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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $ 30.71 | 04/29/2013 | A | 18,677 | 05/29/2013(1) | 04/29/2013 | Common Stock | 18,677 | $ 0 | 18,677 | D | ||||
Restricted Stock Units (RSU) | (2) | 04/29/2013 | A | 3,540 | (2) | (2) | Common Stock | 3,540 | $ 0 | 3,540 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Krone Kevin 1011 W. 5TH STREET SUITE #300 AUSTIN, TX 78703 |
X |
Melissa Fruge as Attorney-In-Fact for Kevin Krone | 05/01/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Thirty-three and one-third percent (33?%) of the Shares subject to the Restricted Stock Unit shall vest one year after the corresponding day of the third month following the Vesting Commencement Date, and an additional thirty-three and one-third percent (33?%) of the Shares subject to the Restricted Stock Unit shall vest annually thereafter, until all the Shares are vested, subject to the Participant continuing to be a Service Provider on such dates. |
(2) | One thirty-sixth (1/36th) of the Shares subject to the Option shall vest and become exercisable on the corresponding day of each month following the Vesting Commencement Date, or to the extent such a month does not have the corresponding day, on the last day of any such month, until all the Shares are vested and exercisable, subject to Optionee's continuing to be a Service Provider on such dates. |