Edgar Filing: RANKIN THOMAS T

Ownership Submission

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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3235-0287

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

RANKIN THOMAS T

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [HY]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	_____ 10% Owner
_____ Officer (give title below)	__X__ Other (specify below)
Member of a Group

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE

3. Date of Earliest Transaction (Month/Day/Year)
12/28/2018

(Street)

MAYFIELD HEIGHTS, OH 44124

4. If Amendment, Date Original Filed(Month/Day/Year)

6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	12/28/2018		P		142 ⁽¹⁾	A	$ 61.3602	152,625	I	Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin
Class A Common Stock	12/28/2018		P		2 ⁽¹⁾	A	$ 61.09 ⁽²⁾	579	I	Proportionate Interest in shares held by RAV
Class A Common Stock	12/28/2018		P		36 ⁽¹⁾	A	$ 61.09 ⁽²⁾	26,006	I	Serves as Trustee of GSTs for the benefit of Matthew Rankin
Class A Common Stock	12/28/2018		P		36 ⁽¹⁾	A	$ 61.09 ⁽²⁾	26,006	I	Serves as Trustee of GSTs for the benefit of James Rankin
Class A Common Stock	12/28/2018		P		36 ⁽¹⁾	A	$ 61.09 ⁽²⁾	26,006	I	Serves as trustee of GSTs for the benefit of Thomas P. Rankin
Class A Common Stock	12/28/2018		P		2 ⁽¹⁾	A	$ 61.63 ⁽³⁾	581	I	Proportionate Interest in shares held by RAV
Class A Common Stock	12/28/2018		P		36 ⁽¹⁾	A	$ 61.63 ⁽³⁾	26,042	I	Serves as Trustee of GSTs for the benefit of Matthew Rankin
Class A Common Stock	12/28/2018		P		36 ⁽¹⁾	A	$ 61.63 ⁽³⁾	26,042	I	Serves as Trustee of GSTs for the benefit of James Rankin
Class A Common Stock	12/28/2018		P		36 ⁽¹⁾	A	$ 61.63 ⁽³⁾	26,042	I	Serves as trustee of GSTs for the benefit of Thomas P. Rankin
Class A Common Stock	12/28/2018		P		63 ⁽¹⁾	A	$ 61.09 ⁽²⁾	26,105	I	Serves as Trustee of GSTs for the benefit of James Rankin
Class A Common Stock	12/28/2018		P		63 ⁽¹⁾	A	$ 61.09 ⁽²⁾	26,105	I	Serves as Trustee of GSTs for the benefit of Matthew Rankin
Class A Common Stock	12/28/2018		P		63 ⁽¹⁾	A	$ 61.09 ⁽²⁾	26,105	I	Serves as trustee of GSTs for the benefit of Thomas P. Rankin
Class A Common Stock	12/28/2018		P		1 ⁽¹⁾	A	$ 61.09 ⁽²⁾	246	I	Reporting person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock	12/28/2018		P		3 ⁽¹⁾	A	$ 61.09 ⁽²⁾	533	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	12/28/2018		P		1 ⁽¹⁾	A	$ 61.63 ⁽³⁾	84	I	Proportionate interest in shares held by RA6 held by RMI
Class A Common Stock	12/28/2018		P		63 ⁽¹⁾	A	$ 61.63 ⁽³⁾	26,168	I	Serves as Trustee of GSTs for the benefit of James Rankin
Class A Common Stock	12/28/2018		P		63 ⁽¹⁾	A	$ 61.63 ⁽³⁾	26,168	I	Serves as Trustee of GSTs for the benefit of Matthew Rankin
Class A Common Stock	12/28/2018		P		63 ⁽¹⁾	A	$ 61.63 ⁽³⁾	26,168	I	Serves as trustee of GSTs for the benefit of Thomas P. Rankin
Class A Common Stock	12/28/2018		P		1 ⁽¹⁾	A	$ 61.63 ⁽³⁾	247	I	Reporting person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock	12/28/2018		P		2 ⁽¹⁾	A	$ 61.63 ⁽³⁾	535	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	12/31/2018		P		151 ⁽¹⁾	A	$ 61.9539	152,776	I	Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin
Class A Common Stock								3,622	I	Held by Spouse ⁽⁴⁾
Class A Common Stock								14,343	I	Spouses proportionate interest in shares held by RA1 ⁽⁴⁾
Class A Common Stock								1,843	I	spouse's proportionate limited partnership interest in shares held by RA II LP ⁽⁴⁾
Class A Common Stock								7	D
Class A Common Stock								19	I	proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust
Class A Common Stock								25,324	I	proportionate interest in shares held in RA1
Class A Common Stock								34,849	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock								65,824	I	Proportionate LP interest in shares held in RA4
Class A Common Stock								1,975	I	Proportionate interest in shares held in RMI

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
	Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.		SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Class B Common Stock

⁽⁵⁾

Class A Common Stock

3,622

Held by Spouse ⁽⁴⁾

Class B Common Stock

⁽⁵⁾

Class A Common Stock

25,657

Spouses proportionate interest in shares held by RA1 ⁽⁴⁾

Class B Common Stock

⁽⁵⁾

Class A Common Stock

1,843

spouse's proportionate limited partnership interest in shares held by RA II LP ⁽⁴⁾

Class B Common Stock

⁽⁵⁾

Class A Common Stock

6,889

Serves as Trustee of the GSTs for the benefit of James Rankin

Class B Common Stock

⁽⁵⁾

Class A Common Stock

6,889

Serves as Trustee of GSTs for the benefit of Matthew Rankin

Class B Common Stock

⁽⁵⁾

Class A Common Stock

6,889

Serves as trustee of GSTs for the benefit of T. Parker Rankin

Class B Common Stock

⁽⁵⁾

Class A Common Stock

Class B Common Stock

⁽⁵⁾

Class A Common Stock

proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust

Class B Common Stock

⁽⁵⁾

Class A Common Stock

45,300

Proportionate interest in shares held in RA1

Class B Common Stock

⁽⁵⁾

Class A Common Stock

34,849

proportionate limited partnership interests in shares held by Rankin Associates II, L.P

Class B Common Stock

⁽⁵⁾

Class A Common Stock

104,286

Proportionate LP interest in shares held in RA4

Class B Common Stock

⁽⁵⁾

Class A Common Stock

1,975

Proportionate interest in shares of RMI

Class B Common Stock

⁽⁵⁾

Class A Common Stock

145,912

Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
RANKIN THOMAS T 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS, OH 44124				Member of a Group

Signatures

/s/ Suzanne S. Taylor, attorney-in-fact		01/02/2019
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	Shares purchased pursuant to 10b5-1 plan
(2)	2018-Dec-28 -Block 1 Weighted Average- Share Price represents average price between $60.50 and $61.49.
(3)	2018-Dec-28 -Block 2 Weighted Average- Share Price represents average price between $61.50 and $62.09.
(4)	Reporting Person disclaims beneficial ownership of all such shares.
(5)	N/A

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.