SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (date of earliest event reported): November 17. 2005
SERENA SOFTWARE INC.
(Exact name of registrant as specified in its charter)
Delaware 000-25285 94-2669809
(State or other jurisdictions (Commission (I.R.S. employer
of Incorporation) File Number) identification number)
2755 CAMPUS DRIVE 3rd FLOOR, 94403-2538
SAN MATEO, CALIFORNIA
(Address of principal executive offices) (zip code)
Registrant's telephone number, including area code: (650) 522-6600
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
|_| Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
|_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|_| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
|_| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition
On November 17, 2005, Serena Software Inc. issued a press release announcing its
financial results for the quarter ended October 31, 2005. The press release is
furnished as Exhibit 99.1 to this report on Form 8-K and is incorporated herein
by reference.
The information contained in this Item 2.02, including the attached Exhibit
99.1, is being furnished and shall not be deemed "filed" for purposes of Section
18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to
the liabilities of that Section, and shall not be incorporated by reference into
any registration statement or other document filed under the Securities Act of
1933, as amended, or the Exchange Act, except as shall be expressly set forth by
specific reference in such filing.
Item 9.01 Financial Statements and Exhibits
(c) Exhibits:
99.1 Press Release, dated November 17, 2005, announcing financial results
for the quarter ended October 31, 2005.
2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
SERENA SOFTWARE, INC.
By: /s/ ROBERT I. PENDER JR.
------------------------
Name: Robert I. Pender Jr
Title: Senior Vice President, Finance and
Administration, Chief Financial Officer
and Director
Date: November 17, 2005
3
EXHIBIT INDEX
Exhibit
Number
99.1 Press Release, dated November 17, 2005, announcing financial results for
the quarter ended October 31, 2005.