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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HEILBRONN CHARLES C/O MOUSSE PARTNERS LIMITED 9 WEST 57TH STREET NEW YORK, NY 10019 |
X | |||
Mousseluxe Sarl 65, BOULEVARD GRANDE DUCHESSE CHARLOTTE LUXEMBOURG, N4 L1331 |
X |
MOUSSELUXE S.AR.L., By: /s/ Charles Heilbronn, Authorized Signatory | 06/29/2015 | |
**Signature of Reporting Person | Date | |
/s/ Charles Heilbronn | 06/29/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the receipt of shares pursuant to the purchase price adjustment provisions of that certain Stock Purchase Agreement between the Issuer and Chanel International BV dated as of March 12, 2015 ("SPA"). Pursuant to the SPA, affiliates of Mousseluxe S.ar.l. sold four private companies to the Issuer (the "Bourjois Sale). The Bourjois Sale closed on April 1, 2015, and the purchase price payable as of that date was finalized and fixed on June 25, 2015 in accordance with the terms of the SPA, at which time Mouseluxe S.ar.l. became entitled to receive 134,711 shares as consideration for the Bourjois Sale in addition to those shares delivered to it upon the Closing of the Bourjois Sale. The SPA was filed as Exhibit 2.1 to the Issuer's Current Report on Form 8-K filed on March 13, 2015. |
(2) | Mousseluxe S.ar.l. is the record holder of these securities. These securities are indirectly owned by Charles Heilbronn, who has been granted a power of attorney and proxy to exercise voting and investment power with respect to these securities. Mr. Heilbronn disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |