UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3/31/2013
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: TRUSTCO BANK CORP NY
Address: 5 SARNOWSKI DRIVE
GLENVILLE, NY 12302
Form 13F File Number: 28-06657
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: RICHARD W. PROVOST
Title: ASSISTANT VICE PRESIDENT
Phone: 518-381-3643
Signature, Place, and Date of Signing:
/s/ RICHARD W. PROVOST GLENVILLE, NY 4/12/2013
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 197
Form 13F Information Table Value Total: $ 103,951
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
7000 028-10307 TRUSTCO BANK
---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------- -------------- --------- -------- ----------------- ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ -------
AT&T INC COM 00206R102 1590 43341 SH DEFINED 7000 43341
AT&T INC COM 00206R102 520 14161 SH OTHER 7000 10868
OTHER 7000 3293
ABBOTT LABORATORIES COM 002824100 1491 42218 SH DEFINED 7000 41118
DEFINED 7000 1100
ABBOTT LABORATORIES COM 002824100 238 6745 SH OTHER 7000 3145
OTHER 7000 3600
ABBVIE INC COM 00287Y109 1389 34068 SH DEFINED 7000 32968
DEFINED 7000 1100
ABBVIE INC COM 00287Y109 279 6845 SH OTHER 7000 3145
OTHER 7000 3700
AIR PRODUCTS & CHEMICALS INC COM 009158106 401 4600 SH DEFINED 7000 4600
ALCOA INC COM 013817101 146 17100 SH DEFINED 7000 17100
ALCOA INC COM 013817101 22 2600 SH OTHER 7000 2600
AMERICAN EXPRESS CO COM 025816109 725 10750 SH DEFINED 7000 10750
AMERICAN EXPRESS CO COM 025816109 101 1500 SH OTHER 7000 1200
OTHER 7000 300
ANNALY CAPITAL MANAGEMENT INC COM 035710409 216 13610 SH DEFINED 7000 13610
ANNALY CAPITAL MANAGEMENT INC COM 035710409 40 2500 SH OTHER 7000 2500
APPLE INC COM 037833100 301 680 SH DEFINED 7000 680
APPLE INC COM 037833100 55 125 SH OTHER 7000 125
APPLIED MATERIALS INC COM 038222105 909 67400 SH DEFINED 7000 66800
DEFINED 7000 600
APPLIED MATERIALS INC COM 038222105 30 2200 SH OTHER 7000 2200
AUTOMATIC DATA PROCESSING INC COM 053015103 499 7673 SH DEFINED 7000 6173
DEFINED 7000 1500
AUTOMATIC DATA PROCESSING INC COM 053015103 20 300 SH OTHER 7000 300
BAKER HUGHES INC COM 057224107 207 4450 SH DEFINED 7000 4450
BHP BILLITON LTD FOR 088606108 400 5850 SH DEFINED 7000 5850
BHP BILLITON LTD FOR 088606108 75 1100 SH OTHER 7000 300
OTHER 7000 800
BRISTOL-MYERS SQUIBB CO COM 110122108 676 16400 SH DEFINED 7000 9700
DEFINED 7000 6700
BRISTOL-MYERS SQUIBB CO COM 110122108 250 6072 SH OTHER 7000 6072
CATERPILLAR INC COM 149123101 175 2013 SH DEFINED 7000 2013
CATERPILLAR INC COM 149123101 72 830 SH OTHER 7000 830
CHEVRON CORP NEW COM 166764100 2782 23410 SH DEFINED 7000 23410
CHEVRON CORP NEW COM 166764100 619 5209 SH OTHER 7000 3269
OTHER 7000 1940
CISCO SYSTEMS INC COM 17275R102 911 43575 SH DEFINED 7000 43575
CISCO SYSTEMS INC COM 17275R102 74 3550 SH OTHER 7000 950
OTHER 7000 2600
COCA COLA CO COM 191216100 4025 99539 SH DEFINED 7000 98939
DEFINED 7000 600
COCA COLA CO COM 191216100 558 13800 SH OTHER 7000 4300
OTHER 7000 9500
COLGATE PALMOLIVE CO COM 194162103 1378 11677 SH DEFINED 7000 11677
COLGATE PALMOLIVE CO COM 194162103 519 4399 SH OTHER 7000 3199
OTHER 7000 1200
DISNEY WALT CO COM 254687106 2158 37996 SH DEFINED 7000 35896
DEFINED 7000 2100
DISNEY WALT CO COM 254687106 261 4600 SH OTHER 7000 1100
OTHER 7000 3500
DOW CHEMICAL CO COM 260543103 369 11599 SH DEFINED 7000 11599
DOW CHEMICAL CO COM 260543103 134 4201 SH OTHER 7000 2001
