crown
Mgmt
For
For
For
Illinois Tool Works, Inc.
452308109
ITW
5/4/2012
3
Elect Don Davis, Jr.
Mgmt
For
For
For
Illinois Tool Works, Inc.
452308109
ITW
5/4/2012
4
Elect James  Griffith
Mgmt
For
For
For
Illinois Tool Works, Inc.
452308109
ITW
5/4/2012
5
Elect Robert McCormack
Mgmt
For
For
For
Illinois Tool Works, Inc.
452308109
ITW
5/4/2012
6
Elect Robert Morrison
Mgmt
For
For
For
Illinois Tool Works, Inc.
452308109
ITW
5/4/2012
7
Elect James Skinner
Mgmt
For
For
For
Illinois Tool Works, Inc.
452308109
ITW
5/4/2012
8
Elect David Smith, Jr.
Mgmt
For
For
For
Illinois Tool Works, Inc.
452308109
ITW
5/4/2012
9
Elect David Speer
Mgmt
For
For
For
Illinois Tool Works, Inc.
452308109
ITW
5/4/2012
10
Elect Pamela Strobel
Mgmt
For
For
For
Illinois Tool Works, Inc.
452308109
ITW
5/4/2012
11
Elect Kevin Warren
Mgmt
For
For
For
Illinois Tool Works, Inc.
452308109
ITW
5/4/2012
12
Elect Anre Williams
Mgmt
For
For
For
Illinois Tool Works, Inc.
452308109
ITW
5/4/2012
13
Ratification of Auditor
Mgmt
For
For
For
Illinois Tool Works, Inc.
452308109
ITW
5/4/2012
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Occidental Petroleum Corp.
674599105
OXY
5/4/2012
1
Elect Spencer Abraham
Mgmt
For
For
For
Occidental Petroleum Corp.
674599105
OXY
5/4/2012
2
Elect Howard Atkins
Mgmt
For
For
For
Occidental Petroleum Corp.
674599105
OXY
5/4/2012
3
Elect Stephen Chazen
Mgmt
For
For
For
Occidental Petroleum Corp.
674599105
OXY
5/4/2012
4
Elect Edward Djerejian
Mgmt
For
For
For
Occidental Petroleum Corp.
674599105
OXY
5/4/2012
5
Elect John Feick
Mgmt
For
For
For
Occidental Petroleum Corp.
674599105
OXY
5/4/2012
6
Elect Margaret Foran
Mgmt
For
For
For
Occidental Petroleum Corp.
674599105
OXY
5/4/2012
7
Elect Carlos Gutierrez
Mgmt
For
For
For
Occidental Petroleum Corp.
674599105
OXY
5/4/2012
8
Elect Ray Irani
Mgmt
For
For
For
Occidental Petroleum Corp.
674599105
OXY
5/4/2012
9
Elect Avedick Poladian
Mgmt
For
For
For
Occidental Petroleum Corp.
674599105
OXY
5/4/2012
10
Elect Aziz Syriani
Mgmt
For
For
For
Occidental Petroleum Corp.
674599105
OXY
5/4/2012
11
Elect Rosemary Tomich
Mgmt
For
For
For
Occidental Petroleum Corp.
674599105
OXY
5/4/2012
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Occidental Petroleum Corp.
674599105
OXY
5/4/2012
13
Ratification of Auditor
Mgmt
For
For
For
Occidental Petroleum Corp.
674599105
OXY
5/4/2012
14
Shareholder Proposal Regarding Environmental Expertise on Board
ShrHoldr
Against
Against
For
Aflac Inc.
001055102
AFL
5/7/2012
1
Elect Daniel Amos
Mgmt
For
For
For
Aflac Inc.
001055102
AFL
5/7/2012
2
Elect John Shelby Amos II
Mgmt
For
For
For
Aflac Inc.
001055102
AFL
5/7/2012
3
Elect Paul Amos II
Mgmt
For
For
For
Aflac Inc.
001055102
AFL
5/7/2012
4
Elect Kriss Cloninger III
Mgmt
For
Against
Against
Aflac Inc.
001055102
AFL
5/7/2012
5
Elect Elizabeth Hudson
Mgmt
For
For
For
Aflac Inc.
001055102
AFL
5/7/2012
6
Elect Douglas Johnson
Mgmt
For
For
For
Aflac Inc.
001055102
AFL
5/7/2012
7
Elect Robert Johnson
Mgmt
For
For
For
Aflac Inc.
001055102
AFL
5/7/2012
8
Elect Charles Knapp
Mgmt
For
For
For
Aflac Inc.
001055102
AFL
5/7/2012
9
Elect E. Stephen Purdom
Mgmt
For
For
For
Aflac Inc.
001055102
AFL
5/7/2012
10
Elect Barbara Rimer
Mgmt
For
For
For
Aflac Inc.
001055102
AFL
5/7/2012
11
Elect Marvin Schuster
Mgmt
For
For
For
Aflac Inc.
001055102
AFL
5/7/2012
12
Elect Melvin Stith
Mgmt
For
For
For
Aflac Inc.
001055102
AFL
5/7/2012
13
Elect David Thompson
Mgmt
For
For
For
Aflac Inc.
001055102
AFL
5/7/2012
14
Elect Takuro Yoshida
Mgmt
For
Against
Against
Aflac Inc.
001055102
AFL
5/7/2012
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Aflac Inc.
001055102
AFL
5/7/2012
16
Amendment to the 2004 Long-Term Incentive Plan
Mgmt
For
For
For
Aflac Inc.
001055102
AFL
5/7/2012
17
Amendment to the 2013 Management Incentive Plan.
Mgmt
For
For
For
Aflac Inc.
001055102
AFL
5/7/2012
18
Ratification of Auditor
Mgmt
For
For
For
International Paper Co.
460146103
IP
5/7/2012
1
Elect David Bronczek
Mgmt
For
For
For
International Paper Co.
460146103
IP
5/7/2012
2
Elect Ahmet Dorduncu
Mgmt
For
For
For
International Paper Co.
460146103
IP
5/7/2012
3
Elect John Faraci
Mgmt
For
For
For
International Paper Co.
460146103
IP
5/7/2012
4
Elect Stacey Mobley
Mgmt
For
For
For
International Paper Co.
460146103
IP
5/7/2012
5
Elect Joan Spero
Mgmt
For
For
For
International Paper Co.
460146103
IP
5/7/2012
6
Elect John Townsend III
Mgmt
For
For
For
International Paper Co.
460146103
IP
5/7/2012
7
Elect John Turner
Mgmt
For
For
For
International Paper Co.
460146103
IP
5/7/2012
8
Elect William Walter
Mgmt
For
For
For
International Paper Co.
460146103
IP
5/7/2012
9
Elect J. Steven Whisler
Mgmt
For
For
For
International Paper Co.
460146103
IP
5/7/2012
10
Ratification of Auditor
Mgmt
For
For
For
International Paper Co.
460146103
IP
5/7/2012
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
International Paper Co.
460146103
IP
5/7/2012
12
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Capital One Financial Corp.
14040H105
COF
5/8/2012
1
Elect Richard Fairbank
Mgmt
For
For
For
Capital One Financial Corp.
14040H105
COF
5/8/2012
2
Elect Peter  Raskind
Mgmt
For
For
For
Capital One Financial Corp.
14040H105
COF
5/8/2012
3
Elect Bradford Warner
Mgmt
For
For
For
Capital One Financial Corp.
14040H105
COF
5/8/2012
4
Ratification of Auditor
Mgmt
For
For
For
Capital One Financial Corp.
14040H105
COF
5/8/2012
5
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Capital One Financial Corp.
14040H105
COF
5/8/2012
6
Amendment to the Associate Stock Purchase Plan
Mgmt
For
For
For
Cummins Inc.
231021106
CMI
5/8/2012
1
Elect N. Thomas Linebarger
Mgmt
For
For
For
Cummins Inc.
231021106
CMI
5/8/2012
2
Elect William Miller
Mgmt
For
Against
Against
Cummins Inc.
231021106
CMI
5/8/2012
3
Elect Alexis Herman
Mgmt
For
For
For
Cummins Inc.
231021106
CMI
5/8/2012
4
Elect Georgia Nelson
Mgmt
For
For
For
Cummins Inc.
231021106
CMI
5/8/2012
5
Elect Carl Ware
Mgmt
For
For
For
Cummins Inc.
231021106
CMI
5/8/2012
6
Elect Robert Herdman
Mgmt
For
For
For
Cummins Inc.
231021106
CMI
5/8/2012
7
Elect Robert Bernhard
Mgmt
For
For
For
Cummins Inc.
231021106
CMI
5/8/2012
8
Elect Franklin Chang-Diaz
Mgmt
For
For
For
Cummins Inc.
231021106
CMI
5/8/2012
9
Elect Stephen Dobbs
Mgmt
For
For
For
Cummins Inc.
231021106
CMI
5/8/2012
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Cummins Inc.
231021106
CMI
5/8/2012
11
Ratification of Auditor
Mgmt
For
For
For
Cummins Inc.
231021106
CMI
5/8/2012
12
2012 Omnibus Incentive Plan
Mgmt
For
For
For
Cummins Inc.
231021106
CMI
5/8/2012
13
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
Cummins Inc.
231021106
CMI
5/8/2012
14
Right to Call a Special Meeting
Mgmt
For
For
For
Prudential Financial Inc.
744320102
PRU
5/8/2012
1
Elect Thomas Baltimore Jr.
Mgmt
For
For
For
Prudential Financial Inc.
744320102
PRU
5/8/2012
2
Elect Gordon Bethune
Mgmt
For
For
For
Prudential Financial Inc.
744320102
PRU
5/8/2012
3
Elect Gaston Caperton
Mgmt
For
For
For
Prudential Financial Inc.
744320102
PRU
5/8/2012
4
Elect Gilbert Casellas
Mgmt
For
For
For
Prudential Financial Inc.
744320102
PRU
5/8/2012
5
Elect James Cullen
Mgmt
For
For
For
Prudential Financial Inc.
744320102
PRU
5/8/2012
6
Elect William Gray, III
Mgmt
For
For
For
Prudential Financial Inc.
744320102
PRU
5/8/2012
7
Elect Mark Grier
Mgmt
For
For
For
Prudential Financial Inc.
744320102
PRU
5/8/2012
8
Elect Constance Horner
Mgmt
For
For
For
Prudential Financial Inc.
744320102
PRU
5/8/2012
9
Elect Martina Hund-Mejean
Mgmt
For
For
For
Prudential Financial Inc.
744320102
PRU
5/8/2012
10
Elect Karl Krapek
Mgmt
For
For
For
Prudential Financial Inc.
744320102
PRU
5/8/2012
11
Elect Christine Poon
Mgmt
For
For
For
Prudential Financial Inc.
744320102
PRU
5/8/2012
12
Elect John Strangfeld
Mgmt
For
For
For
Prudential Financial Inc.
744320102
PRU
5/8/2012
13
Elect James Unruh
Mgmt
For
For
For
Prudential Financial Inc.
744320102
PRU
5/8/2012
14
Ratification of Auditor
Mgmt
For
For
For
Prudential Financial Inc.
744320102
PRU
5/8/2012
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Prudential Financial Inc.
744320102
PRU
5/8/2012
16
Elimination of Supermajority Requirement
Mgmt
For
For
For
Prudential Financial Inc.
744320102
PRU
5/8/2012
17
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
Conoco Phillips
20825C104
COP
5/9/2012
1
Elect Richard Armitage
Mgmt
For
For
For
Conoco Phillips
20825C104
COP
5/9/2012
2
Elect Richard Auchinleck
Mgmt
For
For
For
Conoco Phillips
20825C104
COP
5/9/2012
3
Elect James Copeland, Jr.
Mgmt
For
For
For
Conoco Phillips
20825C104
COP
5/9/2012
4
Elect Kenneth Duberstein
Mgmt
For
For
For
Conoco Phillips
20825C104
COP
5/9/2012
5
Elect Ruth Harkin
Mgmt
For
For
For
Conoco Phillips
20825C104
COP
5/9/2012
6
Elect Ryan Lance
Mgmt
For
For
For
Conoco Phillips
20825C104
COP
5/9/2012
7
Elect Mohd Hassan Marican
Mgmt
For
For
For
Conoco Phillips
20825C104
COP
5/9/2012
8
Elect Harold McGraw III
Mgmt
For
Against
Against
Conoco Phillips
20825C104
COP
5/9/2012
9
Elect James Mulva
Mgmt
For
For
For
Conoco Phillips
20825C104
COP
5/9/2012
10
Elect Robert Niblock
Mgmt
For
For
For
Conoco Phillips
20825C104
COP
5/9/2012
11
Elect Harald Norvik
Mgmt
For
For
For
Conoco Phillips
20825C104
COP
5/9/2012
12
Elect William Reilly
Mgmt
For
For
For
Conoco Phillips
20825C104
COP
5/9/2012
13
Elect Victoria Tschinkel
Mgmt
For
For
For
Conoco Phillips
20825C104
COP
5/9/2012
14
Elect Kathryn Turner
Mgmt
For
Against
Against
Conoco Phillips
20825C104
COP
5/9/2012
15
Elect William Wade, Jr.
