OMB APPROVAL |
||
OMB Number: 3235-0145 |
||
Expires: February 28, 2009
|
||
Estimated average burden hours per response...15 |
||
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 6 )*
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
(Page 1 of 16 Pages)
CUSIP No. |
833635105
/ 833636103 |
Page | 2 |
of | 16 |
1 | NAMES OF REPORTING PERSONS: Potash Corporation of Saskatchewan Inc. |
||||||||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): |
|||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY: | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS): | ||||||||||
Series A Shares: Not Applicable Series B Shares: AF |
|||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e): | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Saskatchewan, Canada | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | - 0 - Series A Shares (See Item 5) - 0 - Series B Shares (See Item 5) |
||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 63,062,037 Series A Shares (See Item 5) 8,785,773 Series B Shares (See Item 5) |
||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | - 0 - Series A Shares (See Item 5) - 0 - Series B Shares (See Item 5) |
||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
63,062,037 Series A Shares (See Item 5) 8,785,773 Series B Shares (See Item 5) |
|||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
63,062,037 Series A Shares (See Item 5) 8,785,773 Series B Shares (See Item 5) |
|||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
44.16% of Series A Shares (See Item 5(a)) 7.30% of Series B Shares (See Item 5(a)) |
|||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||||||||
CO |
CUSIP No. |
833635105
/ 833636103 |
Page | 3 |
of | 16 |
1 | NAMES OF REPORTING PERSONS: PCS Chile II LLC |
||||||||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): |
|||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY: | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS): | ||||||||||
Series A Shares: Not Applicable Series B Shares: AF |
|||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e): | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | - 0 - Series A Shares (See Item 5) - 0 - Series B Shares (See Item 5) |
||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 43,861,795 Series A Shares (See Item 5) 6,086,000 Series B Shares (See Item 5) |
||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | - 0 - Series A Shares (See Item 5) - 0 - Series B Shares (See Item 5) |
||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
43,861,795 Series A Shares (See Item 5) 6,086,000 Series B Shares (See Item 5) |
|||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
43,861,795 Series A Shares (See Item 5) 6,086,000 Series B Shares (See Item 5) |
|||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
30.71% of Series A Shares (See Item 5(a)) 5.06% of Series B Shares (See Item 5(a)) |
|||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||||||||
OO |
CUSIP No. |
833635105
/ 833636103 |
Page | 4 |
of | 16 |
1 | NAMES OF REPORTING PERSONS: Inversiones El Boldo Limitada |
||||||||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): |
|||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY: | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS): | ||||||||||
Series A Shares: Not Applicable Series B Shares: Not Applicable |
|||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e): | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Republic of Chile | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | - 0 - Series A Shares (See Item 5) - 0 - Series B Shares (See Item 5) |
||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 43,861,795 Series A Shares (See Item 5) - 0 - Series B Shares (See Item 5) |
||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | - 0 - Series A Shares (See Item 5) - 0 - Series B Shares (See Item 5) |
||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
43,861,795 Series A Shares (See Item 5) - 0 - Series B Shares (See Item 5) |
|||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
43,861,795 Series A Shares (See Item 5) - 0 - Series B Shares (See Item 5) |
|||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
30.71% of Series A Shares (See Item 5(a)) 0% of Series B Shares (See Item 5(a)) |
|||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||||||||
OO |
CUSIP No. |
833635105
/ 833636103 |
Page | 5 |
of | 16 |
1 | NAMES OF REPORTING PERSONS: Inversiones RAC Chile Limitada |
||||||||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): |
|||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY: | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS): | ||||||||||
Series A Shares: Not Applicable Series B Shares: Not Applicable |