OTHER 7000 2200
DU PONT E I DE NEMOURS & CO COM 263534109 632 12850 SH DEFINED 7000 11450
DEFINED 7000 1400
DU PONT E I DE NEMOURS & CO COM 263534109 117 2386 SH OTHER 7000 1486
OTHER 7000 900
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------- -------------- --------- -------- ----------------- ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ -------
ECOLAB INC COM 278865100 458 5717 SH DEFINED 7000 5717
ECOLAB INC COM 278865100 24 300 SH OTHER 7000 300
EMERSON ELECTRIC CO COM 291011104 232 4150 SH DEFINED 7000 4150
EMERSON ELECTRIC CO COM 291011104 79 1413 SH OTHER 7000 213
OTHER 7000 1200
EXELON CORP COM 30161N101 479 13892 SH DEFINED 7000 13892
EXELON CORP COM 30161N101 102 2970 SH OTHER 7000 2170
OTHER 7000 800
EXXON MOBIL CORP COM 30231G102 5777 64110 SH DEFINED 7000 57910
DEFINED 7000 4900
DEFINED 7000 1300
EXXON MOBIL CORP COM 30231G102 2254 25017 SH OTHER 7000 14927
OTHER 7000 10090
GENERAL ELECTRIC CO COM 369604103 9024 390295 SH DEFINED 7000 375435
DEFINED 7000 9000
DEFINED 7000 5860
GENERAL ELECTRIC CO COM 369604103 3673 158851 SH OTHER 7000 120481
OTHER 7000 35370
OTHER 7000 3000
GENERAL MILLS INC COM 370334104 1404 28475 SH DEFINED 7000 28475
GENERAL MILLS INC COM 370334104 291 5900 SH OTHER 7000 4300
OTHER 7000 1600
GLAXOSMITHKLINE PLC FOR 37733W105 329 7006 SH DEFINED 7000 7006
GLAXOSMITHKLINE PLC FOR 37733W105 71 1505 SH OTHER 7000 905
OTHER 7000 600
HOME DEPOT INC COM 437076102 237 3400 SH DEFINED 7000 3400
HOME DEPOT INC COM 437076102 53 764 SH OTHER 7000 764
INTEL CORP COM 458140100 1841 84307 SH DEFINED 7000 84307
INTEL CORP COM 458140100 196 8968 SH OTHER 7000 5368
OTHER 7000 3600
IBM CORP COM 459200101 1926 9028 SH DEFINED 7000 9028
IBM CORP COM 459200101 1045 4899 SH OTHER 7000 3549
OTHER 7000 1350
ISHARES MUT 464287465 366 6201 SH DEFINED 7000 6201
ISHARES MUT 464287465 46 775 SH OTHER 7000 775
JPMORGAN CHASE & CO COM 46625H100 1481 31209 SH DEFINED 7000 30759
DEFINED 7000 150
DEFINED 7000 300
JPMORGAN CHASE & CO COM 46625H100 335 7052 SH OTHER 7000 3765
OTHER 7000 3287
JACOBS ENGINEERING GROUP INC COM 469814107 326 5799 SH DEFINED 7000 5799
JACOBS ENGINEERING GROUP INC COM 469814107 6 100 SH OTHER 7000 100
JOHNSON & JOHNSON COM 478160104 3862 47363 SH DEFINED 7000 47363
JOHNSON & JOHNSON COM 478160104 941 11539 SH OTHER 7000 7039
OTHER 7000 4500
JOHNSON CONTROLS INC COM 478366107 584 16650 SH DEFINED 7000 16650
JOHNSON CONTROLS INC COM 478366107 84 2400 SH OTHER 7000 1000
OTHER 7000 1400
ELI LILLY & CO COM 532457108 122 2149 SH DEFINED 7000 2149
ELI LILLY & CO COM 532457108 83 1456 SH OTHER 7000 556
OTHER 7000 900
LOWES COMPANIES INC COM 548661107 415 10934 SH DEFINED 7000 10934
LOWES COMPANIES INC COM 548661107 13 350 SH OTHER 7000 150
OTHER 7000 200
MASCO CORP COM 574599106 290 14300 SH DEFINED 7000 14300
MASCO CORP COM 574599106 75 3700 SH OTHER 7000 2000
OTHER 7000 1700
MCDONALDS CORP COM 580135101 543 5450 SH DEFINED 7000 5450
MCDONALDS CORP COM 580135101 119 1195 SH OTHER 7000 895
OTHER 7000 300
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------- -------------- --------- -------- ----------------- ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ -------
MEDTRONIC INC COM 585055106 1192 25376 SH DEFINED 7000 25376
MEDTRONIC INC COM 585055106 33 704 SH OTHER 7000 404
OTHER 7000 300
MERCK & CO INC COM 58933Y105 471 10649 SH DEFINED 7000 10649