Mgmt
For
Against
Against
Conoco Phillips
20825C104
COP
5/9/2012
16
Ratification of Auditor
Mgmt
For
Against
Against
Conoco Phillips
20825C104
COP
5/9/2012
17
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Conoco Phillips
20825C104
COP
5/9/2012
18
Shareholder Proposal Regarding Louisiana Wetlands
ShrHoldr
Against
Against
For
Conoco Phillips
20825C104
COP
5/9/2012
19
Shareholder Proposal Regarding Safety Report
ShrHoldr
Against
Against
For
Conoco Phillips
20825C104
COP
5/9/2012
20
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Conoco Phillips
20825C104
COP
5/9/2012
21
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
Conoco Phillips
20825C104
COP
5/9/2012
22
Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy
ShrHoldr
Against
Against
For
CSX Corp.
126408103
CSX
5/9/2012
1
Elect Donna Alvarado
Mgmt
For
For
For
CSX Corp.
126408103
CSX
5/9/2012
2
Elect John Breaux
Mgmt
For
For
For
CSX Corp.
126408103
CSX
5/9/2012
3
Elect Pamela Carter
Mgmt
For
For
For
CSX Corp.
126408103
CSX
5/9/2012
4
Elect Steven Halverson
Mgmt
For
For
For
CSX Corp.
126408103
CSX
5/9/2012
5
Elect Edward Kelly, III
Mgmt
For
For
For
CSX Corp.
126408103
CSX
5/9/2012
6
Elect Gilbert Lamphere
Mgmt
For
For
For
CSX Corp.
126408103
CSX
5/9/2012
7
Elect John McPherson
Mgmt
For
For
For
CSX Corp.
126408103
CSX
5/9/2012
8
Elect Timothy O'Toole
Mgmt
For
For
For
CSX Corp.
126408103
CSX
5/9/2012
9
Elect David Ratcliffe
Mgmt
For
For
For
CSX Corp.
126408103
CSX
5/9/2012
10
Elect Donald Shepard
Mgmt
For
For
For
CSX Corp.
126408103
CSX
5/9/2012
11
Elect Michael Ward
Mgmt
For
For
For
CSX Corp.
126408103
CSX
5/9/2012
12
Elect J.C. Watts, Jr.
Mgmt
For
For
For
CSX Corp.
126408103
CSX
5/9/2012
13
Elect J. Steven Whisler
Mgmt
For
For
For
CSX Corp.
126408103
CSX
5/9/2012
14
Ratification of Auditor
Mgmt
For
For
For
CSX Corp.
126408103
CSX
5/9/2012
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Philip Morris International Inc
718172109
PM
5/9/2012
1
Elect Harold Brown
Mgmt
For
For
For
Philip Morris International Inc
718172109
PM
5/9/2012
2
Elect Mathis Cabiallavetta
Mgmt
For
For
For
Philip Morris International Inc
718172109
PM
5/9/2012
3
Elect Louis Camilleri
Mgmt
For
For
For
Philip Morris International Inc
718172109
PM
5/9/2012
4
Elect J. Dudley Fishburn
Mgmt
For
For
For
Philip Morris International Inc
718172109
PM
5/9/2012
5
Elect Jennifer Li
Mgmt
For
For
For
Philip Morris International Inc
718172109
PM
5/9/2012
6
Elect Graham Mackay
Mgmt
For
For
For
Philip Morris International Inc
718172109
PM
5/9/2012
7
Elect Sergio Marchionne
Mgmt
For
Against
Against
Philip Morris International Inc
718172109
PM
5/9/2012
8
Elect Kalpana Morparia
Mgmt
For
For
For
Philip Morris International Inc
718172109
PM
5/9/2012
9
Elect Lucio Noto
Mgmt
For
For
For
Philip Morris International Inc
718172109
PM
5/9/2012
10
Elect Robert Polet
Mgmt
For
For
For
Philip Morris International Inc
718172109
PM
5/9/2012
11
Elect Carlos Slim Helu
Mgmt
For
For
For
Philip Morris International Inc
718172109
PM
5/9/2012
12
Elect Stephen Wolf
Mgmt
For
For
For
Philip Morris International Inc
718172109
PM
5/9/2012
13
Ratification of Auditor
Mgmt
For
For
For
Philip Morris International Inc
718172109
PM
5/9/2012
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Philip Morris International Inc
718172109
PM
5/9/2012
15
2012 Performance Incentive Plan
Mgmt
For
For
For
Philip Morris International Inc
718172109
PM
5/9/2012
16
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
Philip Morris International Inc
718172109
PM
5/9/2012
17
Shareholder Proposal Regarding Formation of Ethics Committee
ShrHoldr
Against
Against
For
Cvs Caremark Corp
126650100
CVS
5/10/2012
1
Elect C. David Brown II
Mgmt
For
For
For
Cvs Caremark Corp
126650100
CVS
5/10/2012
2
Elect David Dorman
Mgmt
For
For
For
Cvs Caremark Corp
126650100
CVS
5/10/2012
3
Elect Anne Finucane
Mgmt
For
For
For
Cvs Caremark Corp
126650100
CVS
5/10/2012
4
Elect Kristen Gibney Williams
Mgmt
For
For
For
Cvs Caremark Corp
126650100
CVS
5/10/2012
5
Elect Marian Heard
Mgmt
For
For
For
Cvs Caremark Corp
126650100
CVS
5/10/2012
6
Elect Larry Merlo
Mgmt
For
For
For
Cvs Caremark Corp
126650100
CVS
5/10/2012
7
Elect Jean-Pierre Millon
Mgmt
For
For
For
Cvs Caremark Corp
126650100
CVS
5/10/2012
8
Elect C.A. Lance Piccolo
Mgmt
For
For
For
Cvs Caremark Corp
126650100
CVS
5/10/2012
9
Elect Richard Swift
Mgmt
For
For
For
Cvs Caremark Corp
126650100
CVS
5/10/2012
10
Elect Tony White
Mgmt
For
For
For
Cvs Caremark Corp
126650100
CVS
5/10/2012
11
Ratification of Auditor
Mgmt
For
For
For
Cvs Caremark Corp
126650100
CVS
5/10/2012
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Cvs Caremark Corp
126650100
CVS
5/10/2012
13
Authorization of Written Consent by Less Than Unanimous Approval
Mgmt
For
For
For
Cvs Caremark Corp
126650100
CVS
5/10/2012
14
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
For
Against
Dow Chemical Co.
260543103
DOW
5/10/2012
1
Elect Arnold Allemang
Mgmt
For
For
For
Dow Chemical Co.
260543103
DOW
5/10/2012
2
Elect Jacqueline Barton
Mgmt
For
For
For
Dow Chemical Co.
260543103
DOW
5/10/2012
3
Elect James Bell
Mgmt
For
For
For
Dow Chemical Co.
260543103
DOW
5/10/2012
4
Elect Jeff Fettig
Mgmt
For
For
For
Dow Chemical Co.
260543103
DOW
5/10/2012
5
Elect John Hess
Mgmt
For
For
For
Dow Chemical Co.
260543103
DOW
5/10/2012
6
Elect Andrew Liveris
Mgmt
For
For
For
Dow Chemical Co.
260543103
DOW
5/10/2012
7
Elect Paul Polman
Mgmt
For
For
For
Dow Chemical Co.
260543103
DOW
5/10/2012
8
Elect Dennis Reilley
Mgmt
For
For
For
Dow Chemical Co.
260543103
DOW
5/10/2012
9
Elect James Ringler
Mgmt
For
For
For
Dow Chemical Co.
260543103
DOW
5/10/2012
10
Elect Ruth Shaw
Mgmt
For
Against
Against
Dow Chemical Co.
260543103
DOW
5/10/2012
11
Ratification of Auditor
Mgmt
For
For
For
Dow Chemical Co.
260543103
DOW
5/10/2012
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Dow Chemical Co.
260543103
DOW
5/10/2012
13
2012 Stock Incentive Plan
Mgmt
For
For
For
Dow Chemical Co.
260543103
DOW
5/10/2012
14
2012 Employee Stock Purchase Plan
Mgmt
For
For
For
Dow Chemical Co.
260543103
DOW
5/10/2012
15
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Dow Chemical Co.
260543103
DOW
5/10/2012
16
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
Gilead Sciences, Inc.
375558103
GILD
5/10/2012
1.1
Elect John Cogan
Mgmt
For
For
For
Gilead Sciences, Inc.
375558103
GILD
5/10/2012
1.2
Elect Etienne Davignon
Mgmt
For
For
For
Gilead Sciences, Inc.
375558103
GILD
5/10/2012
1.3
Elect James Denny
Mgmt
For
For
For
Gilead Sciences, Inc.
375558103
GILD
5/10/2012
1.4
Elect Carla Hills
Mgmt
For
For
For
Gilead Sciences, Inc.
375558103
GILD
5/10/2012
1.5
Elect Kevin Lofton
Mgmt
For
For
For
Gilead Sciences, Inc.
375558103
GILD
5/10/2012
1.6
Elect John Madigan
Mgmt
For
For
For
Gilead Sciences, Inc.
375558103
GILD
5/10/2012
1.7
Elect John Martin
Mgmt
For
For
For
Gilead Sciences, Inc.
375558103
GILD
5/10/2012
1.8
Elect Gordon Moore
Mgmt
For
For
For
Gilead Sciences, Inc.
375558103
GILD
5/10/2012
1.9
Elect Nicholas Moore
Mgmt
For
For
For
Gilead Sciences, Inc.
375558103
GILD
5/10/2012
1.10
Elect Richard Whitley
Mgmt
For
For
For
Gilead Sciences, Inc.
375558103
GILD
5/10/2012
1.11
Elect Gayle Wilson
Mgmt
For
For
For
Gilead Sciences, Inc.
375558103
GILD
5/10/2012
1.12
Elect Per Wold-Olsen
Mgmt
For
For
For
Gilead Sciences, Inc.
375558103
GILD
5/10/2012
2
Ratification of Auditor
Mgmt
For
For
For
Gilead Sciences, Inc.
375558103
GILD
5/10/2012
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Gilead Sciences, Inc.
375558103
GILD
5/10/2012
4
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Gilead Sciences, Inc.
375558103
GILD
5/10/2012
5
Shareholder Proposal Regarding Poison Pill
ShrHoldr
Against
For
Against
Kohl`s Corp.
500255104
KSS
5/10/2012
1
Elect Peter Boneparth
Mgmt
For
Against
Against
Kohl`s Corp.
500255104
KSS
5/10/2012
2
Elect Steven Burd
Mgmt
For
For
For
Kohl`s Corp.
500255104
KSS
5/10/2012
3
Elect John Herma
Mgmt
For
Against
Against
Kohl`s Corp.
500255104
KSS
5/10/2012
4
Elect Dale Jones
Mgmt
For
For
For
Kohl`s Corp.
500255104
KSS
5/10/2012
5
Elect William Kellogg
Mgmt
For
For
For
Kohl`s Corp.
500255104
KSS
5/10/2012
6
Elect Kevin Mansell
Mgmt
For
For
For
Kohl`s Corp.
500255104
KSS
5/10/2012
7
Elect John Schlifske
Mgmt
For
For
For
Kohl`s Corp.
500255104
KSS
5/10/2012
8
Elect Frank Sica
Mgmt
For
For
For
Kohl`s Corp.
500255104
KSS
5/10/2012
9
Elect Peter Sommerhauser
Mgmt
For
Against
Against
Kohl`s Corp.
500255104
KSS
5/10/2012
10
Elect Stephanie Streeter
Mgmt
For
Against
Against
Kohl`s Corp.
500255104
KSS
5/10/2012
11
Elect Nina Vaca
Mgmt
For
For
For
Kohl`s Corp.
500255104
KSS
5/10/2012
12
Elect Stephen Watson
Mgmt
For
Against
Against
Kohl`s Corp.
500255104
KSS
5/10/2012
13
Ratification of Auditor
Mgmt
For
For
For
Kohl`s Corp.
500255104
KSS
5/10/2012
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Kohl`s Corp.
500255104
KSS
5/10/2012
15
Shareholder Proposal Regarding Fur Policy
ShrHoldr
Against
Against
For
Kohl`s Corp.
500255104
KSS
5/10/2012
16
Shareholder Proposal Regarding CEO Succession Planning
ShrHoldr
Against
Against
For
Kohl`s Corp.
500255104
KSS
5/10/2012
17
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
Norfolk Southern Corp.
655844108
NSC
5/10/2012
1
Elect Gerald Baliles
Mgmt
For
For
For
Norfolk Southern Corp.
655844108
NSC
5/10/2012
2
Elect Erskine Bowles
Mgmt
For
For
For
Norfolk Southern Corp.
655844108
NSC
5/10/2012
3
Elect Robert Bradway
Mgmt
For
For
For
Norfolk Southern Corp.
655844108
NSC
5/10/2012
4
Elect Wesley Bush
Mgmt
For
For
For
Norfolk Southern Corp.
655844108
NSC
5/10/2012
5
Elect Daniel Carp
Mgmt
For
For
For
Norfolk Southern Corp.
655844108
NSC
5/10/2012
6
Elect Karen Horn
Mgmt
For
Against
Against
Norfolk Southern Corp.
