1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
04/01/2016(1)
|
04/01/2025 |
Common Stock
|
125,000
|
$
8.94
|
D
|
Â
|
Stock Option (right to buy)
|
07/13/2016(2)
|
07/13/2025 |
Common Stock
|
11,000
|
$
16.72
|
D
|
Â
|
Stock Option (right to buy)
|
06/01/2017(3)
|
06/01/2026 |
Common Stock
|
4,000
|
$
5.75
|
D
|
Â
|
Stock Option (right to buy)
|
07/18/2017(4)
|
07/18/2026 |
Common Stock
|
50,000
|
$
3.05
|
D
|
Â
|
Stock Option (right to buy)
|
09/30/2017(5)
|
09/30/2026 |
Common Stock
|
50,000
|
$
2.68
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
31,250 shares exercisable as of filing date, 31,250 shares exercisable commencing on April 1, 2017, 31,250 shares exercisable commencing on April 1, 2018 and 31,250 shares exercisable commencing on April 1, 2019. |
(2) |
3,667 shares exercisable as of filing date, 3,667 shares exercisable commencing on July 13, 2017, and 3,666 shares exercisable commencing on July 13, 2018. |
(3) |
Exercisable as to 1,334 shares commencing on June 1, 2017, 1,333 shares commencing on June 1, 2018, and 1,333 shares commencing on June 1, 2019. |
(4) |
Exercisable as to 16,667 shares commencing on July 18, 2017, 16,667 shares commencing on July 18, 2018, and 16,666 shares commencing on July 18, 2019. |
(5) |
Exercisable as to 16,667 shares commencing on September 30, 2017, 16,667 shares commencing on September 30, 2018, and 16,666 shares commencing on September 30, 2019. |