MERCK & CO INC COM 58933Y105 218 4927 SH OTHER 7000 2448
OTHER 7000 2479
MICROSOFT CORP COM 594918104 2727 95332 SH DEFINED 7000 95332
MICROSOFT CORP COM 594918104 266 9295 SH OTHER 7000 7195
OTHER 7000 2100
MONDELEZ INTL INC COM 609207105 139 4552 SH DEFINED 7000 4552
MONDELEZ INTL INC COM 609207105 136 4454 SH OTHER 7000 2378
OTHER 7000 2076
NBT BANCORP INC COM 628778102 520 23486 SH OTHER 7000 23486
NEXTERA ENERGY INC COM 65339F101 241 3100 SH DEFINED 7000 3100
NIKE INC COM 654106103 1062 17998 SH DEFINED 7000 17998
NIKE INC COM 654106103 106 1800 SH OTHER 7000 1400
OTHER 7000 400
NORFOLK SOUTHERN CORP COM 655844108 339 4400 SH DEFINED 7000 2600
DEFINED 7000 1800
NORFOLK SOUTHERN CORP COM 655844108 62 800 SH OTHER 7000 800
ORACLE CORP COM 68389X105 611 18900 SH DEFINED 7000 18900
ORACLE CORP COM 68389X105 44 1347 SH OTHER 7000 547
OTHER 7000 800
PEPSICO INC COM 713448108 2508 31708 SH DEFINED 7000 31708
PEPSICO INC COM 713448108 407 5150 SH OTHER 7000 4450
OTHER 7000 700
PFIZER INC COM 717081103 859 29775 SH DEFINED 7000 24315
DEFINED 7000 5460
PFIZER INC COM 717081103 177 6146 SH OTHER 7000 5546
OTHER 7000 600
PHILIP MORRIS INTERNATIONAL INC COM 718172109 9 100 SH DEFINED 7000 100
PHILIP MORRIS INTERNATIONAL INC COM 718172109 513 5535 SH OTHER 7000 2835
OTHER 7000 2700
PROCTER & GAMBLE CO COM 742718109 3088 40079 SH DEFINED 7000 33851
DEFINED 7000 6228
PROCTER & GAMBLE CO COM 742718109 356 4619 SH OTHER 7000 3029
OTHER 7000 1590
SCHLUMBERGER LTD FOR 806857108 427 5699 SH DEFINED 7000 5699
SCHLUMBERGER LTD FOR 806857108 60 800 SH OTHER 7000 700
OTHER 7000 100
SOUTHERN CO COM 842587107 1277 27220 SH DEFINED 7000 27220
SOUTHERN CO COM 842587107 263 5608 SH OTHER 7000 3308
OTHER 7000 2300
STATE STREET CORP COM 857477103 610 10325 SH DEFINED 7000 10325
STATE STREET CORP COM 857477103 83 1400 SH OTHER 7000 500
OTHER 7000 900
TARGET CORP COM 87612E106 889 12984 SH DEFINED 7000 12984
TARGET CORP COM 87612E106 92 1350 SH OTHER 7000 1050
OTHER 7000 300
TEXAS INSTRUMENTS INC COM 882508104 365 10275 SH DEFINED 7000 10275
3M CO COM 88579Y101 1728 16250 SH DEFINED 7000 12750
DEFINED 7000 3500
3M CO COM 88579Y101 74 700 SH OTHER 7000 700
TRUSTCO BANK CORP NY COM 898349105 914 163744 SH DEFINED 7000 9086
DEFINED 7000 16688
DEFINED 7000 137970
TRUSTCO BANK CORP NY COM 898349105 5700 1021488 SH OTHER 7000 1021488
UNITED PARCEL SERVICE COM 911312106 555 6465 SH DEFINED 7000 6465
UNITED PARCEL SERVICE COM 911312106 77 900 SH OTHER 7000 400
OTHER 7000 500
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------- -------------- --------- -------- ----------------- ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ -------
UNITED TECHNOLOGIES CORP COM 913017109 2559 27389 SH DEFINED 7000 27389
UNITED TECHNOLOGIES CORP COM 913017109 257 2750 SH OTHER 7000 1550
OTHER 7000 1200
VANGUARD MUT 922042858 1730 40335 SH DEFINED 7000 40085
DEFINED 7000 250
VANGUARD MUT 922042858 147 3420 SH OTHER 7000 325
OTHER 7000 2705
OTHER 7000 390
VERIZON COMMUNICATIONS INC COM 92343V104 1437 29237 SH DEFINED 7000 29237
VERIZON COMMUNICATIONS INC COM 92343V104 326 6632 SH OTHER 7000 4132
OTHER 7000 2500
WAL-MART STORES INC COM 931142103 1709 22841 SH DEFINED 7000 22841
WAL-MART STORES INC COM 931142103 163 2175 SH OTHER 7000 1975
OTHER 7000 200
WELLS FARGO & CO NEW COM 949746101 1612 43584 SH DEFINED 7000 43584
WELLS FARGO & CO NEW COM 949746101 263 7123 SH OTHER 7000 3823
0 OTHER 7000 3300