|||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e): | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Republic of Chile | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | - 0 - Series A Shares (See Item 5) - 0 - Series B Shares (See Item 5) |
||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 19,200,242 Series A Shares (See Item 5) 2,699,773 Series B Shares (See Item 5) |
||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | - 0 - Series A Shares (See Item 5) - 0 - Series B Shares (See Item 5) |
||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
19,200,242 Series A Shares (See Item 5) 2,699,773 Series B Shares (See Item 5) |
|||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
19,200,242 Series A Shares (See Item 5) 2,699,773 Series B Shares (See Item 5) |
|||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
13.44% of Series A Shares (See Item 5(a)) 2.24% of Series B Shares (See Item 5(a)) |
|||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||||||||
OO |
CUSIP No. 833635105 / 833636103 | Schedule 13D | Page 6 of 16 |
CUSIP No. 833636105 / 833635103 | Schedule 13D | Page 7 of 16 |
Number of | Number of | % of All Equity | |||||||||||||||||||||||||
Series A Shares | % of Class (1) | Series B Shares | % of Class (2) | Securities of Issuer(3) | |||||||||||||||||||||||
PCS |
63,062,037 | 44.16% | 8,785,773(4) | 7.30% | 27.30% | ||||||||||||||||||||||
Chile II |
43,861,795 | 30.71% | 6,086,000(4) | 5.06% | 18.98% | ||||||||||||||||||||||
Chile Holdco |
43,861,795 | 30.71% | - 0 - | - 0 - | 16.67% | ||||||||||||||||||||||
RAC |
19,200,242 | 13.44% | 2,699,773 | 2.24% | 8.32% | ||||||||||||||||||||||
(1) | Based upon 142,819,552 Series A Shares outstanding as of December 31, 2005 (as reported in the Issuers Form 20-F filed with the Commission on June 30, 2006). | ||
(2) | Based upon 120,376,972 Series B Shares outstanding as of December 31, 2005 (as reported on the Issuers Form 20-F filed with the Commission on June 30, 2006). | ||
(3) | Based upon 142,819,552 Series A Shares and 120,376,972 Series B Shares of the Issuer outstanding as of December 31, 2005. | ||
(4) | Chile II and PCS beneficially own 6,086,000 Series B Shares in the form of American Depositary Receipts, each representing 10 Series B Shares. |
CUSIP No. 833635105 / 833636103 | Schedule 13D | Page 8 of 16 |
Number of Series B | Price per Share in | |||||||||
Date | Purchase/Sale | Shares | U.S. Dollars | |||||||
October 16, 2006
|
Purchase | 5,586,000 | $12.40 | |||||||
October 17, 2006
|
Purchase | 500,000 | $12.40 |
Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. |
Exhibit 1 | Joint Filing Agreement, dated as of October 16, 2006, among
Potash Corporation of Saskatchewan Inc., PCS Chile II LLC,
Inversiones RAC Chile Limitada and Inversiones El Boldo Limitada |
CUSIP No. 833635105 / 833636103 | Schedule 13D | Page 9 of 16 |
POTASH CORPORATION OF SASKATCHEWAN INC. |
INVERSIONES RAC CHILE LIMITADA |
||||||
By: | /s/ Denis A. Sirois | By: | /s/ Jose María Eyzaguirre Baeza | ||||
Name: | Denis A. Sirois | Name: | Jose María Eyzaguirre Baeza | ||||
Title: | Vice President and Corporate Controller |
Title: | Representative | ||||
and |
|||||||
By: | /s/ Rodrigo Ochagavía Ruiz-Tagle | ||||||
Name: | Rodrigo Ochagavía Ruiz-Tagle | ||||||
Title: | Representative | ||||||
|
|||||||
PCS CHILE II LLC |
INVERSIONES EL BOLDO LIMITADA |
||||||
By: | /s/ James F. Dietz | By: | /s/ Jose Maria Eyzaguirre Baeza | ||||
Name: | James F. Dietz | Name: | Jose María Eyzaguirre Baeza | ||||
Title: | Manager | Title: | Representative | ||||
and |
|||||||
By: | /s/ Rodrigo Ochagavía Ruiz-Tagle | ||||||
Name: | Rodrigo Ochagavía Ruiz-Tagle | ||||||
Title: | Representative | ||||||
CUSIP No. 833635105 / 833636103 | Schedule 13D | Page 10 of 16 |
Name and Position |
Principal Occupation and
Address |
||||
Directors |
|||||
Frederic J. Blesi (United States citizen) |
Retired 736 Glenayre Drive Glenview, Illinois 60025 |
||||
William J. Doyle (United States citizen) |
President and Chief Executive Officer of PCS 122 1st Avenue South Saskatoon, Saskatchewan, Canada S7K 7G3 |
||||
John W. Estey (United States citizen) |
President and Chief Executive Officer of S&C Electric Company 1741 Ridgewood Lane West Glenview, Illinois 60025-2268 |
||||
Wade Fetzer III (United States citizen) |
Retired 600 Greenleaf Drive Glencoe, Illinois 60022 |
||||
Dallas J. Howe
|
Owner and Chief Executive Officer of DSTC Ltd. 200 LaCaille Place S.W. Calgary, Alberta T2P 5E2 |
||||
Alice D. Laberge
|
Corporate Director and Former President and Chief Executive Officer of Fincentric Corporation 2606 West 37th Avenue Vancouver, British Columbia V6N 2T4 |
||||
Jeffrey J. McCaig
|
