UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option to Purchase Common Stock | 08/03/2016(2) | 08/03/2025 | Common Stock | 100,000 | $ 23.03 | D | Â |
Option to Purchase Common Stock | 02/03/2017(2) | 02/03/2026 | Common Stock | 41,841 | $ 8.11 | D | Â |
Option to Purchase Common Stock | 02/22/2018(2) | 02/22/2027 | Common Stock | 24,861 | $ 12.07 | D | Â |
Option to Purchase Common Stock | 06/01/2018(3) | 06/01/2027 | Common Stock | 13,218 | $ 12.24 | D | Â |
Option to Purchase Common Stock | 02/14/2019(3) | 02/14/2028 | Common Stock | 47,635 | $ 18.41 | D | Â |
Restricted Stock Units | 02/22/2018(4) | Â (4) | Common Stock | 11,651 | $ (4) | D | Â |
Restricted Stock Units | 02/14/2019(5) | Â (5) | Common Stock | 8,170 | $ (5) | D | Â |
Restricted Stock Units | 02/14/2019(5) | Â (5) | Common Stock | 27,160 | $ (5) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Chondros Dimitrios C/O HALOZYME THERAPEUTICS, INC. 11388 SORRENTO VALLEY ROAD SAN DIEGO, CA 92121 |
 |  |  SVP, Chief Medical Officer |  |
/s/ James R. Oehler as attorney-in-fact for Dimitrios Chondros | 05/07/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 7,500 shares of restricted stock that vest in equal pro rata amounts on August 3, 2018 and August 3, 2019. Also includes 12,330 shares of restricted stock that vest in equal pro rata amounts on February 3, 2019 and February 3, 2020. |
(2) | This option vested one-fourth on such date and vests 1/48th monthly thereafter. |
(3) | This option vests one-fourth on such date and then 1/48th monthly thereafter. |
(4) | This award vested one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter. Represents a restricted stock unit award with no exercise price. |
(5) | This award vests one-fourth on the first anniversary of the grant date and then one-fourth on each anniversary date thereafter. Represents a restricted stock unit award with no exercise price. |
 Remarks: Exhibit List:  Exhibit 24 - Power of Attorney |