FORM 4 |
UNITED STATES SECURITIES
AND EXCHANGE COMMISSION |
OMB APPROVAL |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
OMB
Number: 3235-0287 Filed By |
1. Name and Address of Reporting Person* Lassonde, Pierre |
2. Issuer Name and
Ticker or Trading Symbol |
6. Relationship of
Reporting Person(s) President and Director |
||
(Last) (First) (Middle) 1700 Lincoln Street |
3. I.R.S. Identification
Number
|
4. Statement for Month/Day/Year 3/18/03 |
||
(Street) Denver, Co 80203 |
5. If Amendment, Date of Original (Month/Day/Year) |
7. Individual
or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
||
(City) (State) (Zip) |
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security |
2. Trans- |
2A. Deemed |
3. Trans- |
4. Securities Acquired
(A) or Disposed of (D) |
5. Amount of |
6. Owner- |
7. Nature of Indirect
|
|||
Code |
V |
Amount |
(A) |
Price |
||||||
Common Stock $1.60 par value |
3/18/03 |
|
A |
|
14,355 |
A |
|
14,355 |
D |
|
Reminder:
Report on a separate line for each class of securities beneficially owned
directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number |
FORM 4 (continued) |
Table II -
Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Derivative
Security |
2. Conver- |
3. Trans- |
3A. Deemed Execution Date, if any (Month/ Day/ Year) |
4. Trans- |
5. Number of Derivative
Securities Acquired (A) or Disposed of (D) |
6. Date Exercisable |
7. Title and Amount
of Underlying Securities |
8. Price of Derivative
Security |
9. Number of |
10. Owner- |
11. Nature of Indirect
Beneficial Ownership |
||||
Code |
V |
(A) |
(D) |
Date Exer-cisable |
Expira- |
Title |
Amount or Number
of |
||||||||
Exchangeable Shares (1) | $0.00 |
|
|
|
|
|
|
2/16/02 |
|
|
|
1,549,631 |
I |
by @008940 Ontario Inc. |
|
Exchangeable Shares (1) | $0.00 |
|
|
|
|
|
|
2/16/02 |
|
|
|
1,204,825 |
I |
By Firelight Investments Ltd. |
|
Exchangeable Shares (1) | $0.00 |
|
|
|
|
|
|
2/16/02 |
|
|
|
56,032 |
I |
By Lassonde Family Trust |
|
Exchangeable Shares (1) | $0.00 |
|
|
|
|
|
|
2/16/02 |
|
|
|
80,736 |
I |
By 2008942 Ontario Inc. |
|
Exchangeable Shares (1) | $0.00 |
|
|
|
|
|
|
2/16/02 |
|
|
|
18,501 |
D |
|
Explanation of Responses: (1) The Exchangeable Shares are shares of stock of Newmont Mining Corporation of Canada Limited (formerly 4011686 Canada Inc.), a corporation existing under the laws of Canada and wholly-owned subsidiary of the Issuer, that are convertible into common stock of the Issuer on a one-for-one basis at the option of the holder at any time after February 16, 2002, pursuant to the terms set forth in the Provisions Attaching to the Exchangeable Shares (the "Provisions") set forth as Appendix 1 to Schedule B of that certain Arrangement Agreement, dated November 14, 2001, between Franco-Nevada Mining Corporation Limited and Newmont Gold Company (formerly known as Newmont Mining Corporation). Pursuant to that certain Voting and Exchange Trust Agreement, between the Issuer, Newmont Mining Corporation of Canada Limited (formerly 4011686 Canada Inc.) and Computershare Trust Company of Canada (the "Trustee"), holders of Exchangeable Shares are entitled to direct the Trustee to cast the votes attaching to the shares of the Special Voting Stock of the Issuer held by the Trustee, on all matters submitted to the stockholders of the issuer. The Exchangeable Shares remain exchangeable at the option of the holder until redeemed by the Issuer pursuant to, and subject to the conditions of, the Provisions. |
By: /s/ Ardis Young, Attorney in Fact for Pierre Lassonde(2) **Signature of Reporting Person |
March 20, 2003 Date |
**Intentional misstatements
or omissions of facts constitute Federal Criminal Violations. Note: File three
copies of this Form, one of which must be manually signed. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
|