655844108
NSC
5/10/2012
7
Elect Steven Leer
Mgmt
For
For
For
Norfolk Southern Corp.
655844108
NSC
5/10/2012
8
Elect Michael  Lockhart
Mgmt
For
For
For
Norfolk Southern Corp.
655844108
NSC
5/10/2012
9
Elect Charles Moorman, IV
Mgmt
For
For
For
Norfolk Southern Corp.
655844108
NSC
5/10/2012
10
Elect J. Paul Reason
Mgmt
For
For
For
Norfolk Southern Corp.
655844108
NSC
5/10/2012
11
Ratification of Auditor
Mgmt
For
For
For
Norfolk Southern Corp.
655844108
NSC
5/10/2012
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Union Pacific Corp.
907818108
UNP
5/10/2012
1
Elect Andrew Card, Jr.
Mgmt
For
For
For
Union Pacific Corp.
907818108
UNP
5/10/2012
2
Elect Erroll Davis, Jr.
Mgmt
For
For
For
Union Pacific Corp.
907818108
UNP
5/10/2012
3
Elect Thomas Donohue
Mgmt
For
For
For
Union Pacific Corp.
907818108
UNP
5/10/2012
4
Elect Archie Dunham
Mgmt
For
For
For
Union Pacific Corp.
907818108
UNP
5/10/2012
5
Elect Judith Richards Hope
Mgmt
For
For
For
Union Pacific Corp.
907818108
UNP
5/10/2012
6
Elect Charles Krulak
Mgmt
For
For
For
Union Pacific Corp.
907818108
UNP
5/10/2012
7
Elect Michael McCarthy
Mgmt
For
For
For
Union Pacific Corp.
907818108
UNP
5/10/2012
8
Elect Michael McConnell
Mgmt
For
For
For
Union Pacific Corp.
907818108
UNP
5/10/2012
9
Elect Thomas McLarty III
Mgmt
For
For
For
Union Pacific Corp.
907818108
UNP
5/10/2012
10
Elect Steven Rogel
Mgmt
For
For
For
Union Pacific Corp.
907818108
UNP
5/10/2012
11
Elect Jose Villarreal
Mgmt
For
For
For
Union Pacific Corp.
907818108
UNP
5/10/2012
12
Elect James Young
Mgmt
For
For
For
Union Pacific Corp.
907818108
UNP
5/10/2012
13
Ratification of Auditor
Mgmt
For
For
For
Union Pacific Corp.
907818108
UNP
5/10/2012
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Union Pacific Corp.
907818108
UNP
5/10/2012
15
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
Union Pacific Corp.
907818108
UNP
5/10/2012
16
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
Waste Management, Inc.
94106L109
WM
5/10/2012
1
Elect Bradbury Anderson
Mgmt
For
For
For
Waste Management, Inc.
94106L109
WM
5/10/2012
2
Elect Pastora Cafferty
Mgmt
For
For
For
Waste Management, Inc.
94106L109
WM
5/10/2012
3
Elect Frank Clark, Jr.
Mgmt
For
For
For
Waste Management, Inc.
94106L109
WM
5/10/2012
4
Elect Patrick Gross
Mgmt
For
Against
Against
Waste Management, Inc.
94106L109
WM
5/10/2012
5
Elect John Pope
Mgmt
For
For
For
Waste Management, Inc.
94106L109
WM
5/10/2012
6
Elect W. Robert Reum
Mgmt
For
For
For
Waste Management, Inc.
94106L109
WM
5/10/2012
7
Elect Steven Rothmeier
Mgmt
For
For
For
Waste Management, Inc.
94106L109
WM
5/10/2012
8
Elect David Steiner
Mgmt
For
For
For
Waste Management, Inc.
94106L109
WM
5/10/2012
9
Elect Thomas Weidemeyer
Mgmt
For
For
For
Waste Management, Inc.
94106L109
WM
5/10/2012
10
Ratification of Auditor
Mgmt
For
For
For
Waste Management, Inc.
94106L109
WM
5/10/2012
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Waste Management, Inc.
94106L109
WM
5/10/2012
12
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
Waste Management, Inc.
94106L109
WM
5/10/2012
13
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
Waste Management, Inc.
94106L109
WM
5/10/2012
14
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
Gabelli Healthcare & WellnessRx Trust
36246K103
GRX
5/14/2012
1.1
Elect Robert Kolodny
Mgmt
For
For 92%Withhold 8%
For
Gabelli Healthcare & WellnessRx Trust
36246K103
GRX
5/14/2012
1.2
Elect Salvatore Zizza
Mgmt
For
For 92%Withhold 8%
Against
Firstenergy Corp.
337932107
FE
5/15/2012
1.1
Elect Paul Addison
Mgmt
For
For
For
Firstenergy Corp.
337932107
FE
5/15/2012
1.2
Elect Anthony Alexander
Mgmt
For
For
For
Firstenergy Corp.
337932107
FE
5/15/2012
1.3
Elect Michael Anderson
Mgmt
For
For
For
Firstenergy Corp.
337932107
FE
5/15/2012
1.4
Elect Carol Cartwright
Mgmt
For
For
For
Firstenergy Corp.
337932107
FE
5/15/2012
1.5
Elect William Cottle
Mgmt
For
For
For
Firstenergy Corp.
337932107
FE
5/15/2012
1.6
Elect Robert Heisler, Jr.
Mgmt
For
For
For
Firstenergy Corp.
337932107
FE
5/15/2012
1.7
Elect Julia Johnson
Mgmt
For
For
For
Firstenergy Corp.
337932107
FE
5/15/2012
1.8
Elect Ted Kleisner
Mgmt
For
For
For
Firstenergy Corp.
337932107
FE
5/15/2012
1.9
Elect Donald  Misheff
Mgmt
For
For
For
Firstenergy Corp.
337932107
FE
5/15/2012
1.10
Elect Ernest Novak, Jr.
Mgmt
For
For
For
Firstenergy Corp.
337932107
FE
5/15/2012
1.11
Elect Christopher Pappas
Mgmt
For
For
For
Firstenergy Corp.
337932107
FE
5/15/2012
1.12
Elect Catherine Rein
Mgmt
For
For
For
Firstenergy Corp.
337932107
FE
5/15/2012
1.13
Elect George Smart
Mgmt
For
For
For
Firstenergy Corp.
337932107
FE
5/15/2012
1.14
Elect Wesley Taylor
Mgmt
For
For
For
Firstenergy Corp.
337932107
FE
5/15/2012
2
Ratification of Auditor
Mgmt
For
For
For
Firstenergy Corp.
337932107
FE
5/15/2012
3
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Firstenergy Corp.
337932107
FE
5/15/2012
4
Approval of the Material Terms of Performance Goals under the 2007 Incentive Plan
Mgmt
For
For
For
Firstenergy Corp.
337932107
FE
5/15/2012
5
Shareholder Proposal Regarding Coal Combustion Waste
ShrHoldr
Against
For
Against
Firstenergy Corp.
337932107
FE
5/15/2012
6
Shareholder Proposal Regarding Report on Coal Risk
ShrHoldr
Against
Against
For
Firstenergy Corp.
337932107
FE
5/15/2012
7
Shareholder Proposal Regarding the Adoption of Simple Majority Vote
ShrHoldr
Against
For
Against
JP Morgan Chase & Company
46625H100
JPM
5/15/2012
1
Elect James Bell
Mgmt
For
For
For
JP Morgan Chase & Company
46625H100
JPM
5/15/2012
2
Elect Crandall Bowles
Mgmt
For
For
For
JP Morgan Chase & Company
46625H100
JPM
5/15/2012
3
Elect Stephen Burke
Mgmt
For
For
For
JP Morgan Chase & Company
46625H100
JPM
5/15/2012
4
Elect David Cote
Mgmt
For
For
For
JP Morgan Chase & Company
46625H100
JPM
5/15/2012
5
Elect James Crown
Mgmt
For
For
For
JP Morgan Chase & Company
46625H100
JPM
5/15/2012
6
Elect James Dimon
Mgmt
For
For
For
JP Morgan Chase & Company
46625H100
JPM
5/15/2012
7
Elect Timothy Flynn
Mgmt
For
For
For
JP Morgan Chase & Company
46625H100
JPM
5/15/2012
8
Elect Ellen Futter
Mgmt
For
Against
Against
JP Morgan Chase & Company
46625H100
JPM
5/15/2012
9
Elect Laban Jackson, Jr.
Mgmt
For
For
For
JP Morgan Chase & Company
46625H100
JPM
5/15/2012
10
Elect Lee Raymond
Mgmt
For
For
For
JP Morgan Chase & Company
46625H100
JPM
5/15/2012
11
Elect William Weldon
Mgmt
For
For
For
JP Morgan Chase & Company
46625H100
JPM
5/15/2012
12
Ratification of Auditor
Mgmt
For
For
For
JP Morgan Chase & Company
46625H100
JPM
5/15/2012
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
JP Morgan Chase & Company
46625H100
JPM
5/15/2012
14
Shareholder Proposal Regarding Affirmation of Political Nonpartisanship
ShrHoldr
Against
Against
For
JP Morgan Chase & Company
46625H100
JPM
5/15/2012
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
JP Morgan Chase & Company
46625H100
JPM
5/15/2012
16
Shareholder Proposal Regarding Mortgage Loan Servicing
ShrHoldr
Against
Against
For
JP Morgan Chase & Company
46625H100
JPM
5/15/2012
17
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
JP Morgan Chase & Company
46625H100
JPM
5/15/2012
18
Shareholder Proposal Regarding Genocide-Free Investing
ShrHoldr
Against
Against
For
JP Morgan Chase & Company
46625H100
JPM
5/15/2012
19
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
JP Morgan Chase & Company
46625H100
JPM
5/15/2012
20
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
Morgan Stanley
617446448
MPQ
5/15/2012
1
Elect Roy Bostock
Mgmt
For
For
For
Morgan Stanley
617446448
MPQ
5/15/2012
2
Elect Erskine Bowles
Mgmt
For
For
For
Morgan Stanley
617446448
MPQ
5/15/2012
3
Elect Howard Davies
Mgmt
For
For
For
Morgan Stanley
617446448
MPQ
5/15/2012
4
Elect James Gorman
Mgmt
For
For
For
Morgan Stanley
617446448
MPQ
5/15/2012
5
Elect C. Robert Kidder
Mgmt
For
For
For
Morgan Stanley
617446448
MPQ
5/15/2012
6
Elect Klaus Kleinfield
Mgmt
For
For
For
Morgan Stanley
617446448
MPQ
5/15/2012
7
Elect Donald Nicolaisen
Mgmt
For
For
For
Morgan Stanley
617446448
MPQ
5/15/2012
8
Elect Hutham Olayan
Mgmt
For
For
For
Morgan Stanley
617446448
MPQ
5/15/2012
9
Elect James Owens
Mgmt
For
For
For
Morgan Stanley
617446448
MPQ
5/15/2012
10
Elect O. Griffith Sexton
Mgmt
For
For
For
Morgan Stanley
617446448
MPQ
5/15/2012
11
Elect Ryosuke Tamakoshi
Mgmt
For
For
For
Morgan Stanley
617446448
MPQ
5/15/2012
12
Elect Masaaki Tanaka
Mgmt
For
For
For
Morgan Stanley
617446448
MPQ
5/15/2012
13
Elect Laura Tyson
Mgmt
For
Against
Against
Morgan Stanley
617446448
MPQ
5/15/2012
14
Ratification of Auditor
Mgmt
For
For
For
Morgan Stanley
617446448
MPQ
5/15/2012
15
Amendment to the 2007 Equity Incentive Compensation Plan
Mgmt
For
For
For
Morgan Stanley
617446448
MPQ
5/15/2012
16
Amendment to the Directors' Equity Capital Accumulation Plan
Mgmt
For
For
For
Morgan Stanley
617446448
MPQ
5/15/2012
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Time Warner Inc
887317303
TWX
5/15/2012
1
Elect James Barksdale
Mgmt
For
For
For
Time Warner Inc
887317303
TWX
5/15/2012
2
Elect William Barr
Mgmt
For
Against
Against
Time Warner Inc
887317303
TWX
5/15/2012
3
Elect Jeffrey Bewkes
Mgmt
For
For
For
Time Warner Inc
887317303
TWX
5/15/2012
4
Elect Stephen Bollenbach
Mgmt
For
Against
Against
Time Warner Inc
887317303
TWX
5/15/2012
5
Elect Robert Clark
Mgmt
For
For
For
Time Warner Inc
887317303
TWX
5/15/2012
6
Elect Mathias Dopfner
Mgmt
For
Against
Against
Time Warner Inc
887317303
TWX
5/15/2012
7
Elect Jessica Einhorn
Mgmt
For
For
For
Time Warner Inc
887317303
TWX
5/15/2012
8
Elect Fred Hassan
Mgmt
For
For
For
Time Warner Inc
887317303
TWX
5/15/2012
9
Elect Kenneth Novack
Mgmt
For
For
For
Time Warner Inc
887317303
TWX
5/15/2012
10
Elect Paul Wachter
Mgmt
For
For
For
Time Warner Inc
887317303
TWX
5/15/2012
11
Elect Deborah Wright
Mgmt
For
For
For
Time Warner Inc
887317303
TWX
5/15/2012
12
Ratification of Auditor
Mgmt
For
For
For
Time Warner Inc
887317303
TWX
5/15/2012
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Time Warner Inc
887317303
TWX
5/15/2012
14
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Zweig Fund Inc
989834106
ZF
5/15/2012
1.1
Elect Charles Brunie
Mgmt
For
For 94%Withhold 6%
For
Zweig Fund Inc
989834106
ZF
5/15/2012
1.2
Elect James Rogers, Jr.
