FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
REPORT OF FOREIGN ISSUER
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the month of December, 2011
UNILEVER PLC
(Translation of registrant's name into English)
UNILEVER HOUSE, BLACKFRIARS, LONDON, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F..X.. Form 40-F.....
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(1):_____
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(7):_____
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ..... No .X..
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82- _______
Exhibit 99 attached hereto is incorporated herein by reference.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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UNILEVER PLC
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/S/ T E LOVELL
By T E LOVELL
SECRETARY
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Date: 4 January, 2012
EXHIBIT INDEX
EXHIBIT NUMBER EXHIBIT DESCRIPTION
99 Notice to London Stock Exchange dated 4 January, 2012
Exhibit 99
This Report on Form 6-K contains the following:
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Exhibit 1:
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Stock Exchange announcement dated 16 December 2011 entitled 'Director/PDMR Shareholding'
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Exhibit 2:
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Stock Exchange announcement dated 22 December 2011 entitled 'Director/PDMR Shareholding'
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Exhibit 1:
16 December 2011
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
Unilever PLC was notified on 15 December 2011 that on 14 December 2011 dividend equivalents earned on the Unilever Global Share Incentive Plan 2007 (GSIP), the Unilever Management Co Investment Plan (MCIP), the Unilever Share Matching Scheme, the Unilever North America 2002 Omnibus Equity Compensation Plan, the Unilever Before-Tax Share Bonus Program, and the Dividend Re-Investment Plan shares were reinvested as additional shares based on the London Stock Exchange closing price of £20.97 or the New York Stock Exchange closing price of $32.38 (as appropriate) on 14 December 2011.
Unilever Global Share Incentive Plan 2007 (GSIP)
Dividend equivalents earned on GSIP conditional target shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP target shares. The dividend equivalents reinvested were as follows:
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Mr D A Baillie (PDMR) - 377 Ordinary 3 1/9 pence shares
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Professor G Berger (PDMR) - 311 Ordinary 3 1/9 pence shares
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Mr K Havelock (PDMR) - 185 Ordinary 3 1/9 pence shares
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Mr J-M Huët (Director) - 677 Ordinary 3 1/9 pence shares
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Mr K Kruythoff (PDMR) - 155 Ordinary 3 1/9 pence shares
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Mr D Lewis (PDMR) - 325 Ordinary 3 1/9 pence shares
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Mr H Manwani (PDMR) - 320 Ordinary 3 1/9 pence shares
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Mr P G J M Polman (Director) - 972 Ordinary 3 1/9 pence shares
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Mr A Saint-Affrique (PDMR) - 170 Ordinary 3 1/9 pence shares
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Mr P L Sigismondi (PDMR) - 288 Ordinary 3 1/9 pence shares
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Mr K C F Weed (PDMR) - 325 Ordinary 3 1/9 pence shares
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Mr J Zijderveld (PDMR) - 282 Ordinary 3 1/9 pence shares
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The above transactions were carried out in the UK.
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Unilever Management Co Investment Plan (MCIP)
Dividend equivalents earned on MCIP Match Shares were reinvested as additional MCIP Match Shares, which will be subject to the same performance conditions as the underlying MCIP Match Shares. Based on an MCIP Match of 100%, the dividend equivalents reinvested were as follows:
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Mr D A Baillie (PDMR) - 89 Ordinary 3 1/9 pence shares
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Professor G Berger (PDMR) - 53 Ordinary 3 1/9 pence shares
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Mr K Havelock (PDMR) - 67 Ordinary 3 1/9 pence shares
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Mr K Kruythoff (PDMR) - 31 Ordinary 3 1/9 pence shares
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Mr D Lewis (PDMR) - 65 Ordinary 3 1/9 pence shares
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Mr H Manwani (PDMR) - 106 Ordinary 3 1/9 pence shares
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Mr A Saint-Affrique (PDMR) - 63 Ordinary 3 1/9 pence shares
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Mr P L Sigismondi (PDMR) - 54 Ordinary 3 1/9 pence shares
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Mr K C F Weed (PDMR) - 75 Ordinary 3 1/9 pence shares
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Mr J Zijderveld (PDMR) - 85 Ordinary 3 1/9 pence shares
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The above transactions were carried out in the UK.
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Unilever Management Co Investment Plan (MCIP)
Dividend equivalents earned on MCIP Investment Shares were as follows:
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Mr K Havelock (PDMR) - 65 Ordinary 3 1/9 pence shares
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Mr K Kruythoff (PDMR) - 30 Ordinary 3 1/9 pence shares
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Mr A Saint-Affrique (PDMR) - 62 Ordinary 3 1/9 pence shares
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Unilever Share Matching Scheme
Dividend equivalents were earned on shares purchased as part of the individuals' annual bonuses awarded in 2009 pursuant to the Unilever Share Matching Scheme. The dividend equivalents reinvested were as follows:
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Mr K Havelock (PDMR)
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- Plan Year 2009: 22 Ordinary 3 1/9 pence shares
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Mr K Kruythoff (PDMR)
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- Plan Year 2009: 22 Ordinary 3 1/9 pence shares
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Mr K C F Weed (PDMR)
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- Plan Year 2009: 23 Ordinary 3 1/9 pence shares
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Mr J Zijderveld (PDMR)
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- Plan Year 2009: 24 Ordinary 3 1/9 pence shares
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The above transactions were carried out in the UK.
