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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series B Convertible Preferred Stock | $ 0 (1) | 03/14/2007 | C | 3,761,059 | (1) | (1) | Common Stock | 2,315,909 | $ 0 (1) | 0 | D (2) | ||||
Series C Convertible Preferred Stock | $ 0 (1) | 03/14/2007 | C | 935,809 | (1) | (1) | Common Stock | 576,233 | $ 0 (1) | 0 | D (2) | ||||
Series D Convertible Preferred Stock | $ 0 (1) | 03/14/2007 | C | 515,490 | (1) | (1) | Common Stock | 317,418 | $ 0 (1) | 0 | D (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NEW ENTERPRISE ASSOCIATES 10 L P 1119 ST. PAUL STREET BALTIMORE, MD 21202 |
X | |||
NEA PARTNERS 10 L P 1119 ST. PAUL STREET BALTIMORE, MD 21202 |
X | |||
BARRIS PETER J 1119 ST. PAUL STREET BALTIMORE, MD 21202 |
X | |||
BARRETT M JAMES 1119 ST. PAUL STREET BALTIMORE, MD 21202 |
X | |||
KRAMLICH C RICHARD 1119 ST. PAUL STREET BALTIMORE, MD 21202 |
X | |||
NEWHALL CHARLES W III 1119 ST. PAUL STREET BALTIMORE, MD 21202 |
X | |||
PERRY MARK W 1119 ST. PAUL STREET BALTIMORE, MD 21202 |
X | |||
SANDELL SCOTT D 1119 ST. PAUL STREET BALTIMORE, MD 21202 |
X | |||
TRAINOR III EUGENE A 1119 ST. PAUL STREET BALTIMORE, MD 21202 |
X |
/s/ Louis S. Citron, attorney-in-fact | 03/15/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each share of Series B, Series C and Series D Preferred Stock converted automatically into approximately 0.6158 shares of Common Stock immediately upon the closing of the Issuer's intitial public offering. |
(2) | The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partners of NEA Partners 10 (NEA Partners 10 and their general partners together, the "Indirect Reporting Persons"). The general partners of NEA Partners 10 are Peter Barris, M. James Barrett, C. Richard Kramlich, Charles W. Newhall, III, Mark W. Perry, Scott D. Sandell and Eugene A. Trainor, III. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the Indirect Reporting Persons have no actual pecuniary interest therein. |
Remarks: In addition, NEA Ventures 2003, L.P. owns 7,985 shares of Common Stock of the Issuer. The Reporting Persons do not have voting nor dispositive power over the shares held by NEA Ventures 2003, L.P. The Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of those shares in which the Reporting Persons have no actual pecuniary interest therein. |