Mgmt
For
For 94%Withhold 6%
For
Zweig Fund Inc
989834106
ZF
5/15/2012
2
To Approve a Revision to the Fund's Investment Objective
Mgmt
For
For 89%
Against 9%Abstain 2%
For
Zweig Fund Inc
989834106
ZF
5/15/2012
3
To Approve a Reclassification of the Fund's Investment Objective as "Non-Fundamental"
Mgmt
For
For 87%
Against 10.5%Abstain 2.5%
For
Zweig Fund Inc
989834106
ZF
5/15/2012
4
To Approve an Amendment to the Fundamental Investment Restrictions Regarding Diversification
Mgmt
For
For 89%
Against 9%Abstain 2%
For
Zweig Fund Inc
989834106
ZF
5/15/2012
5
To Approve an Amendment to the Fundamental Investment Restrictions Regarding the Issuance of Senior Securities
Mgmt
For
For 87%
Against 11%Abstain 2%
For
Zweig Fund Inc
989834106
ZF
5/15/2012
6
To Approve an Amendment to the Fundamental Investment Restrictions Regarding Investing in Commodities
Mgmt
For
For 87%
Against 11%Abstain 2%
For
Zweig Fund Inc
989834106
ZF
5/15/2012
7
To Approve an Amendment to the Fundamental Investment Restrictions Regarding Borrowing
Mgmt
For
For 85.5%Against 12%Abstain 2.5%
For
Zweig Fund Inc
989834106
ZF
5/15/2012
8
To Approve an Amendment to the Fundamental Investment Restrictions Regarding Lending
Mgmt
For
For 86.5%Against 11.5%Abstain 2%
For
Zweig Fund Inc
989834106
ZF
5/15/2012
9
To Approve an Amendment to the Fundamental Investment Restrictions Regarding Purchasing Securities on Margin
Mgmt
For
For 86%
Against 12%Abstain 2%
For
Zweig Fund Inc
989834106
ZF
5/15/2012
10
To Approve an Amendment to the Fundamental Investment Restrictions Regarding Short Sales
Mgmt
For
For 86%
Against 12%Abstain 2%
For
Zweig Fund Inc
989834106
ZF
5/15/2012
11
To Approve an Amendment to the Fundamental Investment Restrictions Regarding Purchasing Restricted Securities
Mgmt
For
For 86%
Against 12%Abstain 2%
For
Zweig Fund Inc
989834106
ZF
5/15/2012
12
To Approve an Amendment to the Fundamental Investment Restrictions Regarding Investing in Unseasoned Issuers
Mgmt
For
For 86%
Against 12%Abstain 2%
For
Zweig Fund Inc
989834106
ZF
5/15/2012
13
To Approve an Amendment to the Fundamental Investment Restrictions Regarding Investments in Other Investment Companies
Mgmt
For
For 88%
Against 10%Abstain 2%
For
Zweig Fund Inc
989834106
ZF
5/15/2012
14
To Approve an Amendment to the Fundamental Investment Restrictions Regarding Investing in Interests in Oil, Gas or Other Mineral Exploration or Development Programs
Mgmt
For
For 88%
Against 10%Abstain 2%
For
Zweig Fund Inc
989834106
ZF
5/15/2012
15
To Approve an Amendment to the Fund's Investment Advisory Agreement
Mgmt
For
For 84%
Against 13%Abstain 3%
Against
Zweig Total Return Fund Inc
989837109
ZTR
5/15/2012
1.1
Elect Charles Brunie
Mgmt
For
For 78%Withhold 22%
For
Zweig Total Return Fund Inc
989837109
ZTR
5/15/2012
1.2
Elect James Rogers, Jr.
Mgmt
For
For 78%Withhold 22%
For
Zweig Total Return Fund Inc
989837109
ZTR
5/15/2012
2
To Approve a Revision to the Fund's Investment Objective
Mgmt
For
For 77%
Against 21%Abstain 2%
For
Zweig Total Return Fund Inc
989837109
ZTR
5/15/2012
3
To Approve a Reclassification of the Fund's Investment Objective as "Non-Fundamental"
Mgmt
For
For 71.5%Against 27%Abstain 1.5%
For
Zweig Total Return Fund Inc
989837109
ZTR
5/15/2012
4
To Approve an Amendment to the Fundamental Investment Restrictions Regarding Diversification
Mgmt
For
For 77%
Against 21%Abstain 2%
For
Zweig Total Return Fund Inc
989837109
ZTR
5/15/2012
5
To Approve an Amendment to the Fundamental Investment Restrictions Regarding the Issuance of Senior Securities
Mgmt
For
For 76.5%Against 21.5%Abstain 2%
For
Zweig Total Return Fund Inc
989837109
ZTR
5/15/2012
6
To Approve an Amendment to the Fundamental Investment Restrictions Regarding Investing in Commodities
Mgmt
For
For 76%
Against 22%Abstain 2%
For
Zweig Total Return Fund Inc
989837109
ZTR
5/15/2012
7
To Approve an Amendment to the Fundamental Investment Restrictions Regarding Purchasing Securities on Margin
Mgmt
For
For 76.5%Against 21.5%Abstain 2%
For
Zweig Total Return Fund Inc
989837109
ZTR
5/15/2012
8
To Approve an Amendment to the Fundamental Investment Restrictions Regarding Short Sales
Mgmt
For
For 76%
Against 22%Abstain 2%
For
Zweig Total Return Fund Inc
989837109
ZTR
5/15/2012
9
To Approve an Amendment to the Fundamental Investment Restrictions Regarding Purchasing Restricted Securities
Mgmt
For
For 76%
Against 22%Abstain 2%
For
Zweig Total Return Fund Inc
989837109
ZTR
5/15/2012
10
To Approve an Amendment to the Fund's Investment Advisory Agreement
Mgmt
For
For 69%
Against 29%Abstain 2%
Against
Halliburton Co.
406216101
HAL
5/16/2012
1
Elect Alan Bennett
Mgmt
For
For
For
Halliburton Co.
406216101
HAL
5/16/2012
2
Elect James Boyd
Mgmt
For
For
For
Halliburton Co.
406216101
HAL
5/16/2012
3
Elect Milton Carroll
Mgmt
For
For
For
Halliburton Co.
406216101
HAL
5/16/2012
4
Elect Nance  Dicciani
Mgmt
For
For
For
Halliburton Co.
406216101
HAL
5/16/2012
5
Elect Murry Gerber
Mgmt
For
For
For
Halliburton Co.
406216101
HAL
5/16/2012
6
Elect S. Malcolm Gillis
Mgmt
For
Against
Against
Halliburton Co.
406216101
HAL
5/16/2012
7
Elect Abdallah Jum'ah
Mgmt
For
For
For
Halliburton Co.
406216101
HAL
5/16/2012
8
Elect David Lesar
Mgmt
For
For
For
Halliburton Co.
406216101
HAL
5/16/2012
9
Elect Robert Malone
Mgmt
For
For
For
Halliburton Co.
406216101
HAL
5/16/2012
10
Elect J. Landis Martin
Mgmt
For
Against
Against
Halliburton Co.
406216101
HAL
5/16/2012
11
Elect Debra Reed
Mgmt
For
For
For
Halliburton Co.
406216101
HAL
5/16/2012
12
Ratification of Auditor
Mgmt
For
For
For
Halliburton Co.
406216101
HAL
5/16/2012
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Halliburton Co.
406216101
HAL
5/16/2012
14
Amendment to the Stock and Incentive Plan
Mgmt
For
For
For
Northrop Grumman Corp.
666807102
NOC
5/16/2012
1
Elect Wesley Bush
Mgmt
For
For
For
Northrop Grumman Corp.
666807102
NOC
5/16/2012
2
Elect Lewis Coleman
Mgmt
For
Against
Against
Northrop Grumman Corp.
666807102
NOC
5/16/2012
3
Elect Victor Fazio
Mgmt
For
Against
Against
Northrop Grumman Corp.
666807102
NOC
5/16/2012
4
Elect Donald Felsinger
Mgmt
For
Against
Against
Northrop Grumman Corp.
666807102
NOC
5/16/2012
5
Elect Stephen Frank
Mgmt
For
Against
Against
Northrop Grumman Corp.
666807102
NOC
5/16/2012
6
Elect Bruce Gordon
Mgmt
For
Against
Against
Northrop Grumman Corp.
666807102
NOC
5/16/2012
7
Elect Madeleine Kleiner
Mgmt
For
For
For
Northrop Grumman Corp.
666807102
NOC
5/16/2012
8
Elect Karl Krapek
Mgmt
For
Against
Against
Northrop Grumman Corp.
666807102
NOC
5/16/2012
9
Elect Richard Myers
Mgmt
For
Against
Against
Northrop Grumman Corp.
666807102
NOC
5/16/2012
10
Elect Aulana Peters
Mgmt
For
Against
Against
Northrop Grumman Corp.
666807102
NOC
5/16/2012
11
Elect Gary Roughead
Mgmt
For
For
For
Northrop Grumman Corp.
666807102
NOC
5/16/2012
12
Elect Thomas Schoewe
Mgmt
For
For
For
Northrop Grumman Corp.
666807102
NOC
5/16/2012
13
Elect Kevin Sharer
Mgmt
For
For
For
Northrop Grumman Corp.
666807102
NOC
5/16/2012
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Northrop Grumman Corp.
666807102
NOC
5/16/2012
15
Ratification of Auditor
Mgmt
For
For
For
Northrop Grumman Corp.
666807102
NOC
5/16/2012
16
Amendment to Remove Requirement of Shareholder Approval for Significant Actions
Mgmt
For
For
For
Northrop Grumman Corp.
666807102
NOC
5/16/2012
17
Additional Rights of Action by Written Consent
Mgmt
For
For
For
Northrop Grumman Corp.
666807102
NOC
5/16/2012
18
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Xcel Energy, Inc.
98389B100
XEL
5/16/2012
1
Elect Gail Boudreaux
Mgmt
For
For
For
Xcel Energy, Inc.
98389B100
XEL
5/16/2012
2
Elect Fredric Corrigan
Mgmt
For
For
For
Xcel Energy, Inc.
98389B100
XEL
5/16/2012
3
Elect Richard Davis
Mgmt
For
For
For
Xcel Energy, Inc.
98389B100
XEL
5/16/2012
4
Elect Benjamin Fowke III
Mgmt
For
For
For
Xcel Energy, Inc.
98389B100
XEL
5/16/2012
5
Elect Albert Moreno
Mgmt
For
For
For
Xcel Energy, Inc.
98389B100
XEL
5/16/2012
6
Elect Christopher Policinski
Mgmt
For
For
For
Xcel Energy, Inc.
98389B100
XEL
5/16/2012
7
Elect A. Patricia Sampson
Mgmt
For
For
For
Xcel Energy, Inc.
98389B100
XEL
5/16/2012
8
Elect James Sheppard
Mgmt
For
For
For
Xcel Energy, Inc.
98389B100
XEL
5/16/2012
9
Elect David Westerlund
Mgmt
For
For
For
Xcel Energy, Inc.
98389B100
XEL
5/16/2012
10
Elect Kim Williams
Mgmt
For
For
For
Xcel Energy, Inc.
98389B100
XEL
5/16/2012
11
Elect Timothy Wolf
Mgmt
For
For
For
Xcel Energy, Inc.
98389B100
XEL
5/16/2012
12
Ratification of Auditor
Mgmt
For
For
For
Xcel Energy, Inc.
98389B100
XEL
5/16/2012
13
Elimination of Cumulative Voting
Mgmt
For
For
For
Xcel Energy, Inc.
98389B100
XEL
5/16/2012
14
Amendments to Articles of Incorporation Regarding Terms of Preferred Stock
Mgmt
For
For
For
Xcel Energy, Inc.
98389B100
XEL
5/16/2012
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Xcel Energy, Inc.
98389B100
XEL
5/16/2012
16
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Altria Group Inc.
02209S103
MO
5/17/2012
1
Elect Elizabeth Bailey
Mgmt
For
For
For
Altria Group Inc.
02209S103
MO
5/17/2012
2
Elect Gerald Baliles
Mgmt
For
Against
Against
Altria Group Inc.
02209S103
MO
5/17/2012
3
Elect Martin Barrington
Mgmt
For
For
For
Altria Group Inc.
02209S103
MO
5/17/2012
4
Elect John Casteen III
Mgmt
For
Against
Against
Altria Group Inc.
02209S103
MO
5/17/2012
5
Elect Dinyar Devitre
Mgmt
For
For
For
Altria Group Inc.
02209S103
MO
5/17/2012
6
Elect Thomas Farrell II
Mgmt
For
For
For
Altria Group Inc.
02209S103
MO
5/17/2012
7
Elect Thomas Jones
Mgmt
For
For
For
Altria Group Inc.
