UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Unit | Â (1) | Â (1) | Common Stock | 16,779 | $ 0 | D | Â |
Incentive Stock Option | Â (2) | 11/08/2017 | Common Stock | 563 | $ 4.17 | D | Â |
Incentive Stock Option | Â (2) | 06/09/2020 | Common Stock | 5,000 | $ 2.78 | D | Â |
Incentive Stock Option | Â (3) | 11/09/2021 | Common Stock | 7,000 | $ 2.78 | D | Â |
Incentive Stock Option | Â (4) | 08/08/2022 | Common Stock | 7,250 | $ 2.17 | D | Â |
Incentive Stock Option | Â (5) | 12/11/2023 | Common Stock | 9,000 | $ 3.39 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Cheung Suping (Sue) 1277 ORLEANS DRIVE SUNNYVALE, CA 94089 |
 |  |  Controller, Princ. Acctg. Off. |  |
/s/ Patricia Hart, by Power of Attorney | 06/26/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 25% of the RSUs shall vest on the one-year anniversary of the date of grant and one eighth (1/8th) of the RSUs shall vest every six months thereafter. |
(2) | The options are fully vested as of the date of the event requiring statement. |
(3) | Of the amount in column 3, 5,437 are fully vested and exercisable, and 1,563 will vest in 5 equal monthly installments beginning on July 10, 2015. |
(4) | Of the amount in column 3, 5,135 are fully vested and exercisable, and 2,115 will vest in 14 equal monthly installments beginning on July 9, 2015. |
(5) | Of the amount in column 3, 3,375 are fully vested and exercisable, and 5,625 will vest in 30 equal monthly installments beginning on July 9, 2015. |