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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options (right to buy) (2) | $ 4.69 | 05/02/2012 | A | 67,677 | (2) | (2) | Class A Common Stock | 67,677 | $ 0 | 67,677 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Dvorak Robert F P.O. BOX 778 PAMPA, TX 79066-0778 |
See Remarks |
/s/ David L. Laxton, III, as attorney in fact | 05/04/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents a grant of restricted shares of Class A common stock ("Class A Common Stock"), par value $0.0001 per share, of Edgen Group Inc. ("Edgen"), of which 18,391.49 shares are vested. 47,977.81 of Mr. Dvorak's unvested restricted shares of Class A Common Stock vest 20% on each of the first five anniversaries of August 19, 2010, subject to his continued employment with Edgen. 25,588.16 of Mr. Dvorak's unvested restricted shares of Class A Common Stock vest 20% on each of the first five anniversaries of April 4, 2011, subject to his continued employment with Edgen. |
(2) | Represents a grant of options to buy shares of Class A Common Stock, of which 13,535.30 options are vested. Mr. Dvorak's unvested options vest 20% on each of the first five anniversaries of August 19, 2010, subject to his continued employment with Edgen. Mr. Dvorak's options expire on August 19, 2017. |
Remarks: President - OCTG Segment, Bourland & Leverich |