02209S103
MO
5/17/2012
8
Elect W. Leo Kiely III
Mgmt
For
For
For
Altria Group Inc.
02209S103
MO
5/17/2012
9
Elect Kathryn McQuade
Mgmt
For
For
For
Altria Group Inc.
02209S103
MO
5/17/2012
10
Elect George Munoz
Mgmt
For
For
For
Altria Group Inc.
02209S103
MO
5/17/2012
11
Elect Nabil Sakkab
Mgmt
For
For
For
Altria Group Inc.
02209S103
MO
5/17/2012
12
Ratification of Auditor
Mgmt
For
For
For
Altria Group Inc.
02209S103
MO
5/17/2012
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Altria Group Inc.
02209S103
MO
5/17/2012
14
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Home Depot, Inc.
437076102
HD
5/17/2012
1
Elect F. Duane Ackerman
Mgmt
For
For
For
Home Depot, Inc.
437076102
HD
5/17/2012
2
Elect Francis Blake
Mgmt
For
For
For
Home Depot, Inc.
437076102
HD
5/17/2012
3
Elect Ari Bousbib
Mgmt
For
For
For
Home Depot, Inc.
437076102
HD
5/17/2012
4
Elect Gregory Brenneman
Mgmt
For
For
For
Home Depot, Inc.
437076102
HD
5/17/2012
5
Elect J. Frank Brown
Mgmt
For
For
For
Home Depot, Inc.
437076102
HD
5/17/2012
6
Elect Albert Carey
Mgmt
For
Against
Against
Home Depot, Inc.
437076102
HD
5/17/2012
7
Elect Armando Codina
Mgmt
For
Against
Against
Home Depot, Inc.
437076102
HD
5/17/2012
8
Elect Bonnie Hill
Mgmt
For
Against
Against
Home Depot, Inc.
437076102
HD
5/17/2012
9
Elect Karen Katen
Mgmt
For
Against
Against
Home Depot, Inc.
437076102
HD
5/17/2012
10
Elect Ronald Sargent
Mgmt
For
For
For
Home Depot, Inc.
437076102
HD
5/17/2012
11
Ratification of Auditor
Mgmt
For
For
For
Home Depot, Inc.
437076102
HD
5/17/2012
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Home Depot, Inc.
437076102
HD
5/17/2012
13
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
Home Depot, Inc.
437076102
HD
5/17/2012
14
Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures
ShrHoldr
Against
Against
For
Home Depot, Inc.
437076102
HD
5/17/2012
15
SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT
ShrHoldr
Against
Against
For
Home Depot, Inc.
437076102
HD
5/17/2012
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
Home Depot, Inc.
437076102
HD
5/17/2012
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
Home Depot, Inc.
437076102
HD
5/17/2012
18
Shareholder Proposal Regarding Charitable Contributions
ShrHoldr
Against
Against
For
Home Depot, Inc.
437076102
HD
5/17/2012
19
Shareholder Proposal Regarding Stormwater Management Policy
ShrHoldr
Against
Against
For
Intel Corp.
458140100
INTC
5/17/2012
1
Elect Charlene Barshefsky
Mgmt
For
Against
Against
Intel Corp.
458140100
INTC
5/17/2012
2
Elect Andy Bryant
Mgmt
For
For
For
Intel Corp.
458140100
INTC
5/17/2012
3
Elect Susan Decker
Mgmt
For
For
For
Intel Corp.
458140100
INTC
5/17/2012
4
Elect John Donahoe
Mgmt
For
For
For
Intel Corp.
458140100
INTC
5/17/2012
5
Elect Reed Hundt
Mgmt
For
For
For
Intel Corp.
458140100
INTC
5/17/2012
6
Elect Paul Otellini
Mgmt
For
For
For
Intel Corp.
458140100
INTC
5/17/2012
7
Elect James Plummer
Mgmt
For
For
For
Intel Corp.
458140100
INTC
5/17/2012
8
Elect David Pottruck
Mgmt
For
For
For
Intel Corp.
458140100
INTC
5/17/2012
9
Elect Frank Yeary
Mgmt
For
For
For
Intel Corp.
458140100
INTC
5/17/2012
10
Elect David Yoffie
Mgmt
For
Against
Against
Intel Corp.
458140100
INTC
5/17/2012
11
Ratification of Auditor
Mgmt
For
For
For
Intel Corp.
458140100
INTC
5/17/2012
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Intel Corp.
458140100
INTC
5/17/2012
13
Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures
ShrHoldr
Against
Against
For
Marsh & McLennan Cos., Inc.
571748102
MMC
5/17/2012
1
Elect Zachary Carter
Mgmt
For
For
For
Marsh & McLennan Cos., Inc.
571748102
MMC
5/17/2012
2
Elect Brian Duperreault
Mgmt
For
For
For
Marsh & McLennan Cos., Inc.
571748102
MMC
5/17/2012
3
Elect Oscar Fanjul Martin
Mgmt
For
For
For
Marsh & McLennan Cos., Inc.
571748102
MMC
5/17/2012
4
Elect H. Edward Hanway
Mgmt
For
For
For
Marsh & McLennan Cos., Inc.
571748102
MMC
5/17/2012
5
Elect Lord Ian Lang
Mgmt
For
For
For
Marsh & McLennan Cos., Inc.
571748102
MMC
5/17/2012
6
Elect Elaine La Roche
Mgmt
For
For
For
Marsh & McLennan Cos., Inc.
571748102
MMC
5/17/2012
7
Elect Steven Mills
Mgmt
For
For
For
Marsh & McLennan Cos., Inc.
571748102
MMC
5/17/2012
8
Elect Bruce Nolop
Mgmt
For
For
For
Marsh & McLennan Cos., Inc.
571748102
MMC
5/17/2012
9
Elect Marc Oken
Mgmt
For
For
For
Marsh & McLennan Cos., Inc.
571748102
MMC
5/17/2012
10
Elect Morton Schapiro
Mgmt
For
For
For
Marsh & McLennan Cos., Inc.
571748102
MMC
5/17/2012
11
Elect Adele Simmons
Mgmt
For
For
For
Marsh & McLennan Cos., Inc.
571748102
MMC
5/17/2012
12
Elect Lloyd Yates
Mgmt
For
For
For
Marsh & McLennan Cos., Inc.
571748102
MMC
5/17/2012
13
Elect R. David Yost
Mgmt
For
For
For
Marsh & McLennan Cos., Inc.
571748102
MMC
5/17/2012
14
Ratification of Auditor
Mgmt
For
For
For
Marsh & McLennan Cos., Inc.
571748102
MMC
5/17/2012
15
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Simon Property Group, Inc.
828806109
SPG
5/17/2012
1
Elect Melvyn Bergstein
Mgmt
For
Against
Against
Simon Property Group, Inc.
828806109
SPG
5/17/2012
2
Elect Larry Glasscock
Mgmt
For
For
For
Simon Property Group, Inc.
828806109
SPG
5/17/2012
3
Elect Karen Horn
Mgmt
For
Against
Against
Simon Property Group, Inc.
828806109
SPG
5/17/2012
4
Elect Allan Hubbard
Mgmt
For
Against
Against
Simon Property Group, Inc.
828806109
SPG
5/17/2012
5
Elect Reuben Leibowitz
Mgmt
For
Against
Against
Simon Property Group, Inc.
828806109
SPG
5/17/2012
6
Elect Daniel Smith
Mgmt
For
For
For
Simon Property Group, Inc.
828806109
SPG
5/17/2012
7
Elect J. Albert Smith, Jr.
Mgmt
For
For
For
Simon Property Group, Inc.
828806109
SPG
5/17/2012
8
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Simon Property Group, Inc.
828806109
SPG
5/17/2012
9
Ratification of Auditor
Mgmt
For
For
For
Simon Property Group, Inc.
828806109
SPG
5/17/2012
10
Amendment to the 1998 Stock Incentive Plan
Mgmt
For
For
For
Time Warner Cable Inc
88732J207
TWC
5/17/2012
1
Elect Carole Black
Mgmt
For
For
For
Time Warner Cable Inc
88732J207
TWC
5/17/2012
2
Elect Glenn Britt
Mgmt
For
For
For
Time Warner Cable Inc
88732J207
TWC
5/17/2012
3
Elect Thomas Castro
Mgmt
For
For
For
Time Warner Cable Inc
88732J207
TWC
5/17/2012
4
Elect David Chang
Mgmt
For
For
For
Time Warner Cable Inc
88732J207
TWC
5/17/2012
5
Elect James Copeland, Jr.
Mgmt
For
For
For
Time Warner Cable Inc
88732J207
TWC
5/17/2012
6
Elect Peter Haje
Mgmt
For
For
For
Time Warner Cable Inc
88732J207
TWC
5/17/2012
7
Elect Donna James
Mgmt
For
For
For
Time Warner Cable Inc
88732J207
TWC
5/17/2012
8
Elect Don Logan
Mgmt
For
For
For
Time Warner Cable Inc
88732J207
TWC
5/17/2012
9
Elect N.J. Nicholas, Jr.
Mgmt
For
For
For
Time Warner Cable Inc
88732J207
TWC
5/17/2012
10
Elect Wayne Pace
Mgmt
For
For
For
Time Warner Cable Inc
88732J207
TWC
5/17/2012
11
Elect Edward  Shirley
Mgmt
For
For
For
Time Warner Cable Inc
88732J207
TWC
5/17/2012
12
Elect John Sununu
Mgmt
For
For
For
Time Warner Cable Inc
88732J207
TWC
5/17/2012
13
Ratification of Auditor
Mgmt
For
For
For
Time Warner Cable Inc
88732J207
TWC
5/17/2012
14
2012 Annual Bonus Plan
Mgmt
For
For
For
Time Warner Cable Inc
88732J207
TWC
5/17/2012
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Time Warner Cable Inc
88732J207
TWC
5/17/2012
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
Williams Cos., Inc
969457100
WMB
5/17/2012
1
Elect Alan Armstrong
Mgmt
For
For
For
Williams Cos., Inc
969457100
WMB
5/17/2012
2
Elect Joseph  Cleveland
Mgmt
For
For
For
Williams Cos., Inc
969457100
WMB
5/17/2012
3
Elect Irl Engelhardt
Mgmt
For
For
For
Williams Cos., Inc
969457100
WMB
5/17/2012
4
Elect John Hagg
Mgmt
For
For
For
Williams Cos., Inc
969457100
WMB
5/17/2012
5
Elect Juanita Hinshaw
Mgmt
For
For
For
Williams Cos., Inc
969457100
WMB
5/17/2012
6
Elect Frank MacInnis
Mgmt
For
For
For
Williams Cos., Inc
969457100
WMB
5/17/2012
7
Elect Steven Nance
Mgmt
For
For
For
Williams Cos., Inc
969457100
WMB
5/17/2012
8
Elect Murray  Smith
Mgmt
For
For
For
Williams Cos., Inc
969457100
WMB
5/17/2012
9
Elect Janice Stoney
Mgmt
For
For
For
Williams Cos., Inc
969457100
WMB
5/17/2012
10
Elect Laura Sugg
Mgmt
For
For
For
Williams Cos., Inc
969457100
WMB
5/17/2012
11
Ratification of Auditor
Mgmt
For
For
For
Williams Cos., Inc
969457100
WMB
5/17/2012
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Yum Brands Inc.
988498101
YUM
5/17/2012
1
Elect David Dorman
Mgmt
For
For
For
Yum Brands Inc.
988498101
YUM
5/17/2012
2
Elect Massimo Ferragamo
Mgmt
For
For
For
Yum Brands Inc.
988498101
YUM
5/17/2012
3
Elect Mirian Graddick-Weir
Mgmt
For
For
For
Yum Brands Inc.
988498101
YUM
5/17/2012
4
Elect J. David Grissom
Mgmt
For
For
For
Yum Brands Inc.
988498101
YUM
5/17/2012
5
Elect Bonnie Hill
Mgmt
For
For
For
Yum Brands Inc.
988498101
YUM
5/17/2012
6
Elect Jonathan Linen
Mgmt
For
For
For
Yum Brands Inc.
988498101
YUM
5/17/2012
7
Elect Thomas Nelson
Mgmt
For
For
For
Yum Brands Inc.
988498101
YUM
5/17/2012
8
Elect David Novak
Mgmt
For
For
For
Yum Brands Inc.
988498101
YUM
5/17/2012
9
Elect Thomas Ryan
Mgmt
For
For
For
Yum Brands Inc.
988498101
YUM
5/17/2012
10
Elect Jing-Shyh Su
Mgmt
For
For
For
Yum Brands Inc.
988498101
YUM
5/17/2012
11
Elect Robert Walter
Mgmt
For
For
For
Yum Brands Inc.
988498101
YUM
5/17/2012
12
Ratification of Auditor
Mgmt
For
For
For
Yum Brands Inc.
988498101
YUM
5/17/2012
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Yum Brands Inc.
988498101
YUM
5/17/2012
14
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Yum Brands Inc.
988498101
YUM
5/17/2012
15
Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy
ShrHoldr
Against
Against
For
Aetna Inc.
00817Y108
AET
5/18/2012
1
Elect Fernando Aguirre
Mgmt
For
For
For
Aetna Inc.
