1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
Â
(1)
|
10/23/2023 |
Common Stock
|
90,000
|
$
0.15
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(2)
|
02/05/2024 |
Common Stock
|
300,000
|
$
0.29
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(3)
|
01/27/2025 |
Common Stock
|
165,000
|
$
0.14
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(4)
|
02/17/2026 |
Common Stock
|
241,500
|
$
0.07
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(5)
|
02/07/2027 |
Common Stock
|
120,000
|
$
0.23
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The shares underlying these grants vest 20% following the first anniversary of the October 23, 2013 grant date, and on a ratable monthly basis following such date for the remaining four years thereof. |
(2) |
The shares underlying these grants vest 20% following the first anniversary of the February 5, 2014 grant date, and on a ratable monthly basis following such date for the remaining four years thereof. |
(3) |
The shares underlying these grants vest 20% following the first anniversary of the January 27, 2015 grant date, and on a ratable monthly basis following such date for the remaining four years thereof. |
(4) |
The shares underlying these grants vest 20% following the first anniversary of the February 17, 2016 grant date, and on a ratable monthly basis following such date for the remaining four years thereof. |
(5) |
The shares underlying these grants vest 33.33% following the first anniversary of the February 7, 2017 grant date, and on a ratable monthly basis following such date for the remaining two years thereof. |