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Unilever North America 2002 Omnibus Equity Compensation Plan
Dividend equivalents earned on North America 2002 Omnibus Equity Compensation Plan conditional target shares were reinvested as additional North America 2002 Omnibus Equity Compensation Plan conditional shares, which will be subject to the same performance conditions as the underlying North America 2002 Omnibus Equity Compensation Plan target shares. The dividend equivalents reinvested were as follows:
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Mr A Jope (PDMR) - 440 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share
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The above transactions were carried out in the USA.
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Unilever Before-Tax Share Bonus Program
Dividend equivalents earned on shares in the Share Bonus Program were reinvested and will be distributed in July of the calendar year after the year of retirement or termination. There are no performance conditions associated with receiving these dividends. The dividend equivalents reinvested were as follows:
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Mr A Jope (PDMR) - 42 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share
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The above transaction was carried out in the USA.
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Reinvestment of dividend on purchased shares
Dividends were earned on shares beneficially owned, and reinvested as follows:
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Mr K Havelock (PDMR) - 22 Ordinary 3 1/9 pence shares
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Mr K Kruythoff (PDMR) - 19 Ordinary 3 1/9 pence shares
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Mr A Saint-Affrique (PDMR) - 46 Ordinary 3 1/9 pence shares
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Mr K C F Weed (PDMR) - 131 Ordinary 3 1/9 pence shares
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Mr J Zijderveld (PDMR) - 419 Ordinary 3 1/9 pence shares
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The above transactions were carried out in the UK.
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This announcement is made following notifications under Disclosure and Transparency rule 3.1.4(R)(1)(a).
Name of contact and telephone number for queries:
MATTHEW CONACHER - +44(0)207 822 5539
Name of authorised official of issuer responsible for making notification:
TONIA LOVELL - GROUP SECRETARY
16 December 2011
This information is provided by RNS
The company news service from the London Stock Exchange
Exhibit 2:
22 December 2011
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
Unilever PLC was notified on 21 December 2011 of the following transaction which took place on 20 December 2011:
Mr H Manwani (PDMR) - sale of 13,000 Unilever PLC Ordinary 3 1/9 pence shares at a price of 2088.177p per share.
The above transaction was carried out in the UK.
This announcement is made following notifications under Disclosure and Transparency rule 3.1.4(R)(1)(a).
Name of contact and telephone number for queries:
MATTHEW CONACHER - +44(0)207 822 5539
Name of authorised official of issuer responsible for making notification:
TONIA LOVELL - COMPANY SECRETARY
22 December 2011
This information is provided by RNS
The company news service from the London Stock Exchange
Safe Harbour:
This announcement may contain forward-looking statements, including 'forward-looking statements' within the meaning of the United States Private Securities Litigation Reform Act of 1995. Words such as 'expects', 'anticipates', 'intends', 'believes' or the negative of these terms and other similar expressions of future performance or results, and their negatives, are intended to identify such forward-looking statements. These forward-looking statements are based upon current expectations and assumptions regarding anticipated developments and other factors affecting the Group. They are not historical facts, nor are they guarantees of future performance. Because these forward-looking statements involve risks and uncertainties, there are important factors that could cause actual results to differ materially from those expressed or implied by these forward-looking statements, including, among others, competitive pricing and activities, economic slowdown, industry consolidation, access to credit markets, recruitment levels, reputational risks, commodity prices, continued availability of raw materials, prioritisation of projects, consumption levels, costs, the ability to maintain and manage key customer relationships and supply chain sources, consumer demands, currency values, interest rates, the ability to integrate acquisitions and complete planned divestitures, the ability to complete planned restructuring activities, physical risks, environmental risks, the ability to manage regulatory, tax and legal matters and resolve pending matters within current estimates, legislative, fiscal and regulatory developments, political, economic and social conditions in the geographic markets where the Group operates and new or changed priorities of the Boards. Further details of potential risks and uncertainties affecting the Group are described in the Group's filings with the London Stock Exchange, Euronext Amsterdam and the US Securities and Exchange Commission, including the Group's Annual Report on Form 20-F for the year ended 31 December 2010. These forward-looking statements speak only as of the date of this document. Except as required by any applicable law or regulation, the Group expressly disclaims any obligation or undertaking to release publicly any updates or revisions to any forward-looking statements contained herein to reflect any change in the Group's expectations with regard thereto or any change in events, conditions or circumstances on which any such statement is based.