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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Options (Right to Buy) | $ 30.68 | 12/11/2008 | A | 93,790 | 12/11/2009(2) | 12/11/2015 | Common Stock | 93,790 | $ 0 (1) | 93,790 | D | ||||
| Phantom Stock | (3) | (4) | (4) | Common Stock | 51,996.456 (5) | 51,996.456 | D | ||||||||
| Stock Options (Right to Buy) | $ 0.93 | 12/14/2001 | 12/14/2010 | Common Stock | 1,492,440 (6) | 1,492,440 | D | ||||||||
| Stock Options (Right to Buy) | $ 1.205 | 12/20/2002 | 12/20/2011 | Common Stock | 187,014 (7) | 187,014 | D | ||||||||
| Stock Options (Right to Buy) | $ 1.435 | 12/11/2003 | 12/11/2012 | Common Stock | 690,192 (8) | 690,192 | D | ||||||||
| Stock Options (Right to Buy) | $ 2.645 | 12/10/2004 | 12/10/2013 | Common Stock | 451,598 (9) | 451,598 | D | ||||||||
| Stock Options (Right to Buy) | $ 6.225 | 12/09/2005 | 12/09/2011 | Common Stock | 277,776 (10) | 277,776 | D | ||||||||
| Stock Options (Right to Buy) | $ 17.745 | 12/08/2006 | 12/08/2012 | Common Stock | 121,920 (11) | 121,920 | D | ||||||||
| Stock Options (Right to Buy) | $ 20.335 | 12/11/2007 | 12/11/2013 | Common Stock | 122,000 (12) | 122,000 | D | ||||||||
| Stock Options (Right to Buy) | $ 27.18 | 12/13/2008 | 12/13/2014 | Common Stock | 78,980 (13) | 78,980 | D | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| KORELL HAROLD M SUITE 125 2350 N. SAM HOUSTON PARKWAY EAST HOUSTON, TX 77032 |
X | Chairman and CEO | ||
| /s/ Melissa D. McCarty, Attorney-in-Fact for Mr. Korell | 12/15/2008 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Restricted stock and incentive stock options granted in consideration of services as an officer. |
| (2) | Incentive stock options become exercisable in three equal installments beginning on the first anniversary of the grant date specified in Column 3 or immediately upon death, disability, retirement at age 65, or a change in control. |
| (3) | Each share of phantom stock represents the right to receive the economic equivalent of one share of Southwestern Energy Company common stock. |
| (4) | Shares of phantom stock are payable in cash following termination of the reporting person's employment with Southwestern Energy Company. The reporting person may transfer his phantom stock account into an alternative investment account at any time. |
| (5) | The phantom stock is currently held in the Southwestern Energy Company Nonqualified Retirement Plan (the "NQ Plan") investment fund, and has been adjusted to reflect the two-for-one stock split on March 25, 2008. |
| (6) | This option was previously reported as covering 746,220 incentive stock options at an exercise price of $1.8594 per share, and has been adjusted as a result of a two-for-one stock split on March 25, 2008. |
| (7) | This option was previously reported as covering 93,507 incentive stock options at an exercise price of $2.41 per share, and has been adjusted as a result of a two-for-one stock split on March 25, 2008. |
| (8) | This option was previously reported as covering 345,096 incentive stock options at an exercise price of $2.865 per share, and has been adjusted as a result of a two-for-one stock split on March 25, 2008. |
| (9) | This option was previously reported as covering 225,799 incentive stock options at an exercise price of $5.285 per share, and has been adjusted as a result of a two-for-one stock split on March 25, 2008. |
| (10) | This option was previously reported as covering 138,888 incentive stock options at an exercise price of $12.45 per share, and has been adjusted as a result of a two-for-one stock split on March 25, 2008. |
| (11) | This option was previously reported as covering 60,960 incentive stock options at an exercise price of $35.49 per share, and has been adjusted as a result of a two-for-one stock split on March 25, 2008. |
| (12) | This option was previously reported as covering 61,000 incentive stock options at an exercise price of $40.67 per share, and has been adjusted as a result of a two-for-one stock split on March 25, 2008. |
| (13) | This option was previously reported as covering 39,490 incentive stock options at an exercise price of $54.36 per share, and has been adjusted as a result of a two-for-one stock split on March 25, 2008. |