|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common | 1,704 | 1,704 (4) | D | ||||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common | 120,000 | 120,000 | I | Held by John C. Standish Delta Trust. (5) | |||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common | 10,700 | 10,700 | I | Held by John C. Standish Gift Trust. (6) | |||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common | 151,318 | 151,318 | I | Held by Standish Delta Trust. (7) | |||||||
| Employee Stock Option | $ 15 | 02/09/1994(8) | 05/01/2008 | Class A Common | 9,000 | 9,000 | D | ||||||||
| Employee Stock Option (9) | $ 22.25 | 05/18/1996(8) | 05/18/2015 | Class A Common | 1,000 | 10,000 | D | ||||||||
| Employee Stock Option (9) | $ 22.25 | 05/14/1997(8) | 05/14/2016 | Class A Common | 1,000 | 11,000 | D | ||||||||
| Employee Stock Option (10) | $ 19.375 | 11/04/1999(8) | 11/04/2018 | Class A Common | 300 | 11,300 | D | ||||||||
| Employee Stock Option (10) | $ 15.6875 | 11/09/2000(8) | 11/09/2019 | Class A Common | 600 | 11,900 | D | ||||||||
| Employee Stock Option (10) | $ 10.5625 | 11/15/2001(11) | 11/15/2020 | Class A Common | 720 | 12,620 | D | ||||||||
| Employee Stock Option (10) | $ 20.45 | 11/06/2002(12) | 11/06/2021 | Class A Common | 2,000 | 14,620 | D | ||||||||
| Employee Stock Option (10) | $ 20.63 | 11/07/2003(13) | 11/07/2022 | Class A Common | 2,000 | 16,620 | D | ||||||||
| Restricted Stock Units (14) | (14) | 11/13/2004 | M | 121 | (14)(15) | (14)(15) | Class A Common Stock | 121 | (14) | 485 | D | ||||
| Restricted Stock Units (14) | (14) | (14)(16) | (14)(16) | Class A Common Stock | 800 | 800 | D | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| STANDISH JOHN C C/O ALBANY INTERNATIONAL CORP. P.O. BOX 1907 ALBANY, NY 12201-1907 |
X | |||
| Kathleen M. Tyrrell, Attorney-in-fact | 11/15/2004 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Held by spouse. Mr. Standish disclaims beneficial ownership. |
| (2) | Deemed acquisition and disposition to the issuer of shares of stock underlying Restriced Stock Units. No shares were actually issued or disposed. |
| (3) | Convertible on a share-for-share basis, into shares of the Company's Class A Common Stock. |
| (4) | Includes 1,000 shares held by Mr. Standish as custodian for his minor son. |
| (5) | Held by the John C. Standish Delta Trust, a trust for the beneficiaries of which include Mr. Standish's children. Mr. Standish disclaims investment control with respect to, and beneficial ownership of, these shares. |
| (6) | Held by the John C. Standish Gift Trust. Mr. Standish disclaims investment control with respect to, and beneficial ownership of, these shares. |
| (7) | Held by Standish Delta Trust, a trust of which Mr. Standish is a beneficiary and as to which he shares voting and investment power. |
| (8) | Fully exercisable. |
| (9) | Option granted pursuant to Company's 1992 Stock Option Plan as incentive to remain in employ of Company. |
| (10) | Option granted pursuant to Company's 1998 Stock Option Plan as incentive to remain in employ of Company. |
| (11) | Become exercisable as to 240 shares on each November 15, beginning November 15, 2001. |
| (12) | Become exercisable as to 400 shares on each November 6, beginning November 6, 2002. |
| (13) | Become exercisable as to 400 shares on each November 7, beginning November 7, 2003. |
| (14) | Restricted Stock Units granted pursuant to the Albany International Corp. 2003 Restricted Stock Unit Plan (the "Restricted Stock Unit Plan"). Each Restricted Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting or, in the event that the holder elects to defer payment, at such later time elected in accordance with the Restricted Stock Unit Plan. |
| (15) | 120 Restricted Stock Units (plus related dividend units) vest on each November 13, beginning November 13, 2004. |
| (16) | 160 Restricted Stock Units (plus related dividend units) vest on each November 11, beginning November 11, 2005. |