Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

Date of report (Date of earliest event reported):

    August 13, 2007
    

 

 

Encorium Group, Inc.

(Exact Name of Registrant as Specified in Charter)

 

 

Delaware    0-21145    56-1668867
 
(State or Other Jurisdiction of Incorporation)    (Commission File Number)    (IRS Employer Identification No.)

 

 

One Glenhardie Corporate Center, 1275 Drummers Lane, Suite 100, Wayne, PA

    19087
 

(Address of Principal Executive Offices)

    (Zip Code)

 

Registrant’s telephone number, including area code:

    (610) 975-9533
    

 

 

 

                                         (Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

ITEM 2.02. RESULTS OF OPERATIONS AND FINANCIAL CONDITION.

On August 13, 2007, Encorium Group, Inc. (“Encorium”) issued a press release announcing Encorium’s financial results for its second fiscal quarter ended June 30, 2007.

A copy of Encorium’s press release is attached hereto as Exhibit 99.1 to this Current Report on Form 8-K.

The information in this Current Report on Form 8-K, including the exhibit hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

 

ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.

(d) Exhibits.

99.1—Press release dated August 13, 2007.

Signature

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

     ENCORIUM GROUP, INC.

Dated: August 13, 2007

    By:    /s/ Lawrence R. Hoffman
       
   Name: Lawrence R. Hoffman
  

Title:   Executive Vice President,

            General Counsel, Secretary and

            Chief Financial Officer

 

2

EXHIBIT INDEX

 

EXHIBIT

NUMBER

   

DOCUMENT

99.1    Press release dated August 13, 2007.