00817Y108
AET
5/18/2012
2
Elect Mark Bertolini
Mgmt
For
For
For
Aetna Inc.
00817Y108
AET
5/18/2012
3
Elect Frank Clark, Jr.
Mgmt
For
For
For
Aetna Inc.
00817Y108
AET
5/18/2012
4
Elect Betsy Cohen
Mgmt
For
For
For
Aetna Inc.
00817Y108
AET
5/18/2012
5
Elect Molly Coye
Mgmt
For
Against
Against
Aetna Inc.
00817Y108
AET
5/18/2012
6
Elect Roger Farah
Mgmt
For
For
For
Aetna Inc.
00817Y108
AET
5/18/2012
7
Elect Barbara Franklin
Mgmt
For
For
For
Aetna Inc.
00817Y108
AET
5/18/2012
8
Elect Jeffrey Garten
Mgmt
For
For
For
Aetna Inc.
00817Y108
AET
5/18/2012
9
Elect Ellen Hancock
Mgmt
For
For
For
Aetna Inc.
00817Y108
AET
5/18/2012
10
Elect Richard Harrington
Mgmt
For
For
For
Aetna Inc.
00817Y108
AET
5/18/2012
11
Elect Edward Ludwig
Mgmt
For
For
For
Aetna Inc.
00817Y108
AET
5/18/2012
12
Elect Joseph Newhouse
Mgmt
For
For
For
Aetna Inc.
00817Y108
AET
5/18/2012
13
Ratification of Auditor
Mgmt
For
For
For
Aetna Inc.
00817Y108
AET
5/18/2012
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Aetna Inc.
00817Y108
AET
5/18/2012
15
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
Against
For
Aetna Inc.
00817Y108
AET
5/18/2012
16
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
Aon Plc
G0408V102
AON
5/18/2012
1
Elect Lester Knight
Mgmt
For
For
For
Aon Plc
G0408V102
AON
5/18/2012
2
Elect Gregory Case
Mgmt
For
For
For
Aon Plc
G0408V102
AON
5/18/2012
3
Elect Fulvio Conti
Mgmt
For
For
For
Aon Plc
G0408V102
AON
5/18/2012
4
Elect Cheryl Francis
Mgmt
For
For
For
Aon Plc
G0408V102
AON
5/18/2012
5
Elect Edgar Jannotta
Mgmt
For
For
For
Aon Plc
G0408V102
AON
5/18/2012
6
Elect J. Michael Losh
Mgmt
For
Against
Against
Aon Plc
G0408V102
AON
5/18/2012
7
Elect Robert Morrison
Mgmt
For
For
For
Aon Plc
G0408V102
AON
5/18/2012
8
Elect Richard Myers
Mgmt
For
For
For
Aon Plc
G0408V102
AON
5/18/2012
9
Elect Richard Notebaert
Mgmt
For
For
For
Aon Plc
G0408V102
AON
5/18/2012
10
Elect Gloria Santona
Mgmt
For
For
For
Aon Plc
G0408V102
AON
5/18/2012
11
Elect Carolyn Woo
Mgmt
For
For
For
Aon Plc
G0408V102
AON
5/18/2012
12
Ratification of Auditor
Mgmt
For
For
For
Aon Plc
G0408V102
AON
5/18/2012
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Merck & Co., Inc
58933Y105
MRK
5/22/2012
1
Elect Leslie Brun
Mgmt
For
For
For
Merck & Co., Inc
58933Y105
MRK
5/22/2012
2
Elect Thomas Cech
Mgmt
For
For
For
Merck & Co., Inc
58933Y105
MRK
5/22/2012
3
Elect Kenneth Frazier
Mgmt
For
For
For
Merck & Co., Inc
58933Y105
MRK
5/22/2012
4
Elect Thomas Glocer
Mgmt
For
For
For
Merck & Co., Inc
58933Y105
MRK
5/22/2012
5
Elect William Harrison, Jr.
Mgmt
For
For
For
Merck & Co., Inc
58933Y105
MRK
5/22/2012
6
Elect C. Robert Kidder
Mgmt
For
For
For
Merck & Co., Inc
58933Y105
MRK
5/22/2012
7
Elect Rochelle Lazarus
Mgmt
For
For
For
Merck & Co., Inc
58933Y105
MRK
5/22/2012
8
Elect Carlos Represas
Mgmt
For
For
For
Merck & Co., Inc
58933Y105
MRK
5/22/2012
9
Elect Patricia Russo
Mgmt
For
For
For
Merck & Co., Inc
58933Y105
MRK
5/22/2012
10
Elect Craig Thompson
Mgmt
For
For
For
Merck & Co., Inc
58933Y105
MRK
5/22/2012
11
Elect Wendell Weeks
Mgmt
For
For
For
Merck & Co., Inc
58933Y105
MRK
5/22/2012
12
Elect Peter Wendell
Mgmt
For
For
For
Merck & Co., Inc
58933Y105
MRK
5/22/2012
13
Ratification of Auditor
Mgmt
For
For
For
Merck & Co., Inc
58933Y105
MRK
5/22/2012
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Merck & Co., Inc
58933Y105
MRK
5/22/2012
15
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Merck & Co., Inc
58933Y105
MRK
5/22/2012
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
Merck & Co., Inc
58933Y105
MRK
5/22/2012
17
Shareholder Proposal Regarding Reviewing Political Spending or Lobbying
ShrHoldr
Against
Against
For
AMGEN Inc.
031162100
AMGN
5/23/2012
1
Elect David Baltimore
Mgmt
For
For
For
AMGEN Inc.
031162100
AMGN
5/23/2012
2
Elect Frank Biondi, Jr.
Mgmt
For
For
For
AMGEN Inc.
031162100
AMGN
5/23/2012
3
Elect Robert Bradway
Mgmt
For
For
For
AMGEN Inc.
031162100
AMGN
5/23/2012
4
Elect Francois de Carbonnel
Mgmt
For
For
For
AMGEN Inc.
031162100
AMGN
5/23/2012
5
Elect Vance Coffman
Mgmt
For
For
For
AMGEN Inc.
031162100
AMGN
5/23/2012
6
Elect Rebecca Henderson
Mgmt
For
For
For
AMGEN Inc.
031162100
AMGN
5/23/2012
7
Elect Frank Herringer
Mgmt
For
Against
Against
AMGEN Inc.
031162100
AMGN
5/23/2012
8
Elect Tyler Jacks
Mgmt
For
For
For
AMGEN Inc.
031162100
AMGN
5/23/2012
9
Elect Gilbert Omenn
Mgmt
For
For
For
AMGEN Inc.
031162100
AMGN
5/23/2012
10
Elect Judith Pelham
Mgmt
For
For
For
AMGEN Inc.
031162100
AMGN
5/23/2012
11
Elect J. Paul Reason
Mgmt
For
Against
Against
AMGEN Inc.
031162100
AMGN
5/23/2012
12
Elect Leonard Schaeffer
Mgmt
For
Against
Against
AMGEN Inc.
031162100
AMGN
5/23/2012
13
Elect Kevin Sharer
Mgmt
For
For
For
AMGEN Inc.
031162100
AMGN
5/23/2012
14
Elect Ronald Sugar
Mgmt
For
Against
Against
AMGEN Inc.
031162100
AMGN
5/23/2012
15
Ratification of Auditor
Mgmt
For
For
For
AMGEN Inc.
031162100
AMGN
5/23/2012
16
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
AMGEN Inc.
031162100
AMGN
5/23/2012
17
Authorize Shareholder Action by Written Consent
Mgmt
For
For
For
AMGEN Inc.
031162100
AMGN
5/23/2012
18
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
AMGEN Inc.
031162100
AMGN
5/23/2012
19
Shareholder Proposal Regarding Animal Welfare
ShrHoldr
Against
Against
For
AMGEN Inc.
031162100
AMGN
5/23/2012
20
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
AMGEN Inc.
031162100
AMGN
5/23/2012
21
Shareholder Proposal Regarding CEO to Serve on a Maximum of One Other Board
ShrHoldr
Against
Against
For
Southern Company
842587107
SO
5/23/2012
1
Elect Juanita Baranco
Mgmt
For
For
For
Southern Company
842587107
SO
5/23/2012
2
Elect Jon Boscia
Mgmt
For
For
For
Southern Company
842587107
SO
5/23/2012
3
Elect Henry Clark III
Mgmt
For
For
For
Southern Company
842587107
SO
5/23/2012
4
Elect Thomas Fanning
Mgmt
For
For
For
Southern Company
842587107
SO
5/23/2012
5
Elect H. William Habermeyer, Jr.
Mgmt
For
For
For
Southern Company
842587107
SO
5/23/2012
6
Elect Veronica Hagen
Mgmt
For
For
For
Southern Company
842587107
SO
5/23/2012
7
Elect Warren Hood, Jr.
Mgmt
For
For
For
Southern Company
842587107
SO
5/23/2012
8
Elect Donald James
Mgmt
For
Against
Against
Southern Company
842587107
SO
5/23/2012
9
Elect Dale Klein
Mgmt
For
For
For
Southern Company
842587107
SO
5/23/2012
10
Elect William Smith, Jr.
Mgmt
For
For
For
Southern Company
842587107
SO
5/23/2012
11
Elect Steven Specker
Mgmt
For
For
For
Southern Company
842587107
SO
5/23/2012
12
Elect Larry Thompson
Mgmt
For
For
For
Southern Company
842587107
SO
5/23/2012
13
Elect E. Jenner Wood III
Mgmt
For
For
For
Southern Company
842587107
SO
5/23/2012
14
Ratification of Auditor
Mgmt
For
For
For
Southern Company
842587107
SO
5/23/2012
15
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
Southern Company
842587107
SO
5/23/2012
16
Shareholder Proposal Regarding Report on Coal Combustion Waste
ShrHoldr
Against
Against
For
Southern Company
842587107
SO
5/23/2012
17
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Thermo Fisher Scientific Inc.
883556102
TMO
5/23/2012
1
Elect C. Martin Harris
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
883556102
TMO
5/23/2012
2
Elect Judy Lewent
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
883556102
TMO
5/23/2012
3
Elect Jim Manzi
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
883556102
TMO
5/23/2012
4
Elect Lars Sorenson
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
883556102
TMO
5/23/2012
5
Elect Elaine Ullian
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
883556102
TMO
5/23/2012
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
883556102
TMO
5/23/2012
7
Ratification of Auditor
Mgmt
For
For
For
Apache Corp.
037411105
APA
5/24/2012
1
Elect Scott Josey
Mgmt
For
For
For
Apache Corp.
037411105
APA
5/24/2012
2
Elect George Lawrence
Mgmt
For
For
For
Apache Corp.
037411105
APA
5/24/2012
3
Elect Rodman Patton
Mgmt
For
For
For
Apache Corp.
037411105
APA
5/24/2012
4
Elect Charles Pitman
Mgmt
For
For
For
Apache Corp.
037411105
APA
5/24/2012
5
Ratification of Auditor
Mgmt
For
For
For
Apache Corp.
037411105
APA
5/24/2012
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Apache Corp.
037411105
APA
5/24/2012
7
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
McDonald`s Corp
580135101
MCD
5/24/2012
1
Elect Robert Eckert
Mgmt
For
For
For
McDonald`s Corp
580135101
MCD
5/24/2012
2
Elect Enrique Hernandez, Jr.
Mgmt
For
For
For
McDonald`s Corp
580135101
MCD
5/24/2012
3
Elect Jeanne Jackson
Mgmt
For
For
For
McDonald`s Corp
580135101
MCD
5/24/2012
4
Elect Andrew McKenna
Mgmt
For
For
For
McDonald`s Corp
580135101
MCD
5/24/2012
5
Elect Donald Thompson
Mgmt
For
For
For
McDonald`s Corp
580135101
MCD
5/24/2012
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
McDonald`s Corp
580135101
MCD
5/24/2012
7
2012 Omnibus Stock Ownership Plan
Mgmt
For
For
For
McDonald`s Corp
580135101
MCD
5/24/2012
8
Declassification of the Board of Directors
Mgmt
For
For
For
McDonald`s Corp
580135101
MCD
5/24/2012
9
Right to Call Special Meetings
Mgmt
For
For
For
McDonald`s Corp
580135101
MCD
5/24/2012
10
Ratification of Auditor
Mgmt
For
For
For
McDonald`s Corp
580135101
MCD
5/24/2012
11
Shareholder Proposal Regarding Report on Childhood Obesity
ShrHoldr
Against
Against
For
NextEra Energy Inc
65339F101
NEE
5/25/2012
1
Elect Sherry Barrat
Mgmt
For
For
For
NextEra Energy Inc
65339F101
NEE
5/25/2012
2
Elect Robert Beall II
Mgmt
For
For
For
NextEra Energy Inc
65339F101
NEE
5/25/2012
3
Elect James Camaren
Mgmt
For
For
For
NextEra Energy Inc
65339F101
NEE
5/25/2012
4
Elect Kenneth Dunn
Mgmt
For
For
For
NextEra Energy Inc
65339F101
NEE
5/25/2012
5
Elect J. Brian Ferguson
Mgmt
For
For
For
NextEra Energy Inc
65339F101
NEE
5/25/2012
6
Elect Lewis Hay, III
Mgmt
For
For
For
NextEra Energy Inc
65339F101
NEE
5/25/2012
7
Elect Toni Jennings
Mgmt
For
For
For
NextEra Energy Inc
65339F101
NEE
5/25/2012
8
Elect Oliver Kingsley, Jr.
