1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Options
|
Â
(1)
|
12/03/2016 |
Common Stock
|
12,500
|
$
2.56
|
D
|
Â
|
Non-Qualified Stock Options
|
Â
(2)
|
10/05/2017 |
Common Stock
|
40,000
|
$
4.59
|
D
|
Â
|
Restricted Stock Units
|
Â
(3)
|
Â
(5)
|
Common Stock
|
100,000
|
$
0
|
D
|
Â
|
Restricted Stock Units
|
Â
(4)
|
Â
(5)
|
Common Stock
|
50,000
|
$
0
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
1/4th of the shares subject to the grant vested on December 3, 2010, the first anniversary of the grant date, and 1/48th of the shares subject to the grant vest on each monthly anniversary thereafter over the next three years, through December 3, 2013. |
(2) |
1/48th of the shares subject to the grant vest on each monthly anniversary of the grant date over four years, through October 5, 2014. |
(3) |
1/3rd of the shares subject to the grant vest each anniversary of the grant date over three years, through August 5, 2016. |
(4) |
All of the shares subject to the grant vest on February 11, 2015, the first anniversary of the grant date. |
(5) |
N/A |