President, Chief Executive Officer and Director of Trimac Corporation 10 Hampton Place The Woodlands, Texas 77381-4215 |
||||
Mary Mogford
|
Corporate Director and Partner of Mogford Campbell Inc. 3715 Lakeshore Road, RR No. 8 Newcastle, Ontario L1B 1L9 |
||||
CUSIP No. 833635105 / 833636103 | Schedule 13D | Page 11 of 16 |
Paul J. Schoenhals
|
President and Chief Executive Officer of Enform 2115 27th Avenue N.E., Bay 13 Calgary, Alberta T2E 7E4 |
||||
E. Robert Stromberg
|
Retired P.O. Box 158 Cochin, Saskatchewan, Canada S0M 0L0 |
||||
Jack G. Vicq
|
Professor Emeritus of Accounting, University of Saskatchewan 604 Braeside View Saskatoon, Saskatchewan, Canada S7V 1A6 |
||||
Elena Vivella de Paliza (Dominican Republic citizen) |
Corporate
Executive Av. A. Lincoln No. 1019 Edif.-Federico Pages 4to Piso Santo Domingo, Dominican Republic |
||||
Executive Officers |
|||||
William J. Doyle (United States citizen) |
President and Chief Executive Officer |
||||
Wayne R. Brownlee
|
Executive Vice President and Chief Financial Officer |
||||
James F. Dietz (United States citizen) |
Executive Vice President and Chief Operating Officer Suite 400, 1101 Skokie Boulevard Northbrook, Illinois 60062 |
||||
Betty-Ann L. Heggie
|
Senior Vice President, Corporate Relations |
||||
Barbara Jane Irwin (United States citizen) |
Senior Vice President, Administration Suite 400, 1101 Skokie Boulevard Northbrook, Illinois 60062 |
||||
Robert A. Jaspar
|
Senior Vice President, Information Technology |
||||
Joseph A. Podwika (United States citizen) |
Senior Vice President, General Counsel and Secretary Suite 400, 1101 Skokie Boulevard Northbrook, Illinois 60062 |
||||
G. David Delaney (United States citizen) |
President, PCS Sales Suite 400, 1101 Skokie Boulevard Northbrook, Illinois 60062 |
||||
Garth W. Moore
|
President, PCS Potash |
||||
CUSIP No. 833635105 / 833636103 | Schedule 13D | Page 12 of 16 |
Thomas W. Regan, Jr. (United States citizen) |
President, PCS Phosphate Suite 400, 1101 Skokie Boulevard Northbrook, Illinois 60062 |
||||
Stephen F. Dowdle (United States citizen) |
Senior Vice President, Fertilizer Sales, PCS Sales Suite 400, 1101 Skokie Boulevard Northbrook, Illinois 60062 |
||||
Daphne J. Arnason
|
Vice President, Internal Audit |
||||
Karen G. Chasez (United States citizen) |
Vice President, Procurement Suite 400, 1101 Skokie Boulevard Northbrook, Illinois 60062 |
||||
John R. Hunt (United States citizen) |
Vice President, Safety, Health and Environment Suite 400, 1101 Skokie Boulevard Northbrook, Illinois 60062 |
||||
Denis A. Sirois
|
Vice President and Corporate Controller |
||||
Name and Position |
Principal Occupation and
Address |
||||
Managers |
|||||
Thomas J. Regan, Jr.
|
President, PCS Phosphate |
||||
James F. Dietz
|
Executive Vice President and Chief Operating Officer PCS |
||||
G. David Delaney
|
President PCS Sales |
||||
Brian E. Johnson
|
Senior
Counsel US, (PCS Administration) |
||||
CUSIP No. 833635105 / 833636103 | Schedule 13D | Page 13 of 16 |
Name and Position |
Principal Occupation and
Address |
||||
Representatives |
|||||
Jose María Eyzaguirre Baeza
|
Member, Claro y Cia. Av. Apoquindo 3721, Piso 13, Las Condes Santiago, Chile |
||||
Rodrigo Ochagavía Ruiz-Tagle
|
Member, Claro y Cia. Av. Apoquindo 3721, Piso 13, Las Condes Santiago, Chile |
||||
Raul Santa María
|
Member, Claro y Cia. Av. Apoquindo 3721, Piso 13, Las Condes Santiago, Chile |
||||
Matías de Marchena
|
Member, Claro y Cia. Av. Apoquindo 3721, Piso 13, Las Condes Santiago, Chile |
||||
Cristíán Lagos
|
Associate, Claro y Cia. Av. Apoquindo 3721, Piso 13, Las Condes Santiago, Chile |
||||
Andrés Valdés
|
Associate, Claro y Cia. Av. Apoquindo 3721, Piso 13, Las Condes Santiago, Chile |
||||
CUSIP No. 833635105 / 833636103 | Schedule 13D | Page 14 of 16 |
Name and Position |
Principal Occupation and
Address |
||||
Representatives |
|||||
Jose María Eyzaguirre Baeza
|
Member, Claro y Cia. Av. Apoquindo 3721, Piso 13, Las Condes Santiago, Chile |
||||
Rodrigo Ochagavía Ruiz-Tagle
|
Member, Claro y Cia. Av. Apoquindo 3721, Piso 13, Las Condes Santiago, Chile |
||||
Raul Santa María
|
Member, Claro y Cia. Av. Apoquindo 3721, Piso 13, Las Condes Santiago, Chile |
||||
Matías de Marchena
|
Member, Claro y Cia. Av. Apoquindo 3721, Piso 13, Las Condes Santiago, Chile |
||||
Cristíán Lagos
|
Associate, Claro y Cia. Av. Apoquindo 3721, Piso 13, Las Condes Santiago, Chile |
||||
Andrés Valdés
|
Associate, Claro y Cia. Av. Apoquindo 3721, Piso 13, Las Condes Santiago, Chile |
||||
CUSIP No. 833635105 / 833636103 | Schedule 13D | Page 15 of 16 |
Exhibit 1 | Joint Filing Agreement, dated as of October 16, 2006, between
Potash Corporation of Saskatchewan Inc., PCS Chile II LLC,
Inversiones RAC Chile Limitada, and Inversiones El Boldo
Limitada |