Mgmt
For
For
For
NextEra Energy Inc
65339F101
NEE
5/25/2012
9
Elect Rudy Schupp
Mgmt
For
For
For
NextEra Energy Inc
65339F101
NEE
5/25/2012
10
Elect William Swanson
Mgmt
For
For
For
NextEra Energy Inc
65339F101
NEE
5/25/2012
11
Elect Michael Thaman
Mgmt
For
For
For
NextEra Energy Inc
65339F101
NEE
5/25/2012
12
Elect Hansel Tookes II
Mgmt
For
For
For
NextEra Energy Inc
65339F101
NEE
5/25/2012
13
Ratification of Auditor
Mgmt
For
For
For
NextEra Energy Inc
65339F101
NEE
5/25/2012
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Chevron Corp.
166764100
CVX
5/30/2012
1
Elect Linnet Deily
Mgmt
For
For
For
Chevron Corp.
166764100
CVX
5/30/2012
2
Elect Robert Denham
Mgmt
For
For
For
Chevron Corp.
166764100
CVX
5/30/2012
3
Elect Chuck Hagel
Mgmt
For
For
For
Chevron Corp.
166764100
CVX
5/30/2012
4
Elect Enrique Hernandez, Jr.
Mgmt
For
For
For
Chevron Corp.
166764100
CVX
5/30/2012
5
Elect George Kirkland
Mgmt
For
For
For
Chevron Corp.
166764100
CVX
5/30/2012
6
Elect Charles Moorman, IV
Mgmt
For
For
For
Chevron Corp.
166764100
CVX
5/30/2012
7
Elect Kevin Sharer
Mgmt
For
For
For
Chevron Corp.
166764100
CVX
5/30/2012
8
Elect John Stumpf
Mgmt
For
For
For
Chevron Corp.
166764100
CVX
5/30/2012
9
Elect Ronald Sugar
Mgmt
For
For
For
Chevron Corp.
166764100
CVX
5/30/2012
10
Elect Carl Ware
Mgmt
For
For
For
Chevron Corp.
166764100
CVX
5/30/2012
11
Elect John Watson
Mgmt
For
For
For
Chevron Corp.
166764100
CVX
5/30/2012
12
Ratification of Auditor
Mgmt
For
For
For
Chevron Corp.
166764100
CVX
5/30/2012
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Chevron Corp.
166764100
CVX
5/30/2012
14
Shareholder Proposal Regarding Exclusive Forum Provisions
ShrHoldr
Against
For
Against
Chevron Corp.
166764100
CVX
5/30/2012
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Chevron Corp.
166764100
CVX
5/30/2012
16
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Chevron Corp.
166764100
CVX
5/30/2012
17
Shareholder Proposal Regarding Country Selection Guidelines
ShrHoldr
Against
Against
For
Chevron Corp.
166764100
CVX
5/30/2012
18
Shareholder Proposal Regarding Hydraulic Fracturing
ShrHoldr
Against
Against
For
Chevron Corp.
166764100
CVX
5/30/2012
19
Shareholder Proposal Regarding Safety Report
ShrHoldr
Against
Against
For
Chevron Corp.
166764100
CVX
5/30/2012
20
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
Chevron Corp.
166764100
CVX
5/30/2012
21
Shareholder Proposal Regarding Environmental Expertise on Board
ShrHoldr
Against
Against
For
Express Scripts Holding Company
30219G108
ESRX
5/30/2012
1
Elect Gary Benanav
Mgmt
For
For
For
Express Scripts Holding Company
30219G108
ESRX
5/30/2012
2
Elect Maura Breen
Mgmt
For
For
For
Express Scripts Holding Company
30219G108
ESRX
5/30/2012
3
Elect William DeLaney
Mgmt
For
For
For
Express Scripts Holding Company
30219G108
ESRX
5/30/2012
4
Elect Nicholas LaHowchic
Mgmt
For
For
For
Express Scripts Holding Company
30219G108
ESRX
5/30/2012
5
Elect Thomas Mac Mahon
Mgmt
For
For
For
Express Scripts Holding Company
30219G108
ESRX
5/30/2012
6
Elect Frank Mergenthaler
Mgmt
For
For
For
Express Scripts Holding Company
30219G108
ESRX
5/30/2012
7
Elect Woodrow Myers, Jr.
Mgmt
For
For
For
Express Scripts Holding Company
30219G108
ESRX
5/30/2012
8
Elect John Parker, Jr.
Mgmt
For
For
For
Express Scripts Holding Company
30219G108
ESRX
5/30/2012
9
Elect George Paz
Mgmt
For
For
For
Express Scripts Holding Company
30219G108
ESRX
5/30/2012
10
Elect Myrtle Potter
Mgmt
For
For
For
Express Scripts Holding Company
30219G108
ESRX
5/30/2012
11
Elect William Roper
Mgmt
For
For
For
Express Scripts Holding Company
30219G108
ESRX
5/30/2012
12
Elect Samuel Skinner
Mgmt
For
For
For
Express Scripts Holding Company
30219G108
ESRX
5/30/2012
13
Elect Seymour Sternberg
Mgmt
For
For
For
Express Scripts Holding Company
30219G108
ESRX
5/30/2012
14
Ratification of Auditor
Mgmt
For
For
For
Express Scripts Holding Company
30219G108
ESRX
5/30/2012
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Express Scripts Holding Company
30219G108
ESRX
5/30/2012
16
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
Express Scripts Holding Company
30219G108
ESRX
5/30/2012
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Exxon Mobil Corp.
30231G102
XOM
5/30/2012
1.1
Elect Michael Boskin
Mgmt
For
For
For
Exxon Mobil Corp.
30231G102
XOM
5/30/2012
1.2
Elect Peter Brabeck-Letmathe
Mgmt
For
For
For
Exxon Mobil Corp.
30231G102
XOM
5/30/2012
1.3
Elect Larry Faulkner
Mgmt
For
For
For
Exxon Mobil Corp.
30231G102
XOM
5/30/2012
1.4
Elect Jay Fishman
Mgmt
For
For
For
Exxon Mobil Corp.
30231G102
XOM
5/30/2012
1.5
Elect Henrietta Fore
Mgmt
For
For
For
Exxon Mobil Corp.
30231G102
XOM
5/30/2012
1.6
Elect Kenneth Frazier
Mgmt
For
For
For
Exxon Mobil Corp.
30231G102
XOM
5/30/2012
1.7
Elect William George
Mgmt
For
For
For
Exxon Mobil Corp.
30231G102
XOM
5/30/2012
1.8
Elect Samuel Palmisano
Mgmt
For
For
For
Exxon Mobil Corp.
30231G102
XOM
5/30/2012
1.9
Elect Steven Reinemund
Mgmt
For
For
For
Exxon Mobil Corp.
30231G102
XOM
5/30/2012
1.10
Elect Rex Tillerson
Mgmt
For
For
For
Exxon Mobil Corp.
30231G102
XOM
5/30/2012
1.11
Elect Edward Whitacre, Jr.
Mgmt
For
For
For
Exxon Mobil Corp.
30231G102
XOM
5/30/2012
2
Ratification of Auditor
Mgmt
For
For
For
Exxon Mobil Corp.
30231G102
XOM
5/30/2012
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Exxon Mobil Corp.
30231G102
XOM
5/30/2012
4
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Exxon Mobil Corp.
30231G102
XOM
5/30/2012
5
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
Exxon Mobil Corp.
30231G102
XOM
5/30/2012
6
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Exxon Mobil Corp.
30231G102
XOM
5/30/2012
7
Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy
ShrHoldr
Against
For
Against
Exxon Mobil Corp.
30231G102
XOM
5/30/2012
8
Shareholder Proposal Regarding  Hydraulic Fracturing
ShrHoldr
Against
Against
For
Exxon Mobil Corp.
30231G102
XOM
5/30/2012
9
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
Comcast Corp.
20030N101
CMCSA
5/31/2012
1.1
Elect Kenneth Bacon
Mgmt
For
Withhold
Against
Comcast Corp.
20030N101
CMCSA
5/31/2012
1.2
Elect Sheldon Bonovitz
Mgmt
For
For
For
Comcast Corp.
20030N101
CMCSA
5/31/2012
1.3
Elect Joseph Collins
Mgmt
For
For
For
Comcast Corp.
20030N101
CMCSA
5/31/2012
1.4
Elect J. Michael Cook
Mgmt
For
For
For
Comcast Corp.
20030N101
CMCSA
5/31/2012
1.5
Elect Gerald Hassell
Mgmt
For
For
For
Comcast Corp.
20030N101
CMCSA
5/31/2012
1.6
Elect Jeffrey Honickman
Mgmt
For
For
For
Comcast Corp.
20030N101
CMCSA
5/31/2012
1.7
Elect Eduardo  Mestre
Mgmt
For
For
For
Comcast Corp.
20030N101
CMCSA
5/31/2012
1.8
Elect Brian Roberts
Mgmt
For
For
For
Comcast Corp.
20030N101
CMCSA
5/31/2012
1.9
Elect Ralph Roberts
Mgmt
For
For
For
Comcast Corp.
20030N101
CMCSA
5/31/2012
1.10
Elect Johnathan Rodgers
Mgmt
For
For
For
Comcast Corp.
20030N101
CMCSA
5/31/2012
1.11
Elect Judith Rodin
Mgmt
For
Withhold
Against
Comcast Corp.
20030N101
CMCSA
5/31/2012
2
Ratification of Auditor
Mgmt
For
For
For
Comcast Corp.
20030N101
CMCSA
5/31/2012
3
Amendment to the 2002 Employee Stock Purchase Plan
Mgmt
For
For
For
Comcast Corp.
20030N101
CMCSA
5/31/2012
4
Amendment to the 2011 Employee Stock Purchase Plan
Mgmt
For
For
For
Comcast Corp.
20030N101
CMCSA
5/31/2012
5
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
Comcast Corp.
20030N101
CMCSA
5/31/2012
6
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Comcast Corp.
20030N101
CMCSA
5/31/2012
7
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
Comcast Corp.
20030N101
CMCSA
5/31/2012
8
Shareholder Proposal Regarding Poison Pills
ShrHoldr
Against
For
Against
Raytheon Co.
755111507
RTN
5/31/2012
1
Elect James Cartwright
Mgmt
For
For
For
Raytheon Co.
755111507
RTN
5/31/2012
2
Elect Vernon Clark
Mgmt
For
For
For
Raytheon Co.
755111507
RTN
5/31/2012
3
Elect John Deutch
Mgmt
For
Against
Against
Raytheon Co.
755111507
RTN
5/31/2012
4
Elect Stephen Hadley
Mgmt
For
For
For
Raytheon Co.
755111507
RTN
5/31/2012
5
Elect Frederic Poses
Mgmt
For
For
For
Raytheon Co.
755111507
RTN
5/31/2012
6
Elect Michael Ruettgers
Mgmt
For
For
For
Raytheon Co.
755111507
RTN
5/31/2012
7
Elect Ronald Skates
Mgmt
For
For
For
Raytheon Co.
755111507
RTN
5/31/2012
8
Elect William Spivey
Mgmt
For
For
For
Raytheon Co.
755111507
RTN
5/31/2012
9
Elect Linda Stuntz
Mgmt
For
Against
Against
Raytheon Co.
755111507
RTN
5/31/2012
10
Elect William Swanson
Mgmt
For
For
For
Raytheon Co.
755111507
RTN
5/31/2012
11
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
Raytheon Co.
755111507
RTN
5/31/2012
12
Ratification of Auditor
Mgmt
For
For
For
Raytheon Co.
755111507
RTN
5/31/2012
13
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
Raytheon Co.
755111507
RTN
5/31/2012
14
Shareholder Proposal Regarding Supplemental Executive Retirement Benefits
ShrHoldr
Against
Against
For
Raytheon Co.
755111507
RTN
5/31/2012
15
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Wal-Mart Stores, Inc.
931142103
WMT
6/1/2012
1
Elect Aida Alvarez
Mgmt
For
Against
Against
Wal-Mart Stores, Inc.
931142103
WMT
6/1/2012
2
Elect James Breyer
Mgmt
For
For
For
Wal-Mart Stores, Inc.
931142103
WMT
6/1/2012
3
Elect M. Michele Burns
Mgmt
For
Against
Against
Wal-Mart Stores, Inc.
931142103
WMT
6/1/2012
4
Elect James Cash, Jr.
Mgmt
For
Against
Against
Wal-Mart Stores, Inc.
931142103
WMT
6/1/2012
5
Elect Roger Corbett
Mgmt
For
For
For
Wal-Mart Stores, Inc.
931142103
WMT
6/1/2012
6
Elect Douglas Daft
Mgmt
For
For
For
Wal-Mart Stores, Inc.
931142103
WMT
6/1/2012
7
Elect Michael Duke
Mgmt
For
Against
Against
Wal-Mart Stores, Inc.
931142103
WMT
6/1/2012
8
Elect Marissa Mayer
Mgmt
For
For
For
Wal-Mart Stores, Inc.
