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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock | (3) | 01/02/2006 | A | 130,000 | 12/31/2010(5) | 12/31/2010 | Common Stock | 130,000 | (4) | 130,000 | D | ||||
Common Stock | (3) | 01/03/2007 | A | 112,000 | 12/31/2011(6) | 12/31/2011 | Common Stock | 112,000 | (4) | 112,000 | D | ||||
Common Stock | (3) | 01/02/2008 | A | 38,847 | 12/31/2012(7) | 12/31/2012 | Common Stock | 38,847 | (4) | 38,847 | D | ||||
Common Stock | $ 16.7813 | 01/01/2001 | 09/07/2010 | M | 122,146 (1) | (8) | 12/31/2010 | Common Stock | 122,146 | (9) | 0 | D | |||
Common Stock | $ 24.59 | 01/01/2002 | A | 53,872 | (8) | 12/31/2011 | Common Stock | 53,872 | (9) | 53,872 | D | ||||
Common Stock | $ 24.815 | 01/02/2003 | A | 82,282 | (8) | 12/31/2012 | Common Stock | 82,282 | (9) | 82,282 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CURLER JEFFREY H ONE NEENAH CENTER, 4TH FLOOR P.O. BOX 669 NEENAH, WI 54957 |
X | Chairman of the Board |
Sheri H. Edison Power of Attorney | 09/08/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Exercise of Option to purchase 122,146 shares. Reporting Person attested to ownership of 80,000 shares to cover the cost of exercise and requested the Company to use 91,711 shares to cover withholding taxes, resulting in the issuance of 30,435 shares to Reporting Person. |
(2) | The number of shares being transferred from the 401(k) Plan to the Reporting Person's direct account exceeds the number of shares reported as indirectly held in the 401(k) Plan on the Reporting Person's last Form 4 because the number of shares allocated to the 401(k) Plan account fluctuates based on stock price and the amount of dollars contributed to the Reporting Person's 401(k) Plan account. |
(3) | Security converts to Common Stock on a one-for-one basis on date of conversion. |
(4) | Will know price on the date of conversion. |
(5) | Award under Bemis Time Accelerated Restricted Stock Appreciation Program (TARSAP) exempt under Rule 16b-3: Grant to Reporting Person of right to receive stock as of December 31, 2010. |
(6) | Award under Bemis Time Accelerated Restricted Stock Appreciation Program (TARSAP) exempt under Rule 16b-3: Grant to Reporting Person of right to receive stock as of December 31, 2011. |
(7) | Award under Bemis Time Accelerated Restricted Stock Appreciation Program (TARSAP) exempt under Rule 16b-3: Grant to Reporting Person of right to receive stock as of December 31, 2012. |
(8) | Stock Option (right to buy) pursuant to Stock Option Plan exempt under Rule 16b-3: Option presently exercisable. |
(9) | Will know the price on the date of exercise. |