931142103
WMT
6/1/2012
9
Elect Gregory Penner
Mgmt
For
For
For
Wal-Mart Stores, Inc.
931142103
WMT
6/1/2012
10
Elect Steven Reinemund
Mgmt
For
For
For
Wal-Mart Stores, Inc.
931142103
WMT
6/1/2012
11
Elect H. Lee Scott, Jr.
Mgmt
For
Against
Against
Wal-Mart Stores, Inc.
931142103
WMT
6/1/2012
12
Elect Arne Sorenson
Mgmt
For
Against
Against
Wal-Mart Stores, Inc.
931142103
WMT
6/1/2012
13
Elect Jim Walton
Mgmt
For
For
For
Wal-Mart Stores, Inc.
931142103
WMT
6/1/2012
14
Elect S. Robson Walton
Mgmt
For
For
For
Wal-Mart Stores, Inc.
931142103
WMT
6/1/2012
15
Elect Christopher Williams
Mgmt
For
Against
Against
Wal-Mart Stores, Inc.
931142103
WMT
6/1/2012
16
Elect Linda Wolf
Mgmt
For
For
For
Wal-Mart Stores, Inc.
931142103
WMT
6/1/2012
17
Ratification of Auditor
Mgmt
For
For
For
Wal-Mart Stores, Inc.
931142103
WMT
6/1/2012
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Wal-Mart Stores, Inc.
931142103
WMT
6/1/2012
19
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
For
Against
Wal-Mart Stores, Inc.
931142103
WMT
6/1/2012
20
Shareholder Proposal Regarding Director Qualifications
ShrHoldr
Against
Against
For
Wal-Mart Stores, Inc.
931142103
WMT
6/1/2012
21
Shareholder Proposal Regarding an Incentive Compensation Report
ShrHoldr
Against
Against
For
Unitedhealth Group Inc
91324P102
UNH
6/4/2012
1
Elect William Ballard, Jr.
Mgmt
For
Against
Against
Unitedhealth Group Inc
91324P102
UNH
6/4/2012
2
Elect Richard Burke
Mgmt
For
Against
Against
Unitedhealth Group Inc
91324P102
UNH
6/4/2012
3
Elect Robert Darretta
Mgmt
For
For
For
Unitedhealth Group Inc
91324P102
UNH
6/4/2012
4
Elect Stephen Hemsley
Mgmt
For
For
For
Unitedhealth Group Inc
91324P102
UNH
6/4/2012
5
Elect Michele Hooper
Mgmt
For
For
For
Unitedhealth Group Inc
91324P102
UNH
6/4/2012
6
Elect Rodger Lawson
Mgmt
For
For
For
Unitedhealth Group Inc
91324P102
UNH
6/4/2012
7
Elect Douglas Leatherdale
Mgmt
For
Against
Against
Unitedhealth Group Inc
91324P102
UNH
6/4/2012
8
Elect Glenn Renwick
Mgmt
For
For
For
Unitedhealth Group Inc
91324P102
UNH
6/4/2012
9
Elect Kenneth Shine
Mgmt
For
For
For
Unitedhealth Group Inc
91324P102
UNH
6/4/2012
10
Elect Gail Wilensky
Mgmt
For
Against
Against
Unitedhealth Group Inc
91324P102
UNH
6/4/2012
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Unitedhealth Group Inc
91324P102
UNH
6/4/2012
12
Ratification of Auditor
Mgmt
For
For
For
Unitedhealth Group Inc
91324P102
UNH
6/4/2012
13
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Alpine Total Dynamic Dividend Fund
021060108
AOD
6/8/2012
1.1
Elect Samuel Lieber
Mgmt
For
For 94%Withhold 6%
For
Alpine Total Dynamic Dividend Fund
021060108
AOD
6/8/2012
2
Transaction of Other Business
Mgmt
For
For 92%
Against 7%Abstain 1%
Against
Biogen Idec inc
09062X103
BIIB
6/8/2012
1
Elect Caroline Dorsa
Mgmt
For
For
For
Biogen Idec inc
09062X103
BIIB
6/8/2012
2
Elect Stelios Papadopoulos
Mgmt
For
For
For
Biogen Idec inc
09062X103
BIIB
6/8/2012
3
Elect George Scangos
Mgmt
For
For
For
Biogen Idec inc
09062X103
BIIB
6/8/2012
4
Elect Lynn Schenk
Mgmt
For
For
For
Biogen Idec inc
09062X103
BIIB
6/8/2012
5
Elect Alexander Denner
Mgmt
For
For
For
Biogen Idec inc
09062X103
BIIB
6/8/2012
6
Elect Nancy Leaming
Mgmt
For
For
For
Biogen Idec inc
09062X103
BIIB
6/8/2012
7
Elect Richard Mulligan
Mgmt
For
For
For
Biogen Idec inc
09062X103
BIIB
6/8/2012
8
Elect Robert Pangia
Mgmt
For
For
For
Biogen Idec inc
09062X103
BIIB
6/8/2012
9
Elect Brian Posner
Mgmt
For
For
For
Biogen Idec inc
09062X103
BIIB
6/8/2012
10
Elect Eric Rowinsky
Mgmt
For
For
For
Biogen Idec inc
09062X103
BIIB
6/8/2012
11
Elect Stephen Sherwin
Mgmt
For
For
For
Biogen Idec inc
09062X103
BIIB
6/8/2012
12
Elect William Young
Mgmt
For
For
For
Biogen Idec inc
09062X103
BIIB
6/8/2012
13
Ratification of Auditor
Mgmt
For
For
For
Biogen Idec inc
09062X103
BIIB
6/8/2012
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Biogen Idec inc
09062X103
BIIB
6/8/2012
15
Adoption of Delaware as the Exclusive Forum for Certain Disputes
Mgmt
For
Against
Against
Biogen Idec inc
09062X103
BIIB
6/8/2012
16
Right to Call a Special Meeting
Mgmt
For
For
For
Caterpillar Inc.
149123101
CAT
6/13/2012
1.1
Elect David Calhoun
Mgmt
For
For
For
Caterpillar Inc.
149123101
CAT
6/13/2012
1.2
Elect Daniel Dickinson
Mgmt
For
For
For
Caterpillar Inc.
149123101
CAT
6/13/2012
1.3
Elect Eugene Fife
Mgmt
For
For
For
Caterpillar Inc.
149123101
CAT
6/13/2012
1.4
Elect Juan Gallardo
Mgmt
For
For
For
Caterpillar Inc.
149123101
CAT
6/13/2012
1.5
Elect David Goode
Mgmt
For
For
For
Caterpillar Inc.
149123101
CAT
6/13/2012
1.6
Elect Jesse Greene, Jr.
Mgmt
For
For
For
Caterpillar Inc.
149123101
CAT
6/13/2012
1.7
Elect Jon Huntsman, Jr.
Mgmt
For
For
For
Caterpillar Inc.
149123101
CAT
6/13/2012
1.8
Elect Peter Magowan
Mgmt
For
For
For
Caterpillar Inc.
149123101
CAT
6/13/2012
1.9
Elect Dennis Muilenburg
Mgmt
For
For
For
Caterpillar Inc.
149123101
CAT
6/13/2012
1.10
Elect Douglas Oberhelman
Mgmt
For
For
For
Caterpillar Inc.
149123101
CAT
6/13/2012
1.11
Elect William Osborn
Mgmt
For
For
For
Caterpillar Inc.
149123101
CAT
6/13/2012
1.12
Elect Charles Powell
Mgmt
For
For
For
Caterpillar Inc.
149123101
CAT
6/13/2012
1.13
Elect Edward Rust, Jr.
Mgmt
For
For
For
Caterpillar Inc.
149123101
CAT
6/13/2012
1.14
Elect Susan Schwab
Mgmt
For
For
For
Caterpillar Inc.
149123101
CAT
6/13/2012
1.15
Elect Joshua Smith
Mgmt
For
For
For
Caterpillar Inc.
149123101
CAT
6/13/2012
1.16
Elect Miles White
Mgmt
For
For
For
Caterpillar Inc.
149123101
CAT
6/13/2012
2
Ratification of Auditor
Mgmt
For
For
For
Caterpillar Inc.
149123101
CAT
6/13/2012
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Caterpillar Inc.
149123101
CAT
6/13/2012
4
Right to Call a Special Meeting
Mgmt
For
For
For
Caterpillar Inc.
149123101
CAT
6/13/2012
5
Amendment to Advance Notice Requirement
Mgmt
For
Against
Against
Caterpillar Inc.
149123101
CAT
6/13/2012
6
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
Caterpillar Inc.
149123101
CAT
6/13/2012
7
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
Caterpillar Inc.
149123101
CAT
6/13/2012
8
Shareholder Proposal Regarding Review of Human Rights Policies
ShrHoldr
Against
Against
For
Caterpillar Inc.
149123101
CAT
6/13/2012
9
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Target Corp
87612E106
TGT
6/13/2012
1
Elect Roxanne Austin
Mgmt
For
For
For
Target Corp
87612E106
TGT
6/13/2012
2
Elect Calvin Darden
Mgmt
For
For
For
Target Corp
87612E106
TGT
6/13/2012
3
Elect Mary Dillon
Mgmt
For
For
For
Target Corp
87612E106
TGT
6/13/2012
4
Elect James Johnson
Mgmt
For
Against
Against
Target Corp
87612E106
TGT
6/13/2012
5
Elect Mary Minnick
Mgmt
For
For
For
Target Corp
87612E106
TGT
6/13/2012
6
Elect Anne Mulcahy
Mgmt
For
Against
Against
Target Corp
87612E106
TGT
6/13/2012
7
Elect Derica Rice
Mgmt
For
For
For
Target Corp
87612E106
TGT
6/13/2012
8
Elect Stephen Sanger
Mgmt
For
For
For
Target Corp
87612E106
TGT
6/13/2012
9
Elect Gregg Steinhafel
Mgmt
For
For
For
Target Corp
87612E106
TGT
6/13/2012
10
Elect John Stumpf
Mgmt
For
For
For
Target Corp
87612E106
TGT
6/13/2012
11
Elect Solomon Trujillo
Mgmt
For
For
For
Target Corp
87612E106
TGT
6/13/2012
12
Ratification of Auditor
Mgmt
For
For
For
Target Corp
87612E106
TGT
6/13/2012
13
Approval of the Short Term Incentive Plan
Mgmt
For
For
For
Target Corp
87612E106
TGT
6/13/2012
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Target Corp
87612E106
TGT
6/13/2012
15
Shareholder Proposal Regarding Report on Electronic Waste
ShrHoldr
Against
Against
For
Target Corp
87612E106
TGT
6/13/2012
16
Shareholder Proposal Regarding Prohibition on Political Spending
ShrHoldr
Against
Against
For
TJX Companies, Inc.
872540109
TJX
6/13/2012
1
Elect Zein Abdalla
Mgmt
For
For
For
TJX Companies, Inc.
872540109
TJX
6/13/2012
2
Elect Jose Alvarez
Mgmt
For
For
For
TJX Companies, Inc.
872540109
TJX
6/13/2012
3
Elect Alan Bennett
Mgmt
For
For
For
TJX Companies, Inc.
872540109
TJX
6/13/2012
4
Elect Bernard Cammarata
Mgmt
For
For
For
TJX Companies, Inc.
872540109
TJX
6/13/2012
5
Elect David Ching
Mgmt
For
For
For
TJX Companies, Inc.
872540109
TJX
6/13/2012
6
Elect Michael Hines
Mgmt
For
For
For
TJX Companies, Inc.
872540109
TJX
6/13/2012
7
Elect Amy Lane
Mgmt
For
For
For
TJX Companies, Inc.
872540109
TJX
6/13/2012
8
Elect Carol Meyrowitz
Mgmt
For
For
For
TJX Companies, Inc.
872540109
TJX
6/13/2012
9
Elect John O'Brien
Mgmt
For
For
For
TJX Companies, Inc.
872540109
TJX
6/13/2012
10
Elect Willow Shire
Mgmt
For
For
For
TJX Companies, Inc.
872540109
TJX
6/13/2012
11
Ratification of Auditor
Mgmt
For
For
For
TJX Companies, Inc.
872540109
TJX
6/13/2012
12
Approval of Material Terms of Executive Officer Performance Goals Under Cash Incentive Plans
Mgmt
For
For
For
TJX Companies, Inc.
872540109
TJX
6/13/2012
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
New Germany Fund Inc
644465106
GF
6/27/2012
1.1
Elect Richard Burt
Mgmt
For
For 89.5%Withhold 10.5%
For
New Germany Fund Inc
644465106
GF
6/27/2012
1.2
Elect Franz Hopp
Mgmt
For
For 89.5%Withhold 10.5%
For
New Germany Fund Inc
644465106
GF
6/27/2012
1.3
Elect Friedbert Malt
Mgmt
For
For 89.5%Withhold 10.5%
For
New Germany Fund Inc
644465106
GF
6/27/2012
1.4
Elect Richard  Goeltz
Mgmt
For
For 89.5%Withhold 10.5%
Against
New Germany Fund Inc
644465106
GF
6/27/2012
2
Ratification of Auditor
Mgmt
For
For 97.8%Against 1.7%Abstain 0.5%
For